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STATEMENT 14 FOR DETAIL 175000 ASPEN: SEE STATEMENT 15 FOR DETAIL 160000 0 39358087 953611 0 40311698 0 0 40311698 604675 39707023 1985351 1985351 6648 6648 1978703 0 1978703 0 1978703 6252615 0 6252615 6648 6245967 1978703 0 0 2111849 1302847 5482307 4411715 5026838 18335556 6252615 0 0 0 1978703 4273912 0 0 22609468 0 0 0 0 0 0 2111849 20497619 1302847 5482307 4411715 5026838 4273912 X ACCION THE US NETWORK 85 BROAD ST 18TH FLOOR NEW YORK NY 10004 PC ACCION MODERNIZATION PROJECT 160000 AFFORDABLE HOUSING ALLIANCE INC 3535 ROUTE 66 PARKWAY 100 COMPLEX NEPTUNE NJ 07753 PC HOUSING COUNSELING AND EDUCATION PROGRAM 10000 ASIAN AMERICANS FOR EQUALITY INC 2 ALLEN STREET 7TH FLOOR NEW YORK NY 10002 PC AFFORDABLE HOUSING AND HOMEOWNERSHIP 40000 ASPEN INSTITUTE ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON DC 20036 PC MICROFINANCE IMPACT COLLABORATIVE 149033 ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT ANHD 50 BROAD STREET STE 1402 NEW YORK NY 100042699 PC PERMANENT AND DEEP AFFORDABILITY 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PARTNERSHIP'S COLLEGE ACCESS INITIATIVES 29000 COMMUNITIES IN SCHOOLS OF HOUSTON INC 1235 NORTH LOOP W STE 300 HOUSTON TX 770084702 PC E038380 - 10/31/17 11:03AM WORKSHEET PRIVATE FOUNDATION 30000 COMMUNITIES IN SCHOOLS OF THE DALLAS REGION INC 1341 W MOCKINGBIRD LN SUITE 1000E DALLAS TX 75247 PC CISDR COLLEGE TO CAREER PATHWAYS 45000 COMMUNITIES IN SCHOOLS 2345 CRYSTAL DRIVE SUITE 700 ARLINGTON VA 22202 PC CREATING THE PRODUCT FOR BUILDING AN ALUMNI GENERATION 50000 COMMUNITY DEVELOPMENT CORPORATION OF LONG ISLAND INC 2100 MIDDLE COUNTRY ROAD CENTEREACH NY 117203577 PC CDCLI HOMEOWNER PRESERVATION SERVICES 50000 COMMUNITY LOAN FUND OF NEW JERSEY INC 108 CHURCH ST 3RD FLOOR NEW BRUNSWICK NJ 08901 PC AFFORDABLE HOUSING LENDING PROGRAMS 30000 CORPORATION FOR SUPPORTIVE HOUSING 61 BROADWAY SUITE 2300 NEW YORK NY 10006 PC HOUSING AUTHORITIES AS FULL PARTNERS IN SUPPORTIVE HOUSING 100000 CREDIT BUILDERS ALLIANCE 1701 K STREET NW SUITE 1000 WASHINGTON DC 20006 PC CREDIT STRENGTH ROADMAP 75000 CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS 1512 TOWNSEND AVENUE BRONX NY 10452 PC NEW SETTLEMENT'S COLLEGE SUCCESS PROGRAM 50000 CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS 1512 TOWNSEND AVENUE BRONX NY 10452 PC COMMUNITY ORGANIZING TO PRESERVE AFFORDABLE AND SAFE HOUSING FOR LOW AND MODERATE INCOME FAMILIES AND INDIVIDUALS 25000 CUNY RF (BMCC CUNY) BMCC GRANTS OFFICE 199 CHAMBERS STREET NEW YORK NY 10007 PC HIGHER EDUCATION REAL OPPORTUNITIES (HERO) INITIATIVE 109175 CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION 625 JAMAICA AVE BROOKLYN NY 112081203 PC COLLEGE SUCCESS PROGRAMS 75000 CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION 625 JAMAICA AVE BROOKLYN NY 112081203 PC AFFORDABLE HOUSING DEVELOPMENT PROGRAM 40000 DALLAS COUNTY COMMUNITY COLLEGE DISTRICT 1601 LAMAR STREET STE 130 DALLAS TX 75215 PC DCCCD WORKFORCE NETWORK 142500 DC CENTRAL KITCHEN 425 SECOND STREET WASHINGTON DC 20001 PC FOSTERING LONG-TERM SELF SUFFICIENCY AMONG AT-RISK ADULTS 35000 DC COLLEGE ACCESS PROGRAM 1400 L ST NW STE 400 WASHINGTON DC 200053592 PC SISP: STEM INCENTIVE AND SCHOLARSHIP PROGRAM 90000 DELGADO COMMUNITY COLLEGE FOUNDATION 615 CITY PARK AVENUE NEW ORLEANS LA 70119 PC MAKE IT COUNT: BRIDGING THE GAP BETWEEN NON-CREDIT AND CREDIT 125000 ENTERPRISE COMMUNITY PARTNERS INC 70 CORPORATE CENTER SUITE 700 COLUMBIA MD 21044 PC ENTERPRISE'S NATIONAL PRESERVATION INITIATIVE & CALIFORNIA CAP AND TRADE PROGRAM 150000 FIFTH AVENUE COMMITTEE INC 172 FIFTH AVENUE BOX 137 BROOKLYN NY 11217 PC FINANCIAL AND CREDIT COUNSELING 10000 FUTURES AND OPTIONS INC 120 BROADWAY SUITE 1019 NEW YORK NY 102713399 PC CAREER ESSENTIALS AND THE INTERNSHIP PROGRAM 40000 GARDEN STATE EPISCOPAL COMMUNITY DEVELOPMENT CORPORATION 118 SUMMIT AVENUE JERSEY CITY NJ 07304 PC AFFORDABLE HOUSING AND NEIGHBORHOOD REVITALIZATION 20000 GATEWAY DEMONSTRATION ASSISTANCE CORPORATION 588 BROADWAY 1208 NEW YORK NY 100123229 PC GATEWAY HOUSING SHELTER REDEVELOPMENT INITIATIVE 15000 GODDARD RIVERSIDE COMMUNITY CENTER 593 COLUMBUS AVE NEW YORK NY 100241904 PC OPTIONS CENTER SUCCESS PROGRAM 65000 GRAMEEN AMERICA INC 150 WEST 30TH STREET 8TH FLOOR NEW YORK NY 10001 PC NATIONAL TECHNOLOGY CAPACITY BUILDING INITIATIVE 185000 HABITAT FOR HUMANITY NEWARK INC 58 PARK PLACE 4TH FL NEWARK NJ 07102 PC AFFORDABLE HOUSING INITIATIVE 5000 HABITAT FOR HUMANITY OF TRENTON 601 N CLINTON AVE TRENTON NJ 08638 PC EWING DUPLEX 5000 HOPE COMMUNITY INC 174 E 104TH ST NEW YORK NY 100294916 PC HOPE CONNECTS 10000 HOSTOS COMMUNITY COLLEGE 560 EXTERIOR STREET BRONX NY 10451 PC HOSTOS COLLEGE AND CAREER PATHWAYS 146500 HOUSING ACTION COUNCIL INC 55 SOUTH BROADWAY TARRYTOWN NY 105914000 PC HOUSING DEVELOPMENT SERVICES PROGRAM 30000 HOUSING AND COMMUNITY DEVELOPMENT NETWORK OF NJ 145 W HANOVER ST TRENTON NJ 086184823 PC NETWORK HOUSING COUNSELING ASSOCIATION 50000 HOUSING AND NEIGHBORHOOD DEVELOPMENT SERVICES INC 15 S ESSEX AVENUE REAR ORANGE NJ 070502607 PC OPERATION NEIGHBORHOOD IMPACT 2016-17 15000 HOUSING PARTNERSHIP 2 EAST BLACKWELL STREET DOVER NJ 078014645 PC HOMEBUYER EDUCATION AND COUNSELING 10000 HOUSTON INDEPENDENT SCHOOL DISTRICT FOUNDATION 4400 WEST 18TH STREET HOUSTON TX 770928501 PC DREAM ON/STEAM ON 10000 I HAVE A DREAM FOUNDATION - NEW YORK 322 8TH AVE STE 202 NEW YORK NY 100016852 PC COLLEGE SUCCESS PROGRAM 35000 IRONBOUND COMMUNITY CORPORATION 317 ELM STREET NEWARK NJ 07105 PC TERRELL HOMES IMPROVEMENT PLAN 10000 ISLES INC 10 WOOD STREET TRENTON NJ 086183921 PC ISLES' HOUSING COUNSELING 10000 KINGSBOROUGH COMMUNITY COLLEGE 2001 ORIENTAL BOULEVARD BROOKLYN NY 11235 PC IMPLEMENTING A DATA-TRACKING STRATEGY TO INFORM INSTITUTIONAL GROWTH & IMPROVE STUDENT OUTCOMES 149941 LA CASA DE DON PEDRO 75 PARK AVE NEWARK NJ 071041034 PC LA CASA COMMUNITY FINANCIAL EMPOWERMENT INITIATIVE 15000 LAGUARDIA COMMUNITY COLLEGE FOUNDATION 3110 THOMSON AVE LONG ISLAND CITY NY 111013007 PC FEEDBACK360 122327 LEAP INC 621 DEGRAW ST BROOKLYN NY 112173120 PC HIGH-IMPACT SECTOR FOCUSED TRAINING FOR LOW-INCOME NEW YORKERS 50000 LOCAL INITIATIVES SUPPORT CORPORATION 501 SEVENTH AVENUE NEW YORK NY 10018 PC PRESERVING SECTION 202 PRAC AFFORDABLE HOUSING FOR LOW-INCOME SENIORS 100000 LONG ISLAND HOUSING PARTNERSHIP INC 180 OSER AVENUE SUITE 800 HAUPPAUGE NY 117883737 PC PRE-PURCHASE HOMEBUYER EDUCATION AND FAIR HOUSING INITIATIVES PROGRAM 50000 LOW INCOME INVESTMENT FUND 50 CALIFORNIA ST SUITE 2900 SAN FRANCISCO CA 94111 PC AFFORDABLE HOUSING LENDING INITIATIVE (ALI) 100000 LOW INCOME INVESTMENT FUND 50 CALIFORNIA ST SUITE 2900 SAN FRANCISCO CA 94111 PC LIIF'S NEW YORK AFFORDABLE HOUSING INVESTMENT INITIATIVE 20000 MERCY LOAN FUND 1999 BROADWAY STE 1000 DENVER CO 802025704 PC PROVIDING AFFORDABLE HOUSING CAPITAL THROUGH PLEDGING OF ASSETS TO THE FHLB OF TOPEKA 75000 MINKWON CENTER FOR COMMUNITY ACTION INC 136-19 41ST AVENUE 3FL FLUSHING NY 113552442 PC FLUSHING HOUSING PROJECT 15000 MISSION ASSET FUND 3269 MISSION STREET SAN FRANCISCO CA 941101898 PC FROM PLAN TO REALITY: LAUNCHING THE LENDING CIRCLES APP 175000 MONTGOMERY COLLEGE FOUNDATION INC 9221 CORPORATE BOULEVARD ROCKVILLE MD 20850 PC BUILDING ALLIANCES TOWARD STACKABLE CREDENTIALS 126121 NATIONAL COALITION FOR ASIAN PACIFIC AMERICAN COMMUNITY DEVELOPMENT 1628 16TH STREET NW 4TH FLOOR WASHINGTON DC 200093064 PC HOUSING COUNSELING & FINANCIAL CAPABILITY INTERMEDIARY PROGRAM 100000 NATIONAL COMMUNITY STABILIZATION TRUST 910 17TH ST NW STE 500-A WASHINGTON DC 200062623 PC BALTIMORE VACANT BUILDINGS 75000 NEIGHBORHOOD HOUSING SERVICES OF JAMAICA INC 89-70 162ND ST JAMAICA NY 114325072 PC AFFORDABLE HOUSING REHAB 7500 NEIGHBORHOOD HOUSING SERVICES OF NEW YORK CITY INC 307 WEST 36TH STREET 12TH FLOOR NEW YORK NY 10018 PC NHSNYC'S SUSTAINABLE HOMEOWNERSHIP INITIATIVE 30000 NEIGHBORHOOD REINVESTMENT CORPORATION 999 NORTH CAPITOL STREET NE WASHINGTON DC 20002 PC SUSTAINABLE HOMEOWNERSHIP, NEIGHBORWORKS TRAINING INSTITUTES AND SCHOLARSHIPS, AND COMMUNITY STABILIZATION IN WEST BALTIMORE 200000 NEW DESTINY HOUSING CORPORATION 12 WEST 37TH STREET 7TH FLOOR NEW YORK NY 10018 PC FAMILY SUPPORT PROGRAM 20000 NEW JERSEY COMMUNITY DEVELOPMENT CORPORATION 32 SPRUCE STREET PATERSON NJ 07501 PC PARK CORNER PLAZA 15000 NEW LEADERS INC 30 WEST 26TH STREET 10TH FLOOR NEW YORK NY 10010 PC EMERGING LEADERS/ASPIRING PRINCIPALS 50000 NEW YORK MORTGAGE COALITION 85 BROAD ST 17TH FL NEW YORK NY 100042376 PC NYMC PRE-PURCHASE HOMEOWNERSHIP COUNSELING 50000 NORTHERN MANHATTAN IMPROVEMENT CORPORATION 45 WADSWORTH AVENUE NEW YORK NY 100337038 PC AFFORDABLE HOUSING TECHNICAL ASSISTANCE PROJECT 15000 NORTHERN VIRGINIA COMMUNITY COLLEGE 4001 WAKEFIELD CHAPEL ROAD ANNANDALE VA 220033796 PC CYBERSECURITY CAREER PATHWAYS PROJECT 100000 ONEGOAL 55 EXCHANGE PLACE SUITE 503 NEW YORK NY 10005 PC CONTINUED EXPANSION IN NEW YORK CITY 40000 OPPORTUNITY FINANCE NETWORK 620 CHESTNUT ST STE 572 PHILADELPHIA PA 191063411 PC CDFI CAPACITY BUILDING AND RESEARCH 125000 PARAPROFESSIONAL HEALTHCARE INSTITUTE INC 400 EAST FORDHAM ROAD 11TH FLOOR BRONX NY 10458 PC STRENGTHENING HOME CARE EMPLOYMENT: EXPANDING OPPORTUNITIES FOR ECONOMIC SECURITY IN LOW-INCOME NEW YORK CITY COMMUNITIES 40000 PLANO ISD EDUCATION FOUNDATION 2700 W 15TH ST PLANO TX 750757524 PC AVID AND MATH CORP SUMMER PROGRAM 40000 PRATT AREA COMMUNITY COUNCIL INC 1000 DEAN STREET ROOM 420 BROOKLYN NY 11238 PC NEIGHBORHOOD STABILIZATION INITIATIVE 40000 PRINCE GEORGE'S COMMUNITY COLLEGE FOUNDATION INC 301 LARGO RD KENT 100 LARGO MD 207742109 PC PRINCE GEORGE'S COMMUNITY COLLEGE'S WORKFORCE DEVELOPMENT TRANSITION MODEL - CREATING AND ALIGNING PATHWAYS FROM NON-CREDIT COURSEWORK TO DEGREES OR INDUSTRY CERTIFICATIONS. 149346 PROJECT GRAD HOUSTON 3000 RICHMOND AVE STE 400 HOUSTON TX 770983111 PC THE GRAD SCHOLAR PROGRAM, PLANNING FOR TECHNOLOGY DEVELOPMENT 50000 PROJECT HOSPITALITY INC 100 PARK AVE STATEN ISLAND NY 103021440 PC 411 VANDERBILT AVENUE 20000 QUEENS COMMUNITY HOUSE 108-25 62ND DRIVE QUEENS NY 113751217 PC QCH HOUSING PRESERVATION AND ORGANIZING PROGRAM 20000 RED HOOK INITIATIVE 767 HICKS ST BROOKLYN NY 112312547 PC RHI YOUTH LEADERS HIGH SCHOOL YOUTH WORKFORCE DEVELOPMENT PROGRAM 30000 RESEARCH FOUNDATION OF CUNY ON BEHALF OF BRONX COMMUNITY COLLEGE 2155 UNIVERSITY AVE BRONX NY 104532804 PC CYBER SECURITY AND NETWORKING NONCREDIT TO CREDIT TRAINING PROGRAM 145975 RESTORED HOMES HDFC 150 BROADWAY RM 2101 NEW YORK NY 100384484 PC SMALL HOMES REHAB - NYCHA 25000 SOUTHERN METHODIST UNIVERSITY 6425 BOAZ STE G03 DALLAS TX 75205 PC THE SCHOOL ZONE - NDHS 10000 SOUTHWEST KEY PROGRAMS INC 6002 JAIN LN AUSTIN TX 787213104 PC EAST AUSTIN COLLEGE PREP INQUIRY BASED LEARNING PROGRAM 10000 SUMMER SEARCH 90 BROAD STREET SUITE 701 NEW YORK NY 10004 PC TECHNOLOGY THAT SUPPORTS COLLEGE SUCCESS 35000 THE CENTER FOR URBAN PEDAGOGY INC 232 THIRD STREET D201 BROOKLYN NY 11215 PC WHAT IS ULURP? TOOLKIT 10000 THE DOOR - A CENTER OF ALTERNATIVES INC 121 AVE OF THE AMERICAS SUITE 506 NEW YORK NY 100131535 PC THE DOOR'S EPOCH CAREER AND EDUCATION 25000 THE FORTUNE SOCIETY INC 29-76 NORTHERN BLVD LONG ISLAND CITY NY 11101 PC "THE CASTLE" PEER-TO-PEER PROGRAM 15000 THE OPPORTUNITY NETWORK INC 85 BROAD STREET 6TH FLOOR NEW YORK NY 10004 PC THE OPPORTUNITY NETWORK CAREER FLUENCY: FELLOWS AND PREP PROGRAM 65000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 2150 SHATTUCK AVE STE 300 BERKELEY CA 947045940 PC Y-PLAN NYC: BUILDING NYC CAPCITY AND IMPACT THROUGH TECHNOLOGY, INNOVATION AND K-16 SYSTEM BUILDING. 100000 THE RESEARCH FOUNDATION ON BEHALF OF QUEENSBOROUGH COMMUNITY COLLEGE 230 W 41ST ST FL 7 NEW YORK NY 100367207 PC DATA-INFORMED MODEL IN DRIVING CREDIT/NON-CREDIT ALIGNMENT AND DEVELOPMENTAL SUCCESS 125509 TRI-CITY PEOPLES CORPORATION 55 WASHINGTON STREET EAST ORANGE NJ 07017 PC AFFORDABLE HOUSING 10000 TRINITY RIVER MISSION INC 2060 SINGLETON BLVD SUITE 104 DALLAS TX 752122807 PC BELIEVE & ACHIEVE (B&A) YOUTH DEVELOPMENT AND SCHOLARSHIP PROGRAM: HELPING AT-RISK YOUTH REALIZE THEIR FULL POTENTIAL 10000 UDC - COMMUNITY COLLEGE WORKFORCE DEVELOPMENT & LIFELONG LEARNING 801 N CAPITOL STREET NE WASHINGTON DC 20002 PC UDC-CC 96600 UNCOMMON SCHOOLS INC 826 BROADWAY FL 9 NEW YORK NY 100034826 PC DATA-DRIVEN COLLEGE ACCESS AND SUCCESS IN NEWARK 45000 UNITED WAY OF METROPOLITAN DALLAS 1800 N LAMAR ST DALLAS TX 752021701 PC PATHWAYS TO WORK 20000 UNITED WAY OF NEW YORK CITY 205 EAST 42 STREET NEW YORK CITY NY 10017 PC CHANGE CAPITAL FUND 75000 UNIVERSITY NEIGHBORHOOD HOUSING PROGRAM 2751 GRAND CONCOURSE BRONX NY 104683001 PC UNHP MULTIFAMILY ASSISTANCE CENTER AND BIP 25000 URBAN ALLIANCE FOUNDATION INC 2030 Q ST NW WASHINGTON DC 200091010 PC HIGH SCHOOL INTERNSHIP PROGRAM IN DC AND NORTHERN VIRGINIA; APP DEVELOPMENT IN BALTIMORE 60000 URBAN JUSTICE CENTER 40 RECTOR STREET 9TH FLOOR NEW YORK NY 10006 PC PRESERVING AFFORDABLE HOUSING FOR LOW-INCOME NYC TENANTS 10000 VOLUNTEERS OF AMERICA INC 1660 DUKE STREET ALEXANDRIA VA 22314 PC AFFORDABLE HOUSING AND HOMELESS SOLUTIONS INITIATIVE 100000 WEST HARLEM GROUP ASSISTANCE INC 1652 AMSTERDAM AVENUE NEW YORK NY 100316166 PC RANDOLPH HOUSES RESIDENT SOCIAL SERVICES PROGRAM 10000 WESTCHESTER RESIDENTIAL OPPORTUNITIES INC 470 MAMARONECK AVE SUITE 410 WHITE PLAINS NY 106051830 PC RESIDENTIAL STABILITY 5000 YEAR UP INC 45 MILK STREET BOSTON MA 02109 PC SHARING THE ALUMNI GENERATION 35000 6128027 0 14 68254 14 681700 18 39396 0 789350 0 789350 0 0 0 0 0 0 0 0 0 0 X X 1 CAPITAL ONE NATIONAL ASSOCIATION 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1837569 X INFORMATION REGARDING CONTRIBUTION, GRANT, LOAN, SCHOLARSHIP, ETC., PROGRAMS FORM 990-PF, PART XV, LINE 2 THE FOUNDATION FOCUS AREAS INCLUDE EDUCATION, WORKFORCE DEVELOPMENT, AFFORDABLE HOUSING AND COMMUNITY DEVELOPMENT. BELOW IS THE PROCESS IN WHICH A DISBURSEMENT IS MADE:- THE FOUNDATION'S GEOGRAPHIC FOOTPRINT SERVES: - VA - DC METRO AREA - LA - GREATER NEW ORLEANS - TX - GREATER DALLAS AND GREATER HOUSTON - NY - NEW YORK CITY ( FIVE BOROUGHS AND LONG ISLAND) - NJ - NORTHERN AND MID NEW JERSEY - NATIONAL - WITHIN EACH GEOGRAPHIC LOCATION ARE RELATIONSHIP MANAGERS WHO WORK DIRECTLY WITH THE NON-PROFIT PARTNERS IN THE SPECIFIC FOCUS AREAS THAT HAVE PROGRAMMING ACROSS THE FOUNDATION'S FOOTPRINT. - GRANTS ARE ONLY GIVEN TO 501(C)3'S - WHEN RELATIONSHIP MANAGERS HAVE AN APPROPRIATE OPPORTUNITY FOR THE FOUNDATION, THEY GO TO AN ONLINE GRANT APPLICATION MANAGEMENT SYSTEM, CYBERGRANTS, WHERE INFORMATION IS COLLECTED FROM THE ORGANIZATION THAT INCLUDES THE PURPOSE OF THE PROGRAM, MISSION OF THE ORGANIZATION, GOALS AND PROGRAM METRICS. TO ACCESS THE FOUNDATION'S CYBERGRANTS SYSTEM GO TO: WWW.CYBERGRANTS.COM/CAPITALONE/FOUNDATION. - OTHER ORGANIZATIONS MAY ALSO APPLY FOR A GRANT THROUGH THE CYBERGRANTS SYSTEM; HOWEVER THE POINT OF ENTRY IS DIFFERENT FROM THE FOUNDATION'S WEBSITE. - ONCE PROVIDED WITH A GRANT INVITATION FROM THE RELATIONSHIP MANAGER, A NON-PROFIT CAN GO TO THE SITE, CREATE AN ACCOUNT, VIEW AN OVERVIEW OF THE FOUNDATION, AND THEN APPLY FOR A GRANT (BASED ON YEARLY BUDGET.) - NOTE: THE GRANT APPLICATION SERVER IS USERNAME AND PASSWORD PROTECTED FOR ACCESS OTHER THAN SIMPLY FILLING OUT AN APPLICATION. BELOW IS A LISTING OF THOSE WHO HAVE ACCESS TO THE GRANT APPLICATION SERVER. - RELATIONSHIP MANAGERS - ACCESS TO APPLICATION ENTRY LISTING - CATHERINE FOCA, NAOMI SMOUHA, MARIADELE PRIEST, DANIEL KAMINS, DAVID HANZEL, JESSA THOMAS, CARLYE GREENE, VICKI ELIS AND CHRISTIAN MARTINEZ. LINE 1 FORM 990-PF, PART IX-A NEIGHBOORHOOD REINVESTMENT- $200,000NEIGHBORWORKS AMERICA IS THE PREMIER PROVIDER OF COMMUNITY DEVELOPMENT TRAINING IN THE US, OFFERING 300+ PROFESSIONAL COURSES IN HOMEOWNERSHIP EDUCATION, FORECLOSURE COUNSELING, COMMUNITY DEVELOPMENT AND LEADERSHIP. OUR NATIONAL TRAINING FOCUSES ON PROFESSIONALIZING THE COMMUNITY DEVELOPMENT FIELD AND STRENGTHENING THE TOP LEADERSHIP AT ORGANIZATIONS. IN 2015, OVER 21,700 TRAINING CERTIFICATES WERE AWARDED TO COMMUNITY DEVELOPMENT PROFESSIONALS NATIONALLY. OVER 3,000 ORGANIZATIONS AND MUNICIPALITIES PARTICIPATED IN A BROAD ARRAY OF OUR TRAININGS. THE SUSTAINABLE HOMEOWNERSHIP PROJECT (SHP) WAS CREATED IN RESPONSE TO OUR NETWORK'S REQUEST FOR LEADERSHIP, RESOURCES, AND SUPPORT TO PURSUE A LARGE INCREASE IN HOMEOWNERSHIP PRODUCTION. THE PROJECT IS MANAGED IN CYCLES TO MAINTAIN MOMENTUM AND HARNESS LESSONS EASILY. BUSINESS MODELS AND END-PRODUCTS ARE BEING DEVELOPED IN COLLABORATION WITH OUR NWOS. INNOVATIVE CUSTOMER FACING TECHNOLOGY INCORPORATES BRAND THEMES, IS ACCESSIBLE VIA LAPTOP OR SMART PHONE, AND ENABLES CONVENIENT 24/7 VIRTUAL CUSTOMER ACCESS TO SERVICES. PROSPECTIVE BUYERS CAN CREATE THEIR OWN ACCOUNTS, UPLOAD/DOWNLOAD DOCUMENTS, SCHEDULE APPOINTMENTS, PAY FOR SERVICES AND GAIN ACCESS TO A LIBRARY THAT ENABLES A CUSTOMIZED USER EXPERIENCE. WE WILL TAKE THE LEARNINGS AND ADVANTAGES OF PRIOR EXPERIENCES FROM OTHER DISTRESSED COMMUNITIES TO BEST INFORM STRATEGIES AND EFFORTS IN BALTIMORE. ONE OF NEIGHBORWORKS AMERICA'S UNIQUE STRENGTHS LIES IN OUR ABILITY TO CONNECT LOCAL ORGANIZATIONS AND ENABLE THEM TO BUILD OFF OF EACH OTHER'S BEST PRACTICES AND THE LEARNINGS FROM NETWORK ORGANIZATIONS ACROSS THE COUNTRY. IN ADDITION, SUCCESS MEASURE EVALUATION SERVICES WILL BE USED TO UNDERSTAND COMMUNITY IMPACT. SUCCESS MEASURES WILL DESIGN AN EVALUATION AND PROVIDE THE TECHNICAL ASSISTANCE SERVICES NEEDED TO FULLY SUPPORT THE GATHERING AND ANALYZING OF OUTCOME DATA TO DEMONSTRATE THE RESULTS OF THE WEST BALTIMORE EFFORTS. LINE 2 FORM 990-PF, PART IX-A GRAMEEN- $185,000TO MEET THE MULTIPLE, COMPLEX COMPLIANCE REQUIREMENTS OF THE U.S. CAPITAL LENDING ENVIRONMENT AND CONTINUE TO INTEGRATE OUR MEMBERS INTO THE FINANCIAL MAINSTREAM, GRAMEEN AMERICA MUST MOVE TOWARDS BEST-IN-CLASS TECHNOLOGICAL SYSTEMS INCLUDING ACCOUNTING, CORE LOAN MANAGEMENT, TREASURY MANAGEMENT, IMPACT AND CREDIT REPORTING SYSTEMS. OUR TECHNOLOGY INNOVATIONS AIM TO RADICALLY TRANSFORM THE EXPERIENCE OF OUR MEMBERS AND STAFF. WE ARE TRANSITIONING TO A CLOUD BASED SYSTEM DEVELOPED BY MAMBU. THE NEW MIS HAS A BROAD RANGE OF CAPABILITIES ALLOWING GRAMEEN TO SCALE MORE EFFICIENTLY AND TRANSITION TO CASHLESS AND PAPERLESS TRANSACTIONS. GRAMEEN SELECTED MAMBU AFTER ALMOST TWO YEARS OF TESTING IN OUR PUERTO RICO BRANCH. MAMBU IS AN ALL-INCLUSIVE BANKING SOFTWARE SERVICE. THE FEATURES REPRESENT AN INCREASED LEVEL OF SOPHISTICATION AND MORE BENEFITS FOR OUR MEMBERS. MAMBU WILL GIVE US THE MIS SYSTEM WE NEED IN ORDER TO ACHIEVE SCALE. THE FOUR MOST IMPORTANT PILLARS OF THIS NEW SYSTEM ARE: DATA SECURITY; INTEGRATION; AUDIT AND ACCOUNTABILITY; SCALABILITY. GRAMEEN MADE SIGNIFICANT TECHNOLOGICAL STRIDES IN 2016. MIS INFRASTRUCTURE BUILD-OUT FOR ALL BRANCHES WILL BE COMPLETED Q1 2017. THIS ROLL-OUT TO ALL 19 BRANCHES IS ESSENTIAL AND SIGNIFICANTLY INCREASES GRAMEEN'S CAPACITY TO MANAGE RAPID NATIONAL GROWTH AND ENABLES CONTINUAL ENHANCEMENT OF PRODUCTS AND SERVICES TO EMPOWER LOW-INCOME WOMEN ENTREPRENEURS, HELPING BRIDGE THE GAP IN WOMEN'S FINANCIAL INCLUSION AND TRANSFORMING THE WAY IN WHICH THEY DO BUSINESS. AN $185,000 INVESTMENT FROM CAPITAL ONE WILL CONTINUE TO EXPAND THE QUALITY AND CAPACITY OF GRAMEEN'S INVESTMENT IN OVER 50,000 WOMEN AND MINORITY OWNED MICROBUSINESSES ACROSS THE U.S. DURING THE GRANT PERIOD. IN ADDITION, THIS INVESTMENT WILL BUILD CAPACITY FOR SUBSEQUENT TECHNOLOGY SOLUTIONS TO OUR BUSINESSES NEEDS INCLUDING: IMPACT DATA COLLECTION, LOAN DISBURSEMENT ON PRE-PAID CARDS, AND AFFORDABLE ELECTRONIC CONVERSION OF CASH TO DIGITAL LOAN REPAYMENTS. LINE 3 FORM 990-PF, PART IX-A MISSION ASSET- $175,000AN AWARD-WINNING NONPROFIT, MAF IS TRAILBLAZING THE PATH FOR CREATING RESPONSIBLE FINANCIAL PRODUCTS. MAF'S CURRENT NETWORK OF 51 LENDING CIRCLES PARTNERS HAS HELPED THOUSANDS OF PARTICIPANTS BUILD CREDIT AND SAVE FOR LIFE GOALS. OUR VISION IS TO DOUBLE OUR NETWORK IN THE NEXT FEW YEARS, EXPANDING TO OVER 100 PARTNERS AND REACHING 13,500 PARTICIPANTS WHO WILL BORROW $12 MILLION IN ZERO-INTEREST LOANS. HOWEVER, ACHIEVING THIS GOAL WILL REQUIRE NEW TOOLS FOR KEEPING PARTICIPANTS CONNECTED AND ENGAGED. WITH THIS GOAL IN MIND, MAF'S NEXT CHALLENGE IS TO LAUNCH A MOBILE APP TO ENGAGE PROGRAM PARTICIPANTS AT SCALE. RECENT SUPPORT FROM CAPITAL ONE HAS ENABLED MAF TO LAY THE GROUNDWORK FOR THIS PROJECT. WE HAVE BUILT THE APP REQUIREMENTS AND PROJECT ROADMAP, HIRED A DEVELOPER FIRM, AND ASSEMBLED A TECH ADVISORY COUNCIL TO PROVIDE STRATEGIC FEEDBACK. THE NEXT STEP? BRINGING THAT VISION TO OUR CLIENTS' FINGERTIPS. CONTINUED SUPPORT FROM CAPITAL ONE WILL ENABLE MAF TO BUILD, TEST, AND LAUNCH THE BETA VERSION OF A LENDING CIRCLES APP BY MAY 2017. THIS VERSION WILL GIVE CLIENTS ON-DEMAND ACCESS TO LOAN INFORMATION, SEND AUTOMATIC PAYMENT REMINDERS, AND INTEGRATE WITH SALESFORCE. THROUGH A ROBUST TESTING PROCESS, WE WILL ENGAGE UP TO 30 INDIVIDUALS TO TEST AND PROVIDE FEEDBACK ON THE APP EXPERIENCE - INCLUDING A SPECIAL DESIGN CHALLENGE TO GATHER INPUT AT THE LENDING CIRCLES SUMMIT IN OCTOBER 2016. BY MAY 2017, WE EXPECT THAT 100 INDIVIDUALS WILL HAVE DOWNLOADED AND BEGUN USING THE APP. ONCE COMPLETE, THE NEW APP WILL ENSURE PARTICIPANTS CAN GET QUICK INFORMATION ON THEIR SOCIAL LOANS, STAY ON TRACK WITH FINANCIAL GOALS, AND CONNECT TO ONE ANOTHER. THE APP ALSO WILL INCREASE MAF AND PARTNER STAFF MEMBERS' CAPACITY FOR PROGRAM DELIVERY BY REDUCING THE TIME SPENT FIELDING INDIVIDUAL INQUIRIES ABOUT THEIR LOANS. WITH CAPITAL ONE'S SUPPORT, WE WILL LEVERAGE MOBILE TECHNOLOGY TO EMPOWER CONSUMERS AND BUILD BRIGHTER FINANCIAL FUTURES FOR COMMUNITIES ACROSS THE COUNTRY. LINE 4 FORM 990-PF, PART IX-A ASPEN- $160,000IN THE MIC, FIELD WILL OFFER THE FOLLOWING: O TWO 2-3 DAY LEARNING MEETINGS OF THE MIC MEMBERS. AGENDAS FOR LEARNING MEETINGS WITH BE DESIGNED IN COLLABORATION WITH THE MIC MEMBERS, BASED ON CRITICAL ISSUES AND TOPICS THEY ARE CONFRONTING. O TWO HALF-DAY THOUGHT-LEADERSHIP EVENTS IN WASHINGTON DC, TO BE HELD THE DAY PRIOR TO THE MIC LEARNING MEETINGS. THESE MEETINGS WILL ENGAGE FUNDERS AND POLICY MAKERS IN A DIALOGUE REGARDING THE KEY OPPORTUNITIES AND CHALLENGES FACING GROWTH-ORIENTED MICROLENDERS, WITH THE GOAL OF STRENGTHENING INVESTMENT AND POLICY SUPPORT. ONE MEETING WILL BE TARGETED AT FUNDERS (INCLUDING PUBLIC AGENCY FUNDERS SUCH AS THE CDFI FUND AND SBA), AND HELD AT THE ASPEN INSTITUTE'S OFFICES. THE SECOND MEETING WILL BE A CAPITOL HILL BRIEFING TARGETED AT CONGRESSIONAL STAFF. O A THOUGHT-LEADERSHIP PIECE ON LOAN PRICING. MANY FUNDERS AND INVESTORS IN US MICROFINANCE LIMIT THE PRICES LENDERS CAN CHARGE ON THEIR LOANS. FOR MICROLENDERS SEEKING TO GROW IN ORDER TO COMPETE AGAINST EXTREMELY HIGH-COST LENDERS, PRICE LIMITS CAUSE SIGNIFICANT CHALLENGES. THE MIC WILL AUTHOR AND DISSEMINATE A PAPER THAT DESCRIBES THE CURRENT PRICING CONTEXT AND ISSUES. IN THE ELM SQUARED ALUMNI PROGRAM, FIELD WILL OFFER THE FOLLOWING: O 2-3 FULL-DAY MEETINGS OF ELM SQUARED ALUMNI. MEETINGS WILL BE HELD IN SAN FRANCISCO AND NEW YORK CITY, WHERE THERE ARE CONCENTRATIONS OF ELM SQUARED FELLOWS. WE WILL ALSO EXPLORE THE POTENTIAL FOR THE THIRD EVENT IN WASHINGTON. PARTICIPATION WILL BE OPEN TO ALL FELLOWS; WE ANTICIPATE 8-15 ATTENDEES AT THESE EVENTS. MEETINGS WILL CENTER ON CONTENT RELATED TO KEY LEADERSHIP AND MANAGEMENT SKILLS AND NEEDS IDENTIFIED BY THE ELM SQUARED ALUMNI. O 1-2 INFORMAL GATHERINGS OF ALUMNI ATTENDING INDUSTRY CONFERENCES (SUCH AS THE OFN AND AEO CONFERENCES). FIELD WILL ALSO EXPLORE HOLDING JOINT TRAININGS OR WEBINARS FOR MIC MEMBERS AND ELM SQUARED FELLOWS, AND WORK TO INCLUDE MIC MEMBERS AND ELM SQUARED ALUMNI IN ASPEN INSTITUTE PUBLIC EVENTS. 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