2017-09-13T16:09:11-05:00 2016-12-31 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2016-01-01 900756603 SNV USA SNVU 3019132860 7514 WISCONSIN AVENUE NO 400 BETHESDA MD 20814 DEMETRIA ARVANITIS PRESIDENT AND EXECUTIVE DIRECTOR 3019132860 2017-09-13 1 FRANK H SMITH P00639053 2028225000 2017-09-13 207.238.152.31 2017-09-13 17:08:59 ED P FFA2BC33170E4325356C19B39EDBBFEB056B45D7 F135C83ED9FEE547B936C2DB6A419AD746D8269C 2016 2021-01-29 14:40:06Z DEMETRIA ARVANITIS 7514 WISCONSIN AVENUE NO 400 BETHESDA MD 20814 12865750 0 X WWW.SNVWORLD.ORG X 2011 DC SNV USA AIMS TO MAKE A LASTING DIFFERENCE IN THE LIVES OF MILLIONS OF PEOPLE LIVING IN POVERTY. 6 5 27 5 0 0 11806347 12864310 0 0 2948 1440 0 0 11809295 12865750 8198676 8796325 0 0 1529074 1832929 10176 0 0 1818816 1085855 11556742 11715109 252553 1150641 4718399 5054218 4087632 3272810 630767 1781408 SNV USA IS DEDICATED TO A SOCIETY WHERE ALL PEOPLE ENJOY THE FREEDOM TO PURSUE THEIR OWN SUSTAINABLE DEVELOPMENT. WE CONTRIBUTE TO THIS BY STRENGTHENING THE CAPACITY OF LOCAL ORGANIZATIONS. 0 0 5396963 4691431 AGRICULTURE AND FOOD SECURITY - SUSTAINABLE MARKETS; FOOD NUTRITION AND SECURITY; GENDER AND YOUTH IN AGRICULTURE; AND CLIMATE-SMART AGRICULTURE. 2735465 2735465 WATER, SANITATION AND HYGIENE (WASH) - RURAL SANITATION AND HYGIENE FOR ALL; URBAN SANITATION AND HYGIENE FOR ALL; FUNCTIONALITY OF RURAL WATER SUPPLY SERVICES; SUSTAINABLE WATER SUPPLY SERVICES IN SMALL TOWNS AND PERI-URBAN AREAS.RENEWABLE ENERGY - ENERGY POVERTY AND RURAL ELECTRIFICATION; WOMEN-POWERED BUSINESSES AND YOUTH EMPOWERMENT; CLIMATE-SMART ENERGY AND LOW CARBON GROWTH; AND RESILIENT VALUE CHAINS AND TECHNOLOGICAL INNOVATION. 1637672 1369429 WATER, SANITATION AND HYGIENE (WASH) - RURAL SANITATION AND HYGIENE FOR ALL; URBAN SANITATION AND HYGIENE FOR ALL; FUNCTIONALITY OF RURAL WATER SUPPLY SERVICES; SUSTAINABLE WATER SUPPLY SERVICES IN SMALL TOWNS AND PERI-URBAN AREAS. 9770100 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 23 0 1 27 1 0 0 0 0 0 0 0 0 0 0 X 6 5 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 X SYAM TADAVARTHY 3019132860 7514 WISCONSIN AVENUE NO 400 BETHESDA MD 20814 ALLERT VAN DEN HAM CHAIRPERSON OF THE BOARD 4.00 X X 0 0 0 MICHAEL BARTH DIRECTOR 1.00 X 0 0 0 KENNETH LANZA DIRECTOR 1.00 X 0 0 0 EMMY SIMMONS DIRECTOR 1.00 X 0 0 0 FRANK TUGWELL DIRECTOR 1.00 X 0 0 0 DEMETRIA ARVANITIS PRES. & EXEC. DIR. (AS OF 01/2016) 40.00 X X 157001 0 28669 NEIL GHOSH MS MBA PRES. & EXEC. DIR. (UNTIL 02/2016) 40.00 X X 100042 0 25844 SYAM TADAVARTHY FIN. DIR., SEC/TREAS (AS OF 05/2016) 40.00 X 56133 0 28916 DANIEL GRIMSHAW INTERIM FIN. DIR. (UNTIL 05/2016) 40.00 X 46322 0 2350 359498 0 85779 2 0 1 0 ACCOUNTEMPS 12400 COLLECTIONS CENTER DRIVE CHICAGO IL 60694 TEMPORARY STAFFING 112339 UNIQUE FORRESTRY AND LANDUSE GMBH SCHNEWINSTRABE 10 FREIBURG GM 79098 SUBCONTRACTOR SERVICES 110676 2 7650016 5214294 12864310 1440 1440 12865750 0 0 1440 8796325 8796325 445277 124622 320655 1087940 320346 767594 84595 26334 58261 112412 33883 78529 102705 29790 72915 49729 49729 29587 29587 450398 291583 158815 45686 2561 43125 27247 1561 25686 196051 12194 183857 194473 118244 76229 56674 9800 46874 6060 357 5703 4512 4512 DUES/SUBSCRIPTIONS/FEES 22826 2500 20326 MISCELLANEOUS 2612 2612 11715109 9770100 1945009 0 351743 1107011 2690684 1233275 1579641 2583754 4652 58843 29709 17209 29134 79122 96392 4718399 5054218 263342 200891 1592785 1855131 2229481 1197806 2024 18982 4087632 3272810 X 630767 1781408 630767 1781408 4718399 5054218 1150641 0 X 0 1 X 0 1 1 X 2670715 7266725 9498031 11806347 12864310 44106128 2670715 7266725 9498031 11806347 12864310 44106128 19276025 24830103 6498 3461 3271 2948 1440 17618 44123746 0.56270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4925 4925 0 10055 6772 3283 43863 18012 25851 29134 DEFERRED RENT 18982 18982 X 12865750 0 12865750 0 12865750 11715109 0 11715109 0 11715109 PART X, LINE 2: SNV USA EVALUATED ITS UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2016, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 SOUTH AMERICA 1 2 PROGRAM SERVICES USAID/KAIZEN 55833 SUB-SAHARAN AFRICA 8 118 PROGRAM SERVICES HOME GROWN SCHOOL FEEDING 330221 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 6910217 EAST ASIA AND THE PACIFIC 6 47 GRANTMAKING 1830275 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 55833 15 167 0 0 15 167 9182379 0 9182379 CENTRAL AMERICA AND THE CARIBBEAN POVERTY AID 55833 WIRE EAST ASIA AND THE PACIFIC POVERTY AID 926985 WIRE EAST ASIA AND THE PACIFIC POVERTY AID 367497 WIRE EAST ASIA AND THE PACIFIC POVERTY AID 20470 WIRE EAST ASIA AND THE PACIFIC POVERTY AID 228414 WIRE EAST ASIA AND THE PACIFIC POVERTY AID 285780 WIRE SUB-SAHARAN AFRICA POVERTY AID 311594 WIRE SUB-SAHARAN AFRICA POVERTY AID 330221 WIRE SUB-SAHARAN AFRICA POVERTY AID 629552 WIRE SUB-SAHARAN AFRICA POVERTY AID 1551607 WIRE SUB-SAHARAN AFRICA POVERTY AID 377671 WIRE SUB-SAHARAN AFRICA POVERTY AID 613089 WIRE SUB-SAHARAN AFRICA POVERTY AID 419445 WIRE SUB-SAHARAN AFRICA POVERTY AID 664203 WIRE SUB-SAHARAN AFRICA POVERTY AID 247582 WIRE SUB-SAHARAN AFRICA POVERTY AID 547290 WIRE SUB-SAHARAN AFRICA POVERTY AID 96627 WIRE SUB-SAHARAN AFRICA POVERTY AID 96356 WIRE SUB-SAHARAN AFRICA POVERTY AID 684315 WIRE SUB-SAHARAN AFRICA POVERTY AID 201691 WIRE SUB-SAHARAN AFRICA POVERTY AID 138974 WIRE 21 0 0 0 0 0 0 0 PART I, LINE 2: SNV USA PROVIDES GRANT FUNDING TO SNV NETHERLANDS DEVELOPMENT ORGANIZATION (SNV NDO) FOREIGN COUNTRY OFFICES FOR IMPLEMENTATION OF FEDERAL AND PRIVATE FUNDING AWARDED TO SNV USA. SNV USA CLOSELY MONITORS THE USE OF THE GRANTS TO ENSURE OBJECTIVES AND OUTCOMES ARE MET AND SPENDING IS USED FOR CHARITABLE PURPOSES INTENDED FOR THE PROJECT. SNV USA ALSO ENSURES FINANCIAL AND CONTRACTUAL COMPLIANCE WITH US DONOR REQUIREMENTS. THIS INCLUDES REVIEWING AND SIGNING GRANT AND CONTRACT AGREEMENTS, RECEIVING AND SIGNING GRANT AGREEMENTS, RECEIVING AND DISBURSING FUNDS, REVIEWING AND SUBMITTING REQUIRED FINANCIAL AND TECHNICAL REPORTS, CONTRACT MODIFICATIONS, FINANCIAL AND CONTRACTUAL MONITORING OF PROJECT TO ENSURE COMPLIANCE WITH US DONOR REQUIREMENTS AND PROVIDING FINANCIAL AND CONTRACTUAL TECHNICAL SUPPORT TO THE PROJECT. PART I, LINE 3: IN ACCORDANCE WITH IRS INSTRUCTIONS, ALL AMOUNTS REPORTED IN PARTS I AND II OF SCHEDULE F ARE REPORTED USING THE ACCRUAL BASIS OF ACCOUNTING WHICH IS THE SAME METHOD OF ACCOUNTING USED IN THE FINANCIAL STATEMENTS. X X X X 1 0 0 0 0 0 0 0 0 DEMETRIA ARVANITIS PRES. & EXEC. DIR. (AS OF 01/2016) 157001 0 0 0 0 0 2100 0 26569 0 185670 0 0 0 PART I, LINE 4A NEIL GHOSH, WHO SERVED AS EXECUTIVE DIRECTOR UNTIL FEBRUARY 2016, RECEIVED SEVERANCE OF $56,604 DURING 2016. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO OTHER COMMITTEES THAT CAN ACT ON BEHALF OF THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM. A DRAFT VERSION OF THE FEDERAL FORM 990 IS DISTRIBUTED TO AND THEN REVIEWED BY THE FULL BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST OCCURS WHEN A DIRECTOR, OFFICER OR EMPLOYEE/CONTRACTOR IS FACED WITH AN ACTUAL OR POTENTIAL COMPROMISE OF HIS OR HER LOYALTIES. CONFLICTS OF INTEREST MAY INVOLVE PERSONAL AS WELL AS PECUNIARY INTERESTS. A CONFLICT OF INTEREST ANNUAL DISCLOSURE STATEMENT IS COMPLETED EACH YEAR BY ALL BOARD MEMBERS AND REVIEWED BY MANAGEMENT. TO DATE, THERE HAS BEEN NO KNOWN CONFLICT OF INTEREST. EACH MEMBER OF THE BOARD OF DIRECTORS OF SNV USA AND OUR STAFF, WHEN A CONFLICT OF INTEREST MAY EXIST, SHALL DISCLOSE SUCH CONFLICT AND ABSTAIN FROM THE DISCUSSION, VOTING, RESOLUTION OR ACTION(S) PROPOSED AS TO SUCH MATTER. IT IS EXPECTED THAT ANY INTERESTED BOARD MEMBER OR STAFF WOULD DISQUALIFY THEMSELVES. ANY SUCH ABSTENTION FROM VOTING (OR THE LIKE) AND THE REASON GIVEN FOR IT SHALL BE RECORDED IN THE OFFICIAL MINUTES OF THE MEETING. A MAJORITY OF THE BOARD MEMBERS PRESENT AT ANY MEETING MAY DISQUALIFY A BOARD MEMBER FROM DISCUSSING AND/OR VOTING ON ANY MATTER AS TO WHICH THEY DETERMINE A CONFLICT OF INTEREST EXISTS. AFTER FULL DISCLOSURE, HOWEVER, AND WITH DUE DELIBERATION, A MAJORITY OF THE DISINTERESTED DIRECTORS MAY APPROVE OR RATIFY A TRANSACTION WHICH INVOLVES A CONFLICT OF INTEREST WITH A DIRECTOR, OFFICER, OR EMPLOYEE/CONTRACTOR OF SNV USA, PROVIDED SUCH TRANSACTION IS FAIR TO SNV USA. THESE PROCEDURES ARE MONITORED BY THE EXECUTIVE COMMITTEE AND ARE ALWAYS TAKEN INTO CONSIDERATION WHEN THERE IS A POTENTIAL CONFLICT OF INTEREST THAT COULD EXIST, OR WHEN SIGNING NEW CONTRACTS OR BEGINNING NEW RELATIONSHIPS. FORM 990, PART VI, SECTION B, LINE 15A INDEPENDENT PROFESSIONAL HUMAN RESOURCES SUPPORT AND CONSULTATION HAS BEEN RETAINED TO EVALUATE THE COMPENSATION SYSTEM AND PROVIDE ONGOING ASSISTANCE IN THE ADMINISTRATION OF THE SYSTEM THROUGHOUT THE YEAR. THE CONSULTATIONS OCCUR EVERY YEAR WITH ASSISTANCE FROM THE EXTERNAL HUMAN RESOURCES PROVIDER AND DATA FROM INSIDE NGO. THE COMPENSATION SYSTEM PRICES POSITIONS AGAINST MARKET BY USING MARKET DATA FOR COMPARABLE ORGANIZATIONS (US-HEADQUARTERED NON-PROFIT ORGANIZATIONS WITH INTERNATIONAL OPERATIONS AND US GOVERNMENT AND PRIVATE FUNDING SOURCES AND AFFILIATES OF INTERNATIONAL ORGANIZATIONS). THIS COMPENSATION SYSTEM IS REVIEWED BY THE BOARD OF DIRECTORS. THE EXECUTIVE DIRECTOR'S COMPENSATION IS DETERMINED BY THE BOARD OF DIRECTORS DURING AN EXECUTIVE SESSION OF THE ANNUAL MEETING OF THE BOARD OF DIRECTORS. MINUTES ARE MAINTAINED FOR THIS BOARD SESSION. ALL OTHER OFFICER AND STAFF COMPENSATION IS DETERMINED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 SNV USA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.