2017-07-31T11:24:32-05:00 2016-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2016-01-01 156016932 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMM 3157358212 2608 GENESEE STREET UTICA NY 13502 ALICIA DICKS PRESIDENT & CEO 3157358212 2017-06-21 1 TRICIA L LUCAS CPA P00227744 3157355216 2017-06-08 209.217.215.146 2017-06-21 11:29:21 ED P EF946F96DBC1712F3512BA80068C943E363CF92C 29D846B37DDE88FC47E807D1E6029E6A3F649880 2016 2021-01-29 14:40:06Z ALICIA DICKS 2608 GENESEE ST UTICA NY 13502 7991477 0 X FOUNDATIONHOC.ORG X 1952 NY TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. 22 22 17 0 0 0 6611583 4023842 0 53605 4435663 3751066 0 162964 11047246 7991477 4545400 4861011 0 0 1000715 1069353 0 0 308129 1529260 1887795 7075375 7818159 3971871 173318 119855382 126855157 7154819 7978815 112700563 118876342 THE MISSION OF THE COMMUNITY FOUNDATION IS TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. THE COMMUNITY FOUNDATION ADVANCES LEADERSHIP ON COMMUNITY SOLUTIONS AND PHILANTHROPY THAT CONNECTS PEOPLE WHO CARE WITH CAUSES THAT MATTER. 0 0 5880601 4861011 53605 THE COMMUNITY FOUNDATION IS A COMMUNITY-BASED, SOCIAL IMPACT INVESTOR THAT USES ITS FINANCIAL, INTELLECTUAL AND CONVENING CAPITAL TO IMPROVE QUALITY OF LIFE IN HERKIMER AND ONEIDA COUNTIES. AS A RESPONSIVE GRANTMAKER, THE COMMUNITY FOUNDATION AWARDS MORE THAN 596 GRANTS TO ELIGIBLE NONPROFITS IN HERKIMER AND ONEIDA COUNTIES. RESPONSIVE GRANTS FOCUS ON NEEDS RELATED TO THE COMMUNITY FOUNDATION'S CORE INVESTMENT AREAS - ECONOMIC DEVELOPMENT, EDUCATION, HEALTH AND ARTS/CULTURE - AND HELP NONPROFITS BETTER SERVE THEIR CONSTITUENTS. 5880601 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 23 0 1 17 1 0 1 CJ 0 0 0 0 0 1 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X GILLES G LAUZON 3157358212 2608 GENESEE ST UTICA NY 13502 EVE VAN DE WAL CHAIR ELECT 3.00 X X 0 0 0 LAURA CASAMENTO TRUSTEE 1.00 X 0 0 0 MARY LYONS BRADLEY TRUSTEE 1.00 X 0 0 0 LINDA COHEN TRUSTEE 1.00 X 0 0 0 KEITH FENSTEMACHER TRUSTEE 1.00 X 0 0 0 DAVID T GRIFFITH TRUSTEE 1.00 X 0 0 0 SUSAN G MATT TRUSTEE 1.00 X 0 0 0 MARY F MORSE TRUSTEE 1.00 X 0 0 0 JUDITH V SWEET SECRETARY-TREASURER 3.00 X X 0 0 0 RICHARD C TANTILLO TRUSTEE 1.00 X 0 0 0 RONALD CUCCARO CHAIR 3.00 X X 0 0 0 BURT DANOVITZ TRUSTEE 1.00 X 0 0 0 LMICHAEL FITZGERALD TRUSTEE/SECRETARY TREASURER 3.00 X X 0 0 0 REV ROBERT UMIDI TRUSTEE 1.00 X 0 0 0 BONNIE WOODS TRUSTEE 2.00 X 0 0 0 HARRISON CHIP HUMMEL III TRUSTEE 1.00 X 0 0 0 RANDALL J VANWAGONER TRUSTEE 2.00 X 0 0 0 CHERYL MINOR TRUSTEE 1.00 X 0 0 0 CATHLEEN MCCOLGIN TRUSTEE 1.00 X 0 0 0 JAWWAAD RASHEED TRUSTEE 1.00 X 0 0 0 LISA DEFREES LOVETT TRUSTEE 2.00 X 0 0 0 DAVID MANZELMANN TRUSTEE 2.00 X 0 0 0 GREGORY MCLEAN TRUSTEE 2.00 X 0 0 0 GILLES G LAUZON CHIEF OPERATING OFFICER 40.00 X 117673 0 8050 ALICIA DICKS PRESIDENT-CEO 40.00 X 158405 0 21322 276078 0 29372 2 0 1 0 CHARLES A GAETANO CONSTRUCTION CORP 258 GENESEE STREET UTICA NY 13502 CONSTRUCTION 485010 1 4023842 453440 4023842 AGENCY FUNDS ADMIN FEE 900099 53605 53605 53605 2539203 2539203 1211863 0 1211863 1211863 1211863 MISC 900099 162964 162964 162964 7991477 3967635 0 0 4861011 4861011 274970 91656 91656 91658 612269 231546 339056 41667 40648 15040 19511 6097 68363 25294 32814 10255 73103 27049 35089 10965 41688 20844 20844 18746 6248 6250 6248 809662 809662 38606 6202 6203 26201 85719 28573 28573 28573 31735 11742 15233 4760 49941 18478 23972 7491 82854 27618 27618 27618 12186 4509 5849 1828 28498 10544 13679 4275 124958 124958 20537 20537 PROGRAM INITIATIVES 508983 508983 DEVELOPMENT 17172 17172 MEMBERSHIPS & PUBLICATI 16510 6108 7925 2477 7818159 5880601 1629429 308129 3311870 3917574 99729 5750 3269074 316128 2516220 2952946 101498982 108430953 8514760 7736722 3913821 3811212 119855382 126855157 102904 98403 1220538 2226818 5831377 5653594 7154819 7978815 X 37003224 39008468 50143533 52782854 25553806 27085020 112700563 118876342 119855382 126855157 173318 6002460 1 0 X X 0 1 X 1 0 X 1778100 2733353 6591904 3023855 3037784 17164996 1778100 2733353 6591904 3023855 3037784 17164996 3783362 13381634 1880990 1880365 2122948 2228661 2511454 10624418 27789414 0.48150 0.54290 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 101 8 614206 42041 1320837 20877 23069561 721804 1 1 31339392 1531214 2015721 679683 246147 281480 33679017 110142440 808186 -212744 817214 78260909 320367 31339392 107784705 4644653 3021196 3744890 159225 1403999 110142440 92759311 3844617 15487077 2881430 44031 1390839 107784705 83379712 1737960 11300931 2189578 1469714 92759311 0.00000 0.80420 0.19580 0 0 2816478 147068 2669410 452596 169060 283536 2952946 INVESTED CASH 549997 F ALTERNATIVE INVESTMENTS 6066191 F LIFE INSURANCE 163510 F REAL ESTATE 957024 F 7736722 AGENCY LIABILITES 4748709 CHARITABLE GIFT ANNUITIES 885999 COMPENSATED ABSENCES 18886 5653594 1 ADIRONDACK MUSEUM 9097 STATE ROUND 30 PO BOX 99 BLUE MOUNTAIN LAKE NY 128120099 135635801 56000 EXPANSION OF PREK-12 PROGRAMS IN HERKIMER AND ONEIDA COUNTIES/CAMPAIGN SUPPORT ALBANY LAW SCHOOL 80 NEW SCOTLAND AVENUE ALBANY NY 122083494 141338309 10000 DONOR-ADVISED GRANT FROM JK & HADY ANNE HAGE FAMILY FUND FOR THE ANNUAL FUND AMERICAN HEART ASSOCIATIONAMERICAN STROKE ASSOCIATION 120 LOMOND COURT UTICA NY 13502 461581429 501(C)3 5000 FOR GENERAL SUPPORT ARC HERKIMER 350 S WASHINGTON ST HERKIMER NY 13350 160973231 501(C)3 10000 FOR VIDEO CAMERAS FOR BUS FLEET AVA DORMAN SENIOR CENTER 305 E LOCUST STREET ROME NY 13440 166053004 501(C)3 23000 PARKING LOT RENOVATION BOSTON UNIVERSITY 881 COMMONWEALTH AVE 6TH FL ADMISSIONS BOSTON MA 02215 042103547 5000 CHRISTOPHER HARDING DONALTY SCHOLARSHIP FUND AWARDED TO BENJAMIN KILIAN BOONVILLE YOUTH ATHLETIC ASSOCIATION PO BOX 412 BOONVILLE NY 13309 223237815 501(C)3 5000 FOR THE YOUTH ATHLETIC FIELD BOSTON COLLEGE 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 042103545 23400 DONOR-ADVISED GRANT FOR DAVID & JANET GRIFFITH FAMILY FUND FOR STUDENT SCHOLARSHIPS BOYS & GIRLS CLUB 755 LANSING STREET UTICA NY 13501 150532057 501(C)3 18500 EMERGENCY GRANT FOR PAYROLL AND ACCOUNTS PAYABLE CATHOLIC CHARITIES OF ONEIDA & MADISON COUNTIES 1408 GENESEE STREET UTICA NY 13502 150532085 501(C)3 50000 TECHNOLOGY PROJECT CENTRAL ASSOCIATION FOR THE BLIND & VISUALLY IMPAIRED 507 KENT STREET UTICA NY 13501 150543587 501(C)3 100000 ACQUIRE PROPERTY ADJACENT TO 507 KENT STREET FOR EXPANSION OF EMPLOYMENT & VISION REHAB CHARITY FOR CHILDREN INC PO BOX 204 SYRACUSE NY 13260 571192974 501(C)3 19500 FOR GENERAL SUPPORT CHENANGO COUNTY SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 6160 COUNTY ROAD 32 NORWICH NY 13815 161071918 501(C)3 17000 FOR GENERAL SUPPORT CHILDREN'S MUSEUM 311 MAIN STREET UTICA NY 13501 160918936 501(C)3 7800 EXPANDED WEEKEND HOURS TO BE OPEN ON SUNDAYS CITY OF LITTLE FALLS 659 EAST MAIN STREET LITTLE FALLS NY 13365 161143988 24296 MORELAND PARK IMPROVEMENTS CLAYVILLE LIBRARY ASSOCIATION 2265 ONEIDA STREET CLAYVILLE NY 13322 161366905 501(C)3 5500 ROOF REPLACEMENT CLINTON ABC PROGRAM INC PO BOX 139 CLINTON NY 13323 237296910 501(C)3 6475 FOR GENERAL SUPPORT CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION TREASURER PO BOX 215 CLINTON NY 13323 161413396 501(C)3 11900 ANNUAL PAYMENT FROM CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION FUNDS CLUSTER 13 INC 84 MAIN STREET CAMDEN NY 13316 161526328 501(C)3 42746 ENERGY EFFICIENCY PROJECT COMPASSION COALITION INC 509 LAFAYETTE STREET UTICA NY 135023478 161579336 501(C)3 105000 BARGAIN GROCER EXPANSION/WINTER GEAR FOR REFUGEES CORNELL COOPERATIVE EXTENSION - ONEIDA COUNTY 121 SECOND STREET ORISKANY NY 13424 166072885 501(C)3 25000 FARM TO SCHOOL PROGRAM DULHA BHAI GOPALBHAI FUND INC 223 OAK HILL ROAD HORSE HEADS NY 14845 454611761 501(C)3 10000 DONOR-ADVISED GRANT FROM RICHARD E ALEXANDER, JR FAMILY FUND FOR THE TINY SMILING FACES FOUNDATION FOR SCHOOLING DESALES CENTER INC 731 LAFAYETTE ST UTICA NY 13502 134350899 501(C)3 110300 ADA ACCESSIBILITY PROJECT/INCLINE LIFT DODGE PRATT NORTHERN ART & COMMUNITY CENTER INC 106 SCHUYLER ST BOONVILLE NY 13309 161159220 501(C)3 20000 SIDE PORCH REPAIRS DUNHAM PUBLIC LIBRARY 76 MAIN STREET WHITESBORO NY 13492 156000490 501(C)3 50000 PARKING LOT CONSTRUCTION EMMAUS HOUSE 1215 KEMBLE ST UTICA NY 13501 132580509 501(C)3 25000 KITCHEN RENOVATION ERIE CANALWAY NATIONAL HERITAGE CORRIDOR PO BOX 219 WATERFORD NY 12188 260372982 501(C)3 5000 CREATION OF HISTORIC WATER TRAIL FAXTON ST LUKE'S HEALTHCARE 1676 SUNSET AVE UTICA NY 13502 161576637 501(C)3 10000 3D MAMMOGRAPHY TECHNOLOGY FAXTON-ST LUKE'S HEALTHCARE FOUNDATION 1676 SUNSET AVE UTICA NY 13502 223078768 501(C)3 150000 BIPLANE ANGIOGRAPHY UNIT FOR THE GOOD INC 1113 LINWOOD PLACE UTICA NY 13501 161519985 501(C)3 20000 2015 SUPPORT FOR STUDY BUDDY CLUB FOUNDATION OF THE ROMAN CATHOLIC DIOCESE OF SYRACUSE INC 240 EAST ONONDAGA ST SYRACUSE NY 13202 453364607 501(C)3 5000 FOR RESTORATION OF THE CATHEDRAL UTICA COLLEGE 1600 BURRSTONE RD UTICA NY 13502 161476258 5000 JEANNE LOUISE ULRICH ROMANO MEMORIAL SCHOLARSHIP FUND AWARDED TO FRANCESCA ZUMPANO GLIMMERGLASS OPERA INC PO BOX 191 COOPERSTOWN NY 13326 161053970 501(C)3 15000 SENSORY-FRIENDLY PERFORMANCES FOR SPECIAL NEEDS INDIVIDUALS/ ANNUAL FUND GREATER UTICA CHAMBER OF COMMERCE 520 SENECA ST SUITE 102 UTICA NY 13502 150476330 501(C)3 5000 FURNITURE FOR EDUCATION AND MEETING SPACE GRIFFISS INSTITUTE INC 725 DAEDALIAN DR ROME NY 13441 030500249 501(C)3 25000 EDUCATION MINI-GRANT FOR CURRICULUM FOR DRONE SUMMER CAMP AND OTHER PROGRAMS HERKIMER AREA RESOURCE CENTER 350 SOUTH WASHINGTON ST BOX 271 HERKIMER NY 13350 160973231 501(C)3 123884 HERKIMER ACCESSIBLE REC PARK, EQ FOR DISABLED WORKERS, CL AWARD SUPPORT FOR SAFE TRANSFER/MOVEMENT PROGRAM HERKIMER COUNTY HISTORICAL SOCIETY 400 NORTH MAIN ST HERKIMER NY 13350 161019882 501(C)3 8756 CONCRETE STEP REPLACEMENT/GENERAL SUPPORT HERKIMER COUNTY HUMANE SOCIETY PO BOX 73 MOHAWK NY 13407 161145993 501(C)3 19249 GENERAL SUPPORT HOPE HOUSE PO BOX 161 UTICA NY 13503 223242715 501(C)3 105000 NEW BUILDING PROJECT/GENERAL SUPPORT HOUSE OF THE GOOD SHEPHERD 1550 CHAMPLIN AVE UTICA NY 13502 150532199 501(C)3 76000 EMERGENCY BRIDGE FUNDING (BOYS & GIRLS CLUB) GYM EQ RENOVATIONS HUMANE SOCIETY OF ROME PO BOX 4572 ROME NY 13440 160875792 501(C)3 10000 DONOR-ADVISED GRANT FROM STAFFWORKS CHARITABLE FUND FOR GENERAL SUPPORT INSIGHT HOUSE 500 WHITESBORO ST UTICA NY 13502 161509241 501(C)3 38400 HELPING YOUTH THROUGH PREVENTION EDUCATION (HYPE) PROGRAM, ED RECOVERY * HEALTH JEWISH COMMUNITY FEDERATION OF THE MOHAWK VALLEY 2310 ONEIDA ST UTICA NY 13501 150533576 501(C)3 24249 EMERGENCY GRANT TO REPLACE HVAC UNIT (INSURANCE PAID FOR REPAIR SO GRANT AMENDED TO $0) JOHNSON PARK CENTER PO BOX 160 UTICA NY 13503 161498400 501(C)3 104593 TO SUPPORT THE HEAD HAND & HEART FAMILY ENRICHMENT PROGRAM KIDS ONEIDA 310 MAIN ST UTICA NY 13501 161541078 501(C)3 85000 POSITIVE SPACE/PHOTOVOICE PROGRAM, PROGRAM SUPPORT KIRKLAND TOWN LIBRARY 55 1/2 COLLEGE ST CLINTON NY 13323 150543588 501(C)3 37500 WINDOW REPLACEMENT LANDMARKS SOCIETY OF GREATER UTICA 1124 STATE ST UTICA NY 13502 166180764 501(C)3 32049 THREE RUTGER PARK KITCHEN RENOVATIONS AND HEATING UNITS LEARNING DISABILITY ASSOCIATION OF THE MOHAWK VALLEY 401 COLUMBIA ST PO BOX 210 UTICA NY 13502 222402150 501(C)3 24000 EDUCATION MINI-GRANT FOR TUTORING SCHOLARSHIPS LEATHERSTOCKING BALLET INC 2666 EDGEWOOD RD UTICA NY 13501 161513186 501(C)3 5475 ITEMS FOR NEW STUDIO SUNY DELHI 454 DELHI DR DELHI NY 13753 166064711 5000 BARRETT WILLIAMS COOPER ENDOWMENT FUND AWARDED TO LEEANN CHESBRO LITTLE FALLS MICRO FUND PO BOX 817 LITTLE FALLS NY 13365 472242123 501(C)3 15000 REVOLVING LOAN FUND DEVELOPMENT AND LITTLE FALLS MICRO FUND MATCHING GRANT MAC'S SAFE RIDE PO BOX 888 OLD FORGE NY 13420 274156305 501(C)3 25000 VAN PURCHASE MADISON SQUARE BOYS & GIRLS CLUB INC 733 3RD AVE RM 200 NEW YORK NY 10017 135596792 501(C)3 5000 FOR GENERAL SUPPORT MOHAWK VALLEY COMMUNITY ACTION AGENCY INC 9882 RIVER RD UTICA NY 13502 160918009 501(C)3 31500 GRANT FROM THE ROBERT ABLETT MEMORIAL FUND FOR MVCAA YOUTH TO ATTEND SUMMER PROGRAM MOHAWK VALLEY COMMUNITY COLLEGE 1101 SHERMAN DR UTICA NY 13501 166071031 25000 UNIVERSITY PARTNERSHIPS TO OFFER BACHELORS DEGREES AT MVCC MOHAWK VALLEY COMMUNITY COLLEGE FOUNDATION 1101 SHERMAN DR UTICA NY 13501 166071031 501(C)3 15000 FOR THE M&T BANK/PARTNERS TRUST BANK CHARITABLE FUND NEW CAREER SCHOLARSHIP PROGRAM ($15,000 PER YEAR FOR THREE YEARS) MOHAWK VALLEY RESOURCE CENTER FOR REFUGEES 309 GENESEE ST UTICA NY 13501 161158764 501(C)3 35651 CASE MANAGEMENT PROGRAM EXPANSION INCLUDING HEALTH CARE GENERAL SUPPORT NEIGHBORHOOD CENTER 624 ELIZABETH ST UTICA NY 13501 161563069 501(C)3 13800 LITERACY COALITION GRANT FOR BUS TRANSPORTATION, GENERAL SUPPORT NICCOLLS MEMORIAL PRESBYTERIAN CHURCH 228 CROSBY BLVD OLD FORGE NY 13420 236393377 501(C)3 57300 MISSION BOUTIQUE EXPANSION NORTH UTICA SENIOR CITIZENS RECREATION CENTER INC 50 RIVERSIDE DR UTICA NY 13502 161059103 501(C)3 14897 FITNESS CENTER EXPANSION, IMAGINATION LIBRARY START-UP NYCON - NEW YORK COUNCIL OF NONPROFITS 272 BROADWAY ALBANY NY 12204 141343047 501(C)3 6000 50 PERCENT RETAINER FEE FOR PEACEMAKER/WERC PROJECT ON POINT FOR COLLEGE 500 PLANT ST UTICA NY 13502 161569356 501(C)3 10000 FOR OPERATIONAL SUPPORT FOR THE 2015-2016 SCHOOL YEAR ONEIDA COMMUNITY MANSION HOUSE 170 KENWOOD AVE ONEIDA NY 13421 222825570 501(C)3 20000 FOR GENERAL SUPPORT ONEIDA SQUARE PROJECT 500 PLANT ST UTICA NY 13502 452904356 501(C)3 10800 UTICA UNITED SOCCER PROGRAM OUR LADY OF POLAND R C CHURCH 35 MAPLE ST SOUTHAMPTON NY 11968 111675855 501(C)3 5000 FOR GENERAL SUPPORT PARKWAY CENTER 220 MEMORIAL PKWY UTICA NY 135014631 161557404 501(C)3 52010 FOR A TECHNOLOGY INFRASTRUCTURE PROJECT PLANNED PARENTHOOD MOHAWK HUDSON INC 1424 GENESEE ST UTICA NY 13502 146004167 501(C)3 10000 FOR GENERAL SUPPORT PLANNED PARENTHOOD OF THE NORTH COUNTRY NEW YORK INC 66 BRINKERHOFF ST PLATTSBURGH NY 12901 160919175 501(C)3 10000 FOR GENERAL SUPPORT POLAND CENTRAL SCHOOL PO BOX 8 POLAND NY 13431 383921009 5000 EDUCATION MINI-GRANT FOR AFTER SCHOOL PROGRAM PRESBYTERIAN HOME & SERVICES 4290 MIDDLE SETTLEMENT RD NEW HARTFORD NY 13413 160874414 501(C)3 50000 REHABILITATION RENOVATION PROJECT REMSEN PERFORMING AND VISUAL ARTS CENTER INC PO BOX 9 REMSEN NY 13438 900724319 501(C)3 5000 CEILING PROJECT RESCUE MISSION OF UTICA INC 212 RUTGER ST UTICA NY 13501 150569359 501(C)3 5000 FOR GENERAL SUPPORT RESOURCE CENTER FOR INDEPENDENT LIVING INC PO BOX 210 UTICA NY 13503 222518284 501(C)3 9249 FOR GENERAL SUPPORT ROME CITY SCHOOL DISTRICT 409 BELL RD S ROME NY 13440 10000 HILLSIDE WORK SCHOLARSHIP 2016 COHART ROME CLEAN AND GREEN 415 MADISON ST ROME NY 13440 223188213 501(C)3 20000 FISCAL SPONSOR FOR POSITIVELY ROME'S BIKE SHARE PROGRAM ROME COLTS POP WARNER FOOTBALL ORGANIZATION PO BOX 455 ROME NY 13442 231582287 501(C)3 23000 PRACTICE FIELD DEVELOPMENT ROME HISTORICAL SOCIETY 200 CHURCH ST ROME NY 13440 150550178 501(C)3 30000 COPPER ROOF REPAIR ROME HOSPITAL FOUNDATION INC 155 WEST DOMINICK ST ROME NY 13440 161364515 501(C)3 10000 FOR THE PURCHASE OF 3D BREAST TOMOSYNTHESIS EQUIPMENT ROME MARINES VETERANS CENTER INC 307 ADAMS ST ROME NY 13440 271601045 501(C)3 23650 HVAC SYSTEM ROME RESCUE MISSION 413 EAST DOMINICK ST ROME NY 13440 262553258 501(C)3 5000 FOR THE MOBILE MISSION CAMPAIGN ROME UP & RUNNING INC 503 N GEORGE ST ROME NY 13440 161586614 501(C)3 11050 VACANT SPACE BUILD OUT TO ACCOMMODATE EVENTS, CLASSES AND ARTISTS WORK SPACE SCULPTURE SPACE INC 12 GATES ST UTICA NY 13502 222197162 501(C)3 10000 FOR THE TREE OF 40 FRUIT SPRING FARM CARES 3364 ROUTE 12 CLINTON NY 13323 161388835 501(C)3 5000 FOR GENERAL SUPPORT ST JOSEPH & ST PATRICK'S CHURCH 702 COLUMBIA ST UTICA NY 13502 160985052 501(C)3 9000 FOR THE PURCHASE OF A DISHWASHER AT MOTHER MARIANNE'S WEST SIDE KITCHEN ST LAWRENCE NYSARC FOUNDATION 6 COMMERCE LN CANTON NY 13617 010604413 501(C)3 7500 DONOR-ADVISED GRANT FROM RICHARD E ALEXANDER JR FAMILY FUND FOR THE BENEFIT OF DODGE POND STEVENS-SWAN HUMANE SOCIETY 5664 HORATIO ST UTICA NY 13502 150551485 501(C)3 51749 REMODELING AND UPDATING DOG CAGES, GENERAL SUPPORT SUNY POLYTECHNIC INSTITUTE FOUNDATION INC 100 SEYMOUR RD UTICA NY 13502 237412413 501(C)3 5000 COMMUNITY IMPACT AWARD FOR FIRST LEGO LEAGUE TAPESTRIES OF LIFE MINISTRIES 791 FABENS ISLAND RD PO BOX 8 FABENS TX 79838 742502461 501(C)3 45500 IN SUPPORT OF THE BUILDING FUND THE ARC ONEIDA-LEWIS CHAPTER 245 GENESEE ST UTICA NY 13501 150581298 501(C)3 25000 SEPTIC SYSTEM REPLACEMENT AT THE CHARLES B WOLKON CAMP THE COMMUNITY FOUNDATION OF HERKIMER & ONEIDA COUNTIES INC 2608 GENESEE ST UTICA NY 13502 156016932 501(C)3 5200 DESIGNATED GRANT FROM THE COUPER FUND AWARDED TO THE COMMUNITY FOUNDATION OF HERKIMER & ONEIDA COUNTIES, INC BANK AND ACCOUNTING FEES THE ROOT FARM INC 2860 KING RD SAUQUOIT NY 13456 161568243 501(C)3 10000 FOR THE LEARNING GARDEN THE BOWMAN HOUSE 731 LAFAYETTE ST UTICA NY 13502 161488620 501(C)3 15200 2016 READING ROCKETS SUMMER PROGRAM/CHILD CARE ASSISTANCE PROGRAM TOWN OF INLET PO BOX 179 INLET NY 13360 9000 TO REPAVE THE TENNIS COURTS TOWN OF RUSSIA NEW YORK 8916 NORTH MAIN ST PO BOX 126 POLAND NY 13431 156001123 5000 STOVE HOOD ADDITION UNHS NEIGHBORSWORKS HOMEOWNERSHIP CENTER 1611 GENESEE ST UTICA NY 13501 161137874 501(C)3 9500 FOR SUPPORT OF THE 2016 HOUSING PARTNERSHIP UNITED WAY OF THE VALLEY & GREATER UTICA AREA 201 LAFAYETTE ST SUITE 201 UTICA NY 13502 150532074 501(C)3 10000 DONOR-ADVISED GRANT FROM MELE FAMILY FUND FOR GENERAL SUPPORT UNITY HALL FOUNDATION PO BOX 393 BARNEVELD NY 13304 161465500 501(C)3 15000 ENERGY EFFICIENCY PROJECT UPSTATE CEREBRAL PALSY 258 GENESEE ST SUITE 601 UTICA NY 13502 150543657 501(C)3 15223 POTTERY PROGRAM EXPANSION UTICA COLLEGE 1600 BURRSTONE RD UTICA NY 13502 161476258 160150 YOUNG SCHOLARS LIBERTY PARTNERSHIPS PROGRAM DOWNTOWN CAMPUS EXPANSION UTICA DOLLARS FOR SCHOLARS PO BOX 1733 UTICA NY 13503 411795701 501(C)3 66550 MATH, SCIENCE & HUMANITIES SCHOLARSHIPS UTICA MONDAY NITE CORPORATION PO BOX 371 NEW HARTFORD NY 13413 331021506 501(C)3 25000 FISCAL SPONSOR FOR R2G LEVITT AMP UTICA CONCERT SERIES UTICA MUNICIPAL HOUSING AUTHORITY 509 SECOND ST UTICA NY 13501 156000653 501(C)3 44763 AMERICORPS PROJECT UTICA PUBLIC LIBRARY 303 GENESEE ST UTICA NY 13501 150618132 501(C)3 53398 FISCAL SPONSOR FOR FENCE AND ELECTRICAL WORK FOR COMMUNITY GARDEN, RESTROOM/PLUMBING IMPROVEMENTS, SUMMER READING PROGRAM VIEW PO BOX 1144 OLD FORGE NY 13420 161001728 501(C)3 91519 OPERATING EXPENSES, MKTG PROGRAM, MISCELLANEOUS VILLAGE OF ILION PO BOX 270 ILION NY 13357 156001322 5000 FENCE REPLACEMENT AT DAVID P WHALEN MEMORIAL PARK WANDERERS' REST HUMANE ASSOCIATION 7138 SUTHERLAND DR CANASTOTA NY 13032 161191312 501(C)3 10000 FOR GENERAL SUPPORT WESTMORELAND SUMMER ACTIVITIES ASSOCIATION INC 5060 JENKINS RD VERNON NY 13476 475639554 501(C)3 25000 WESTMORELEAND POOL RESTORATION PROJECT YMCA OF GREATER ROCHESTER 444 EAST MAIN ST ROCHESTER NY 14604 160743242 501(C)3 50000 FOR THE SE CAPITAL CAMPAIGN YWCA OF THE MOHAWK VALLEY 1000 CORNELIA ST UTICA NY 13502 150532279 501(C)3 5000 TO SUPPORT THE SALUTE TO OUTSTANDING WOMEN PROGRAM X X X X 0 0 0 0 0 0 0 0 0 ALICIA DICKS PRESIDENT-CEO 158405 0 0 0 0 0 11839 0 9483 0 179727 0 0 0 X 38 453440 MARKET VALUE 0 1 1 PART I, LINE 32B: SCHEDULE M, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION ON WHICH RONALD CUCCARO AND JUDITH SWEET ARE ADVISORY BOARD MEMBERS. 2.) LAURA CASAMENTO IS THE PRESIDENT OF UTICA COLLEGE ON WHICH RONALD CURRARO IS A BOARD TRUSTEE MEMBER 3.) EVE VAN DE WAL IS THE BOARD CHAIR OF MOHAWK VALLEY EDGE ON WHICH LAURA CASAMENTO, RONALD CUCCARO, ALICIA DICKS, DAVID MANZELMANN, CATHLEEN MCCOLGIN, RICHARD TANTILLO, AND RANDALL VANWAGONER ARE MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT 990 IS REVIEWED BY THE FOUNDATION'S AUDIT AND COMPLIANCE COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE AUDIT AND COMPLIANCE COMMITTEE RECOMMENDS APPROVAL BY THE BOARD. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, VOLUNTEER COMMITTEE MEMBERS AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBERS HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQURIES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THE ARRANGEMENTS ARE CONSISTENT WITH RECOMMENDING TO THE BOARD A CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD WHICH IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON OUR WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. SCHEDULE D, PAT VII, LINE 2C THE FOUNDATION'S OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. COMMUNITY FOUNDATION GIFT HOLDING LLC 2608 GENESEE ST UTICA NY 13502 HOLDING OF GIFTED REAL ESTATE NY 957024 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMMUNITY FOUNDATION HOLDING CORPORATION 2608 GENESEE ST UTICA NY 13502 200254573 PROPERTY MANAGEMENT NY 501(C)(3) 8 N/A 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 COMMUNITY FOUNDATION HOLDING CORPORATION A 30000 AGREEMENT COMMUNITY FOUNDATION HOLDING CORPORATION K 30000 AGREEMENT