2017-05-15T17:04:53-05:00 2016-06-30 KPMG LLP 550 S Hope St Suite 1500 Los Angeles CA 90071 990 2015-07-01 953119548 REGIONAL CENTER OF ORANGE COUNTY INC % BETTE BABER REGI 7147965100 PO Box 22010 Santa Ana CA 927022010 BETTE BABER CFO 7147965100 2017-05-12 true Carey McKee Preparer P01281067 2139724000 2017-05-12 2015 2021-01-29 14:40:06Z LARRY LANDAUER PO BOX 22010 Santa Ana CA 927022010 334896458 false X www.rcocdd.com X 1977 CA REGIONAL CENTER OF ORANGE COUNTY, INC. (THE CENTER) IS A PRIVATE, NONPROFIT CORPORATION THAT PROVIDES SERVICES TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. 15 15 406 20 0 314396693 334785613 0 0 87134 110845 0 0 314483827 334896458 22673 20535 0 0 24074002 27406519 0 0 0 290380253 307472118 314476928 334899172 6899 -2714 49365469 52360703 49309813 52307761 55656 52942 X THE REGIONAL CENTER OF ORANGE COUNTY (RCOC) IS A PRIVATE NON-PROFIT ORGANIZATION THAT, AS MANDATED BY THE LANTERMAN DEVELOPMENTAL DISABILITIES SERVICES ACT, COLLABORATES WITH PERSONS WITH DEVELOPMENTAL DISABILITIES, THEIR FAMILIES AND THE COMMUNITY TO SECURE INDIVIDUALIZED SERVICES AND SUPPORTS THAT ENHANCE THE QUALITY OF LIFE FOR THE PEOPLE WE SERVE AND ASSIST THEM IN REALIZING THEIR FULL POTENTIAL. false false 65675193 OUT OF HOME PROGRAMS: PURCHASE OF RESIDENTIAL SERVICES. APPROXIMATELY 2,178 INDIVIDUALS BENEFITED FROM THESE SERVICES IN FISCAL YEAR 2015-2016. 77895456 DAY PROGRAMS: PURCHASE OF DAY CARE, DAY ACTIVITY TRAINING, HABILITATION, INFANT DEVELOPMENT AND TRAINING FOR INDEPENDENT LIVING. APPROXIMATELY 9,308 INDIVIDUALS BENEFITED FROM THESE SERVICES IN FISCAL YEAR 2015-2016. 185531653 20535 OTHER: PURCHASES OF SERVICES SUCH AS BEHAVIORAL, TRANSPORTATION, RESPITE, OCCUPATIONAL, PHYSICAL, SPEECH THERAPY, AND SUPPORTED LIVING. APPROXIMATELY 26,281 INDIVIDUALS BENEFITED FROM THESE SERVICES IN FISCAL YEAR 2015-2016. 329102302 true true false false false false false false false false false false false true true true false false false false false false false false false false false true true false false false false false false false false false false false false false false false false false true 1510 0 true 406 true false false false false false false false false false false X 15 15 false false false false false false false true true false false true true true true true true true false false CA X X BETTE BABER 7147965100 801 CIVIC CENTER DRIVE WEST SANTA ANA CA 92702 ALAN MARTIN DIRECTOR/CHAIRPERSON 1.0 0.0 X X 0 0 0 TRESA OLIVERI DIRECTOR/VICE CHAIRPERSON 1.0 0.0 X X 0 0 0 CRISTINA ALBA DIRECTOR/SECRETARY 1.0 0.0 X X 0 0 0 ROBERT COSTELLO DIRECTOR/TREASURER 1.0 0.0 X X 0 0 0 CLIFFORD AMSDEN DIRECTOR (THRU 06/03/16) 1.0 0.0 X 0 0 0 MARK ANTENUCCI DIRECTOR 1.0 0.0 X 0 0 0 MARCELL BASSETT DIRECTOR 1.0 0.0 X 0 0 0 MEENA CHOCKALINGAM DIRECTOR 1.0 0.0 X 0 0 0 SYLVIA DELGADO DIRECTOR (THRU 07/2015) 1.0 0.0 X 0 0 0 LUKE FRANCK DIRECTOR 1.0 0.0 X 0 0 0 MAGNOLIA GUARDAMONDO DIRECTOR 1.0 0.0 X 0 0 0 PETER KUO DIRECTOR 1.0 0.0 X 0 0 0 KATHY MCCRYSTAL DIRECTOR (THRU 07/2015) 1.0 0.0 X 0 0 0 HILDA MENDEZ DIRECTOR 1.0 0.0 X 0 0 0 STEVEN MESINAS DIRECTOR (AS OF 01/2016) 1.0 0.0 X 0 0 0 TAM NGUYEN DIRECTOR 1.0 0.0 X 0 0 0 FERNANDO PENA DIRECTOR 1.0 0.0 X 0 0 0 PALAK SHAH DIRECTOR (THRU 07/2015) 1.0 0.0 X 0 0 0 HILDA SRAMEK DIRECTOR (THRU 01/2016) 1.0 0.0 X 0 0 0 STEFANIE VITALI DIRECTOR (AS OF 09/2015) 1.0 0.0 X 0 0 0 LARRY LANDAUER EXECUTIVE DIRECTOR 40.0 0.0 X 178451 0 53849 JANIS WHITE CHIEF OPERATING OFFICER 40.0 0.0 X 162806 0 37546 BETTE BABER CHIEF FINANCIAL OFFICER 40.0 0.0 X 161541 0 41759 PETER HIMBER MEDICAL DIRECTOR 40.0 0.0 X 149723 0 50973 LEEANN CHRISTIAN CHIEF CLINICAL OFFICER 40.0 0.0 X 138867 0 30254 IRIS RICHARD PHYSICIAN 40.0 0.0 X 151151 0 23746 MICHAEL MESSINA ASSOCIATE CLINICAL DIRECTOR 40.0 0.0 X 101567 0 32558 1044106 0 270685 7 false true false NO ORDINARY MOMENTS 16742 GOTHARD ST SUITE 115 HUNTINGTON BEACH CA 92647 SUPPORTED LIVING 13294636 GOODWILL OF ORANGE COUNTY 410 N FAIRVIEW STREET SANTA ANA CA 92703 DAY PROGRAMS 12009769 WESTVIEW SERVICES INC 10522 KATELLA AVENUE ANAHEIM CA 92804 DAY PROGRAMS 8800402 ORANGE COUNTY ADULT ACHIEVEMENT CEN 225 W CARL KARCHER WAY ANAHEIM CA 92801 DAY PROGRAMS 6677614 VOCATIONAL VISIONS 26041 PALA MISSION VIEJO CA 92691 DAY PROGRAMS 6392786 952 X 324429208 10356405 334785613 0 110845 110845 0 0 0 0 0 0 0 0 0 0 334896458 110845 X 0 20535 20535 0 0 707161 218936 488225 0 20485218 18884467 1600751 3106137 2862330 243807 2837730 2501272 336458 270273 244475 25798 0 361810 361810 65576 65576 0 0 0 298982210 298982210 0 563580 422685 140895 795294 596471 198823 0 3528132 2646099 882033 269691 260563 9128 0 0 33870 33870 0 0 209384 209384 EQUIPMENT MAINTENANCE 204114 153086 51028 TEMP ASSISTANCE 413334 413334 CONTRACT/CONSULTANTS 235462 235462 OTHER 1809661 1309173 500488 334899172 329102302 5796870 0 300 300 5456394 23931637 42524929 26528549 137154 115560 0 0 0 0 0 0 0 0 303954 358780 0 0 0 0 0 0 0 0 0 942738 1425877 49365469 52360703 44860274 47596116 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4449539 4711645 49309813 52307761 X 55656 52942 0 0 0 0 55656 52942 49365469 52360703 -2714 X false true X true true true X 270558928 273572912 295545777 314396693 334785613 1488859923 0 0 270558928 273572912 295545777 314396693 334785613 1488859923 0 1488859923 112143 97324 108018 87134 110845 515464 0 0 1489375387 0.99965 0.99960 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DEFERRED RENT LIABILITY 2342524 UNEXPENDED CLIENT TRUST FUNDS 1312587 OTHER LIABILITIES 1056534 4711645 X 334896458 334896458 334896458 334899172 334899172 334899172 FORM 990, SCHEDULE D, PART X ASC TOPIC 740, INCOME TAXES, PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, AND PROVIDES GUIDANCE ON DEROCOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURES, AND TRANSITION. THE CENTER IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUE OF LIMITATIONS FOR FEDERAL AND CALIFORNIA PURPOSES IS GENERALLY THREE AND FOUR YEARS, RESPECTIVELY. MANAGEMENT BELIEVES THAT NO SUCH UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL OR DISCLOSURE EXIST AT JUNE 30, 2016. GRANTS FOR PERSONAL ASSISTANCE 132 20535 AMOUNT PAID RENT, FOOD, MED EXP SUPPLEMENTAL INFORMATION FOR CASH GRANTS TO INDIVIDUALS SCHEDULE I, PART III REGIONAL CENTER OF ORANGE COUNTY DOES NOT PAY CASH GRANTS TO INDIVIDUALS, BUT RATHER, PROVIDES ASSISTANCE TO INDIVIDUALS WHICH CANNOT BE PAID OUT OF STATE GRANT FUNDS. RCOC EITHER PAYS THE EXPENSES DIRECTLY OR REIMBURSES THE INDIVIDUAL FOR THE EXPENSE. X X X false false false false false false false false false LARRY LANDAUER EXECUTIVE DIRECTOR 178451 36244 0 17605 0 232300 0 0 0 JANIS WHITE CHIEF OPERATING OFFICER 162806 30814 0 6732 0 200352 0 0 0 BETTE BABER CHIEF FINANCIAL OFFICER 161541 30814 0 10945 0 203300 0 0 0 PETER HIMBER MEDICAL DIRECTOR 149723 47530 0 3443 0 200696 0 0 0 LEEANN CHRISTIAN CHIEF CLINICAL OFFICER 138867 26965 0 3289 0 169121 0 0 0 IRIS RICHARD PHYSICIAN 151151 22851 0 895 0 174897 0 0 0 PROCESS FOR REVIEWING FORM 990 FORM 990, PART VI, SECTION A, LINE 11B A PDF OF THE FINAL 990 IS DISTRIBUTED TO THE ENTIRE BOARD PRIOR TO FILING. MONITORING AND ENFORCING COMPLIANCE WITH CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE REGIONAL CENTER OF ORANGE COUNTY (RCOC) IS SUBJECT TO THE CALIFORNIA CODE OF REGULATIONS, TITLE 17, CONFLICT OF INTEREST REGULATIONS AS WELL AS ITS OWN CONFLICT OF INTEREST POLICY. CONFLICT OF INTEREST REPORTING STATEMENTS ARE COMPLETED ANNUALLY BY AUGUST 1ST OF EACH YEAR BY ALL OFFICERS AND BOARD MEMBERS. THE EXECUTIVE DIRECTOR REVIEWS EACH REPORTING STATEMENT THAT IS SUBMITTED WITHIN 10 WORKING DAYS OF RECEIPT AND SHALL DETERMINE WHETHER A CONFLICT EXISTS. ANY CONFLICTS THAT ARE IDENTIFIED REQUIRE THE EMPLOYEE OR BOARD MEMBER TO ELIMINATE THE CONFLICT OR MITIGATE AND MANAGE THE CONFLICT THROUGH A CONFLICT RESOLUTION PLAN OR THE INDIVIDUAL SHALL RESIGN. ANY WAIVER REQUESTS MUST BE SUBMITTED TO THE CA DEPARTMENT OF DEVELOPMENTAL SERVICES FOR APPROVAL, MODIFICATION OR DENIAL. THE MINUTES OF THE BOARD AND ANY APPLICABLE COMMITTEES SHALL CONTAIN DISCUSSIONS REGARDING ANY DISCLOSED OR FOUND CONFLICTS OF INTEREST, WHICH SHALL INCLUDE THE NAMES OF PERSONS, NATURE OF THE CONFLICT, ANY DECISIONS MADE, NAMES OF PERSONS WHO WERE PRESENT FOR DISCUSSIONS, CONTENT OF THE DISCUSSION INCLUDING ANY ALTERNATIVES, AND RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. PROCESSING FOR DETERMINING COMPENSATION FORM 990, PART VI, SECTION B, LINE 15A RCOC'S BOARD HAS APPOINTED AN EXECUTIVE COMMITTEE, COMPOSED OF OFFICERS, I.E., CHAIRPERSON, VICE CHAIRPERSON, SECRETARY, AND TREASURER, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT FOR THE EXECUTIVE DIRECTOR, TO BE ACCOUNTABLE FOR SETTING A REASONABLE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR. CONSISTENT WITH THE ORGANIZATION'S PHILOSOPHY AND PRINCIPLES, THE EXECUTIVE COMMITTEE DEVELOPS THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING THE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR. THE FULL BOARD THEN VOTES ON THE EXECUTIVE DIRECTOR'S COMPENSATION. APPROPRIATE COMPARABLE COMPENSATION AND BENEFIT DATA IS OBTAINED FROM OTHER REGIONAL CENTERS AND OTHER SIMILAR TAX EXEMPT ORGANIZATIONS. THE BOARD'S WRITTEN RECORDS INCLUDE KEY DELIBERATIONS OF THE BOARD, SUCH AS THE TERMS OF THE ARRANGEMENT, THE NAMES OF THE MEMBERS PRESENT, A DESCRIPTION OF THE COMPARABLE DATA UTILIZED, HOW THE DATA WAS OBTAINED, ETC. THE COMPENSATION FOR THE 2016 FISCAL YEAR WAS APPROVED BY THE BOARD ON MARCH 3, 2016. THE EXECUTIVE DIRECTOR'S CONTRACT WAS THEN AMENDED AND POSTED ON RCOC'S WEBSITE. FORM 990, PART VI, SECTION B, LINE 15B COMPENSATION PACKAGES FOR OTHER OFFICERS ARE DETERMINED BY RCOC'S EXECUTIVE DIRECTOR UTILIZING COMPARABILITY DATA OBTAINED FROM OTHER REGIONAL CENTERS. GOVERNING DOCUMENT DISCLOSURE FORM 990, PART VI, SECTION C, QUESTION 19 ALL THE BOARD GOVERNANCE DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE ON RCOC'S WEB SITE. FORM 990 PART IX LINE 11G DESCRIPTION:OUT OF HOME PROGRAMS TOTAL FEES:61290856 FORM 990 PART IX LINE 11G DESCRIPTION:DAY PROGRAMS TOTAL FEES:79794248 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER PROGRAM SERVICES TOTAL FEES:XXX-XX-XXXX FORM 990 PART IX LINE 11G DESCRIPTION:COMMUNITY PLACEMENT PLAN TOTAL FEES:390963