2017-10-06T13:53:46-04:00 2016-12-31 561627242 ROMEO WIGGINS & COMPANY LLP 8210 CREEDMOOR RD 202 RALEIGH NC 27613 990PF 2016-01-01 566533546 THE GOODNIGHT EDUCATIONAL FOUNDATION GOOD 9196778000 100 SAS CAMPUS DRIVE CARY NC 27513 DONALD R PARKER DIRECTOR 9196778000 2017-09-27 true J KELLY LANIER P01240701 9198705151 2017-09-27 X 661C0AF064C3884558A93410609B5CC0114E7256 661C0AF064C3884558A93410609B5CC0114E7256 2016 2021-01-29 14:40:06Z X 147326274 X X 107301 107301 2889652 2889652 1807894 18990872 1807894 4804847 4804847 5100 5100 100 100 46632 46632 51832 51832 0 6018220 6018220 6070052 51832 6018220 -1265205 4753015 61681829 59092033 59092033 2164 70653004 75398214 85082372 6077125 2587125 2940743 211126 211126 138414122 137288498 147326274 122713 262294 122713 262294 X 138291409 137026204 138291409 137026204 138414122 137288498 138291409 -1265205 137026204 137026204 CALL (EXC) EXELON CORP JAN 15 16 39 P 2015-06-22 2016-01-15 2936 2936 2936 ROCKWELL COLLINS INC P 2014-03-03 2016-06-15 52584 50093 2491 2491 CALL (WFC) WELLS FARGO & CO OCT 21 1 P 2016-07-25 2016-10-21 3766 3766 3766 CALL (AA) ALCOA INC FEB 19 16 10 (1 P 2016-01-07 2016-02-19 466 466 466 MERCK & CO INC NEW COM P 2013-06-20 2016-08-19 57991 46850 11141 11141 HERC HLDGS INC COM P 2014-10-20 2016-07-01 2 3 -1 -1 CALL (JWN) NORDSTROM INC COM OCT 21 P 2016-08-26 2016-10-21 840 840 840 POWERSHARES EXCH TRADED FD TST II S& P 2015-06-16 2016-07-13 10304 8836 1468 1468 ALPS ETF TR ALERIAN MLP ETF P 2015-07-23 2016-12-09 9812 10691 -879 -879 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-21 2016-03-14 376 350 26 26 CALL (WFC) WELLS FARGO & CO FEB 19 1 P 2016-01-19 2016-02-19 2856 2856 2856 CALL (MCD) MCDONALDS CORP APR 22 16 P 2016-04-04 2016-04-22 5181 5181 5181 CALL (SLV) ISHARES SILVER TR DEC 30 P 2016-05-19 2016-12-30 6324 6324 6324 CALL (WDAY) WORKDAY INC CL A MAY 20 P 2016-04-11 2016-05-20 3578 3578 3578 CALL (PM) PHILIP MORRIS INTL DEC 16 P 2016-05-17 2016-12-16 6626 6626 6626 MICROSOFT CORP P 2016-01-11 2016-03-18 54834 52255 2579 2579 BASIS ADJUSTMENT TO BALANCE P 2016-12-31 2016-12-31 6718 6718 6718 CALL (ABT) ABBOTT LABORATORIES JAN 1 P 2015-11-13 2016-01-15 906 906 906 CALL (UPS) UNITED PARCEL SVC AUG 26 P 2016-07-28 2016-08-26 3308 3308 3308 ISHARES TRUST CORE DIVID GWTH P 2015-02-20 2016-06-15 35172 34932 240 240 CALL (DOW) DOW CHEMICAL CO FEB 19 16 P 2015-12-16 2016-02-19 6106 6106 6106 MERCK & CO INC NEW COM P 2013-06-20 2016-08-19 231964 187440 44524 44524 AT&T INC COM USD1 P 2013-05-07 2016-10-04 15882 14980 902 902 CALL (JWN) NORDSTROM INC COM OCT 21 P 2016-08-22 2016-10-21 2204 2204 2204 POWERSHARES EXCH TRADED FD TST II S& P 2015-06-16 2016-07-13 34423 29494 4929 4929 ALPS ETF TR ALERIAN MLP ETF P 2015-07-23 2016-12-09 6132 6682 -550 -550 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-11 25 24 1 1 CALL (AAPL) APPLE INC APR 15 16 130 P 2015-11-13 2016-03-16 1218 22 1196 1196 CALL (GM) GENERAL MTRS CO COM MAR 18 P 2015-12-16 2016-03-18 2716 2716 2716 CALL (PM) PHILIP MORRIS INTL MAY 20 P 2016-03-21 2016-05-20 3181 3181 3181 DU PONT E I DE NEMOURS & CO EXCHANG P 2013-04-30 2016-07-29 206669 154650 52019 52019 CALL (PM) PHILIP MORRIS INTL DEC 16 P 2016-05-17 2016-12-16 1638 1638 1638 ALCOA CORP COM P 2014-11-18 2016-11-04 4 7 -3 -3 ISHARES CORE S&P MID-CAP ETF P 2013-03-05 2016-06-15 444356 334590 109766 109766 CALL (EXC) EXELON CORP JAN 15 16 35 P 2015-09-08 2016-01-15 781 781 781 ISHARES TRUST CORE DIVID GWTH P 2015-02-20 2016-06-15 194828 193468 1360 1360 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 100000 99010 990 990 CANADIAN IMPERIAL BANK OF COMMERCE C P 2013-03-19 2016-06-17 115258 120495 -5237 -5237 AT&T INC COM USD1 P 2013-05-07 2016-07-05 182214 172270 9944 9944 ISHARES MSCI SINGAPORE ETF 1 FOR 2 R P 2013-01-17 2016-06-15 1048 1366 -318 -318 POWERSHARES EXCH TRADED FD TST II S& P 2015-06-16 2016-07-13 17341 14862 2479 2479 ALPS ETF TR ALERIAN MLP ETF P 2015-07-23 2016-12-09 106668 116262 -9594 -9594 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-10 2968 2791 177 177 CALL (CAT) CATERPILLAR INC MAY 20 16 P 2016-03-08 2016-05-20 13172 13172 13172 CALL (QCOM) QUALCOMM INC DEC 16 16 P 2016-07-28 2016-12-16 2606 2606 2606 CALL (DUK) DUKE ENERGY CORP NEWJUL 1 P 2016-03-16 2016-07-08 698 2682 -1984 -1984 CALL (AA) ALCOA INC JAN 15 16 17 (1 P 2014-11-18 2016-01-15 12316 12316 12316 CALL (EFA) ISHARES MSCI EAFE NOV 18 P 2016-08-18 2016-11-18 1160 -1160 -1160 ALCOA CORP COM P 2014-02-10 2016-11-04 4 5 -1 -1 ISHARES CORE S&P MID-CAP ETF P 2013-03-21 2016-06-15 133307 102392 30915 30915 BANK OF AMERICA CORP P 2013-07-15 2016-12-30 211126 138902 72224 72224 ISHARES TRUST CORE DIVID GWTH P 2015-02-20 2016-06-15 40589 40305 284 284 ALLY FINL INC 8.50000% PFD P 2016-02-16 2016-05-16 125000 124863 137 137 CANADIAN IMPERIAL BANK OF COMMERCE C P 2013-07-19 2016-06-17 76839 74622 2217 2217 AT&T INC COM USD1 P 2013-05-07 2016-02-19 106606 112350 -5744 -5744 ISHARES MSCI SINGAPORE ETF 1 FOR 2 R P 2013-01-17 2016-06-15 77548 101088 -23540 -23540 T MOBILE US INC COM P 2014-06-19 2016-05-20 101099 82252 18847 18847 CALL (AAPL) APPLE INC JAN 15 16 145 P 2015-05-11 2016-01-15 4020 4020 4020 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-11 1688 1585 103 103 CALL (ABBV) ABBVIE INC COM MAR 18 16 P 2016-01-29 2016-03-18 4178 4178 4178 CALL (QCOM) QUALCOMM INC DEC 16 16 P 2016-11-02 2016-12-16 1183 1183 1183 SPDR S&P 500 ETF TRUST UNIT SER 1 S& P 2014-02-03 2016-03-17 334960 298932 36028 36028 CALL (AAPL) APPLE INC MAY 20 16 110 P 2016-04-25 2016-05-20 2856 2856 2856 MCDONALDS CORP P 2013-08-14 2016-03-31 62989 48001 14988 14988 THERMO FISHER SCIENTIFIC INC P 2014-02-20 2016-05-20 368143 308630 59513 59513 ISHARES CORE S&P MID-CAP ETF P 2013-03-21 2016-06-15 88871 68258 20613 20613 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-06-15 1825 -1825 -1825 EMERSON ELECTRIC CO P 2015-10-15 2016-03-18 126998 115549 11449 11449 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 42500 42088 412 412 CALL (AGN) ALLERGAN PLC JAN 15 16 3 P 2015-11-13 2016-01-15 9790 9790 9790 AT&T INC COM USD1 P 2013-05-13 2016-10-04 198523 185505 13018 13018 ISHARES MSCI SINGAPORE ETF 1 FOR 2 R P 2013-05-10 2016-06-15 52397 73054 -20657 -20657 ALPS ETF TR ALERIAN MLP ETF P 2013-09-13 2016-12-09 6130 7193 -1063 -1063 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-08-27 2016-05-31 216931 185825 31106 31106 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-11 6800 6386 414 414 QUALCOMM INC P 2016-03-15 2016-11-25 200489 154158 46331 46331 JOHNSON CONTROLS INTERNATIONAL PLC C P 2016-09-06 2016-09-07 24 23 1 1 SPDR S&P 500 ETF TRUST UNIT SER 1 S& P 2014-02-03 2016-03-17 59111 52752 6359 6359 ADIENT PLC COM USD0.001 P 2016-10-31 2016-11-14 18551 19424 -873 -873 MCDONALDS CORP P 2013-06-20 2016-03-31 25137 19490 5647 5647 THERMO FISHER SCIENTIFIC INC P 2014-02-26 2016-06-10 140087 125001 15086 15086 CALL (MRK) MERCK & CO INC NEW JUL 15 P 2016-03-08 2016-06-06 3008 7462 -4454 -4454 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-02-15 61 61 CALL (DIS) DISNEY WALT CO FEB 19 16 P 2015-12-16 2016-02-19 5856 5856 5856 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 7500 7420 80 80 CALL (PM) PHILIP MORRIS INTL SEP 16 P 2016-05-17 2016-09-16 7981 7981 7981 AT&T INC COM USD1 P 2013-05-31 2016-10-04 8616 7682 934 934 ISHARES MSCI SINGAPORE ETF 1 FOR 2 R P 2013-03-21 2016-06-15 26199 34005 -7806 -7806 ALPS ETF TR ALERIAN MLP ETF P 2013-06-18 2016-12-09 122607 145387 -22780 -22780 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-08-27 2016-05-31 29940 25637 4303 4303 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-03-28 2016-03-10 248975 250375 -1400 -1400 CALL (EMR) EMERSON ELECTRIC CO JAN 1 P 2015-05-11 2016-01-15 684 684 684 CALL (XOM) EXXON MOBIL CORP JAN 29 1 P 2015-12-16 2016-01-29 5606 5606 5606 CALL (TMUS) T-MOBILE US INC COM JAN P 2015-11-17 2016-01-15 2856 2856 2856 ADIENT PLC COM USD0.001 P 2016-10-31 2016-11-03 36 36 36 MCDONALDS CORP P 2013-05-10 2016-03-31 188529 149590 38939 38939 THERMO FISHER SCIENTIFIC INC P 2014-02-26 2016-06-10 214878 187502 27376 27376 DUKE ENERGY CORP NEWCOM NEW ISIN US P 2013-05-29 2016-04-15 290415 248307 42108 42108 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-01-15 59 59 WORKDAY INC COM USD0.001 CL A P 2013-05-07 2016-09-16 89489 64380 25109 25109 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 37500 37159 341 341 CALL (OLED) UNIVERSAL DISPLAY MAY 20 P 2016-04-11 2016-05-19 5537 238 5299 5299 AT&T INC COM USD1 P 2013-05-31 2016-10-04 138291 123228 15063 15063 ARCONIC INC USD1 ISIN US0138171014 P 2014-02-10 2016-01-15 138192 219800 -81608 -81608 ALPS ETF TR ALERIAN MLP ETF P 2014-12-15 2016-12-09 122607 142755 -20148 -20148 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-08-27 2016-04-11 86518 74644 11874 11874 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-11 40072 37627 2445 2445 PFIZER INC P 2013-03-21 2016-07-13 53633 45023 8610 8610 PEPSICO INC P 2013-06-21 2016-07-15 42963 31933 11030 11030 CALL (OLED) UNIVERSAL DISPLAY AUG 19 P 2016-07-28 2016-08-19 4104 4104 4104 CALL (AAPL) APPLE INC MAR 18 16 110 P 2016-01-15 2016-03-18 1727 1727 1727 MCDONALDS CORP P 2013-06-25 2016-03-31 251955 195125 56830 56830 GENERAL MILLS INC P 2013-09-20 2016-06-15 324240 242595 81645 81645 DUKE ENERGY CORP NEWCOM NEW ISIN US P 2013-05-29 2016-04-15 86340 73824 12516 12516 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-04-15 53 53 WORKDAY INC COM USD0.001 CL A P 2013-05-07 2016-09-16 62642 45071 17571 17571 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 10000 9907 93 93 HERC HLDGS INC COM P 2015-05-11 2016-07-01 AT&T INC COM USD1 P 2013-05-21 2016-10-04 79409 73929 5480 5480 CALL (BOJA) BOJANGLES INC COM AUG 19 P 2016-03-11 2016-08-19 3356 3356 3356 ALPS ETF TR ALERIAN MLP ETF P 2013-09-13 2016-12-09 53947 63266 -9319 -9319 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-08-27 2016-03-14 53098 46086 7012 7012 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-14 2511 2365 146 146 PFIZER INC P 2013-04-30 2016-07-15 83801 73624 10177 10177 PEPSICO INC P 2013-06-21 2016-07-15 32222 23946 8276 8276 SELECT SECTOR SPDR TR RL EST SEL SEC P 2016-09-22 2016-09-23 22 21 1 1 PROCTER AND GAMBLE CO COM P 2015-04-14 2016-06-24 98156 100488 -2332 -2332 MCDONALDS CORP P 2013-05-10 2016-03-31 62843 49078 13765 13765 GENERAL MILLS INC P 2013-04-30 2016-06-15 32424 25076 7348 7348 DUKE ENERGY CORP NEWCOM NEW ISIN US P 2013-05-08 2016-04-15 15698 14560 1138 1138 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-06-15 65 65 WORKDAY INC COM USD0.001 CL A P 2013-04-18 2016-09-16 89489 57701 31788 31788 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 15000 14849 151 151 HERC HLDGS INC COM P 2015-05-11 2016-07-01 5 10 -5 -5 SPDR SER TR S&P RETAIL ETF P 2016-05-19 2016-11-02 37463 36510 953 953 CALL (AA) ALCOA INC JAN 15 16 20 (1 P 2014-11-18 2016-01-15 13736 13736 13736 ALPS ETF TR ALERIAN MLP ETF P 2013-01-17 2016-12-09 30860 33006 -2146 -2146 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-08-27 2016-05-31 7636 6540 1096 1096 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-20 2016-03-14 197106 185723 11383 11383 PFIZER INC P 2013-04-30 2016-07-13 10056 8835 1221 1221 PEPSICO INC P 2013-06-21 2016-07-15 85926 63856 22070 22070 BRISTOL MYERS SQUIBB P 2014-02-06 2016-06-17 102283 73200 29083 29083 PROCTER AND GAMBLE CO COM P 2015-04-14 2016-06-24 98156 100488 -2332 -2332 MCDONALDS CORP P 2013-06-20 2016-03-31 351922 272893 79029 79029 GENERAL MILLS INC P 2013-06-20 2016-06-15 291816 218525 73291 73291 CALL (PG) PROCTER & GAMBLE CO APR 15 P 2015-12-16 2016-04-15 2281 2281 2281 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-03-15 66 66 WORKDAY INC COM USD0.001 CL A P 2013-05-07 2016-09-16 26847 19314 7533 7533 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 10000 9906 94 94 HERC HLDGS INC COM P 2015-01-22 2016-07-01 6 11 -5 -5 SPDR SER TR S&P RETAIL ETF P 2016-05-19 2016-11-02 66615 64907 1708 1708 NORDSTROM INC COM P 2016-05-19 2016-08-24 41812 36900 4912 4912 ALPS ETF TR ALERIAN MLP ETF P 2013-01-17 2016-12-09 31882 34094 -2212 -2212 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-08-27 2016-03-14 111994 97272 14722 14722 CALL (DLR) DIGITAL RLTY TR INC OCT 2 P 2016-08-19 2016-10-21 700 700 700 PFIZER INC P 2013-03-21 2016-07-13 13408 11256 2152 2152 PEPSICO INC P 2013-05-21 2016-07-15 53704 41386 12318 12318 BRISTOL MYERS SQUIBB P 2015-08-25 2016-06-17 13638 11638 2000 2000 PROCTER AND GAMBLE CO COM P 2015-04-14 2016-06-24 8180 8379 -199 -199 JOHNSON CTLS INC EXCHANGED FOR .835 P 2013-03-08 2016-09-06 131737 101163 30574 30574 ABBVIE INC COM USD0.01 P 2014-03-05 2016-01-15 281459 259855 21604 21604 BOJANGLES INC COM P 2016-02-25 2016-11-18 44350 35878 8472 8472 FEDL HOME LN MTG CRPPOOL E85070 6.0 P 2001-07-05 2016-05-15 36 36 WORKDAY INC COM USD0.001 CL A P 2013-05-07 2016-09-16 85591 64380 21211 21211 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 2500 2477 23 23 HERC HLDGS INC COM P 2015-05-11 2016-07-01 CALL (ADBE) ADOBE SYS INC FEB 19 16 P 2016-01-07 2016-02-19 1290 1290 1290 NORDSTROM INC COM P 2016-05-19 2016-08-24 108999 92250 16749 16749 ALPS ETF TR ALERIAN MLP ETF P 2013-01-17 2016-12-09 4906 5245 -339 -339 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-07-10 2016-03-14 50073 47625 2448 2448 ARCONIC INC COM P 2014-02-10 2016-10-06 5 5 PFIZER INC P 2013-04-30 2016-07-13 6704 5894 810 810 CALL (T) AT&T INC COM OCT 21 16 39 P 2016-05-19 2016-10-21 1031 1031 1031 BRISTOL MYERS SQUIBB P 2015-08-25 2016-06-17 54551 46536 8015 8015 EXXON MOBIL CORP P 2013-04-26 2016-07-15 145985 140384 5601 5601 JOHNSON CTLS INC EXCHANGED FOR .835 P 2016-05-31 2016-09-06 87825 88265 -440 -440 ABBVIE INC COM USD0.01 P 2014-01-07 2016-01-15 84438 76540 7898 7898 BOJANGLES INC COM P 2016-02-25 2016-05-20 38496 34442 4054 4054 CALL (DLR) DIGITAL RLTY TR INC OCT 2 P 2016-08-19 2016-10-21 1740 1740 1740 WORKDAY INC COM USD0.001 CL A P 2013-05-07 2016-09-16 175680 128760 46920 46920 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 10000 9909 91 91 HERC HLDGS INC COM P 2014-10-20 2016-07-01 1 2 -1 -1 CALL (PSX) PHILLIPS 66 COM MAY 20 16 P 2016-04-11 2016-05-20 3784 3784 3784 NORDSTROM INC COM P 2016-05-19 2016-11-18 271755 184500 87255 87255 ALPS ETF TR ALERIAN MLP ETF P 2013-01-17 2016-12-09 45375 48519 -3144 -3144 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-21 2016-03-14 428824 398422 30402 30402 ARCONIC INC COM P 2014-11-18 2016-10-06 5 9 -4 -4 SOUTHERN CO P 2016-02-25 2016-03-18 149820 147778 2042 2042 CALL (PFE) PFIZER INC NOV 18 16 38 P 2016-07-28 2016-11-18 540 540 540 BRISTOL MYERS SQUIBB P 2015-08-25 2016-06-17 71239 58170 13069 13069 EXXON MOBIL CORP P 2013-03-06 2016-07-15 182482 178820 3662 3662 COUNTRYWIDE FINANCIAL CORP 6.25000% P 2012-01-12 2016-05-16 2000000 1915000 85000 85000 ABBVIE INC COM USD0.01 P 2014-06-20 2016-01-15 56292 54202 2090 2090 BOJANGLES INC COM P 2016-02-25 2016-05-12 1599 1435 164 164 CALL (WFC) WELLS FARGO & CO APR 15 1 P 2016-01-26 2016-04-15 1326 1326 1326 WORKDAY INC COM USD0.001 CL A P 2013-10-08 2016-09-16 85591 78525 7066 7066 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 2500 2474 26 26 HERC HLDGS INC COM P 2014-10-20 2016-07-01 CALL (COL) ROCKWELL COLLINS INCFEB 1 P 2016-01-07 2016-02-19 940 940 940 NORDSTROM INC COM P 2016-05-19 2016-08-24 62717 55335 7382 7382 ALPS ETF TR ALERIAN MLP ETF P 2013-01-17 2016-12-09 9601 10268 -667 -667 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-21 2016-03-14 72788 67626 5162 5162 CALL (DOW) DOW CHEMICAL CO FEB 19 16 P 2015-12-16 2016-02-19 3731 3731 3731 SPDR SERIES TRUST BLMBRG BRC CNVRT P 2012-04-09 2016-06-15 108920 97905 11015 11015 CALL (PFE) PFIZER INC NOV 18 16 38 P 2016-07-28 2016-11-18 2720 2720 2720 CALL (COL) ROCKWELL COLLINS INCJUN 1 P 2016-04-25 2016-06-17 1084 1084 1084 EXXON MOBIL CORP P 2013-04-26 2016-07-15 82117 78970 3147 3147 SPDR GOLD TR GOLD SHS P 2016-06-27 2016-07-08 649997 633705 16292 16292 JPMORGAN CHASE &CO BOND PERPETUAL 7. P 2010-01-21 2016-03-11 749250 787500 -38250 -38250 CALL (COL) ROCKWELL COLLINS INCAPR 1 P 2016-01-19 2016-04-15 1412 1412 1412 ISHARES SILVER TR ISHARES P 2015-02-19 2016-07-13 38761 31600 7161 7161 WORKDAY INC COM USD0.001 CL A P 2013-10-23 2016-09-16 256774 236104 20670 20670 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 2500 2476 24 24 HERC HLDGS INC COM P 2014-06-19 2016-07-01 3 7 -4 -4 CALL (WDAY) WORKDAY INC CL A MAY 27 P 2016-04-11 2016-05-27 7778 7778 7778 CALL (ABBV) ABBVIE INC COM JUN 17 16 P 2016-05-18 2016-06-17 2606 2606 2606 ALPS ETF TR ALERIAN MLP ETF P 2013-04-23 2016-12-09 61304 72233 -10929 -10929 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-06-24 2016-03-14 125497 114905 10592 10592 WELLS FARGO CO NEW COM P 2013-09-13 2016-03-18 128398 105704 22694 22694 SPDR SERIES TRUST BLMBRG BRC CNVRT P 2013-04-30 2016-06-15 108920 107280 1640 1640 CALL (PFE) PFIZER INC NOV 18 16 38 P 2016-07-28 2016-11-18 2176 2176 2176 CALL (CM) CANADIAN IMPERIAL DEC 16 1 P 2016-05-24 2016-12-16 4481 44 4437 4437 EXXON MOBIL CORP P 2013-06-20 2016-07-15 264598 260017 4581 4581 CALL (ABT) ABBOTT LABORATORIES MAY 2 P 2016-01-15 2016-05-20 2044 2044 2044 JPMORGAN CHASE &CO BOND PERPETUAL 7. P 2010-01-21 2016-03-11 749250 787500 -38250 -38250 ROCKWELL COLLINS INC P 2014-03-03 2016-06-15 120107 114424 5683 5683 ISHARES SILVER TR ISHARES P 2015-03-02 2016-07-13 58141 47237 10904 10904 CALL (ABBV) ABBVIE INC COM MAR 18 16 P 2016-01-29 2016-03-18 1384 1384 1384 ALLY FINL INC 8.50000% PFD P 2016-02-12 2016-05-16 10000 9905 95 95 HERC HLDGS INC COM P 2015-03-30 2016-07-01 6 11 -5 -5 CALL (XOM) EXXON MOBIL CORP JAN 29 1 P 2015-12-16 2016-01-29 3481 3481 3481 POWERSHARES EXCH TRADED FD TST II S& P 2015-06-16 2016-07-13 45768 39227 6541 6541 ALPS ETF TR ALERIAN MLP ETF P 2013-09-13 2016-12-09 1226 1437 -211 -211 JPMORGAN CHASE &CO DEP1/400 PFD O 5. P 2013-07-09 2016-03-14 75424 71404 4020 4020 TARGET CORP COM P 2013-05-10 2016-07-15 71544 69250 2294 2294 CALL (CAT) CATERPILLAR INC SEP 16 16 P 2016-07-28 2016-09-16 6012 6012 6012 DEERE & COMPANY P 2013-07-10 2016-06-17 86193 82692 3501 3501 CALL (AAPL) APPLE INC FEB 19 16 110 P 2016-01-07 2016-02-19 1120 1120 1120 EXXON MOBIL CORP P 2013-06-20 2016-07-15 9124 8966 158 158 ISHARES TRANSPORTATION AVERAGE ETF P 2014-11-17 2016-12-16 661553 648405 13148 13148 CALL (QCOM) QUALCOMM INC APR 15 16 P 2016-03-16 2016-04-15 2106 2106 2106 1807894 419434 false 6027716 121258794 0.049710 5651756 122279502 0.046220 2396000 116484401 0.020569 667000 48740986 0.013685 455000 13693595 0.033227 0.163411 0.032682 142202747 4647470 47530 4695000 6018220 X 47530 47530 47530 38500 58000 96500 X 33 48937 48937 false false false false false false false true true NC false false false false false true N/A DONALD PARKER 9195316803 100 SAS CAMPUS DRIVE CARY NC 27513 false false false false false false false false false false false false false false false false false false false JAMES H GOODNIGHT 100 SAS CAMPUS DRIVE CARY NC 27513 DIRECTOR 0.10 0 0 0 ANN BAGGETT GOODNIGHT 100 SAS CAMPUS DRIVE CARY NC 27513 DIRECTOR 0.10 0 0 0 LEAH A GOODNIGHT 100 SAS CAMPUS DRIVE CARY NC 27513 DIRECTOR 0.10 0 0 0 SUSAN G ELLIS 100 SAS CAMPUS DRIVE CARY NC 27513 DIRECTOR 0.10 0 0 0 DONALD R PARKER 100 SAS CAMPUS DRIVE CARY NC 27513 DIRECTOR 8.00 0 0 0 NONE NONE N/A 88068209 56300062 0 144368271 144368271 2165524 142202747 7110137 7110137 47530 47530 7062607 7062607 7062607 6018220 6018220 47530 5970690 7062607 6017682 6018220 6017682 538 7062069 JAMES H GOODNIGHT ANN B GOODNIGHT X ALLIANCE FOR EXCELLENT EDUCATION ALLIANCE FOR EXCELLENT EDUCATION 1201 CONN NW STE 901 1201 CONN NW STE 901 WASHINGTON DC 20036 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 BOYS CLUB OF WAKE COUNTY INC BOYS CLUB OF WAKE COUNTY INC 701 N RALEIGH BLVD 701 N RALEIGH BLVD RALEIGH NC 27610 NONE 501(C)(3) UNRESTRICTED FUNDS 25000 CARY ACADEMY CARY ACADEMY 1500 NORTH HARRISON AVE 1500 NORTH HARRISON AVE CARY NC 27513 NONE 501(C)(3) BUILDING FUND 240000 COMMUNITIES IN SCHOOLS OF WAKE COUN COMMUNITIES IN SCHOOLS OF WAKE COUNTY 971 HARP STREET 971 HARP STREET RALEIGH NC 27604 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 COMMUNITIES IN SCHOOLS CHATHAM COUN COMMUNITIES IN SCHOOLS CHATHAM COUNTY P O BOX 903 P O BOX 903 SILER CITY NC 27344 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 CONTEMPORARY ART FOUNDATION CONTEMPORARY ART FOUNDATION 409 W MARTIN ST 409 W MARTIN STREET RALEIGH NC 27603 NONE 501(C)(3) K-12 EDUCATION PROGRAMS 25000 DEVELOPMENT FOUNDATION FOR NCCAT DEVELOPMENT FOUNDATION FOR NCCAT 276 NCCAT DRIVE 276 NCCAT DRIVE CULLOWHEE NC 287239062 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 EDUCATION NC EDUCATION NC P O BOX 1636 P O BOX 1636 RALEIGH NC 27602 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 FRIENDS OF NC STATE MUSEUM OF NS FRIENDS OF NC STATE MUSEUM OF NS 11 WEST JONES ST 11 WEST JONES ST RALEIGH NC 27601 NONE 501(C)(3) EDUCATORS OF EXCELLENCE FUND 25000 GIRL SCOUTS - NC COASTAL PINES GIRL SCOUTS - COASTAL PINES 6901 PINECREST ROAD 6901 PINECREST ROAD RALEIGH NC 27613 NONE 501(C)(3) STEM PROGRAMMING 15000 GLOBAL SCHOLARS ACADEMY GLOBAL SCHOLARS ACADEMY 311 DOWD STREET 311 DOWD STREET DURHAM NC 27701 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 KIDZNOTES INC KIDZNOTES INC P O BOX 200 P O BOX 200 DURHAM NC 27702 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 MARBLES KIDS MUSEUM MARBLES KIDS MUSEUM 201 E HARGETT ST 201 E HARGETT ST RALEIGH NC 27601 NONE 501(C)(3) UNRESTRICTED FUNDS 5000 MEDICAL FOUNDATION OF NC INC MEDICAL FOUNDATION OF NC INC CAMPUS BOX 7237 CAMPUS BOX 7237 CHAPEL HILL NC 275997237 NONE 501(C)(3) CHILDREN'S EDUCATION SUPPORT 10000 MEREDITH COLLEGE MEREDITH COLLEGE 3800 HILLSBOROUGH ST 3800 HILLSBOROUGH ST RALEIGH NC 276075298 NONE 501(C)(3) MINORITY TEACHING SCHOLARSHIP 35000 NC BUSINESS LEADERS FOR EDUCATION NC BUSINESS LEADERS FOR EDUCATION 100 SAS CAMPUS DR 100 SAS CAMPUS DR CARY NC 27513 NONE 501(C)(3) UNRESTRICTED FUNDS 25000 NC EARLY CHILDHOOD FOUNDATION NC EARLY CHILDHOOD FOUNDATION 907 GLENWOOD AVENUE 907 GLENWOOD AVENUE RALEIGH NC 27605 NONE 501(C)(3) UNRESTRICTED FUNDS 25000 NC MUSEUM OF ART NC MUSEUM OF ART 2110 BLUE RIDGE ROAD 2110 BLUE RIDGE ROAD RALEIGH NC 27607 NONE 501(C)(3) RESTRICTED FUNDS FOR PARK 50000 NC MUSEUM OF HISTORY FOUNDATION NC MUSEUM OF HISTORY FOUNDATION 5 EAST EDENTON ST 5 EAST EDENTON ST RALEIGH NC 27601 NONE 501(C)(3) UNRESTRICTED FUNDS 25000 NCCU FOUNDATION NCCU FOUNDATION 1801 FAYETTEVILLE ST 1801 FAYETTEVILLE ST DURHAM NC 27707 NONE 501(C)(3) SAUNDERS-WHITE FAMILY ENDOWED SCHOLA 10000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) CHANCELLOR'S DISCRETIONARY FUND 25000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) COLLEGE OF EDUCATION - COMMUNITY COU 100000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) COLLEGE OF EDUCATION - SCHOLARSHIP 10000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) CHASS DEAN'S DISCRETIONARY FUND 10000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) FRIDAY INSTITUTE 25000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) GENERAL H HUGH SHELTON INITIATIVE 10000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH NC 276957474 NONE 501(C)(3) KENAN FELLOWS 25000 NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7529 CAMPUS BOX 7529 RALEIGH NC 276957529 NONE 501(C)(3) GOODNIGHT SCHOLARS 5000000 NC PUBLIC RADIO - WUNC NC PUBLIC RADIO - WUNC 120 FRIDAY CENTER DRIVE 120 FRIDAY CENTER DRIVE CHAPEL HILL NC 27517 NONE 501(C)(3) EDUCATIONAL PROGRAMMING 20000 NC SOCIETY OF HISPANIC PROFESSIONAL NC SOCIETY OF HISPANIC PROFESSIONALS 8450 CHAPEL HILL RD STE 2 8450 CHAPEL HILL RD STE 2 CARY NC 27513 NONE 501(C)(3) SCHOLARSHIPS 5000 NORTH CAROLINA AQUARIUM SOCIETY NORTH CAROLINA AQUARIUM SOCIETY 3125 POPLARWOOD COURT 3125 POPLARWOOD COURT RALEIGH NC 27604 NONE 501(C)(3) AQUARIUM SCHOLARS 5000 PUBLIC SCHOOL FORUM OF NC PUBLIC SCHOOL FORUM OF NC 3739 NATIONAL DR STE 100 3739 NATIONAL DR STE 100 RALEIGH NC 27612 NONE 501(C)(3) UNRESTRICTED FUNDS 5000 RALEIGH SCHOOL INC RALEIGH SCHOOL INC 1141 RALEIGH SCHOOL DRIVE 1141 RALEIGH SCHOOL DRIVE RALEIGH NC 27607 NONE 501(C)(3) UNRESTRICTED FUNDS 25000 READ AND FEED READ AND FEED 193 HIGH HOUSE ROAD 193 HIGH HOUSE ROAD CARY NC 27511 NONE 501(C)(3) UNRESTRICTED FUNDS 10000 SALVATION ARMY SALVATION ARMY P O BOX 27584 P O BOX 27584 RALEIGH NC 276117584 NONE 501(C)(3) AFTER SCHOOL TUTORING 5000 TAMMY LYNN MEMORIAL FOUNDATION TAMMY LYNN MEMORIAL FOUNDATION INC 739 CHAPPELL DRIVE 739 CHAPPELL DRIVE RALEIGH NC 27606 NONE 501(C)(3) UNRESTRICTED FUNDS 5000 THE HILL CENTER INC THE HILL CENTER INC 3200 PICKETT ROAD 3200 PICKETT ROAD DURHAM NC 277056010 NONE 501(C)(3) YE SMITH ELEM SCH - TRAINING & DEV 108220 THE NAVIGATORS THE NAVIGATORS P O BOX 6000 P O BOX 6000 COLORADO SPRINGS CO 80934 NONE 501(C)(3) URBAN HOPE NAVIGATORS 5000 UNIVERSITY OF NC AT CHAPEL HILL UNIVERSITY OF NC AT CHAPEL HILL P O BOX 309 P O BOX 309 CHAPEL HILL NC 275140309 NONE 501(C)(3) CHANCELLOR'S DISCRETIONARY FUND 10000 YMCA OF THE TRIANGLE INC YMCA OF THE TRIANGLE INC 801 CORP CENTER STE 200 801 CORP CENTER STE 200 RALEIGH NC 27607 NONE 501(C)(3) CAMP SEA GULL/SEAFARER SCHOLARSHIPS 25000 6018220 14 107301 14 2889652 14 1807894 4804847 4804847 false false false false false false false false false false TAX PREPARATION FEE 5100 5100 NOT REQUIRED IN NORTH CAROLINA. FIDELITY - 663-134385 2587125 2940743 FIDELITY - 663-134385 75398214 85082372 FIDELITY - 663-134385 SALES IN PROCESS 211126 211126 OPTIONS OUTSTANDING 122713 262294 INVESTMENT EXPENSES 100 100 FOREIGN INCOME TAX WITHHELD ON D 16128 16128 PY LESS CY FOREIGN TAX (-5) EXCISE TAX 30504 30504