2017-10-30T08:22:52-05:00 2016-12-31 560747981 DIXON HUGHES GOODMAN LLP 100 N MAIN STREET SUITE 2300 WINSTONSALEM NC 27101 990PF 2016-01-01 463674377 THE CARSON FOUNDATION CARS 7042452391 PO BOX 1232 STATESVILLE NC 28687 STEVEN D CARSON PRESIDENT 7042452391 2017-09-28 1 DAVID VOGLER P00187735 3367148100 2017-09-28 204.15.98.225 2017-09-28 11:57:36 ED P E4FC259FE04F9EC19B4E0AC06C7D0E69A197E935 0752B2910039A749CB97815BCED1E06F18D3C861 2016 2021-01-29 14:40:06Z X 2315938 X 0 X 41547 41537 -33790 501787 0 3639 4760 11396 46297 0 0 0 7416 0 0 1344 1344 0 9663 9663 0 18423 11007 0 136000 136000 154423 11007 136000 -143027 35290 175596 125997 125997 889301 752781 829542 98392 139250 137796 1280120 1260018 1222603 2443409 2278046 2315938 14790 2226 14790 2226 X 2428619 2275820 2428619 2275820 2443409 2278046 2428619 -143027 0 2285592 9772 2275820 CHARLES SCHWAB & CO., INC. - PUBLICLY TRADED SECURITIES P 2016-12-31 154263 167199 -12936 -12936 CHARLES SCHWAB & CO., INC. - PUBLICLY TRADED SECURITIES P 2016-12-31 345570 368378 -22808 -22808 CAPITAL GAINS DIVIDENDS P 1954 1954 1954 -33790 0 85488 2515492 0.033985 8270 2479705 0.003335 0 531751 0.000000 0.037320 0.012440 2343387 29152 353 29505 136000 X 353 0 353 0 353 9567 9567 9214 9214 0 0 0 0 0 0 0 0 0 0 0 1 1 NC 1 0 0 0 0 1 N/A STEVEN D CARSON 7042452391 140 NORTH CENTER ST STE 111 STATESVILLE NC 28677 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 STEVEN D CARSON 120 DOCKSIDE DRIVE SALISBURY NC 28146 PRESIDENT 1.00 0 0 0 TERESA C WYCHE 440 PRICE ROAD MORAVIAN FALLS NC 28654 VICE PRESIDENT 1.00 0 0 0 NONE 0 NONE 0 NONE 0 NONE 0 0 2172654 206419 0 2379073 0 0 2379073 35686 2343387 117169 117169 353 353 116816 0 116816 0 116816 136000 0 136000 353 135647 116816 125057 0 0 136000 125057 0 0 10943 0 0 0 0 0 0 0 0 105873 0 0 0 X ALEXANDER COUNTY SCHOOLS 700 LILEDOUN ROAD TAYLORSVILLE NC 28681 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 CATHERINE H BARBER MEMORIAL HOMELESS SHELTER 86 SPARTA ROAD NORTH WILKESBORO NC 28659 NONE PUBLIC CHARITY GENERAL SUPPORT 4000 CHILDRENS HOPE ALLIANCE PO BOX 1072 BARIUM SPRINGS NC 28010 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 FAITHFUL FRIENDS ANIMAL SOCIETY 12 GERMANY DRIVE WILMINGTON DE 19804 NONE PUBLIC CHARITY GENERAL SUPPORT 2000 HEARTWORM PROJECT PO BOX 7308 WEST COLUMBIA SC 29171 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 MORAVIAN FALLS ELEMENTARY SCHOOL 2001 MORAVIAN FALLS RD MORAVIAN FALLS NC 28654 NONE PUBLIC CHARITY GENERAL SUPPORT 23500 SAMARITAN KITCHEN OF WILKES INC PO BOX 1072 WILKESBORO NC 28697 NONE PUBLIC CHARITY GENERAL SUPPORT 7500 THE SALVATION ARMY 220 POSTAL STREET BOONE NC 28607 NONE PUBLIC CHARITY GENERAL SUPPORT 16500 WATAUGA HUMANE SOCIETY PO BOX 1835 BOONE NC 28607 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 WILKES ART GALLERY 913 C STREET NORTH WILKESBORO NC 28659 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 WILKES COMMUNITY FOUNDATION PO BOX 1462 NORTH WILKESBORO NC 28659 NONE PUBLIC CHARITY GENERAL SUPPORT 46000 WILKES COUNTY 4-H 416 EXECUTIVE DRIVE WILKESBORO NC 28697 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 WILKES COUNTY HEALTH DEPARTMENT 306 COLLEGE STREET WILKESBORO NC 28697 NONE PUBLIC CHARITY GENERAL SUPPORT 2000 WILKES COUNTY SCHOOLS 613 CHERRY STREET N WILKESBORO NC 28659 NONE PUBLIC CHARITY GENERAL SUPPORT 2000 WILKES HABITAT FOR HUMANITY 320 COTHREN STREET WILKESBORO NC 28697 NONE PUBLIC CHARITY GENERAL SUPPORT 4000 WILKES MINISTRY OF HOPE 514 ELKIN HIGHWAY NORTH WILKESBORO NC 28659 NONE PUBLIC CHARITY GENERAL SUPPORT 4500 WILKESBORO UNITED METHODIST CHURCH PO BOX 197 WILKESBORO NC 28697 NONE PUBLIC CHARITY GENERAL SUPPORT 1500 WNCW 887 PO BOX 804 SPINDALE NC 28160 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 YADKIN RIVER GREENWAY PO BOX 191 NORTH WILKESBORO NC 28659 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 136000 0 14 41547 14 3639 18 -33790 0 11396 0 11396 N/A N/A 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 7416 0 0 CORPORATE BOND FUNDS 139250 137796 CORPORATE STOCK 752781 829542 EQUITY FUNDS AT COST 531719 500216 OTHER INVESTMENTS AT COST 728299 722387 OTHER ADJUSTMENTS 9772 INVESTMENT MANAGEMENT FEES 9663 9663 0 FROM K-1 - KKR & CO. LP 1792 4760 1792 SCHWAB - NONDIVIDEND RETURN OF CAPITAL 1847 0 1847 CARSON FAMILY OFFICE PAYABLE 14790 2226 FOREIGN TAXES 1344 1344 0 NII EXCISE TAX 0 0 0