2017-05-09T08:15:02-07:00 2016-06-30 990 2015-07-01 042104690 MARINE BIOLOGICAL LABORATORY MARI 5082897239 7 MBL Street Woods Hole MA 02543 Mary S Harrington Director of Finance 5082897300 2017-05-09 2015 2021-01-29 14:40:06Z Huntington F Willard 7 MBL Street Woods Hole MA 02543 52717650 0 X www.mbl.edu X 1888 MA The Marine Biological Laboratory (MBL) is dedicated to scientific discovery and improving the human condition through research and education in biology, biomedicine, and environmental science. 22 17 377 15 4950 1746 14408282 32072500 5262637 12421913 1351278 1636121 131879 141630 21154076 46272164 1982045 2571710 0 0 10829627 21734516 0 0 1106921 9847333 19701715 22659005 44007941 -1504929 2264223 211552754 208537641 42906292 43047329 168646462 165490312 The Marine Biological Laboratory (MBL) is dedicated to scientific discovery and improving the human condition through research and education in biology, biomedicine, and environmental science. Founded in Woods Hole, Massachusetts, in 1888, the MBL is a private, nonprofit institution and an affiliate of the University of Chicago. 0 0 30681870 1709685 10658102 The Marine Biological Laboratory maintains laboratories for the scientific study and investigation of a wide range of biological studies from biomedical to ecological research. 8812851 862025 1763811 The Marine Biological Laboratory is an established educational organization of biology and natural history with an internationally renowned course faculty and world-wide student population. 0 0 0 39494721 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 1 0 0 1 1 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 1 293 0 1 377 1 1 1 0 0 0 0 1 1 0 0 0 0 X 22 17 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL CA CT FL GA IL KS KY MA MD MI MN NC NH NJ NY OR PA RI SC TN UT VA WI WV X X Mary S Harrington 5082897239 7 MBL Street Woods Hole MA 02543 Huntington Willard President and Director 40 0 X X 621363 0 41265 Robert Ament Trustee 1 0 X 0 0 0 Millicent Bell Trustee 1 0 X 0 0 0 Thomas Crane Trustee 1 0 X 0 0 0 Paul Dupee Trustee 1 0 X 0 0 0 David Fithian Trustee 1 45 X 0 568477 36556 Patrick Gage Trustee 1 0 X 0 0 0 James Galloway Trustee 1 0 X 0 0 0 David Greene Trustee 1 0 X 0 0 0 David Hibbitt Trustee 1 0 X 0 0 0 Eric Isaacs Trustee 1 48 X 0 765746 109550 Ethan Lerner Trustee 1 0 X 0 0 0 Walter Massey Trustee 1 0 X 0 0 0 John McCarter Trustee 1 0 X 0 0 0 Edward Owens Trustee 1 0 X 0 0 0 Saul Pannell Trustee 1 0 X 0 0 0 Jeffrey Pierce Trustee 1 0 X 0 0 0 George Putnam Trustee 1 0 X 0 0 0 Patricia Robertson Trustee 1 0 X 0 0 0 Charles Rosenthal Vice Chair of the Board 1 0 X 0 0 0 John Rowe Trustee 1 0 X 0 0 0 James Sharp Trustee 1 0 X 0 0 0 William Speck Trustee 1 0 X 0 0 0 Robert Zimmer Chair of the Board 1 55 X 0 2722029 510858 Mary Harrington Treasurer & Director of Finance 40 0 X 191296 0 34535 Darren Reisberg Secretary of the Corporation 1 40 X 0 296475 31935 Paul Speer Chief Operating Officer 40 0 X 295747 0 41002 Jonathan Gitlin Director Division of Research 40 0 X 273788 0 41265 Christopher Neill Director Ecosystems Center 40 0 X 189287 0 26571 David Mark Welch Director Bay Paul Center 40 0 X 165346 0 32012 Jerry Melillo Distinguished Scientist 40 0 X 225906 0 37702 Mitchell Sogin Distinguished Scientist 40 0 X 218479 0 36938 Roger Hanlon Director Marine Resource Center 40 0 X 209381 0 28314 William Reznikoff Director of Education thru December 2015 40 0 X 175175 0 17661 Scott Koerner Director Information Technology 40 0 X 165733 0 14756 Joan Ruderman Former President & Director 1 0 X 179500 0 0 2911001 4352727 1040920 34 1 1 0 Sodexo Inc PO Box 360170 Pittsburgh PA 15251 Food service 1944227 Elsevier BV PO Box 7247 8455 Philidelphia PA 19170 Electronic subscripton service 429477 Otto Harrassowitz GmbH and Co KG 65174 Wiesbaden Allemagne GM Electronic subscription services 352617 Shawmut Woodworking and Supply 500 Harrison Ave Suite 200 Boston MA 02118 Construction services 271316 Flagship Roofing and Sheet Metal 159 County Rd E Freetown MA 02717 Construction services 181410 0 0 1350 26020 9009667 14497928 8537535 206651 32072500 Education, Research and Publications 541700 10249352 10249352 0 0 Tuition, Dorm and Dining 611600 1346351 1346351 0 0 Library 519100 21493 21493 0 0 Advertising 541800 4950 0 4950 0 Rental Income 532000 799767 799767 0 0 0 0 0 0 12421913 745451 0 0 745451 0 0 0 0 22707 0 0 22707 0 0 7316628 0 6425958 0 890670 0 890670 0 0 890670 18835 26020 19528 -693 0 -693 119616 119616 0 0 119616 46272164 12536579 4950 1658135 1203607 1203607 1239962 1239962 128141 128141 0 0 2037549 267161 1770388 0 0 0 0 0 14714976 13756019 524192 434765 1265428 1199642 28847 36939 2586610 2452140 58964 75506 1129953 1071210 25758 32985 0 0 0 0 67267 0 67267 0 211701 0 211701 0 0 0 0 0 0 0 0 0 0 0 1106206 1106206 0 0 12755 12414 0 341 0 0 0 0 0 0 0 0 0 0 0 0 2169504 1970637 90967 107900 1369981 1348037 19191 2753 0 0 0 0 110742 99018 8761 2963 1020478 970020 40925 9533 0 0 0 0 4722379 4283267 189387 249725 506110 452526 40041 13543 Subcontracts 1950281 1950281 0 0 Equipment and equipment maintenance 624001 575043 35825 13133 Serials 221395 221060 212 123 Supplies 2884011 2813756 44441 25814 2724904 2374574 249432 100898 44007941 39494721 3406299 1106921 2143643 2544236 615589 660979 4150835 7897599 834348 1011733 0 0 0 0 230250 230250 164928 129363 827322 484324 181642121 72915524 111667265 108726597 6395680 8340003 82011946 76261128 0 0 0 0 2510948 2251429 211552754 208537641 3736257 3214378 0 0 4631488 4355335 28895000 27982701 0 0 0 0 0 0 0 0 5643547 7494915 42906292 43047329 X 91266748 88337742 24367392 21060222 53012322 56092348 168646462 165490312 211552754 208537641 X 2264223 -3541052 0 0 0 -1879321 X 0 1 X 1 1 1 X 25636580 28228946 29039910 14408282 32072500 129386218 0 0 0 0 0 0 0 0 0 0 0 0 25636580 28228946 29039910 14408282 32072500 129386218 3725000 125661218 1936192 1552814 12595000 427606 772110 17283722 15985 46931 0 0 1746 64662 257906 154257 171472 105219 119616 808470 147543072 53264201 0.85169 0.83911 X Schedule A, Part II, Line 10 Other income shows miscellaneous activity. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X X X 0 82011946 414836 -1910070 4255584 0 0 76261128 79889342 1308592 2859342 2045330 0 0 82011946 76021357 548283 7007880 3688178 0 0 79889342 69096170 1147784 8734834 2957431 0 0 76021357 62973662 4165304 7714120 3249649 2507267 0 69096170 0.12 0.69 0.19 0 1 1 0 53182335 53182335 0 102891945 52988680 49903265 0 0 0 0 0 25567841 19926844 5640997 0 0 0 0 108726597 0 0 University of Chicago Total Return Investment Pool 76261128 F 76261128 0 Swap agreement liability 6274869 Future program resources 660978 Annuities and Unitrusts Payable 559068 7494915 X 42751280 -3541052 0 0 20168 -3520884 46272164 0 0 0 46272164 45907430 0 0 0 1954770 1954770 43952660 0 55281 55281 44007941 Schedule D, Part III, Line 1 Rare books, journals and prints located and used in the MBL Library for research and preservation. Schedule D, Part III, Line 4 Rare books, journals and prints located and used in the MBL Library for research and preservation. Schedule D, Part V, Line 4 The endowment funds were established for a variety of purposes, including research, scholarships, library, plant and unrestricted. Schedule D, Part X, Line 2 The Laboratory is a not-for-profit organization as described in Section 501(c)(3) of the Internal Revenue Code, as amended (the Code), and is generally exempt from income taxes pursuant to Section 501(a) of the Code. The Laboratory is required to assess uncertain tax positions and has determined that there were no such positions that are material to the financial statements. Schedule D, Part XI, Line 2d Add back special event revenue of $20,601 for FY16 posted in FY15 and deduct special event expense of $21,241 for FY17 posted in FY16 for a net amount of -640. Net special event expense of $19,528 for FY16 for against revenue for a total deduction of $20,168. Schedule D, Part XII, Line 2d Less change in value of $1,819,139 for the interest swap rate, less change in value of $48,539 for the annuities and less change in the Post Retirement Health Plan of $87,092. Schedule D, Part XII, Line 4b Add back special event expense of $4,088 for FY16 posted in FY15 and deduct special event expense of $9,906 for FY17 posted in FY16 for a net amount of -$5,818. Deduct total special event expense of $19,528 and add imputed income of $80,627 for MBL provided housing to employees shown on W-2 only for FY16 for a total addition of $55,281. 1 East Asia and the Pacific 0 0 Program Services Travel related to research and education 31074 Europe (including Iceland and Greenland) 0 0 Program Services Travel related to research and education. 114886 Middle East and North Africa 0 0 Program Services Travel related to research and education 13478 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Travel related to research and education 14885 South America 0 0 Program Services Travel related to research and education 10719 South Asia 0 0 Program Services Travel related to research and education. 1489 Sub-Saharan Africa 0 0 Program Services Travel related to research and education 776 0 0 187307 North America (including Canada and Mexico, but not the United States) Research grants 66051 EFT 0 East Asia and the Pacific Research grants 42797 EFT 0 Sub-Saharan Africa Research grants 15484 EFT 0 3 2 0 0 0 0 0 0 Schedule F, Part I, Line 2 For subawards to institutions outside the United States, a budget, including the budget for the subaward, is prepared by the Office of Sponsored Programs (OSP) and forwarded to the prime funding agency for approval. When approval is received, an agreement between the MBL and the subawardee is prepared. The agreement is required to include a budget, justification and description of work to be completed. Additional information such as an annual audit report may be requested as applicable. This agreement must be approved and signed by a signatory official of the subawardee. Reporting is required of all foreign subawards including itemized invoices with detailed justification of charges to verify their appropriateness and reasonableness and prepared on a basis comparable to Generally Accepted Accounting Principles (GAAP) of the United States of America. Invoices are reviewed by OSP and then forwarded to the MBL Principle Investigator (PI) for review and approval. Approved invoices are forwarded to MBL Financial Services for processing. MBL may also require progress reports the same as stipulated by the prime agreement and the MBL PI. MBL Summer Concert 44855 26020 18835 0 0 0 3287 7468 8773 0 0 44855 26020 18835 0 0 0 3287 7468 8773 19528 -693 1 Bigelow Laboratory for Ocean Sciences 60 Bigelow Drive E Boothbay ME 04544 016006001 501(c)(3) 7846 0 Research Bishop Museum 1525 Bernice Street Honolulu HI 96817 996048707 501(c)(3) 14307 0 Research Dartmouth College HB 7660 Hanover NH 03755 020222111 501(c)(3) 44135 0 Research Desert Research Institute 2215 Raggio Parkway Reno NV 89512 886000024 501(c)(3) 24928 0 Research Hawaii Pacific University 1164 Bishop Street Suite 1200 Honolulu HI 96813 900113930 501(c)(3) 10074 0 Research J Craig Venter Institute 4120 Capricorn Lane La Jolla CA 92037 521842938 501(c)(3) 41900 0 Research Kansas State University 2323 Anderson Ave Suite 600 Manhattan KS 66502 480667209 501(c)(3) 8710 0 Research Massachusetts Audobon Society 208 S Great Road Lincoln MA 01773 042104702 501(c)(3) 27400 0 Research Notre Dame 836A Grace Hall Notre Dame IN 46556 350868188 501(c)(3) 58723 0 Research Oregon University PO Box 1086 Corvallis OR 97339 611730890 501(c)(3) 19653 0 Research University of Connecticut 263 farmington Ave Farmington CT 06030 670772160 501(c)(30 44020 0 Research University of Georgia Research 279 Williams Street Athens GA 30602 581353149 501(c)(3) 28435 0 Research University of Maine 5717 Corbett Hall Room 404 Orono ME 04469 016011501 501(c)(3) 33579 0 Research University of Massachusetts 405 Goodell Building 140 Hicks Way Amherst MA 01003 043167352 501(c)(3) 184333 0 Research University of Michigan 1015 LSA Ann Arbor MI 48109 386006309 501(c)(3) 186636 0 Research University of New Hampshire 51 College Road Durham NH 03824 026000937 501(c)(3) 69737 0 Research University of South Carolina 901 Summer Street Columbia SC 29208 570937350 501(c)(3) 120392 0 Research University of Tennessee 210 Student Services Building Knoxville TN 37996 626047697 501(c)(3) 34557 0 Research University of Utah PO Box 410027 Salt Lake City UT 84141 876000525 501(c)(3) 21928 0 Research University of Vermont 85 S Prospect Street 340 Waterman Building Burlington VT 05405 030179440 501(c)(3) 115129 0 Research University of Washington 12455 Collections Drive Chicago IL 60693 916001537 501(c)(3) 65541 0 Research Utah State University 2400 Old Main Hill Logan UT 84322 876000052 501(c)(3) 36980 0 Research 22 0 Research awards 20 377937 0 Scholarships 244 862025 0 Schedule I, Part I, Line 2 The Senior Federal Grants Accountant and Director of Finance oversee all grant, contract or cooperative agreement awards compliance. This includes establishing a new job center for each award, reconciling allowable expenses to the sponsor's requirements, accounting of all costs on active awards, ensuring grant contract or cooperative agreement expenses do not exceed the award revenues, completing all billing to government and private agencies, and completing a financial close-out of all finished awards assuring proper reporting to federal and non-federal agencies. Schedule I, Part III Research award oversight is provided by the Division of Research staff. Research award applications are reviewed by a committee of internal and external scientists, who meet with the Director of the Division of Research to make their recommendations for the final determination of specific awards and award amounts. The Senior Administrator for the Division of Research tracks the awardees' research progress and expenditures through their stay at MBL to ensure that the awardees stay closely within budget and reviews the required report due approximately one month after the completion of the term covered by the research award. Scholarships are awarded by the Division of Education from grants and contributions some of which are restricted for specific use. The Director of the Division of Education determines the amount and if a student is eligible for a scholarship according to these restrictions. Awards are first used to cover tuition costs and then room, board, and travel if the amount awarded allows this. X X 1 1 1 0 0 0 0 0 0 0 0 Huntington Willard President and Director 577400 0 0 0 43963 0 26500 0 14765 0 662628 0 0 0 Paul Speer Chief Operating Officer 267585 0 0 0 28162 0 26500 0 14502 0 336749 0 0 0 Mary Harrington Treasurer & Director of Finance 191296 0 0 0 0 0 19770 0 14765 0 225831 0 0 0 Jonathan Gitlin Director Division of Research 273788 0 0 0 0 0 26500 0 14765 0 315053 0 0 0 Christopher Neill Director Ecosystems Center 189287 0 0 0 0 0 18935 0 7636 0 215858 0 0 David Mark Welch Director Bay Paul Center 165346 0 0 0 0 0 17247 0 14765 0 197358 0 0 0 Jerry Melillo Distinguished Scientist 225906 0 0 0 0 0 22937 0 14765 0 263608 0 0 0 Mitchell Sogin Distinguished Scientist 218479 0 0 0 0 0 22173 0 14765 0 255417 0 0 0 Roger Hanlon Director Marine Resource Center 209381 0 0 0 0 0 20678 0 7636 0 237695 0 0 0 William Reznikoff Director of Education thru December 2015 175175 0 0 0 0 0 16954 0 707 0 192836 0 0 0 Scott Koerner Director Information Technology 160359 0 0 0 5374 0 0 0 14756 0 180489 0 0 0 Joan Ruderman Former President & Director 0 0 0 0 179500 0 0 0 0 0 179500 0 0 0 David Fithian Trustee 0 514982 0 49500 0 3995 0 21200 0 15356 0 605033 0 Eric Isaacs Trustee 0 755638 0 0 0 10108 0 21200 0 88350 0 875296 0 0 Robert Zimmer Chair of the Board 0 1056288 0 1628567 0 37174 0 368000 0 142858 0 3232887 0 1237756 Darren Reisberg Secretary of the Corporation 0 275094 0 20500 0 881 0 21200 0 10735 0 328410 0 0 Schedule J, Part I, Line 1a Temporary housing was provided to the President/Director, the COO and a highly compensated employee in 2015. The fair market value of the housing was grossed up and included on the 2015 W-2 for these individuals. Schedule J, Part I, Line 4 Joan Ruderman, Former President & Director until 11/15/14, received a severance payment in the amount of $29,500 in 2015. Joan Ruderman worked as a consultant for the MBL after her resignation as President & Director in 2014 and was paid $150,000 for consulting work in 2015. A Mass Development Finance Agency 043431814 57583RFL4 2006-04-26 34000000 Renovation of facilities and refinancing 0 0 0 A 6017299 0 34500092 0 134301 0 0 0 0 18825538 0 0 2008 0 1 1 1 A 0 1 1 0 0 0.0258 0.0017 0.0275 1 0 0 A 0 0 1 0 1 1 Morgan Stanley 30.3 1 0 1 Trans America 1.5 1 0 0 A 0 Schedule K, Part II, Line 3-04/26/2006 34,000,000 Mass Development Finance Agency The remaining proceeds of the bond issue (not identified elsewhere in Part II) were used to refinance existing bonds. Zeiss LLC Trustee 103555 Purchase of scientific equipment by the MBL fromZeiss LLC of which James Sharp, MBL trustee, is President. 0 X 18 206651 Market Value X Scientific equipment 1 11459 Market value 0 0 1 1 Schedule M, Part I, Line 32b Stock donations are typically received in the MBL's Morgan Stanley Smith Barney account and typically sold as soon as possible by Morgan Stanley Smith Barney. Form 990, Part VI, Section A, Line 6 On July 1, 2013 the Laboratory entered into an affiliation agreement with the University of Chicago (the University) located in Chicago, Illinois. Under this affiliation the University became the sole member of the Laboratory. The University of Chicago as sole member has the right to exercise all powers conferred on members of non-profit corporations under Massachusetts General Laws Chapter 180, and also has certain reserved powers to approve or disapprove of certain fundamental decisions concerning the Corporation. Form 990, Part VI, Section A, Line 7a The University as sole member has the power to appoint and remove members of the Board Directors. Form 990, Part VI, Section A, Line 7b The University of Chicago as sole member has the power to take certain actions with respect to the MBL after prior consultation with the MBL's Board of Directors, and the power to approve or disapprove certain actions taken by the MBL. Form 990, Part VI, Section B, Line 11b Prior to filing the Form 990, Members of the Executive Committee and Audit committee of the Laboratory's Board of Trustees were given an opportunity to review portions of the Form 990 relevant to the areas of oversight of those committees. The completed draft Form 990 (and Form 990-T), including all schedules was posted on a secure website accessible to all trustees to allow them to review the form, provide comments, and ask any questions. Information about accessing the website was distributed in advance to all trustees. The draft form remained available on the website for approximately one week, after which online access ended to allow the Laboratory time to finalize the Form 990 and Form 990T for filing with the IRS. Form 990, Part VI, Section B, Line 12c All Trustees, Officers, Faculty, Senior Administrators, and other employees of the Laboratory are subject to conflict of interest policies that among other things, define material financial disclosure of information, and specify procedures to be followed in managing these conflicts. The Laboratory's Conflict of Interest Policies (COI) for Trustees and Officers, requires disclosure, whenever a Trustee or a related party engages in an activity that could be considered a conflict of interest. Trustees are reminded that questions regarding the conflict of interest policy may be raised informally and confidentially at any time with the Chair of the Board of Trustees, the Chair of the Nominating and the Governance Committee, or the University of Chicago's Vice President and General counsel. All Trustees must annually disclose actual and potential conflicts of interest by completing a Confidential Conflict of Interest Disclosure Statement (COI) and acknowledgement, and these disclosures must be updated as new information becomes available that could affect the Trustee;s stated interests. The University of Chicago's Vice President and General Counsel, in consultation with the Nominating and Governance Committee and senior Laboratory administration, will compile the disclosures into a confidential database and prepare for each Trustee a written acknowledgement of the disclosure that identifies any pending Laboratory transactions that may be affected by the disclosure. The Chair of the Board of Trustees will also review all disclosed potential conflicts of interest before making Board committee assignments. Regardless of these efforts, Trustees must be alert to any and all potential conflicts. To the extent that a potential conflict has not been addressed, it should be brought to the immediate attention of the Chair of the Board, the Chair of the Nominating and Governance Committee, or the University of Chicago's Vice President and General Counsel; the Trustee should also abstain from participating in or voting on the matter. Actions in this regard will be reflected in any official meeting minutes. The Laboratory requires that employees (MBL staff members) complete a Conflict of Interest (COI) statement annually. The statement is reviewed by the Human Resource Director and the Director Division of Research and Programs. If it is felt there may be a conflict of interest on any of the statements it is brought to the attention of the MBL Compliance Committee for resolution. Any MBL staff member who is or is to be involved in a MBL business transaction in which a potential for conflict of interest may exist, is required to report such potential conflict to the Chief Operating Officer. The MBL shall take action to assure that the transaction, if it is to proceed, is on fair and reasonable terms and in the best interest of the laboratory. Someone other than the individual with the conflict must initiate the resolution for action and make the necessary decisions and control the transaction(s). The individual with the conflict must recuse themselves from the decision-making process. Form 990, Part VI, Section C, Line 19 The conflict of interest policy is available on MBL's website. Financial statements are available upon request to the Director of Finance. Form 990, Part XI, Line 9 Add back the change in value of the interest rate swap of $1,819,139, the change in value of annuities of $48,539, the post retirement health plan change of $87,092 and add back the net of special event expense of $5,821 deferred from prior year on form 990 only. Deduct imputed income for MBL provided housing to employees of $80,627 and deduct the special event revenue of $643 deferred in prior year on form 990 only. TR U A Marine Biological Laboratory 7 MBL Street Woods Hole MA 02543 136044672 General support of the MBL NY 4947(a)(1) NA Trustees 0 TR U A Marine Biological Lab Library 7 MBL Street Woods Hole MA 02543 136045011 Support for the MBL Library NY 4947(a)(1) NA Trustees 0 Arch Development Corporation 5555 S Woodlawn Chicago IL 60637 363485244 Tech Transfer IL 501(c)(3) 11-Type II University of Chicago 0 Chapin Hall Center for Children 1313 E 60th Street Chicago IL 60637 362167012 Policy Research IL 501(c)(3) 7 N/A 0 Chicago Tumor Institute 5801 S Ellis Avenue Chicago IL 60637 237136019 Supp Research IL 501(c)(3) 11 University of Chicago 0 Court Theatre Fund 5535 S Ellis Avenue Chicago IL 60637 363203660 Arts Support IL 501(c)(3) 11-TYPE I University of Chicago 0 Fermi Research Alliance LLC PO Box 500 Batavia IL 60510 571239010 Manage Lab IL 501(c)(3) 7 University of Chicago 0 Hymen Milgrom Supporting Organization 33 N Lasalle Street STE 2131 Chicago IL 60602 466789522 Education Research VA 501(c)(3) 3 N/A 0 Lake Park Associates 5801 Ellis Avenue Chicago IL 60637 366111317 Prop Holding IL 501(c)(2) University of Chicago 0 Maroon Investments LLC 5801 S Ellis Avenue Chicago IL 60637 Holding Company DE University of Chicago 0 National Opinion Research Center 55 E Monroe Street 20th Floor Chicago IL 60603 362167808 Surveys IL 501(c)(3) 7 University of Chicago 0 Phoenix Overlay Fund LTD c/o 401 N Michigan Avenue Chicago IL 60611 Investing CJ NA University of Chicago 0 Southeast Chicago Commission 1511 East 53rd Street Chicago IL 60615 362226282 Community Services IL 501(c)(3) 7 University of Chicago 0 The John Crerar Foundation 5730 S Ellis Avenue Chicao IL 60637 363155157 Library Support IL 501(c)(3) 11- TYPE I University of Chicago 0 The Quadrangle Club 5801 S Ellis Avenue Chicago IL 60637 361655190 Social Club IL 501(c)(7) University of Chicago 0 The University of Chicago Cloisters Club 1212 E 59th Street Chicago IL 60637 Social Club IL 501(c)(7) University of Chicago 0 The University of Chicago FDN in Hong Kong LTD 16 Harcourt Road Room 1005 Admirality HK Fundraising HK NA University of Chicago 0 Theory and Computing Science Building Trust 5801 S Ellis Avenue Chicago IL 60637 516596577 Research Building IL University of Chicago UChicago Argonne LLC 5801 S Ellis Avenue Chicago IL 60637 680628477 Manage Lab IL University of Chicago UChicago Impact LLC 5801 S Ellils Avenue Chicago IL 60637 611682394 Education Consulting IL University of Chicago UChicago Research Bangladesh LLC 5801 S Ellis Avenue Chicago IL 60637 Research IL 501(c)(3) N/A UChicago Research Bangladesh LTD House No 388 Road 24 1212 Mohakhali Dhaka BG Research BG NA UC Research International 0 UChicago Research International LTD 5801 S Ellis Avenue Chicago IL 60637 262741573 Research IL 501(c)(3) 11-TYPE I University of Chicago 0 UChicago Trading 5801 S Ellis Avenue Chicago IL 60637 300517735 Investing CJ University of Chicago University of Chicago Booth School of Business LTD 25 Basinghall Street EC2V 5HA London UK Education UK NA University of Chicago 0 University of Chicago Booth School of Business LTD 101 Penang Road Dhoby Ghaut SN Education SN NA University of Chicago 0 University of Chicago Cancer Research FDN 5801 S Ellis Avenue Chicago IL 60637 366056201 Supp Research IL 501(c)(3) 11-TYPE I University of Chicago 0 University of Chicago Center in Paris 6 Rue Thomas Mann 75013 Paris FR Education FR NA NA University of Chicago 0 University of Chicago Charter School Corp 5801 S Ellis Avenue Chicago IL 60637 364225812 Education IL 501(c)(3) 2 University of Chicago 0 University of Chicago Foundation Limited (UK) 5th Floor Alder Castle 10 Noble London UK 980525557 Fundraising UK University of Chicago University of Chicago Medical Center 5481 S Maryland Avenue Chicago IL 60637 363488183 Medical Care IL 501(c)(3) 3 University of Chicago 0 University of Chicago Property Holding Corp 5801 S Ellis Avenue Chicago IL 60637 366108743 Property Holding IL 501(C)(2) University of Chicago 0 University of Chicago Retiree Medical Trust 5801 S Ellis Avenue Chicago IL 60637 363999692 Medical IL 501(c)(3) 2 University of Chicago 0 University of Chicago Self Insurance Trust 5801 S Ellis Avenue Chicago IL 60637 363020034 Malpractice trust IL 501(c)(3) 2 University of Chicago 0 University of Chicago 5801 S Ellis Avenue Chicago IL 60637 362177139 Education IL 501(c)(3) 2 N/A 0 University of Chicago Trust India GB 10-12 Rest House Crescent Bangalore IN Fundraising IN NA University of Chicago 0 Harper Court LLC 5801 S Ellis Avenue Chicago IL 60637 Manage property IL University of Chicago Asian Health Coalition 180 W Washington Street Suite 1000 Chicago IL 60602 311607193 Healthcare accessibility IL 501(c)(3) 7 University of Chicago 0 UChicago Center in India Private Limited 2/11 B Jangpura A New Delhi IN Consulting IN N/A C UChicago (Beijing) Consulting Co LTD Unit 1-10 Culture Place Remmin University Beijing CH Consulting CH N/A C 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 Schedule R, Part II For purposes of completeness, the entities listed below are disregarded entities of the University of Chicago Medical Center, a related entity: UCMC Community Physicians LLC, 5841 S Maryland Ave., Chicago, IL 60637, EIN:38-3865637, Primary Activity:Physician Services, Legal Domicile: Illinois. University of Chicago Medicine Care Network LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 47-222269, Primary Activity: Healthcare, Legal Domicile: Illinois. Also note: The University of Chicago Medical Center is a less than 50% member in a joint venture with UCMC/SCH Oncology JV LLC, a tax exempt entity, 1850 Silver Cross Blvd, New Lenox, IL, 60451, EIN 32-2436795. And the University of Chicago Medicine Care Network, LLC, a disregarded entity of the University of Chicago Medical Center, is the sole member of the following related entities: UCM Care Network Medical Group Inc., 5841 S Maryland Ave., Chicago, IL 60637, EIN 47-4221241, Primary Activity: Healthcare, Legal Domicile: Illinois. University of Chicago Medicine Care Network Affiliated Physicians LLC, 5841 S Maryland Ave., Chicago, IL 60637, EIN: 47-42339818, Primary Activity: Healthcare, Legal Domicile: Illinois.