2017-08-02T14:03:07-05:00 2016-12-31 Maginnis Knechtel & McIntyre LLP 300 W Colorado Blvd Pasadena CA 91105 990PF 2016-01-01 956026937 HENRY L GUENTHER FOUNDATION % SUSANNE SUNDBERG HENR 5627995544 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 SUSANNE SUNDBERG PRESIDENT 5627995544 2017-07-25 true Linda E G Ballesteros P00366852 6264493466 2017-07-25 207.243.150.18 95174920172145000001 2017-08-02 P FD3B1917937C6A8326A028BEB2565556E03638DB D84A05EB135D4919921C7956C5ABC22898802DAC 2016 2021-01-29 14:40:06Z X X 82773006 X 0 X 32 32 2462473 2462473 789878 6743290 789878 3252383 3252383 719463 143893 575570 21370 4274 17096 219021 43804 175217 47595 9519 0 38076 67810 13562 0 54248 295466 295466 43914 5030 20118 65868 13174 52694 17467 3493 13974 45341 9069 36272 1543315 541284 0 983265 4182500 4182500 5725815 541284 0 5165765 -2473432 2711099 11613051 6197590 6197590 22427 3661 3661 3560097 4220889 4220889 43302441 48104274 48104274 18450451 18726758 18726758 5711048 5519834 5519834 82659515 82773006 82773006 18532 0 9400000 6425000 9418532 6425000 X 73240983 76348006 73240983 76348006 82659515 82773006 73240983 -2473432 6787955 77555506 1207500 76348006 PUBLICLY TRADED SECURITIES - FIRST REPUBLIC P 6020739 5632930 387809 387809 PUBLICLY TRADED SECURITIES - DUNCAN & BRANSON P 702551 299016 403535 403535 PUBLICLY TRADED SECURITIES - PIMCO P 20000 21466 -1466 -1466 789878 false 4589182 83901817 0.054697 3196890 85906821 0.037213 3688211 82067481 0.044941 3699810 79075412 0.046788 3529794 78388248 0.04503 0.228669 0.045734 79626310 3641630 27111 3668741 5165765 X 27111 27111 27111 57839 57839 X 30728 30728 false false false false false false false true true CA true false false false false true n/a SUSANNE SUNDBERG 5627995544 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 false false false false true false false false false false false false false false false false false false false false false W D MILLIKEN 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 FORMER DIRECTOR/OFFICER 30.0 84500 128312 0 JOSEPH P BATTAGLIA 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 DIRECTOR 6.0 63500 0 0 ANN LEATHERBURY 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 DIRECTOR/VICE PRESIDENT/SECRTY 40.0 121188 32848 0 SUSANNE SUNDBERG 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 DIRECTOR/PRESIDENT/CEO 40.0 129300 6762 0 SARAH C MILLIKEN 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 FORMER DIRECTOR/OFFICER 40.0 127500 17675 0 RICHARD BATTAGLIA 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 DIRECTOR/TREASURER 20.0 113975 18162 0 DENNIS SUNDBERG 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 DIRECTOR 30.0 63500 14318 0 CHUCK LEATHERBURY 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 DIRECTOR 30.0 16000 945 0 FIRST REPUBLIC INVESTMENT MANAGEMENT 1200 STATE ST SANTA BARBARA CA 93101 INV MANAGEMENT 125444 DUNCAN & BRANSON INVESTMENT MANAGEMENT 200 HOMER AVE PALO ALTO CA 94301 INV MANAGEMENT 151806 MAGINNIS KNECHTEL & MCINTYRE LLP 300 W COLORADO BLVD PASADENA CA 91105 AUDIT & ACCOUNTING 67810 NOT APPLICABLE NOT APPLICABLE 73837044 7001849 0 80838893 0 80838893 1212583 79626310 3981316 3981316 27111 27111 3954205 3954205 3954205 5165765 0 0 0 0 5165765 27111 5138654 3954205 0 2014 2013 2012 0 464821 464821 5165765 0 3954205 1211560 1676381 0 0 0 0 1676381 464821 1211560 NONE NONE SUSANNE SUNDBERG PRESIDENT CEO 3020 OLD RANCH PARKWAY STE 300 SEAL BEACH CA 90740 5627995544 APPLICATION FORMS AND APPLICATION PROCEDURES ARE AVAILABLE BY REQUEST. OCTOBER 31ST AND MAY 31ST IN GENERAL, THE FOUNDATION APPLIES ITS RESOURCES TO PRESERVE AND ENRICH THE BENEFITS TO BE DERIVED BY CALIFORNIA RESIDENTS, AND PRINCIPALLY THOSE RESIDING IN SOUTHERN CALIFORNIA. ADDITIONAL RESTRICTIONS EXIST. PLEASE REFER TO THE FOUNDATION'S POLICIES AS STATED IN THE GRANT APPLICATION. BARLOW RESPIRATORY HOSPITAL 2000 STADIUM WAY LOS ANGELES CA 90026 UNRELATED PC THIRD AND FINAL INSTALLMENT OF A $300,000 CAPITAL GRANT IN JULY 2012 FOR THE NEW LONG TERM ACUTE CARE RESPIRATORY HOSPITAL 100000 BEVERLY HOSPITAL 309 WEST BEVERLY BOULEVARD MONTEBELLO CA 906404308 UNRELATED PC FOR A NEW ECG DATA MANAGEMENT 40000 BOY SCOUTS OF AMERICA WESTERN LOS ANGELES COUNTY 16525 SHERMAN WAY SUITE C8 VAN NUYS CA 914063753 UNRELATED PC TO PROVIDE THE SCOUTING EXPERIENCE TO POOR CHILDREN 10000 BREAST CANCER SOLUTIONS 25422 TRABUCO ROAD 105-167 LAKE FOREST CA 926302797 UNRELATED PC TO SUPPORT THE NEEDS OF POOR OR HOMELESS WOMEN AS THEY ARE TREATED FOR BREAST CANCER 5000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD MC 204-31 PASADENA CA 90048 UNRELATED PC FOR AN ENDOWED GRADUATE FELLOWSHIP IN THE BIOSCIENCES 250000 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLVD SUITE 2416 LOS ANGELES CA 90048 UNRELATED PC SECOND OF THREE INSTALLMENTS OF A JANUARY 2014 GRANT OF $750,000 FOR THE PURCHASE OF A BECTON DICKINSON INFLUX SORTING MACHINE 250000 CHILDREN'S HOSPITAL LOS ANGELES 4650 SUNSET BOULEVARD MS29 LOS ANGELES CA 90027 UNRELATED PC SECOND AND FINAL INSTALLMENT OF A JANUARTY 2015 GRANT OF $800,000, PAYABLE OVER TWO YEARS, TO PURCHASE THE INTERVENTIONAL X-RAY SYSTEMS FOR A HYBRID SURGERY SUITE 400000 CHRYSALIS 1853 LINCOLN BOULEVARD SANTA MONICA CA 90404 UNRELATED PC FOR ITS JOB PROGRAM 5000 CITY OF HOPE 1500 E DUARTE ROAD DUARTE CA 91010 UNRELATED PC SECOND OF THREE INSTALLMENTS OF A JANUARY 2014 GRANT OF $600,000 TOWARD THE PURCHASE OF A ZEISS SBF-SEM ELECTRON MICROSCOPE 200000 DOWNTOWN WOMEN'S CENTER 442 S SAN PEDRO STREET LOS ANGELES CA 90013 UNRELATED PC TO PROVIDE PRIMARY CARE TO HOMELESS WOMEN OVER AGE 55 5000 EL VIENTO FOUNDATION PO BOX 3897 HUNTINGTON BEACH CA 926053897 UNRELATED PC TO SUPPORT THE 10 YEAR COLLEGE PREPARATION PROGRAM AT THE OAKVIEW COMMUNITY IN HUNTINGTON BEACH 5000 EXCEPTIONAL MINDS 13400 RIVERSIDE DR STE 211 SHERMAN OAKS CA 91423 UNRELATED PC TO EXPAND THE DIGITAL ARTS VOCATIONAL PROGRAM FOR AUTISTIC YOUNG ADULTS 10000 GIRL SCOUTS OF GREATER LOS ANGELES 801 SOUTH GRAND AVENUE SUITE 300 LOS ANGELES CA 90017 UNRELATED PC FOR THE GIRL SCOUT PROGRAMS IN VERY POOR AREAS OF LOS ANGELES 7500 JOHN HENRY FOUNDATION PO BOX 3508 SANTA ANA CA 92703 UNRELATED PC TO RENOVATE AND INCREASE CAPACITY OF THE RESIDENTIAL PROGRAM FOR SCHIZOPHRENIC ADULTS 40000 INTREPID FALLEN HEROES FUND ONE INTREPID SQUARE WEST 46TH ST AND 12TH AVENUE NEW YORK NY 10036 UNRELATED PC FIRST INSTALLMENT OF A JANUARY 2016 GRANT OF $500,000 FOR THE CAMP PENDLETON INTREPID SPIRIT CENTER SATELLITE HOSPITAL TO TREAT TRAUMATIC BRAIN INJURY 250000 KECK MEDICAL CENTER OF THE UNIVERSITY OF SOUTHERN 1975 ZONAL AVENUE KAM 300 LOS ANGELES CA 900339027 UNRELATED PC THIRD OF FOUR INSTALLMENTS OF THE JANUARY 2013 GRANT OF $2,000,000 FOR THE PURCHASE OF A MAGELLAN ENDOVASCULAR ROBOTIC SYSTEM 500000 LOMA LINDA UNIVERSITY OFFICE OF THE PRESIDENT MAGAN HALL LOMA LINDA CA 92350 UNRELATED PC THIRD INSTALLMENT OF A $2,400,000 GRANT IN JULY 2012, PAYABLE OVER SIX YEARS, FOR THE PURCHASE OF A SIEMENS CYCLOTRON FOR THE RESEARCH IMAGING CENTER 400000 METHODIST HOSPITAL OF SOUTHERN CALIFORNIA 300 WEST HUNTINGTON DR ARCADIA CA 91007 UNRELATED PC THIRD INSTALLMENT OF A $500,000 GRANT IN JULY 2012 FOR THE PURCHASE AND INSTALLATION OF A SIEMANS ARTIS BIPLANE SYSTEM 100000 ORANGE COUNTY FOOD ACCESS COALITION 1505 E 17TH STREET SUITE 219 SANTA ANA CA 92705 UNRELATED PC FOR ITS HARVEST CLUB BACKYARD GLEANING PROGRAM 5000 ORTHOPAEDIC INSTITUTE FOR CHILDREN 431 WEST ADAMS BLVD LOS ANGELES CA 90007 UNRELATED PC TO FURNISH THE NEW AMBULATORY SURGERY WITH A C ARM SURGICAL DIGITAL, MOBILE IMAGING MACHINE 20000 PASADENA HOSPITAL ASSOCIATION OFFICE OF PHILANTROPY 100 WEST CALIFORNIA BLVD PASADENA CA 91105 UNRELATED PC SECOND OF FIVE INSTALLMENTS OF A JANUARY 2015 GRANT OF $1,000,000 TO ACQUIRE NEW CONTROL SYSTEMS FOR 4 SURGERY SUITES 200000 PROVIDENCE HEALTH AND SERVICES FOUNDATION 15031 RINALDI STREET MISSION HILLS CA 91346 UNRELATED PC SECOND OF FOUR INSTALLMENTS OF A JANUARY 2015 GRANT OF $800,000 FOR THE PURCHASE OF FIXED AND MOBILE X-RAY FLUOROSCOPY MACHINES 200000 SAINT JOHN'S HOSPITAL AND HEALTH CENTER FOUNDATION 2121 SANTA MONICA BLVD SANTA MONICA CA 90404 UNRELATED PC A JULY 2015 GRANT FOR A HYBRID SURGICAL SUITE FOR TRANSCATHETER AORTIC VALVE REPLACEMENT PROCEDURES 250000 ST JOSEPH HOSPITAL OF ORANGE 1100 WEST STEWART DRIVE ORANGE CA 92868 UNRELATED PC FIRST OF FOUR INSTALLMENTS OF A JULY 2015 GRANT OF $2,000,000 FOR THE VARIAN EDGE RADIOSURGERY SYSTEM AND LINEAR ACCELERATOR 500000 TORRANCE MEMORIAL MEDICAL CENTER 3330 LOMITA BLVD TORRANCE CA 90505 UNRELATED PC SECOND OF FIVE INSTALLMENTS OF A JANUARY 2015 GRANT OF $1,500,000 TO ACQUIRE A VARIAN TRUE BEAM SLIM LINEAR ACCELERATOR 300000 URBAN COMPASS 11100 S CENTRAL AVENUE LOS ANGELES CA 90059 UNRELATED PC FOR THE AFTER SCHOOL AND SUMMER PROGRAMS FOR ELEMENTARY SCHOOL STUDENTS 5000 VALLEY PRESBYTERIAN HOSPITAL 15107 VANOWEN STREET VAN NUYS CA 91405 UNRELATED PC FIRST OF TWO INSTALLMENTS OF A JULY 2015 GRANT OF $250,000 FOR THE RENOVATION AND EXPANSION OF THE EMERGENCY DEPARTMENT 125000 4182500 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD MC 204-31 PASADENA CA 91125 UNRELATED PC FOR AN ENDOWED GRADUATE FELLOWSHIP IN THE BIOSCIENCES 250000 BEVERLY HOSPITAL 309 WEST BEVERLY BOULEVARD MONTEBELLO CA 906404308 UNRELATED PC FOR A NEW ECG DATA MANAGEMENT 40000 JOHN HENRY FOUNDATION PO BOX 3508 SANTA ANA CA 92703 UNRELATED PC TO RENOVATE AND INCREASE CAPACITY OF THE RESIDENTIAL PROGRAM FOR SCHIZOPHRENIC ADULTS 40000 ORTHOPAEDIC INSTITUTE FOR CHILDREN 431 WEST ADAMS BLVD LOS ANGELES CA 90007 UNRELATED PC TO FURNISH THE NEW AMBULATORY SURGERY WITH A C ARM SURGICAL DIGITAL, MOBILE IMAGING MACHINE 20000 BOY SCOUTS OF AMERICA WESTERN LOS ANGELES COUNTY 16525 SHERMAN WAY SUITE C8 VAN NUYS CA 914063753 UNRELATED PC TO PROVIDE THE SCOUTING EXPERIENCE TO POOR CHILDREN 10000 EXCEPTIONAL MINDS 13400 RIVERSIDE DR STE 211 SHERMAN OAKS CA 91423 UNRELATED PC TO EXPAND THE DIGITAL ARTS VOCATIONAL PROGRAM FOR AUTISTIC YOUNG ADULTS 10000 GIRL SCOUTS OF GREATER LOS ANGELES 801 SOUTH GRAND AVENUE SUITE 300 LOS ANGELES CA 90017 UNRELATED PC FOR THE GIRL SCOUT PROGRAMS IN VERY POOR AREAS OF LOS ANGELES 7500 BREAST CANCER SOLUTIONS 25422 TRABUCO ROAD 105-167 LAKE FOREST CA 926302797 UNRELATED PC TO SUPPORT THE NEEDS OF POOR OR HOMELESS WOMEN AS THEY ARE TREATED FOR BREAST CANCER 5000 CHRYSALIS 1853 LINCOLN BOULEVARD SANTA MONICA CA 90404 UNRELATED PC FOR ITS JOB PROGRAM 5000 DOWNTOWN WOMEN'S CENTER 442 S SAN PEDRO STREET LOS ANGELES CA 90013 UNRELATED PC TO PROVIDE PRIMARY CARE TO HOMELESS WOMEN OVER AGE 55 5000 EL VIENTO FOUNDATION PO BOX 3897 HUNTINGTON BEACH CA 926053897 UNRELATED PC TO SUPPORT THE 10 YEAR COLLEGE PREPARATION PROGRAM AT THE OAKVIEW COMMUNITY IN HUNTINGTON BEACH 5000 ORANGE COUNTY FOOD ACCESS COALITION 1505 E 17TH STREET SUITE 219 SANTA ANA CA 92705 UNRELATED PC FOR ITS HARVEST CLUB BACKYARD GLEANING PROGRAM 5000 URBAN COMPASS 11100 S CENTRAL AVENUE LOS ANGELES CA 90059 UNRELATED PC FOR THE AFTER SCHOOL AND SUMMER PROGRAMS FOR ELEMENTARY SCHOOL STUDENTS 5000 INTREPID FALLEN HEROES FUND 3020 CHILDRENS WAY SAN DIEGO CA 92123 UNRELATED PC SPIRIT CENTER SATELITE 500000 RADY CHILDREN'S HOSPITAL AND HEALTH CARE ONE INTREPID SQUARE WEST 46TH STREET AND 12TH AVENUE NEW YORK NY 10036 UNRELATED PC CHILDREN AND COMMUNITY DEVELOPMENT 300000 1207500 14 32 14 2462473 18 789878 3252383 3252383 13 ALL ACTIVITIES CONDUCTED BY THE FOUNDATION ARE FOR THE PURPOSES OF PROMOTING AND ENGAGING IN EXCLUSIVELY CHARITABLE ENDEAVORS WHICH WILL TEND TO IMPROVE SOCIAL CONDITIONS, PROMOTE HUMAN WELFARE AND/OR ALLEVIATE PAIN AND SUFFERING. false false false false false false false false false false AUDIT AND TAX ACCOUNTING FEES 67810 13562 54248 FIRST REPUBLIC 2458581 2458581 PIMCO FIXED INCOME ALLOC 16268177 16268177 PUBLICLY TRADED EQUITIES: FIRST REPUBLIC - SEE ATTACHED 18099193 18099193 DUNCAN & BRANSON 22555809 22555809 PIMCO EQUITY ALLOC 6915772 6915772 FIRST REPUBLIC 533500 533500 4220889 4220889 OTHER MANAGED INVESTMENTS -CASH AND EQUIVALENTS FMV 5317556 5317556 -FOREIGN BONDS FMV 202278 202278 LEGAL FEES 47595 9519 38076 GRANTS ACCRUED (BOOK) 1207500 OFFICE SUPPLIES AND OTHER 26063 5213 20850 CUSTODIAN BANK FEE 5802 1160 4642 SECRETARIAL SERVICES 5197 1039 4157 TELEPHONE AND FAX 2723 545 2179 INSURANCE 3198 640 2558 OTHER 2358 472 1886 GRANTS PAID (TAX) 4182500 UNREALIZED GAIN (BOOK) 2605455 FIRST REPUBLIC 125444 125444 DUNCAN AND BRANSON 151806 151806 CUSTODIAN BANK ADMIN 18216 18216 FEDERAL EXCISE TAX 18766 PAYROLL TAXES 25148 5030 20118