2017-09-19T17:02:50-05:00 2016-12-31 952835976 MACFARLANE FALETTI & CO LLP 115 E MICHELTORENA ST 200 SANTA BARBARA CA 93101 990 2016-01-01 953825265 NUCLEAR AGE PEACE FOUNDATION NUCL 8059653443 1622 ANACAPA STREET SANTA BARBARA CA 93101 DAVID KRIEGER PRESIDENT 8059653443 2017-09-08 1 REED S SPANGLER P00025956 8059664157 98.173.162.138 2017-09-08 15:16:16 PD P 8EA35AAA98512CC5AC39352A6BE7DFE078778337 8DEFB336F57FEA188DBAE75A38A33F09F31818F7 2016 2021-01-29 14:40:06Z DAVID KRIEGER 1622 ANACAPA STREET SANTA BARBARA CA 93101 1898228 0 X WWW.WAGINGPEACE.ORG X 1982 CA TO EDUCATE AND ADVOCATE FOR PEACE, A WORLD FREE OF NUCLEAR WEAPONS, & TO EMPOWER PEACE LEADERS. 16 15 14 40 0 0 608968 557918 0 22 -90840 -107203 -14466 -21812 503662 428925 10000 32000 0 0 648436 731180 36582 25074 105382 244769 268157 939787 1056411 -436125 -627486 3618430 3262651 6799 6454 3611631 3256197 X TO EDUCATE AND ADVOCATE FOR PEACE AND A WORLD FREE OF NUCLEAR WEAPONS AND TO EMPOWER PEACE LEADERS. FOUNDED IN 1982, THE FOUNDATION IS COMPRISED OF INDIVIDUALS AND ORGANIZATIONS WORLDWIDE WHO REALIZE THE IMPERATIVE FOR PEACE IN THE NUCLEAR AGE. THE NUCLEAR AGE PEACE FOUNDATION IS A NON-PROFIT, NON-PARTISAN INTERNATIONAL EDUCATION AND ADVOCACY ORGANIZATION. IT HAS CONSULTATIVE STATUS TO THE UNITED NATIONS ECONOMIC AND SOCIAL COUNCIL AND IS RECOGNIZED BY THE UN AS A PEACE MESSENGER ORGANIZATION. 0 0 327773 22 PUBLIC EDUCATION AND OUTREACHTHE FOUNDATION'S ANNUAL AWARDS DINNER HONORED AN OUTSTANDING PEACE LEADER AND REACHED APPROXIMATELY 300 PEOPLE IN THE SANTA BARBARA AREA AND THOUSANDS MORE THROUGH VIDEO.THE ANNUAL FRANK KELLY LECTURE BRINGS LEADING THINKERS TO SANTA BARBARA FOR AN EVENING LECTURE. THE 2016 LECTURE REACHED 150 PEOPLE PLUS THOUSANDS MORE THROUGH THE WRITTEN TRANSCRIPT AND VIDEO.SADAKO PEACE DAY IS AN ANNUAL EVENT HELD IN SANTA BARBARA, CALIFORNIA TO COMMEMORATE THE VICTIMS OF THE ATOMIC BOMBINGS OF HIROSHIMA AND NAGASAKI, AND ALL INNOCENT VICTIMS OF WAR. THE 2016 EVENT REACHED OVER 100 PEOPLE.THE FOUNDATION'S PRIMARY WEBSITES, WWW.WAGINGPEACE.ORG, WWW.NUCLEARZERO.ORG, AND WWW.NUCLEARFILES.ORG, CONTAIN VAST AMOUNTS OF INFORMATION RELATING TO BOTH CONTEMPORARY AND HISTORICAL ISSUES OF THE NUCLEAR AGE. IN 2016, THE WEBSITES WERE VISITED BY OVER 500,000 UNIQUE USERS.THE SUNFLOWER E-NEWSLETTER IS A MONTHLY NEWSLETTER ON NUCLEAR ISSUES THAT REACHES OVER 80,000 PEOPLE BY EMAIL. 189966 EMPOWERMENTTHE PEACE LEADERSHIP PROGRAM OFFERS INDIVIDUALS A NEW WAY OF LEARNING ABOUT PEACE, SOCIAL JUSTICE AND THE ACTIONS PEOPLE CAN TAKE TO CREATE A MORE PEACEFUL WORLD. THE PROGRAM GIVES PARTICIPANTS THE TRAINING AND SKILLS NEEDED TO BECOME STRONG LEADERS. THE PROGRAM FOCUSES PRIMARILY ON STUDENTS BUT REACHES OUT TO PEOPLE OF ALL AGES.THE FOUNDATION WORKS TO EMPOWER A NEW GENERATION OF PEACE LEADERS THROUGH HOSTING APPROXIMATELY 10 INTERNS PER YEAR, BOTH PAID AND VOLUNTEER.THE PEACE POETRY CONTEST ENCOURAGES POETS TO EXPLORE AND ILLUMINATE POSITIVE VISIONS OF PEACE AND THE HUMAN SPIRIT. THE CONTEST RECEIVED OVER 2,000 ENTRIES IN 2016. THE WINNING POEMS WERE PUBLISHED ON THE FOUNDATION'S WEBSITE.THE SWACKHAMER DISARMAMENT VIDEO CONTEST SEEKS SHORT VIDEOS ON SUBJECTS RELATING TO NUCLEAR DISARMAMENT. THE CONTEST RECEIVED OVER 50 ENTRIES IN 2016. 231777 LEGAL ACTIONTHE FOUNDATION SERVES AS A CONSULTANT TO THE REPUBLIC OF THE MARSHALL ISLANDS IN THE NUCLEAR ZERO LAWSUITS, WHICH THE MARSHALL ISLANDS FILED AGAINST THE WORLD'S NINE NUCLEAR-ARMED NATIONS IN APRIL 2014. THE FOUNDATION WORKED TO COORDINATE A TEAM OF PRO-BONO LAWYERS FROM AROUND THE WORLD TO WORK ON THE CASES BROUGHT BEFORE THE INTERNATIONAL COURT OF JUSTICE.THE FOUNDATION WORKED TO BUILD A CONSORTIUM OF ORGANIZATIONS DEDICATED TO THE ABOLITION OF NUCLEAR WEAPONS AND, SPECIFICALLY, TO SUPPORTING THE MARSHALL ISLANDS' NUCLEAR ZERO LAWSUITS. IN ADDITION TO ITS ACTIVE PARTICIPATION IN NETWORKS INCLUDING ABOLITION 2000, THE INTERNATIONAL CAMPAIGN TO ABOLISH NUCLEAR WEAPONS, THE ALLIANCE FOR NUCLEAR ACCOUNTABILITY, AND THE MIDDLE POWERS INITIATIVE, THE FOUNDATION BUILT RELATIONSHIPS WITH GROUPS FROM AROUND THE WORLD INTERESTED IN PURSUING THIS BOLD NEW APPROACH TOWARD NUCLEAR DISARMAMENT.THE FOUNDATION CREATED AND EXECUTED A MEDIA STRATEGY IN SUPPORT OF THE MARSHALL ISLANDS' NUCLEAR ZERO LAWSUITS, INCLUDING BOTH SOCIAL MEDIA AND TRADITIONAL MEDIA. 87198 32000 THE INTERNATIONAL NETWORK OF ENGINEERS AND SCIENTISTS FOR GLOBAL RESPONSIBILITY IS AN INDEPENDENT NON-PROFIT ORGANIZATION COMMITTED TO INFLUENCING THE ROLE AND THE IMPACT THAT SCIENCE AND TECHNOLOGY HAVE ON SOCIETY.DANIEL ELLSBERG IS A DISTINGUISHED FELLOW AT THE NUCLEAR AGE PEACE FOUNDATION. HE IS WRITING A BOOK ABOUT THE ABOLITION OF NUCLEAR WEAPONS.THE ACTION ALERT NETWORK GIVES MEMBERS THE OPPORTUNITY TO COMMUNICATE WITH MEMBERS OF CONGRESS AND OTHER DECISION-MAKERS ABOUT IMPORTANT NUCLEAR ISSUES IN ORDER TO INFLUENCE LEGISLATION AND POLICY. IN 2016, OVER 50,000 INDIVIDUALS RECEIVED ACTION ALERTS VIA EMAIL. 87198 32000 836714 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 13 0 1 14 1 0 0 0 0 0 1 1 0 0 0 0 X 16 15 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X SHARON ROSSOL 8059653443 1622 ANACAPA STREET SANTA BARBARA CA 93101 DIANDRA DE MORRELL DOUGLAS DIRECTOR 0.50 X 0 0 0 JOHN RANDOLPH PARTEN DIRECTOR 0.50 X 0 0 0 SUE HAWES DIRECTOR 0.50 X 0 0 0 JILL DEXTER DIRECTOR AND TREASURER 1.50 X X 0 0 0 KATRINA ROGERS DIRECTOR 1.00 X 0 0 0 LAURIE ASHTON DIRECTOR 1.50 X 0 0 0 RICHARD APPELBAUM DIRECTOR 1.00 X 0 0 0 DR JIMMY HARA DIRECTOR 1.50 X 0 0 0 JAMAL HAMDANI DIRECTOR 1.00 X 0 0 0 PETER MACDOUGALL DIRECTOR AND CO-CHAIR 1.50 X X 0 0 0 BOB DODGE DIRECTOR 1.00 X 0 0 0 SHERRY MELCHIORRE DIRECTOR AND SECRETARY 1.00 X X 0 0 0 GEORGE HAYNES DIRECTOR AND CO-CHAIR 1.50 X X 0 0 0 MARK HAMILTON DIRECTOR AND VICE CHAIR 0.80 X X 0 0 0 ROBERT B LANEY BOARD CHAIR 2.50 X X 0 0 0 RICHARD FALK DIRECTOR AND SENIOR VP 1.00 X X 0 0 0 STEVE PARRY DIRECTOR 0.50 X 0 0 0 DAVID KRIEGER DIRECTOR, CEO AND PRESIDENT 50.00 X X 178979 0 10133 NANCY ANDON DIRECTOR 1.00 X 0 0 0 LAWRENCE MARKWORTH DIRECTOR 1.00 X 0 0 0 CHUCK GENUARDI DIRECTOR 1.00 X 0 0 0 FRANK BOGNAR DIRECTOR 1.00 X 0 0 0 178979 0 10133 1 0 1 0 0 661 94848 462409 2326 557918 MISC PROGRAM REVENUE 900099 22 22 22 70315 70315 1242102 1419620 -177518 -177518 -177518 27000 94848 47787 -20787 -20787 871 1896 -1025 -1025 428925 22 0 -129015 30000 30000 2000 2000 189112 160745 18911 9456 435431 345540 43543 46348 62445 50175 6245 6025 44192 35796 4419 3977 12209 9523 1343 1343 25074 25074 26505 26505 2892 2256 318 318 13884 10087 3797 37936 29590 4173 4173 5366 2974 2392 24755 19309 2723 2723 15125 12862 1929 334 14115 11009 1553 1553 2370 1848 261 261 DIRECT PROGRAM EXPENSES 108481 108481 PUBLIC EDUCATION AND OU 4519 4519 1056411 836714 114315 105382 62794 36092 7000 0 97909 97909 597850 426066 185899 171784 3264828 2956866 3618430 3262651 6799 6454 6799 6454 X 3107789 2776513 477614 453456 26228 26228 3611631 3256197 3618430 3262651 -627486 272052 0 X 0 0 0 X 493986 579611 660260 608968 560244 2903069 493986 579611 660260 608968 560244 2903069 281325 2621744 142766 165618 226267 100742 70315 705708 3608777 25282 0.72650 0.72530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4800 1865 6665 1049746 1056411 180641 45160 0 0 167099 184683 165930 180641 698353 1047530 5393 4800 6072 6665 22930 41775 46171 41483 45160 174589 261884 4815 4800 4800 4800 19215 PART I-A, LINE 1: THROUGH MAILINGS AND DIRECT CONTACT WITH LEGISLATORS, EFFORTS ARE MADE TO ENCOURAGE SUPPORT FOR NUCLEAR DISARMAMENT AND NON-PROLIFERATION. 1618597 1229 1229 1618597 1618597 -561 -561 1618597 1618597 704 704 1618597 1618597 3862 3862 1618597 1618597 63748 63748 1618597 0.98000 0.02000 0 0 134792 134792 356102 321112 34990 106956 104954 2002 171784 PART V, LINE 4: THE FOUNDATION INVESTS ITS ENDOWMENT FUNDS AND WITHDRAWS 5% OR MORE AS APPROVED BY THE BOARD OF DIRECTORS PER ANNUM FOR GENERAL OPERATING SUPPORT AND PROGRAM EXPENSES. UNITED KINGDOM 0 1 SOCIAL MEDIA CONSULTANT 11940 NETHERLANDS 0 0 SEE FORM 990, PAGE 2, LINE 4C SEE FORM 990, PAGE 2, LINE 4C. LAWSUIT IS BEING CONDUCTED IN THE HAGUE, IN THE NETHERLANDS. 49337 0 1 0 0 0 1 61277 0 61277 0 0 0 0 0 0 X X X X X X 1 DEBRA J ROETS 711 NORTH EUCLID AVENUE PITTSBURGH PA 15206 DEVELOPMENT CONSULTING 0 0 25074 -25074 25074 -25074 EVENING FOR PEACE AWARD DINNER 121848 94848 27000 47787 121848 94848 27000 47787 47787 -20787 1 FELLOWSHIP TO SUPPORT WORK REGARDING THE ABOLITION OF NUCLEAR WEAPONS 1 30000 PART I, LINE 2: THE GRANTEE PROVIDES FINANCIAL AND PROGRAM INFORMATION TO THE PRESIDENT OF THE ORGANIZATION WHO REVIEWS IT AND THEN REPORTS THE UTILIZATION OF THE FUNDS TO THE BOARD OF DIRECTORS. X 0 0 0 0 0 0 0 0 0 DAVID KRIEGER DIRECTOR, CEO AND PRESIDENT 178979 0 0 0 0 0 0 0 10133 0 189112 0 0 0 ROBERT LANEY DIRECTOR/BOARD CHAIR AND INVESTMENT BROKER ROBERT LANEY IS BOTH THE ORGANIZATION'S DIRECTOR AND BOARD CHAIR, AND INVESTMENT BROKER. HE IS COMPENSATED BY HIS EMPLOYER. 0 FORM 990, PART VI, SECTION A, LINE 2 ROBERT LANEY IS AN INVESTMENT ADVISOR FOR THE ORGANIZATION AS WELL AS FOR PRESIDENT DAVID KRIEGER'S RETIREMENT ACCOUNT. FORM 990, PART VI, SECTION B, LINE 11B EACH BOARD MEMBER RECEIVES A DRAFT COPY OF THE 990 FOR REVIEW AND APPROVAL. THE BOARD IS THEN GIVEN APPROXIMATELY ONE WEEK TO REVIEW THE DOCUMENT AND SUBMIT QUESTIONS OR COMMENTS BEFORE THE DOCUMENT GOES TO FINAL FORM FOR RE-SUBMISSION TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL BOARD MEMBERS, KEY EMPLOYEES, STAFF AND VOLUNTEERS COMPLETE THE CONFLICT OF INTEREST FORM AND STAFF FOLLOW-UP TO ENSURE ALL FORMS ARE COLLECTED. DURING THE YEAR, BOARD MEMBERS ARE REQUIRED TO ALERT THE BOARD IF A CONFLICT OF INTEREST ARISES DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE FINANCE COMMITTEE REVIEWS ALL ANNUAL SALARY INCREASES AND APPROVES ANNUAL COST OF LIVING INCREASES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE AT THE FOUNDATION'S OFFICE DURING BUSINESS HOURS OR WITH AN ADVANCE APPOINTMENT, OR BY MAIL ON REQUEST.