2017-08-14T13:41:31-05:00 2016-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2015-10-01 526055762 NATIONAL LEAGUE OF CITIES INSTITUTE INC NATI 2026263064 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263064 2017-08-14 1 FRANK H SMITH P00639053 2028225000 2017-08-04 2015 2021-01-29 14:40:06Z X CLARENCE E ANTHONY 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 10236830 0 X WWW.NLC.ORG X 1958 DE DEV. & DISTRIBUTE KNOWLEDGE TO ELECTED OFFICIALS IN MEETING THE CHALLENGES OF LOCAL MUNICIPALITIES. 62 62 38 62 0 0 6136912 10190677 0 40850 9484 531 5985 4772 6152381 10236830 0 0 0 0 2858842 3498015 0 0 57527 3925383 3226986 6784225 6725001 -631844 3511829 7721375 8268653 3151721 132114 4569654 8136539 THE LEAGUE'S MISSION IS TO EQUIP LOCALLY ELECTED OFFICIALS WITH KNOWLEDGE, TOOLS, AND TECHNIQUES TO ENHANCE THEIR ABILITY TO GOVERN EFFECTIVELY IN THEIR CITIES. 0 0 4497192 40850 INSTITUTE FOR YOUTH, EDUCATION, AND FAMILIES (IYEF) - SEEKS TO STRENGTHEN THE CAPACITY OF MUNICIPAL LEADERS TO ADDRESS THE NEEDS OF CHILDREN AND FAMILIES IN THEIR OWN COMMUNITIES. ITS OWN WORK FOCUSES ON FIVE CORE PROGRAM AREAS - EDUCATION, YOUTH DEVELOPMENT, EARLY CHILDHOOD DEVELOPMENT, THE SAFETY OF CHILDREN AND YOUTH, AND FAMILY ECONOMIC SECURITY. THE YEF INSTITUTE PROVIDES TECHNICAL ASSISTANCE SUPPORT TO MAYORS, COUNCIL MEMBERS, AND THEIR STAFFS IN PROGRAM AREAS. 872616 RESEARCH - DEVELOPS, CONDUCTS AND REPORTS RESEARCH ON PROGRAMS AND ISSUES OF IMPORTANCE TO CITIES AND TOWNS AND TO THE LEAGUE. 341941 REAL INITIATIVE - SERVES TO STRENGTHEN LOCAL LEADERS' KNOWLEDGE AND CAPACITY TO ELIMINATE RACIAL DISPARITIES, HEAL RACIAL DIVISIONS, AND BUILD MORE EQUITABLE COMMUNITIES. 5711749 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 47 0 1 38 1 0 0 0 0 0 0 0 0 0 0 X 62 62 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263064 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 HON MELODEE COLBERT-KEAN PRESIDENT 1.00 1.00 X X 0 0 0 HON MATT ZONE FIRST VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON MARK STODOLA SECOND VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON JAMES MITCHELL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRIS ANDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON TONY ANDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW APPELBAUM DIRECTOR 1.00 1.00 X 0 0 0 HON CRAIG BARNES DIRECTOR 1.00 1.00 X 0 0 0 HON RICKI Y BARLOW DIRECTOR 1.00 1.00 X 0 0 0 HON DARIUS BROWN DIRECTOR 1.00 1.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR 1.00 1.00 X 0 0 0 HON SHERI CAPEHART DIRECTOR 1.00 1.00 X 0 0 0 HON CORA COLE-MCFADDEN DIRECTOR 1.00 1.00 X 0 0 0 HON DENNY DOYLE DIRECTOR 1.00 1.00 X 0 0 0 HON JOHNNY DUPREE DIRECTOR 1.00 1.00 X 0 0 0 HON KAREN FREEMAN-WILSON DIRECTOR 1.00 1.00 X 0 0 0 HON CHRIS GLOVER DIRECTOR 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR 1.00 1.00 X 0 0 0 HON ELVI GRAY-JACKSON DIRECTOR 1.00 1.00 X 0 0 0 MR MATTHEW C GRELLER DIRECTOR 1.00 1.00 X 0 0 0 HON KRIS GULICK DIRECTOR 1.00 1.00 X 0 0 0 HON MARY HAMANN-ROLAND DIRECTOR 1.00 1.00 X 0 0 0 HON KLAUS HANSON DIRECTOR 1.00 1.00 X 0 0 0 HON ELIZABETH HURST DIRECTOR 1.00 1.00 X 0 0 0 HON VAN R JOHNSON II DIRECTOR 1.00 1.00 X 0 0 0 HON JUNGUS JORDAN DIRECTOR 1.00 1.00 X 0 0 0 HON R MICHAEL KASPERZAK JR DIRECTOR 1.00 1.00 X 0 0 0 MR ALAN W KEMP DIRECTOR 1.00 1.00 X 0 0 0 HON DEJERILYN KING HENDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON DOROTHY LAMARCHE DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 HON LETA MACH DIRECTOR 1.00 1.00 X 0 0 0 HON KATHY MANESS DIRECTOR 1.00 1.00 X 0 0 0 HON THOMAS MCCARTHY DIRECTOR 1.00 1.00 X 0 0 0 HON DORIS MCCONNELL DIRECTOR 1.00 1.00 X 0 0 0 HON GENE F MCGEE DIRECTOR 1.00 1.00 X 0 0 0 MR CHRIS MCKENZIE DIRECTOR 1.00 1.00 X 0 0 0 HON JEFF MOORE DIRECTOR 1.00 1.00 X 0 0 0 HON RON NIRENBURG DIRECTOR 1.00 1.00 X 0 0 0 MR LAMAR NORTON DIRECTOR 1.00 1.00 X 0 0 0 HON LOU OGDEN DIRECTOR 1.00 1.00 X 0 0 0 HON WILLIAM PEDUTO DIRECTOR 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR 1.00 1.00 X 0 0 0 HON TITO RODRIGUEZ DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID SANDER DIRECTOR 1.00 1.00 X 0 0 0 MR BENNETT SANDLIN DIRECTOR 1.00 1.00 X 0 0 0 HON MICHAEL A SESMA DIRECTOR 1.00 1.00 X 0 0 0 MS JUDY A SILVA DIRECTOR 1.00 1.00 X 0 0 0 MS SHELLEY SIMONTON DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW SURRENCY DIRECTOR 1.00 1.00 X 0 0 0 HON CRAIG THURMOND DIRECTOR 1.00 1.00 X 0 0 0 HON PRISCILLA R TYSON DIRECTOR 1.00 1.00 X 0 0 0 HON LAVONTA WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON VINCE R WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 MS KIMBERLY WINN DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICK WOJAHN DIRECTOR 1.00 1.00 X 0 0 0 HON PC WU DIRECTOR 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 6.00 31.50 X 0 399082 40149 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 6.00 31.50 X 0 252393 31676 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 37.50 X 189959 0 40387 AUDREY HUTCHINSON DIR, EDUCATION & EXPANDED LEARNING 37.50 X 135239 0 34712 ANDREW MOORE DIR, YOUTH & YOUNG ADULT CONNECTIONS 37.50 X 135146 0 37923 LEON ANDREWS DIRECTOR, REAL 37.50 X 120054 0 35061 TRACY WIEDT PROG. DIR, HEALTH & COMM. WELLNESS 37.50 X 114007 0 17435 HEIDI GOLDBERG DIR, ECONOMIC OPP & FIN. EMPOWERMENT 37.50 X 112073 0 26904 806478 651475 264247 7 0 1 0 CHILDREN AND NATURE NETWORK 808 14TH AVENUE SE MINNEAPOLIS MN 55414 CHILDREN'S ACCESS TO NATURE 180416 JACKSONVILLE CHILDREN'S COMMISSION 1095 A PHILLIP RANDOLPH BOULEVARD JACKSONVILLE FL 32206 HEALTH INS. OUTREACH & ENROLLMENT 132747 CITY OF HATTIESBURG PO BOX 1898 HATTIESBURG MS 39403 HEALTH INS. OUTREACH & ENROLLMENT 126315 STEP UP SAVANNAH INC 428 BULL STREET SUITE 208 SAVANNAH GA 31401 HEALTH INS. OUTREACH & ENROLLMENT 126087 FOOD RESEARCH AND ACTION CENTER 1200 18TH STREET NW 400 WASHINGTON DC 20036 MEAL PROGRAM EXPANSION PROJECT 112800 5 10190677 10190677 SPONSORSHIPS 900099 39349 39349 EDUCATION AND TRAINING 900099 1501 1501 40850 531 531 REIMBURSEMENTS 900099 4772 4772 4772 10236830 40850 0 5303 X 237791 237791 2331120 1608490 683393 39237 146498 99021 44899 2578 606346 431603 170643 4100 176260 125820 47701 2739 2886 2886 1872216 1871009 1207 16233 16233 38630 32863 5459 308 49580 49580 8518 8518 487816 481550 694 5572 229079 229079 237543 236252 1291 INDIRECT COSTS 248517 248517 DUES AND SUBSCRIPTIONS 22983 22651 332 EXECUTIVE EXPENSE 7324 7161 163 ALLOWANCE FOR LOSS 5335 5335 326 276 50 6725001 5711749 955725 57527 4028410 2365382 2980633 4819008 57982 1458 654350 452804 0 630001 7721375 8268653 150984 62582 451479 69532 2549258 0 3151721 132114 X 596754 3733850 3972900 4402689 4569654 8136539 7721375 8268653 3511829 -1974 57030 0 X 0 1 X 1 0 X X X 1 NAT'L LEAGUE OF CITIES 530226780 9 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 FORM 990, SCHEDULE A, PART IV, LINE 3B: NATIONAL LEAGUE OF CITIES INSTITUTE (NLCI) IS THE SUPPORTING ORGANIZATION FOR THE NATIONAL LEAGUE OF CITIES (NLC), A 501(C)(4) ORGANIZATION. NLCI PERFORMED THE 509(A)(2) TEST FOR NLC AND FOUND THAT NLC'S SUPPORT PERCENTAGE EXCEEDS THE 33% MINIMUM OF PUBLIC SUPPORT THAT WOULD BE REQUIRED IF NLC WERE DESCRIBED AS SUCH AN ENTITY. ACCORDINGLY, NLCI IS ELIGIBLE TO SUPPORT NLC. PART IV, SECTION A, LINE 3C: FUNDS PROVIDED TO THE SUPPORTED ORGANIZATION (NLC) ARE REVIEWED INTERNALLY AND WITH ITS ACCOUNTING FIRM TO ENSURE PROPER USE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE FROM RELATED ORGANIZATIONS 630001 630001 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2016 AND 2015, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 0 360000 0 36000 0 3082 0 17105 0 23044 0 439231 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 0 231750 0 16051 0 4592 0 21045 0 10631 0 284069 0 0 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 189959 0 0 0 0 0 19699 0 20688 0 230346 0 0 0 AUDREY HUTCHINSON DIR, EDUCATION & EXPANDED LEARNING 135188 0 51 0 0 0 14024 0 20688 0 169951 0 0 0 ANDREW MOORE DIR, YOUTH & YOUNG ADULT CONNECTIONS 135091 0 55 0 0 0 13726 0 24197 0 173069 0 0 0 LEON ANDREWS DIRECTOR, REAL 120000 0 54 0 0 0 12208 0 22853 0 155115 0 0 0 PART I, LINE 3 NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NLC, A RELATED ORGANIZATION THAT IS TAX EXEMPT UNDER IRC SECTION CODE 501(C)(4). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION A, LINE 4 DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2016, THE GOVERNING DOCUMENTS WERE AMENDED TO REFLECT A CHANGE IN THE NUMBER OF BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY NLCI'S INDEPENDENT ACCOUNTING FIRM. UPON SUBMISSION OF THE DRAFT FEDERAL FORM 990, IT IS THEN REVIEWED BY NLCI'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION IF NEEDED PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLCI. FORM 990, PART VI, SECTION B, LINE 15A NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NATIONAL LEAGUE OF CITIES (NLC). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, A COPY OF THE REQUESTED FINANCIAL INFORMATION OR POLICY IS E-MAILED TO THE REQUESTING PARTY. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 1,871,009. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 1,207. TOTAL EXPENSES 1,872,216. NATIONAL LEAGUE OF CITIES 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 530226780 STRENGTHENING AND PROMOTING CITIES IL 501(C)(4) N/A N/A 0 NATIONAL LEAGUE OF CITIES SERVICES INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0