2017-05-11T11:43:44-05:00 2016-06-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2015-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 JESS DANNHAUSER PRESIDENT & CEO 2125296445 2017-05-10 1 GARRETT M HIGGINS P00543209 2122862600 2017-05-01 2015 2021-01-29 14:40:06Z JESS DANNHAUSER ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 55102573 0 X WWW.GRAHAM-WINDHAM.ORG X 1806 NY SEE SCHEDULE O, PAGE 40IN FULL PARTNERSHIP WITH FAMILIES AND COMMUNITIES, GRAHAM WINDHAM STRIVES TO MAKE A LIFE-ALTERING DIFFERENCE WITH CHILDREN, YOUTH AND FAMILIES WHO ARE OVERCOMING SOME OF LIFE'S MOST DIFFICULT CHALLENGES AND OBSTACLES, BY HELPING TO BUILD A STRONG FOUNDATION FOR LIFE: A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN THE WORLD. 28 28 896 173 0 0 55040489 53895255 78120 83000 606337 636685 33332 -87663 55758278 54527277 0 0 0 0 34361747 35425665 0 0 754148 20340472 19135304 54702219 54560969 1056059 -33692 35365379 36274575 17962951 19120646 17402428 17153929 X IN FULL PARTNERSHIP WITH FAMILIES AND COMMUNITIES, GRAHAM WINDHAM STRIVES TO MAKE A LIFE-ALTERING DIFFERENCE WITH CHILDREN, YOUTH AND FAMILIES WHO ARE OVERCOMING SOME OF LIFE'S MOST DIFFICULT CHALLENGES AND OBSTACLES, BY HELPING TO BUILD A STRONG FOUNDATION FOR LIFE: A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN THE WORLD. 0 1 17475562 THE COMMUNITY FOSTER CARE DIVISION DELIVERS HIGH QUALITY COMMUNITY BASED FAMILY FOSTER CARE SERVICES ON BEHALF OF MORE THAN 860 CHILDREN ENTRUSTED TO OUR CARE OVER THE COURSE OF A YEAR. IN ADDITION TO THE PROVISION OF SAFE, STABILIZING FAMILY BASED 24 HOUR CARE, WE WORK CLOSELY WITH THE BIRTH PARENTS OF CHILDREN IN OUR CARE TO STRENGTHEN THEIR CAPACITY, AND OVERCOME BARRIERS WHICH WOULD OTHERWISE PREVENT REUNIFICATION. GRAHAM WINDHAM ALSO DILIGENTLY PURSUED THE GOALS OF ADOPTION AND OTHER APPROPRIATE PERMANENT OUTCOMES INCLUDING KINGAP CARE WHEN A DETERMINATION IS MADE THAT A CHILD CANNOT BE SUCCESSFULLY REUNITED WITH HIS/HER PARENT(S). SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS WHICH PROMOTE THE GOALS OF SAFETY, PERMANENCY, EDUCATIONAL ACHIEVEMENT AND OTHER POSITIVE OUTCOMES INCLUDE: SPECIALIZED THERAPEUTIC CARE, MULTI-DIMENSIONAL TREATMENT FOSTER CARE, FAMILY SUPPORT, AFTERCARE/FAMILY DEVELOPMENT SERVICES, HOME FINDING, EDUCATIONAL ADVOCACY & TUTORING, AND PREPARING YOUTH FOR ADULTHOOD (PYA) SERVICES FOR ADOLESCENTS AND OLDER TEENS. AS A RESULT OF THESE INTERVENTIONS, THE PROGRAM WAS ABLE TO SUCCESSFULLY REUNITE 162 CHILDREN WITH THEIR FAMILIES, AND COMPLETED 60 ADOPTIONS AND 34 KINGAP GUARDIANSHIP PLACEMENTS DURING THE REPORTING PERIOD. 11994688 83000 THROUGH OUR WESTCHESTER SERVICES DIVISION, WE OPERATE THE GRAHAM SCHOOL RESIDENTIAL EDUCATION AND TREATMENT CENTER WHICH PROVIDES AN INTENSIVE 24/7 THERAPEUTIC TREATMENT AND ACADEMIC EXPERIENCE FOR APPROXIMATELY 247 OLDER CHILDREN AND YOUTH WHO ARE REFERRED TO US DURING THE YEAR BY SOCIAL SERVICE DISTRICTS, FAMILY COURTS, PROBATION DEPARTMENTS AND PUBLIC SCHOOL DISTRICTS. ENSURING THE SAFETY AND STABILITY OF THE YOUTH PLACED WITH THE GRAHAM SCHOOL IS OF PARAMOUNT IMPORTANCE AS WE WORK WITH RESIDENTS AND THEIR FAMILIES TO ACHIEVE PERMANENCY AND EDUCATIONAL OUTCOMES THAT WILL BE DURABLE AND LIFE CHANGING. SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS INCLUDE THERAPEUTIC RESIDENTIAL CARE, AN INTENSIVE ON-SITE SCHOOL DESIGNED TO HELP UNDER CREDITED YOUTH WHO ARRIVE ON CAMPUS YEARS BEHIND THEIR PEERS TO MAKE UP LOST ACADEMIC GROUND, A HOST OF VOCATIONAL, EMPLOYMENT, COLLEGE PREP, RECREATIONAL AND ATHLETIC PROGRAMS, AS WELL AS A UNIQUE PEER LEADERSHIP PROGRAM BUILT UPON A PRO-SOCIAL, PRO-SELF NORMATIVE CULTURE. DURING THE REPORTING PERIOD, THE GRAHAM SCHOOL SUCCESSFULLY DISCHARGED 57 YOUTH TO THEIR FAMILIES OR TO ANOTHER PERMANENT CONNECTION. 10054406 GRAHAM WINDHAM'S MEDICAID SERVICES INCLUDE AN ARRAY OF MEDICAID FUNDED MEDICAL, MENTAL HEALTH AND DENTAL SERVICES TO SUPPORT CHILDREN AND YOUTH WHO NEED RESIDENTIAL OR FAMILY BASED FOSTER CARE. WE ALSO DELIVER MEDICAID FUNDED BRIDGES TO HEALTH WAIVER SERVICES FOR CHILDREN RESIDING IN COMMUNITY BASED, FAMILY SETTINGS WHO NEED EXTRA SUPPORT SERVICES TO ENSURE THEY CAN AVOID HOSPITALIZATION OR OTHER MORE RESTRICTIVE RESIDENTIAL PLACEMENTS. 8726696 GRAHAM WINDHAM'S OTHER PROGRAM SERVICES INCLUDE FAMILY SUCCESS INITIATIVE AND A WIDE RANGE OF COMMUNITY BASED FAMILY SUPPORT SERVICES. FAMILY SUCCESS INITIATIVE PROVIDES VARIOUS APPROACHES TO HELPING PARENTS DEVELOP THEIR PARENTING SKILL SETS AND DEEPEN THEIR UNDERSTANDING IN A HIGHLY SUPPORTIVE ENVIRONMENT. COMMUNITY BASED SUPPORTS INCLUDE PREVENTIVE SERVICES FOR FAMILIES AT RISK OF HAVING ONE OR MORE OF THEIR CHILDREN PLACED INTO 24 HOUR CARE. WE HELPED 99% OF THE 489 FAMILIES RECEIVING IN-HOME PREVENTIVE SERVICES SAFELY CARE FOR THEIR CHILDREN, KEEPING THEIR FAMILIES TOGETHER AND STABLE. IN ADDITION, WE DELIVER COMMUNITY BASED MENTAL HEALTH SERVICES, AND OTHER PUBLIC SCHOOL BASED AFTERSCHOOL SERVICES AIMED AT SUPPORTING AND ENGAGING YOUTH AND THEIR FAMILIES THROUGH A COMBINATION OF RECREATIONAL PROGRAMMING, THE ARTS, ATHLETICS, TUTORING, AND HOMEWORK HELP.OUR GRAND SLAM COACHING INTERVENTION PROGRAM FOR OLDER YOUTH AND YOUNG ADULTS DELIVERS INTENSIVE SERVICES TO YOUNG PEOPLE UP TO THE AGE OF 25 TO HELP THEM FINISH HIGH SCHOOL AND GET LAUNCHED ON A PATH TO CAREER SUCCESS. IN FY16, 178 YOUNG PEOPLE WERE COACHED THROUGH THE GRAHAM SLAM PROGRAM. 8726696 48251352 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 181 0 896 1 0 0 0 0 0 1 1 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X BASIL WEBSTER CO GRAHAM WINDHAM 2125296445 ONE PIERREPONT PLAZA SUITE 901 BROOKLYN NY 11201 GEORGIA WALL BOARD CHAIR 10.00 X X 0 0 0 KENNETH R BRYANT TREASURER 2.00 X X 0 0 0 HEATHER MCVEIGH ASSISTANT SECRETARY 2.00 X X 0 0 0 HENRY J CARNAGE ASSISTANT TREASURER 2.00 X X 0 0 0 BARBARA MARCUS SECRETARY 2.00 X X 0 0 0 JOHN CECIL SENIOR VICE CHAIR 3.00 X X 0 0 0 JENNIFER MACKESY VICE CHAIR 2.00 X X 0 0 0 MARK RUFEH VICE CHAIR 2.00 X X 0 0 0 PAMELA C MINETTI VICE CHAIR 2.00 X X 0 0 0 RICHARD ROTHMAN VICE CHAIR 2.00 X X 0 0 0 SALLY E DURDAN VICE CHAIR 2.00 X X 0 0 0 ANDRE KOESTER MEMBER 1.00 X 0 0 0 CARMEN PAOLERCIO MEMBER 1.00 X 0 0 0 DON WEISBERG MEMBER 1.00 X 0 0 0 EYAL SHEMESH MD MEMBER 1.00 X 0 0 0 GAIL COHEN MEMBER 1.00 X 0 0 0 J DAVID CRUIKSHANK MEMBER 1.00 X 0 0 0 JENNIFER RUSSO MEMBER 1.00 X 0 0 0 MELISSA MCKEITHEN MEMBER 1.00 X 0 0 0 ONUR ERZAN MEMBER 1.00 X 0 0 0 SALIM RAMJI MEMBER 1.00 X 0 0 0 THOMAS HAINES PHD MEMBER 1.00 X 0 0 0 JOHN SARGENT MEMBER 1.00 X 0 0 0 MICHAEL GOLDEN MEMBER 1.00 X 0 0 0 DANITRA SPENCER MEMBER AS OF 12/03/15 1.00 X 0 0 0 MELINDA PRESSLER MEMBER AS OF 5/25/16 1.00 X 0 0 0 EVAN GRAYER MEMBER AS OF 9/29/15 1.00 X 0 0 0 ERIC GERSTER MEMBER THRU 9/29/15 1.00 X 0 0 0 JESSICA HUNT MEMBER THRU 6/30/16 1.00 X 0 0 0 FRANCIS X SPAIN CFO THRU 4/16, SVP AFTER 4/16 35.00 X 238132 0 16662 JESS DANNHAUSER PRESIDENT/CEO 35.00 X 240894 0 35112 BASIL WEBSTER CFO AS OF 4/16 35.00 X 153014 0 25562 KIMBERLY HARDY WATSON VICE PRESIDENT 35.00 X 188789 0 27672 SANDRA APRIL VICE PRESIDENT 35.00 X 189307 0 19224 SHARMEELA MEDIRATTA VICE PRESIDENT 35.00 X 186026 0 31157 GERALD LEVENTHAL VICE PRESIDENT 35.00 X 187105 0 30758 BONNIE KORNBERG ASSOCIATE VICE PRESIDENT 35.00 X 128646 0 32346 KRISTEN RAGUSA ASSOC. VP THRU 3/16., VP AS OF 4/16 35.00 X 130258 0 15856 LYNETTE BROWN ASSOCIATE VICE PRESIDENT 35.00 X 121570 0 14662 ROBERT OSWALD ASSOCIATE VICE PRESIDENT 35.00 X 129168 0 17589 RODNEY L MIZELL DIVISION DIRECTOR 35.00 X 117474 0 15253 2010383 0 281853 18 0 1 0 THE NEW YORK FOUNDLING HOSPITAL 590 AVENUE OF THE AMERICAS NEW YORK NY 10011 MEDICAL 471339 MATRIX QUALITY CARE INC 4 BRITISH AMERICAN BLVD LATHAM NY 12110 MEDICAL 399136 FOUR SEASONS MULTI-SERVICES INC 3525 DECATUR AVENUE BRONX NY 10467 MAINTENANCE AND CLEANING 377156 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 284726 WINFIELD SECURITY CORPORATION 57 W 38TH STREET NEW YORK NY 10018 SECURITY 195982 11 1411929 50390071 2093255 459468 53895255 REVENUE FROM UFSD NO. 10 900099 83000 83000 83000 327901 327901 586339 277555 308784 308784 308784 150812 1411929 297387 -146575 -146575 1440 354 1086 1086 INSURANCE REFUND 900099 35250 35250 FOOD SERVICE REVENUE 900099 10848 10848 MISCELLANEOUS INCOME 900099 6629 6629 5099 5099 57826 54527277 83000 0 549022 1613667 1432312 156310 25045 25867639 22765574 2682639 419426 1238735 1099517 119992 19226 3661767 3250233 354702 56832 3043857 2672404 323259 48194 444499 297828 142942 3729 99626 66752 32038 836 18024 18024 2685223 2478800 205693 730 1250815 961520 270320 18975 348997 281985 66687 325 2379609 1521654 791864 66091 427637 421094 4540 2003 267163 205664 53688 7811 553969 474809 73741 5419 520834 466822 47256 6756 FOSTER PAYMENTS 5800407 5800407 REPAIR AND MAINTENANCE 1424198 1316613 99035 8550 ALLOWANCES/RECREATION 955945 896995 1000 57950 CLOTHING 564353 564353 1394005 1276016 111739 6250 54560969 48251352 5555469 754148 2762490 2694484 376259 1156521 999250 13768775 12360703 1953361 287228 17609234 13499326 2848654 4109908 13655840 14448595 0 217886 35365379 36274575 8327595 8849512 6316 807381 779900 1357897 8849140 8105856 17962951 19120646 X 14370552 14193067 1889917 1820481 1141959 1140381 17402428 17153929 35365379 36274575 X -33692 -210945 -3862 X X 0 1 X 1 0 X 66813896 58010193 54678586 55040489 53895255 288438419 66813896 58010193 54678586 55040489 53895255 288438419 288438419 315237 334828 305038 332868 327901 1615872 43261 45260 34974 33332 57826 214653 290268944 1820909 0.99370 0.99420 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2011 AMOUNT: $ 43,261. 2012 AMOUNT: $ 45,260. 2013 AMOUNT: $ 34,974. 2014 AMOUNT: $ 4,700. 2015 AMOUNT: $ 6,629. FOOD SERVICE REVENUE - 2014 AMOUNT: $ 28,632. 2015 AMOUNT: $ 10,848. INSURANCE REFUND - 2015 AMOUNT: $ 35,250. VENDING MACHINE - 2015 AMOUNT: $ 2,434. STAFF FOOD REIMBURSEMENT - 2015 AMOUNT: $ 2,665. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1143539 27592 20255 3224 1147652 1125311 35923 14641 3054 1143539 978806 166699 20194 1125311 890353 109426 20973 978806 890659 19073 19379 890353 0.99370 0.00630 0 0 144900 144900 10741583 9201016 1540567 3630912 1437658 2193254 3083339 2860652 222687 8500 8500 4109908 DUE TO GOVERNMENTS 7917291 DUE TO GREENBURGH SCHOOL 188565 8105856 X 54294446 -210945 -210945 54505391 18024 3862 21886 54527277 54542945 0 54542945 18024 18024 54560969 PART V, LINE 4: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. PART X, LINE 2: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE AGENCY IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR TAX YEARS PRIOR TO FISCAL 2013. PART XI, LINE 4B - OTHER ADJUSTMENTS: REFUNDED GRANT 3,862. LEADERSHIP DINNER 1213203 1114453 98750 97378 53886 29057 23456 HAMILTON LUNCHEON 335109 286609 48500 14632 29255 31616 300 14552 1 14429 10867 3562 1310 1945 1562741 1411929 150812 14632 126633 85502 30667 39953 297387 -146575 X X X X 0 0 0 0 0 0 0 1 0 FRANCIS X SPAIN CFO THRU 4/16, SVP AFTER 4/16 176445 0 60000 0 1687 0 15971 0 691 0 254794 0 0 0 JESS DANNHAUSER PRESIDENT/CEO 170664 0 70000 0 230 0 16538 0 18574 0 276006 0 0 0 BASIL WEBSTER CFO AS OF 4/16 138134 0 14054 0 826 0 10399 0 15163 0 178576 0 0 0 KIMBERLY HARDY WATSON VICE PRESIDENT 138347 0 50000 0 442 0 12825 0 14847 0 216461 0 0 0 SANDRA APRIL VICE PRESIDENT 138865 0 50000 0 442 0 12825 0 6399 0 208531 0 0 0 SHARMEELA MEDIRATTA VICE PRESIDENT 135738 0 50000 0 288 0 12825 0 18332 0 217183 0 0 0 GERALD LEVENTHAL VICE PRESIDENT 135838 0 50000 0 1267 0 12825 0 17933 0 217863 0 0 0 BONNIE KORNBERG ASSOCIATE VICE PRESIDENT 115850 0 12548 0 248 0 9284 0 23062 0 160992 0 0 0 PART I, LINE 7 EVERY YEAR, THE ORGANIZATION HAS A PERFORMANCE BASED INCENTIVE AWARD BASED ON ANNUAL EVALUATIONS. FOR STAFF, EXCEPT OFFICERS AND KEY EMPLOYEES, THE MERIT IS TIED TO THE EVALUATION SCORE AND ONLY A SCORE OF PRACTICING, PROFICIENT, AND EXCELLING RECEIVES ANY AWARD. THERE ARE CLEAR GUIDELINES ON WHO QUALIFIES ETC. FOR OFFICERS AND KEY EMPLOYEES, THE AWARDS ARE DETERMINED BY THE BOARD OF DIRECTORS COMPENSATION COMMITTEE BASED ON 360 EVALUATIONS FROM DIRECT REPORTS, PEERS AND SUPERIORS. X 9 459468 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): COLUMN (B) REPORTS THE NUMBER OF CONTRIBUTORS FORM 990, PART III, LINE 3 EFFECTIVE JULY 1, 2015 THE AGENCY CEASED OPERATING THE WESTCHESTER THERAPEUTIC FOSTER BOARDING HOME PROGRAM AND SUCCESSFULLY TRANSFERRED ALL OF THE PROGRAMS CLIENTS TO OTHER FOSTER CARE AGENCIES. FORM 990, PART VI, SECTION B, LINE 11 DURING THE PREPARATION STAGE OF THE FORM 990, SCHEDULES, NARRATIVES AND PERTINENT INFORMATION ARE SENT TO OUR AUDITORS TO ASSIST THEM IN COMPLETING THE DOCUMENT. UPON COMPLETION, A COPY OF THE FORM 990 IS SENT TO ALL MEMBERS OF GRAHAM WINDHAM'S BOARD OF DIRECTORS FOR REVIEW AND COMMENT BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY IS APPLICABLE TO THE DIRECTORS, OFFICERS AND STAFF OF THE CORPORATION. FULL DISCLOSURE OF ANY CONFLICT BY A DIRECTOR IS REQUIRED TO BE PROVIDED TO THE BOARD OF DIRECTORS. A CONFLICT OF INTEREST STATEMENT IS SIGNED ANNUALLY. ANY DIRECTOR WITH A CONFLICT OF INTEREST CANNOT VOTE ON THE MATTER AND COULD BE ASKED TO LEAVE THE MEETING WHICH CONSIDERS THE MATTER, AT THE DISCRETION OF THE CHAIR OF THE BOARD OF DIRECTORS. THE MINUTES OF THE MEETING REFLECT THE DETAILS OF THE CONFLICT OF INTEREST AND THE VARIOUS ACTIONS TAKEN. EMPLOYEES MUST ADHERE TO THE GRAHAM WINDHAM EMPLOYEE HANDBOOK CONFLICT OF INTEREST GUIDELINES. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR, INCLUDING FISCAL YEAR 2016, THE COMPENSATION FOR THE CEO AND VICE PRESIDENT IS DETERMINED BY THE BOARD OF DIRECTORS' COMPENSATION COMMITTEE. STAFF EVALUATIONS, MARKET VALUE AND COMPARABILITY TO OTHER INDUSTRY COMPETITORS ARE KEY FACTORS IN DETERMINING COMPENSATION IN ORDER TO RETAIN THE BEST STAFF. AFTER COMPENSATION IS DETERMINED, A MEMO IS SENT TO HUMAN RESOURCES AND FISCAL FOR PROCESSING AND DOCUMENTATION PURPOSES. THE LAST TIME THIS PROCESS TOOK PLACE WAS IN 2016. FORM 990, PART VI, SECTION C, LINE 19 GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: REFUNDED GRANT -3,862. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. OVERSIGHT PROCESSES FROM THE PRIOR YEAR HAVE NOT CHANGED.