2017-09-14T17:29:39-05:00 2016-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2015-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 STEVEN HANSEN PRESIDENT & CEO 6029977586 2017-09-11 1 KELLY M WHITE P00622256 4808346030 2015 2021-01-29 14:40:06Z STEVEN HANSEN 1521 W DOBBINS RD PHOENIX AZ 85041 25255320 0 X WWW.AZHUMANE.ORG X 1957 AZ THE SOCIETY'S MISSION IS TO SAFEGUARD, RESCUE, HEAL, ADOPT, AND ADVOCATE FOR ANIMALS, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF. THE SOCIETY'S VISION IS TO END ANIMAL SUFFERING, HOMELESSNESS, AND NEEDLESS EUTHANASIA. 19 19 321 2003 5073 4073 12879259 13534855 3065870 3524107 330512 410824 388956 372150 16664597 17841936 0 0 0 0 8909702 9358801 0 0 2529187 6913343 7384259 15823045 16743060 841552 1098876 38755038 39999865 1826768 1926626 36928270 38073239 X THE SOCIETY'S MISSION IS TO SAFEGUARD, RESCUE, HEAL, ADOPT, AND ADVOCATE FOR ANIMALS, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF. THE SOCIETY'S VISION IS TO END ANIMAL SUFFERING, HOMELESSNESS, AND NEEDLESS EUTHANASIA. 0 0 13565214 3868753 FOR NEARLY 60 YEARS, THE ARIZONA HUMANE SOCIETY HAS BELIEVED THAT EVERY PET DESERVES A GOOD LIFE AND HAS BEEN COMMITTED TO SERVING BOTH THE PETS AND PEOPLE OF OUR COMMUNITY. AHS HAS NEVER BEEN CONTENT TO BE JUST ANOTHER ANIMAL WELFARE ORGANIZATION, AND FOUR YEARS AGO, WE EMBARKED ON THE MOST COMPREHENSIVE REASSESSMENT OF EVERY PROGRAM AND PROCEDURE WITHIN OUR ORGANIZATION WITH THE ULTIMATE GOAL OF MAKING MARICOPA COUNTY ONE OF THE BEST PLACES TO BE A PET, NOT ONE OF THE WORST. THROUGH LEADERSHIP AND COLLABORATION, WE INTRODUCED NEW INTAKE AND ADOPTION PROCESSES, IMPLEMENTED SEVERAL INNOVATIVE LIFE-SAVING PROGRAMS, SUCH AS OUR PARVO PUPPY ICU, KITTEN NURSERY AND BOTTLE BABY ICU AND EXPANDED BEHAVIOR PROGRAMS, AND ALSO OPENED A PET RESOURCE CENTER DEVOTED TO PROVIDING RESOURCES TO HELP KEEP PETS IN HOMES. THIS TRANSFORMATION, COMBINED WITH OUR EXPANDED SPAY/NEUTER EFFORTS, WHICH SAW US SPAY/NEUTER NEARLY 16,000 OWNED AND SHELTER ANIMALS LAST YEAR, HAS LED TO A REMARKABLE 57 PERCENT DECREASE IN INTAKE AND AN 84 PERCENT DECREASE IN EUTHANASIA OVER THE PAST FOUR YEARS. NOW, WITH FEWER ANIMALS ENTERING OUR SHELTERS, WE CAN FOCUS ON THOSE WHO NEED OUR HELP MOST, THE SICK, INJURED AND ABUSED ANIMALS WHO ARE RESCUED EVERY DAY BY OUR EMERGENCY ANIMAL MEDICAL TECHNICIANS AND TREATED IN OUR SECOND CHANCE ANIMAL TRAUMA HOSPITAL, EVEN THOSE CONSIDERED "UNTREATABLE" BY OTHER SHELTERS. THIS PAST YEAR, OUR EAMTS RESPONDED TO MORE THAN 11,000 ANIMAL RESCUES AND INVESTIGATIONS AND NEARLY 9,000 ANIMALS WERE TREATED IN OUR TRAUMA HOSPITAL. MANY OF OUR TRAUMA PATIENTS SPENT TIME RECOVERING IN THE HOMES OF OUR COMPASSIONATE FOSTER HEROES AND EVENTUALLY BECAME ONE OF THE NEARLY 12,000 ANIMALS WHO FOUND LOVING HOMES THROUGH ADOPTION, RESCUE AND OTHER FORMS OF PLACEMENT. 13565214 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 113 0 1 321 1 1 1 0 0 0 0 1 1 0 0 0 1 0 X 19 19 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 MELINDA MORRISON GULICK CHAIR EMERITUS 4.00 X 0 0 0 ANN DAMIANO CHAIR 8.00 X X 0 0 0 KIMBERLEE REIMANN PADILLA DIRECTOR 2.00 X 0 0 0 MARLA HUMMEL TREASURER 4.00 X X 0 0 0 EILEEN ROGERS VICE CHAIR 4.00 X X 0 0 0 KATHERINE K CECALA DIRECTOR 2.00 X 0 0 0 BRYANT COLMAN DIRECTOR 2.00 X 0 0 0 SUSANNE INGOLD SECRETARY 4.00 X X 0 0 0 ANDREA MARCONI DIRECTOR 2.00 X 0 0 0 ADAM MILLER DIRECTOR 2.00 X 0 0 0 KERRY MILLIGAN DIRECTOR 2.00 X 0 0 0 MICHAEL NAPIER VICE CHAIR 4.00 X X 0 0 0 SUZANNE PEARL DIRECTOR 2.00 X 0 0 0 AMANDA SHAW DIRECTOR 2.00 X 0 0 0 MARY FRANCES EWING DIRECTOR 2.00 X 0 0 0 ANN SINER DIRECTOR 2.00 X 0 0 0 DR CRAIG D THATCHER DIRECTOR 2.00 X 0 0 0 KARLENE WENZ KIEFFER DIRECTOR 2.00 X 0 0 0 RONALD WILSON DIRECTOR 2.00 X 0 0 0 BRYAN ALBUE DIRECTOR 2.00 X 0 0 0 ANTHONY ALFONSO DIRECTOR 2.00 X 0 0 0 GINA APRESA DIRECTOR 2.00 X 0 0 0 MATTHEW WALLER TREASURER 4.00 X X 0 0 0 STEVEN HANSEN PRESIDENT & CEO 40.00 X 296051 0 19446 MICHELLE GIESEN CFO 32.00 X 120566 0 5568 KELSEA PATTON VP OF EXTERNAL AFFAIRS 40.00 X 145424 0 944 JILL SANTA VP OF HUMAN RESOURCES 40.00 X 109802 0 5519 KATHLEEN CROTEAU VETERINARIAN 40.00 X 122997 0 5544 NANCY BRADLEY-SIEMENS VETERINARIAN 40.00 X 122916 0 3324 917756 0 40345 10 0 1 0 0 X 1253634 12281221 548130 13534855 CLINIC OPERATIONS 541900 1380711 1380711 ADOPTION FEES 541900 1237224 1237224 ANIMAL RESCUE SERVICES 541900 466644 466644 ANIMAL INTAKE 541900 356636 356636 EDUCATION 611600 82892 82892 3524107 512577 512577 7400 0 7400 7400 7400 5918579 10251 6029714 869 -111135 9382 -101753 -101753 202190 1253634 202190 0 22190 7159 15031 15031 1424667 1173452 251215 251215 OTHER INCOME 541900 98504 93431 5073 98504 17841936 3868753 5073 433255 353243 141297 105973 105973 7440709 6788806 76069 575834 38122 26207 3317 8598 917047 832970 4033 80044 609680 513766 18467 77447 10984 2240 5341 3403 32500 32500 31200 31200 58707 58707 344413 302607 431 41375 719711 685704 34007 2647837 1450838 230168 966831 189187 43786 50418 94983 632192 436226 9839 186127 221486 201865 9620 10001 5015 3041 1974 687688 680551 1644 5493 86505 65736 15957 4812 OUTSIDE ANIMAL SERVICES 233563 233563 REPAIRS & MAINTENANCE 159688 159688 HIRING, TRAINING & DEV 96436 65310 7702 23424 RECOGNITION & AWARDS 43112 11828 31284 1184035 887985 18473 277577 16743060 13565214 648659 2529187 7063373 8636005 787109 695848 2522879 2127615 46485 282200 173004 185374 284844 370374 20231039 9951518 10708216 10279521 9454451 9672120 7714677 7750808 38755038 39999865 1553156 1686520 47902 11872 225710 228234 1826768 1926626 X 25806025 27660224 6052245 5495015 5070000 4918000 36928270 38073239 38755038 39999865 X 1098876 -20690 66783 X X 0 1 X 1 0 X 10627266 9500407 12235799 12879259 13534855 58777586 10627266 9500407 12235799 12879259 13534855 58777586 968652 57808934 299453 266040 256892 384735 519977 1727097 4061 1870 2359 3378 5073 16741 88647 31770 69221 135528 93431 418597 60940021 20842900 0.94860 0.95550 X SCHEDULE A PART II LINE 10 EXPLANATION FOR OTHER INCOME: TRAINING FEES, FIELD REVENUE FROM CONTRACTS, AND OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 0 0 1 31200 31200 0 PART II-B, LINE 1: THE ORGANIZATION HAS RETAINED A LOBBYIST TO INTRODUCE LEGISLATION TO STRENGTHEN ANIMAL CRUELTY LAWS AND LEAD COLLABORATIVE EFFORTS FOR THE HUMANE LEGISLATIVE COALITION OF ARIZONA. 2141769 2141769 11579326 4851621 6727705 2320119 1974965 345154 2231487 1675181 556306 1958338 1449751 508587 10279521 DEPOSITS 38808 BENEFICIARY INTEREST IN REMAINDER TRUSTS 2794000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 4918000 7750808 GIFT ANNUITY PAYABLE 228234 228234 X 20157562 -20690 2269533 66783 2315626 17841936 0 17841936 19012593 2269533 2269533 16743060 0 16743060 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME, WHICH HAVE NOT BEEN SIGNIFICANT, AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY US GAAP RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2016, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2013 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2012 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 66,783. COMPASSION WITH FASHION 921390 778032 143358 143358 PET TELETHON 447233 388401 58832 58832 1 87201 87201 1455824 1253634 202190 202190 202190 0 22190 5700 1459 1 1.00000 22190 5700 1459 7159 15031 AZ 0 AZ DOES NOT REQUIRE 0 0 0 0.00000 1.00000 MEGAN FRANKS 1521 W DOBBINS RD PHOENIX AZ 85041 0 0 X X X X 0 0 0 0 0 0 0 0 0 STEVEN HANSEN PRESIDENT & CEO 276672 0 0 0 19379 0 0 0 19446 0 315497 0 0 0 X 4256 FAIR MARKET VALUE X 25200 FAIR MARKET VALUE X 161 133091 AUCTIONED PRICE X 12 30907 VALUE ON DAY OF RECEIPT X 12 4439 FAIR MARKET VALUE X EVENT PRIZES 745 236798 FAIR MARKET VALUE X FOOD/CARE 556 107066 FAIR MARKET VALUE X GIFT CARDS 18 6373 STATED VALUE 0 1 1 PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $371,303. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION A, LINE 4 BYLAWS WERE AMENDED AND RESTATED TO INCORPORATE LANGUAGE FROM THE FIRST AMENDMENT FROM 2012 AND THE SECOND FROM 2013 INTO THE MAIN DOCUMENT, UPDATE BOARD TERMS, INCORPORATE BOARD ENGAGEMENT AND EXPECTATION FOR PARTICIPATION, AND CHANGE TITLE FROM DIRECTOR TO PRESIDENT AND CEO. FORM 990, PART VI, SECTION B, LINE 11 THE PREPARED 990 IS REVIEWED BY THE PRESIDENT & CEO, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE CEO/PRESIDENT AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES, INCLUDING SALARY SURVEYS FOR NON-PROFIT ORGANIZATIONS, AS WELL AS PHOENIX-AREA CEO COMPENSATION FOR NON-PROFIT ORGANIZATIONS OF COMPARABLE BUDGETS, ARE UTILIZED TO ENSURE THAT OUR CEO COMPENSATION IS IN-LINE WITH MARKET PAY. THE SOCIETY HIRED THE CURRENT CEO IN OCT. 2013. AT THE TIME, A NATIONAL SEARCH WAS DONE AND SALARY WAS NEGOTIATED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 10C: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH THREE THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $1,050,000 THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 66,783. FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.