2017-07-25T09:18:51-05:00 2016-11-30 221478099 COHNREZNICK LLP 4 BECKER FARM ROAD ROSELAND NJ 07068 990PF 2015-12-01 136879648 THE christina and robert DOW FOUNDATION CHRI 7323808615 2719 MAIN STREET LAWRENCEVILLE NJ 08648 ROBERT DOW TRUSTEE 7323808615 2017-06-23 1 THOMAS LANNING P00851654 9732283500 2017-06-02 2015 2021-01-29 14:40:06Z X 145565551 X 4000000 251 251 2842644 2842644 3846458 45644910 3846458 10689353 6689353 0 0 0 0 0 18500 9250 0 9250 553132 0 0 0 571632 9250 0 9250 24106500 24106500 24678132 9250 0 24115750 -13988779 6680103 0 871329 606146 606146 146075308 132351712 144959405 146946637 132957858 145565551 0 0 X 0 0 0 0 146946637 132957858 146946637 132957858 146946637 132957858 146946637 -13988779 0 132957858 0 132957858 Calibrated Large Cap Value 1 P 2014-01-01 2016-01-20 6500000 6413144 86856 86856 Calibrated Mid Cap Value 1 P 2014-01-01 2016-01-20 6500000 6495519 4481 4481 International Core Equity - 1 P 2014-01-01 2016-11-21 1000000 1074812 -74812 -74812 Floating Rate Fund Class 1 P 2014-01-01 2016-06-22 3200000 3302413 -102413 -102413 Floating Rate Fund Class 1 P 2014-01-01 2016-06-30 5000000 5198573 -198573 -198573 Floating Rate Fund Class 1 P 2014-01-01 2016-09-07 3500000 3617068 -117068 -117068 Floating Rate Fund Class 1 P 2014-01-01 2016-09-21 1500000 1504929 -4929 -4929 High Yeild - 1 P 2014-01-01 2016-02-24 10000000 12035508 -2035508 -2035508 High Yeild - 1 P 2014-01-01 2016-07-15 200000 212737 -12737 -12737 High Yeild - 1 P 2014-01-01 2016-09-21 1500000 1545347 -45347 -45347 High Yeild - 1 P 2014-01-01 2016-09-21 400000 398402 1598 1598 Capital Gains Dividends P 6344910 6344910 6344910 3846458 0 4276500 158539584 0.026974 7681001 146858219 0.052302 3301500 121322321 0.027213 8578818 102761069 0.083483 5110778 95331705 0.053610 0.243582 0.048716 145737546 7099750 66801 7166551 24115750 X 66801 0 66801 0 66801 273469 273469 X 206668 206668 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A robert s dow 7323808615 2719 MAIN STREET LAWRENCEVILLE NJ 08648 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT S DOW 2719 MAIN STREET LAWRENCEVILLE NJ 08648 TRUSTEE 2.00 0 0 0 CHRISTINA SEIX DOW 2719 MAIN STREET LAWRENCEVILLE NJ 08648 TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 N/A 0 0 146645299 1311600 0 147956899 0 0 147956899 2219353 145737546 7286877 7286877 66801 66801 7220076 0 7220076 0 7220076 24115750 0 24115750 66801 24048949 7220076 0 0 75784 75784 24115750 0 0 0 7220076 16895674 0 0 16971458 0 0 0 0 0 0 0 16971458 75784 16895674 ROBERT S DOW CHRISTINA SEIX DOW X CAL FARLEY'S PO BOX 1890 AMARILLO TX 791740001 PC COMMUNITY 5000 CASA OF MERCER COUNTYINC 1450 PARKSIDE AVESUITE 22 EWING NJ 08638 PC COMMUNITY 10000 CHILDREN'S FUTURES 16 WEST FRONT STREETSUITE 220 TRENTON NJ 08608 PC COMMUNITY 10000 CHRISTINA SEIX ACADEMY 9 MERCER ST PRINCETON NJ 08540 PC COMMUNITY 23935000 Eagle Rock Graduate Fund 2750 Notaiah Road ESTES PARK CO 80517 PC COMMUNITY 5000 Friends of Orfanato Ninos de Cristo 222 WEST 14 STREETSUITE 12E NEW YORK NY 10011 PC COMMUNITY 5000 HAPPY HILL FARM ACADEMY 3846 NHIGHWAY 144 GRANBURY TX 76048 PC COMMUNITY 5000 HOMEFRONT 1880 PRINCETON AVENUE LAWRENCEVILLE NJ 08648 PC COMMUNITY 10000 ISLESINC 10 WOOD STREET TRENTON NJ 08618 PC COMMUNITY 5000 Lawrenceville Main Street 17 Phillips Avenue Lawrenceville NJ 08648 PC COMMUNITY 500 MERCER COUNTY HISPANIC ASSOC(MECHA) 18 E 6TH AVE HAMILTON NJ 08619 PC COMMUNITY 5000 MERCER STREET FRIENDS FOOD BANK 824 SILVIA STREET EWING NJ 08628 PC COMMUNITY 500 OLIVER SCHOLARS PROGRAM 80 MAIDEN LN NEW YORK NY 10038 PC COMMUNITY 5000 PETER WESTERBROOK FOUNDATION GPO BOX 7554 NEW YORK NY 10116 PC COMMUNITY 100000 SHILOH CDC FREEDOM SCHOOL 416 BELLEVUE AVESUITE 201 TRENTON NJ 08618 PC COMMUNITY 5000 TASK 72 1/2 Escher Street PO BOX 872 TRENTON NJ 08605 PC COMMUNITY 500 24106500 0 14 251 14 2842644 01 18 3846458 0 6689353 0 6689353 0 0 0 0 0 0 0 0 0 0 X X 1 CHRISTINA SEIX DOW 2011 TRUST 500 STANTON CHRISTIANA ROAD nEWARK DE 19713 4000000 X Accounting Fees 18500 9250 0 9250 BNY-GOLDEN KNIGHT II CLO AT COST 3949029 4961729 LA 3375 CALIBRATED MID CAP VALUE I AT COST 7271637 8144597 LA 3369 CALIBRATED LARGE CAP VALUE I AT COST 7337847 7812461 LA 1422 INTERNATIONAL CORE EQ I AT COST 8775338 8589611 LA 2120 INTERNATIONAL DIV INC I AT COST 10712526 8803543 LA 1449 DIVERSIFIED EQ STRAT I AT COST 13653453 16045113 LA 1429 ALPHA STRATEGY I AT COST 40772044 50222994 LA 694 HIGH YLD I AT COST 125308 124805 LA 2084 FLOATING RATE I AT COST 164237 164417 LA 1439 DIVERS EQ STRAT I AT COST 7684533 7680188 LA 1423 GLOBAL ALLOC I AT COST 8215604 7235761 LA 699 MICRO CAP VALUE I AT COST 12162985 13886794 LA 700 MICRO CAP GROWTH I AT COST 11191672 10951893 LA 1426 USG MM I AT COST 335499 335499 FEDERAL INCOME TAXES 553132 0 0 0