2017-05-10T09:42:45-05:00 2016-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2015-07-01 046130872 HAMPSHIRE COLLEGE TRUSTEES HAMP 4135494600 893 WEST STREET AMHERST MA 01002 MARY MCENEANY VP FOR FINANCE & ADMIN. 4135494600 2017-05-09 1 CHRISTOPHER B ANDERSON P00226559 2163630100 2015 2021-01-29 14:40:06Z MARY MCENEANY 893 WEST STREET AMHERST MA 01002 100934578 0 X WWW.HAMPSHIRE.EDU X 1965 MA THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 28 25 1510 276 1061274 -31027 14697135 12982604 73491457 77093557 1575038 1838724 2590726 2715133 92354356 94630018 27719592 31836559 0 0 35538095 35753965 0 0 2637127 20989707 21293289 84247394 88883813 8106962 5746205 106499142 116536613 28365086 35152476 78134056 81384137 X THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 0 0 56191228 31836559 64977227 EDUCATIONAL DELIVERY: INCLUDES INSTRUCTIONAL AND OTHER EDUCATIONAL ACTIVITIES. HAMPSHIRE COLLEGE PROVIDES INSTRUCTION FOR 1,379 FTE UNDERGRADUATE STUDENTS AND EMPLOYS 134 FTE FACULTY. EDUCATIONAL DELIVERY ALSO INCLUDES STUDENT FINANCIAL AID PROGRAMS. FINANCIAL AID INCLUDES GRANTS, SCHOLARSHIPS, AND GOVERNMENT AID AWARDS TO ASSIST STUDENTS IN THE FINANCIAL COST OF ATTENDING HAMPSHIRE COLLEGE (1,379 STUDENTS). 96% OF OUR FACULTY HAVE PH.D. OR OTHER TERMINAL DEGREES IN THEIR FIELDS. ACCREDITATION: HAMPSHIRE COLLEGE IS FULLY ACCREDITED BY THE NEW ENGLAND ASSOCIATION OF SCHOOLS AND COLLEGES. MEMBERSHIP IN THE ASSOCIATION INDICATES THAT THE INSTITUTION HAS BEEN CAREFULLY EVALUATED AND FOUND TO MEET STANDARDS AGREED UPON BY QUALIFIED EVALUATORS. 8395813 0 13503097 STUDENT SERVICES PROGRAMS: INCLUDES THE COST OF HEALTH SERVICES, RECREATIONAL ATHLETICS, DEAN OF STUDENT OFFICE EXPENSES AND OTHER SUPPORT SERVICES FOR 1,379 STUDENTS. HAMPSHIRE IS ONE OF 40 COLLEGES PROFILED IN COLLEGES THAT CHANGE LIVES (CTCL) FOR "DEVELOPING POTENTIAL, VALUES, INITIATIVE, AND RISK-TAKING" IN STUDENTS. CTCL SAYS OF HAMPSHIRE, "NO COLLEGE HAS STUDENTS WHOSE INTELLECTUAL THYROIDS ARE MORE ACTIVE OR WHOSE MINDS ARE MORE PASSIONATELY ENGAGED." ON ANY GIVEN DAY, A HAMPSHIRE STUDENT CAN ENJOY 200+ STUDENT ACTIVITIES, 100+ STUDENT GROUPS, 63 BOOKSTORES, 30 MUSEUMS, 19 ART GALLERIES, 21 THEATER STAGES, 35 CONCERT VENUES, 12 DANCE CLUBS, 220 BIKE TRAILS, 69 PIZZA PLACES, 19 COFFEE HOUSES, 18 BAKERIES, 14 HEALTH FOOD STORES AND 68 RESTAURANTS THAT DELIVER. 4453081 0 237528 SEE SCHEDULE OSPONSORED RESEARCH AND RESTRICTED EXPENSES: INCLUDES ALL PRIVATE AND FEDERAL FUNDS RECEIVED FOR SPONSORED RESEARCH AND RESTRICTED ACTIVITIES. GRANTS FROM CORPORATIONS, FOUNDATIONS, AND GOVERNMENTAL AGENCIES SUPPORT EVERYTHING FROM BUILDING CONSTRUCTION AND EQUIPMENT TO PROGRAM DEVELOPMENT, INDIVIDUAL FACULTY RESEARCH, AND ENDOWED SCHOLARSHIPS. THE FOLLOWING INFORMATION REFLECTS THE GRANTS AWARDED ($30,000 OR ABOVE) TO HAMPSHIRE COLLEGE DURING THE PERIOD OF 07/01/15-06/30/16. THE CIVIL LIBERTIES AND PUBLIC POLICY (CLPP) PROGRAM AT HAMPSHIRE WAS AWARDED THE FOLLOWING GRANTS: $40,000 FROM THE GALLAGHER FAMILY FUND FOR ONE YEAR OF GENERAL OPERATING SUPPORT; $40,000 FROM THE OVERBROOK FOUNDATION FOR ONE YEAR OF GENERAL OPERATING SUPPORT; $50,000 FROM THE HUBER FOUNDATION FOR ONE YEAR OF GENERAL OPERATING SUPPORT; $100,000 FROM FOUNDATION FOR A JUST SOCIETY FOR TWO YEARS OF GENERAL OPERATING SUPPORT; AND $300,000 FROM THE DAVID AND LUCILE PACKARD FOUNDATION FOR TWO YEARS OF GENERAL OPERATING SUPPORT.THE COLLEGE WAS AWARDED ONE GRANT OF $418,897 FROM THE NATIONAL SCIENCE FOUNDATION (NSF) TO SUPPORT THE PROJECT: "RI: SMALL: RUI: SYNTHESIS OF ROBUST ARTIFICIAL SYSTEMS BY ADOPTIVE GENETIC PROGRAMMING." FROM PRIVATE SOURCES, THE COLLEGE WAS AWARDED: $80,000 GRANT FROM THE TERN FOUNDATION TO SUPPORT THE SOLAR ARRAY ON THE R.W. KERN CENTER;$86,827 SUB-CONTRACT FROM NEWMAN UNIVERSITY TO ESTABLISH A FRAMEWORK FOR A MULTIDISCIPLINARY STUDY OF SCIENCE IN MUSLIM SOCIETIES; $204,348 GRANT FROM THE TEMPLETON RELIGION TRUST TO ANALYZE THE DISCOURSE AND PARTICIPANTS IN ISLAM AND SCIENCE VIDEOS ONLINE; $270,000 GRANT FROM THE SHERMAN FAIRCHILD FOUNDATION FOR INTERDISCIPLINARY SUMMER RESEARCH STIPENDS FOR UNDERGRADUATES; AND $1,200,000 GRANT FROM THE ANDREW W. MELLON FOUNDATION FOR THE LIBRARY LEARNING COMMONS 3.0. 69040122 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 267 0 1 1510 1 1 1 0 0 0 0 0 0 0 0 0 X 28 25 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AZ AR CO DC KY ME MD MA MI NH NJ NY OH OK OR SC WA WI X MARY MCENEANY 4135494600 893 WEST STREET AMHERST MA 01002 FRASER BENNETT BEEDE TRUSTEE 3.00 0.00 X 0 0 0 JUDY BORNSTEIN TRUSTEE 3.00 0.00 X 0 0 0 EDWARD DEES JR TRUSTEE 3.00 0.00 X 0 0 0 DAVID DINERMAN VICE CHAIR 5.00 0.00 X 0 0 0 LINDA EARLE TRUSTEE 3.00 0.00 X 0 0 0 SASCHA FREUDENHEIM TRUSTEE 3.00 0.00 X 0 0 0 JOSE FUENTES TRUSTEE 3.00 0.00 X 0 0 0 CAROLYN GREENSPAN TRUSTEE 3.00 0.00 X 0 0 0 LUIS A HERNANDEZ VICE CHAIR 5.00 0.00 X 0 0 0 GAYE HILL CHAIR 5.00 0.00 X 0 0 0 S REBECCA HOLLAND TRUSTEE 3.00 0.00 X 0 0 0 MARY B JAMES TRUSTEE 3.00 0.00 X 0 0 0 STEPHAN F JOST TRUSTEE 3.00 0.00 X 0 0 0 DAVID H MATHESON TRUSTEE 3.00 0.00 X 0 0 0 RICHMOND MAYO-SMITH III TRUSTEE 3.00 0.00 X 0 0 0 ROBERT MCCARTHY JR TRUSTEE 3.00 0.00 X 0 0 0 LUCY-ANN MCFADDEN TRUSTEE 3.00 0.00 X 0 0 0 WILLIAM S NULL ALUMNI TRUSTEE 3.00 0.00 X 0 0 0 KENNETH ROSENTAL VICE CHAIR 5.00 0.00 X 0 0 0 A KIM SAAL TRUSTEE 3.00 0.00 X 0 0 0 CAROL SALZMAN TRUSTEE 3.00 0.00 X 0 0 0 PASHA DRITT THORNTON TRUSTEE 3.00 0.00 X 0 0 0 CAROL VARNEY ALUMNI TRUSTEE 3.00 0.00 X 0 0 0 HOWARD WEIN TRUSTEE 3.00 0.00 X 0 0 0 JUECHENG ZHAO STUDENT TRUSTEE 1.00 0.00 X 0 0 0 JONATHAN LASH PRESIDENT/TRUSTEE 35.00 0.00 X X 344153 0 97112 MARGE DUNEHEW DIR-PROC.&AUX.SVCS./STAFF TRUSTEE 35.00 0.00 X 50059 0 7578 ANNIE ROGERS PROFESSOR/FACULTY TRUSTEE 35.00 0.00 X 70224 0 13263 EVA RUESCHMANN VP AND DEAN OF FACULTY 35.00 0.00 X 213732 0 17246 BYRON MCCRAE VP AND DEAN OF STUDENTS 35.00 0.00 X 149990 0 16188 BETH WARD SECRETARY 35.00 0.00 X 118017 0 23719 MARY MCENEANY VP/TREASURER (AS OF 6/1/15) 35.00 0.00 X 109308 0 3220 LEE SPECTOR PROFESSOR 35.00 0.00 X 155145 0 19979 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 35.00 0.00 X 147778 0 22806 ANN MICHELE RUOCCO ASSOCIATE VICE PRESIDENT 35.00 0.00 X 150581 0 15398 DAVID GIBSON CHIEF CREATIVE OFFICER 35.00 0.00 X 142543 0 7687 MEREDITH TWOMBLY DEAN-ENROLLMENT&RETENTION 35.00 0.00 X 135862 0 18009 ELIZABETH CONSLIK PROFESSOR/FORMER FACULTY TRUSTEE 35.00 0.00 X 93627 0 17216 YANIRIS FERNANDEZ ASSOC.VP-ACAD.AFF./FORMER STAFF TR. 35.00 0.00 X 121866 0 26556 SURA LEVINE PROFESSOR/FORMER FACULTY TRUSTEE 35.00 0.00 X 77193 0 9367 SANDRA CHESSEY FORMER TREASURER (TERM.7/10/15) 35.00 0.00 X 124980 0 10068 MARLENE FRIED PROF./FORMER PRES.ADVISOR 35.00 0.00 X 122283 0 14583 2327341 0 339995 50 1 1 0 MOUNT HOLYOKE COLLEGE 50 COLLEGE ST SOUTH HADLEY MA 01075 PUBLIC SAFETY SERVICES 1172237 UNIVERSITY HEALTH SERVICES UNIV OF MASSACHUSETTS AMHERST MA 01003 HEALTH SERVICES 1149903 BRUNERCOTT ASSOCIATES INC 130 PROSPECT ST CAMBRIDGE MA 02139 ARCHITECTURE SERVICES 475554 FIVE COLLEGES INC 97 SPRING ST AMHERST MA 01002 ADMINISTRATIVE SERVICES 334224 KPMG LLP 1 FINANCIAL PLAZA HARTFORD CT 06103 ACCOUNTING SERVICES 137000 31 674786 12307818 817263 12982604 TUITION AND FEES 900099 64831904 64831904 ROOM 721000 8914291 8914291 BOARD 722320 3109834 3109834 SPONSORED RESEARCH 900099 237528 237528 77093557 1124602 -29564 1154166 7018682 6304560 714122 714122 714122 AUXILIARY ENTERPRISES 721000 1486043 395205 1090838 OTHER INCOME 900099 771742 771742 HAMPSHIRE COLLEGE CHILD CARE CTR. 624410 457348 457348 2715133 94630018 78717852 1061274 1868288 31290810 31290810 545749 545749 888980 55763 628003 205214 27995757 20558347 5709837 1727573 2080895 1528080 424406 128409 3017420 2215806 615414 186200 1770913 1300449 361184 109280 91473 91473 137000 137000 317985 317985 3284785 3284785 62461 62461 1121903 634064 353874 133965 801758 801758 1487847 1279548 208299 940572 767102 73228 100242 132348 92538 35358 4452 565070 485960 79110 2602741 2238358 338356 26027 677800 677800 RESEARCH&SPONSORED PROG 4453081 4453081 BON APPETIT-FOOD SVCS 3047044 1523522 1523522 HEALTH SVCS.CONTRACT 905934 905934 FIVE COLLEGES CONSORT. 505832 505832 157655 70945 70945 15765 88883813 69040122 17206564 2637127 3660102 6834217 304000 341001 11854044 11785228 245439 172246 553460 493182 186927 171212 126676894 71124769 46104565 55552125 8887202 7622147 32216438 30616604 2486965 2948651 106499142 116536613 1515224 1698217 1511053 1770692 13457143 27970065 8706203 540232 3175463 3173270 28365086 35152476 X 24461017 30561118 26275310 19256006 27397729 31567013 78134056 81384137 106499142 116536613 5746205 -2496124 0 X 0 1 X 1 1 1 X 10814028 7042167 10189737 14697135 12982604 55725671 10814028 7042167 10189737 14697135 12982604 55725671 8377913 47347758 653858 436406 634817 571713 1124602 3421396 1653 1653 718964 764203 702148 1308653 1312270 4806238 63954958 369403970 0.74030 0.79740 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: AUXENTERPRISES - 2011 AMOUNT: $ 90,499. 2012 AMOUNT: $ 88,030. 2013 AMOUNT: $ 120,633. 2014 AMOUNT: $ 492,211. 2015 AMOUNT: $ 395,205. CHILD CARE CENTER - 2011 AMOUNT: $ 245,043. 2012 AMOUNT: $ 238,992. 2013 AMOUNT: $ 239,310. 2014 AMOUNT: $ 146,641. 2015 AMOUNT: $ 145,323. OTHER INCOME - 2011 AMOUNT: $ 383,422. 2012 AMOUNT: $ 437,181. 2013 AMOUNT: $ 342,205. 2014 AMOUNT: $ 669,801. 2015 AMOUNT: $ 771,742. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 385 0 0 0 385 0 PART II-B, LINE 1: THE COLLEGE HAS PAID MEMBERSHIP DUES TO A CERTAIN ORGANIZATION, AND A PORTION OF THE MEMBERSHIP FEE HAS BEEN ALLOCATED TO LOBBYING EXPENSES BY THE MEMBERSHIP ORGANIZATION. 479221 X X X 0 39307711 4175000 -236931 478653 2845122 315734 39606271 37567049 1272306 1255896 415646 127309 244585 39307711 31039931 912813 8090337 769192 1563219 143621 37567049 27445180 1218148 4464645 1093810 869894 124338 31039931 28917069 1046497 -1055269 944603 416620 101894 27445180 0.26740 0.67730 0.05530 1 0 3877606 3877606 85156793 39282439 45874354 23483578 21852093 1631485 14158917 9990237 4168680 55552125 NON-US EQUITY 11428524 F HEDGE FUNDS 6992003 F REAL ASSET COMMINGLED FUNDS 2528823 F PRIVATE EQUITY 8891792 F PRIVATE PARTNERSHIPS 524104 F FUNDS HELD/ADMINISTERED BY OTHERS 251358 F 30616604 CONTINGENT ASSET RETIREMENT OBLIG. 3173270 3173270 X 60297335 -2496124 -2496124 62793459 31836559 31836559 94630018 57047254 0 57047254 31836559 31836559 88883813 PART III, LINE 4: DESCRIPTION OF ORGANIZATION'S COLLECTIONS - ART COLLECTION - THE COLLEGE'S ART COLLECTION CONSISTS PRIMARILY OF PAINTINGS, PHOTOGRAPHS, PRINTS AND SCULPTURES THAT ARE PERIODICALLY DISPLAYED IN OUR LIBRARY GALLERY WITH NO COST FOR ADMISSION. THE WORKS CAN ALSO BE USED AS EDUCATIONAL MATERIALS FOR OUR STUDENTS WORKING ON VARIOUS DIVISION PROJECTS. LIBRARY COLLECTION: THE HAROLD F. JOHNSON LIBRARY PROMOTES THE ACADEMIC GOALS OF THE COLLEGE, TEACHING, RESEARCH, AND LEARNING. OUR COLLECTIONS REFLECT THE INTELLECTUAL INTERESTS AND CONCERNS OF OUR STUDENTS AND FACULTY, WITH PARTICULAR FOCUS ON THE CURRICULUM OF THE FIVE SCHOOLS OF NATURAL SCIENCE, SOCIAL SCIENCE, HUMANITIES, ARTS, AND CULTURAL STUDIES, INTERDISCIPLINARY ARTS, AND COGNITIVE SCIENCE. LIBRARIANS PROVIDE INSTRUCTION AND SUPPORT IN LOCATING AND CRITICALLY EVALUATING INFORMATION IN ANY FORM AND HELP PROVIDE ACCESS TO RESOURCES, ONLINE AND IN PRINT. STUDENTS AND FACULTY USING THE HAMPSHIRE COLLEGE LIBRARY ALSO HAVE ACCESS TO ALL THE LIBRARY RESOURCES OF OUR CONSORTIAL NEIGHBORS: AMHERST COLLEGE, MOUNT HOLYOKE COLLEGE, SMITH COLLEGE, AND THE UNIVERSITY OF MASSACHUSETTS - AMHERST. IN ADDITION, THROUGH FULL-TEXT DATABASES AND INTER-LIBRARY LOAN, STUDENTS AND FACULTY HAVE ACCESS TO A WIDER WORLD OF INFORMATION RESOURCES. PART V, LINE 4: INTENDED USE OF ENDOWMENTS - ENDOWMENT FUNDS ARE DESIGNATED FOR THE FOLLOWING PURPOSES: UNRESTRICTED OPERATIONS, ACADEMIC DIVISIONS, COMPENSATION, RESEARCH, PUBLIC SERVICE AND EXTENSION, LIBRARY OPERATIONS, MAINTENANCE OF PLANT, STUDENT AID, AND OTHER PURPOSES. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE COLLEGE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE COLLEGE HAS ASSESSED UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID EXPENSE, WHICH WAS NETTED WITH REVENUE ON FINANCIAL STATEMENT BUT SHOWN IN PART IX OF FORM 990 31,836,559. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID EXPENSE, WHICH WAS NETTED WITH REVENUE ON FINANCIAL STATEMENT BUT SHOWN IN PART IX OF FORM 990 31,836,559. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 HAMPSHIRE COLLEGE'S NONDISCRIMINATION POLICY CAN BE FOUND ON OUR WEBSITE AT HTTP://WWW.HAMPSHIRE.EDU/DISCOVER-HAMPSHIRE/NOTICE-OF-NON-DISC RIMINATION. SCHEDULE E, PART I, LINE 6 HAMPSHIRE COLLEGE RECEIVES FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION IN THE FORM OF PELL GRANTS, SEOG GRANTS, FEDERAL WORK STUDY FUNDS, AND ACG FUNDS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CONFERENCE 21 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROGRAM STUDIES 2600 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 5580 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SITE VISIT 1577 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE 1786 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PROGRAM STUDIES 13005 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 2381 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SITE VISIT 3092 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDENT RECRUITING 272 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES CONFERENCE 20076 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EMPLOYMENT RECRUITING 900 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES FACULTY RECRUITING 713 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES PROGRAM STUDIES 2225 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RESEARCH 36823 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES SHORT TERM STUDY 24711 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES SITE VISIT 128 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 8613 NORTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE 4563 NORTH AMERICA 0 0 PROGRAM SERVICES SHORT TERM STUDY 5632 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES RESEARCH 930 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 1326 SOUTH AMERICA 0 0 PROGRAM SERVICES SITE VISIT 136 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDENT RECRUITING 10969 SOUTH ASIA 0 0 PROGRAM SERVICES PROGRAM STUDIES 1060 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 1206 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES CONFERENCE 152 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH 9551 0 0 0 0 0 0 30042 129986 160028 TUITION&LIVING EXPENSES CENTRAL AMERICA AND THE CARIBBEAN 13 172207 CREDIT TO ACCT. TUITION&LIVING EXPENSES EAST ASIA AND THE PACIFIC 6 66689 CREDIT TO ACCT. TUITION&LIVING EXPENSES EUROPE (INCLUDING ICELAND & GREENLAND) 27 230412 CREDIT TO ACCT. TUITION&LIVING EXPENSES MIDDLE EAST AND NORTH AFRICA 2 10727 CREDIT TO ACCT. TUITION&LIVING EXPENSES NORTH AMERICA 2 8702 CREDIT TO ACCT. TUITION&LIVING EXPENSES SOUTH AMERICA 3 19500 CREDIT TO ACCT. TUITION&LIVING EXPENSES SOUTH ASIA 2 15696 CREDIT TO ACCT. TUITION&LIVING EXPENSES SUB-SAHARAN AFRICA 3 21816 CREDIT TO ACCT. 0 0 0 0 0 1 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE COLLEGE MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY (A-133/UNIFORM GUIDANCE). IN ADDITION, GRANTS MADE IN FOREIGN COUNTRIES FOR THE PURPOSE OF THE COLLEGE'S STUDY ABROAD PROGRAM ARE ENTERED INTO USING A CONTRACTUAL AGREEMENT OUTLINING THE SERVICES TO BE DELIVERED. THIS ACTIVITY IS MONITORED BY THE GLOBAL EDUCATION OFFICE AND THE BUSINESS OFFICE. THE MANNER OF CASH DISBURSEMENTS TO SCHOLARSHIP AND FINANCIAL AID RECIPIENTS WAS A DIRECT CREDIT TO EACH STUDENT'S ACCOUNT. THE MANNER OF CASH DISBURSEMENTS FOR ALL STUDY ABROAD PROGRAMS IS WIRE TRANSFER. 1 TUITION EXCHANGE WAIVER 4 130500 CASH VALUE CIC EXCHANGE WAIVER 5 185080 CASH VALUE HAMPSHIRE COLLEGE GRANTS 826 16435246 CASH VALUE DIV III GRANTS 12 4000 CASH VALUE YELLOW RIBBON GRANT 3 11972 CASH VALUE FOREIGN STUDENT GRANT 51 1212146 CASH VALUE CITIZENS SCHOLARSHIP AWARD 8 7350 CASH VALUE NATIONAL SERVICE AWARDS 10 7847 CASH VALUE MUSIC GRANTS 2 1350 CASH VALUE HAMPSHIRE FACULTY SCHOLARSHIPS 14 69000 CASH VALUE JOHNSON SCHOLARSHIP 4 36250 CASH VALUE HC MERIT SCHOLARSHIP 3 7000 CASH VALUE NON SATIS SCIRE 300 2648000 CASH VALUE BELL RINGER SCHOLARSHIP 184 2694000 CASH VALUE PRESIDENTIAL SCHOLARSHIP 214 2319500 CASH VALUE DEAN'S $7500 SCHOLARSHIP 108 780000 CASH VALUE COMMUNITY SCHOLARSHIP 297 1157831 CASH VALUE ARTS IN ACTION 115 927500 CASH VALUE COMMUNITY ENGAGEMENT/SOCIAL CHANGE 82 706643 CASH VALUE EMERGING SCIENTISTS 21 189750 CASH VALUE HUMANITAS 19 153000 CASH VALUE INKWELL 30 251000 CASH VALUE INNOVATORS 19 163000 CASH VALUE PHI THETA KAPPA 8 96000 CASH VALUE SUSTAINABLE FUTURE 26 197750 CASH VALUE SEOG 190 360000 CASH VALUE GILBERT STATE AWARDS 55 121323 CASH VALUE COLLEGE WORK STUDY 509 189785 CASH VALUE ENDOWED SCHOLARSHIPS 19 227987 CASH VALUE PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE MAJORITY OF GRANTS GIVEN TO STUDENTS IN THE UNITED STATES PRIMARILY CONSIST OF NEED-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE: COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE AND FREE APPLICATION FOR FEDERAL STUDENT AID. SCHOLARSHIPS AND SIMILAR AMOUNTS GIVEN TO STUDENTS AS FINANCIAL AID ARE APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. HAMPSHIRE COLLEGE GRANT AID ASSISTANCE IS GENERALLY LIMITED TO THE AMOUNT OF TUITION. THE COLLEGE ALSO OFFERS FINANCIAL AID IN THE FORM OF MERIT-BASED SCHOLARSHIPS. THESE ARE SIMILARLY APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE AND DO NOT EXCEED THE AMOUNT OF TUITION. X X 1 1 X X X X 1 0 0 0 0 0 0 0 0 JONATHAN LASH PRESIDENT/TRUSTEE 319557 0 0 0 24596 0 25659 0 71453 0 441265 0 0 0 EVA RUESCHMANN VP AND DEAN OF FACULTY 212083 0 0 0 1649 0 11242 0 6004 0 230978 0 0 0 BYRON MCCRAE VP AND DEAN OF STUDENTS 137870 0 0 0 12120 0 14558 0 1630 0 166178 0 0 0 LEE SPECTOR PROFESSOR 131869 0 0 0 23276 0 12010 0 7969 0 175124 0 0 0 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 146758 0 0 0 1020 0 14916 0 7890 0 170584 0 0 0 ANN MICHELE RUOCCO ASSOCIATE VICE PRESIDENT 126329 0 0 0 24252 0 14444 0 954 0 165979 0 0 0 DAVID GIBSON CHIEF CREATIVE OFFICER 137813 0 0 0 4730 0 0 0 7687 0 150230 0 0 0 MEREDITH TWOMBLY DEAN-ENROLLMENT&RETENTION 135442 0 0 0 420 0 13397 0 4612 0 153871 0 0 0 ELIZABETH CONSLIK PROFESSOR/FORMER FACULTY TRUSTEE 85611 0 0 0 8016 0 9485 0 7731 0 110843 0 0 0 YANIRIS FERNANDEZ ASSOC.VP-ACAD.AFF./FORMER STAFF TR. 104826 0 0 0 17040 0 12902 0 13654 0 148422 0 0 0 SURA LEVINE PROFESSOR/FORMER FACULTY TRUSTEE 74319 0 0 0 2874 0 7370 0 1997 0 86560 0 0 0 SANDRA CHESSEY FORMER TREASURER (TERM.7/10/15) 111130 0 0 0 13850 0 8510 0 1558 0 135048 0 0 0 MARLENE FRIED PROF./FORMER PRES.ADVISOR 97811 0 0 0 24472 0 10988 0 3595 0 136866 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN INDIVIDUALS - AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE COLLEGE IS PROVIDED WITH HOUSING OWNED BY THE COLLEGE. ALL COSTS TO MAINTAIN THE HOME, INCLUDING A HOUSEKEEPER, WERE PAID FOR BY THE COLLEGE. THE COLLEGE PROVIDES THE PERSONAL SERVICES TO THE PRESIDENT AT NO ADDITIONAL COST, AND NONE OF THE BENEFITS WERE TREATED AS TAXABLE INCOME FOR THE PRESIDENT. PART I, LINE 4A SEVERANCE PAYMENT - SANDRA CHESSEY RECEIVED A SEVERANCE PAYMENT OF $36,500. A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2012-12-17 14225000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2016-02-02 15000000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 A 14225000 201383 14023617 2012 0 1 1 1 B 15000000 299165 14700835 2016 0 0 0 1 A 0 0 0 0 0.00000 0.01660 0.01660 1 0 1 B 0 0 0 0 0.02020 0.02020 1 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 X 1 0 REV.NOT RECORDED X 93 FMV X 38 816070 FMV X FURNITURE 1 1100 FMV 0 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE COLLEGE UTILIZES THE SERVICES OF A BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW FAIR MARKET VALUE. GIFT ACCEPTANCE POLICY - PART I, LINE 31: THE COLLEGE'S GIFT ACCEPTANCE POLICY IS AVAILABLE FROM THE OFFICE OF INSTITUTIONAL ADVANCEMENT UPON REQUEST. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER TO ELECT GOVERNING BODY - THE STUDENT BODY ELECTS A STUDENT TRUSTEE AND AN ALTERNATE. THE FACULTY ELECTS A FACULTY TRUSTEE. THE STAFF ELECTS A STAFF TRUSTEE. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW - MANAGEMENT OF THE COLLEGE IS RESPONSIBLE FOR PREPARING A DRAFT OF FORM 990 WITH THE ASSISTANCE OF AN OUTSIDE PUBLIC ACCOUNTING FIRM. THE COMPLETED DRAFT OF FORM 990 IS PROVIDED TO THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES IN ADVANCE OF THE FILING DEADLINE TO ENABLE A REVIEW BY ALL MEMBERS OF THE COMMITTEE WITH SENIOR MANAGEMENT AND THE COLLEGE'S TAX ADVISOR FROM A PUBLIC ACCOUNTING FIRM. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE MEMBERS ARE ADDRESSED AND INCORPORATED INTO FORM 990 AS APPROPRIATE. AFTER THE AUDIT COMMITTEE'S REVIEW, ALL MEMBERS OF THE BOARD OF TRUSTEES ARE PROVIDED A COPY OF THE COMPLETED FORM 990 IN ADVANCE OF THE FILING DEADLINE VIA A DEDICATED WEBSITE. AFTER INPUT FROM THE BOARD OF TRUSTEES AND THE AUDIT COMMITTEE HAS BEEN APPROPRIATELY ADDRESSED, FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 PROVIDED TO THE GOVERNING BODY - THE COLLEGE HAS DISTRIBUTED FORM 990 TO THE FULL BOARD OF TRUSTEES WITH THE EXCEPTION OF DONORS' NAMES AND ADDRESSES ON SCHEDULE B. BECAUSE OF SCHEDULE B'S PRIVATE AND CONFIDENTIAL NATURE, THE BOARD HAS DELEGATED THE AUTHORITY AND RESPONSIBILITY FOR REVIEWING THAT SCHEDULE TO THE AUDIT AND COMPLIANCE COMMITTEE. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A EVEN THOUGH A COPY OF FORM 990 (WITH REDACTED DONORS' NAMES AND ADDRESSES ON SCHEDULE B) WAS PROVIDED TO THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE COLLEGE ANNUALLY REQUIRES DISCLOSURES OF CONFLICTS OF INTEREST THROUGH A CONFLICT OF INTEREST FORM. THE TRUSTEES ARE EMAILED THE CONFLICT OF INTEREST FORM FROM THE BUSINESS OFFICE VIA THE COLLEGE'S SECRETARY, AND THE COMPLETED FORMS ARE RETURNED TO THE BUSINESS OFFICE. IF A COMPLETED CONFLICT OF INTEREST FORM DISCLOSES A CONFLICT, IT IS GIVEN TO THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE VP FOR FINANCE AND ADMINISTRATION REVIEWS THE FORMS AND THEN SENDS THEM TO THE AUDIT AND COMPLIANCE COMMITTEE IF THE DISCLOSURE IS SOMETHING THAT THE COMMITTEE NEEDS TO BE AWARE OF. THE TRUSTEES RECUSE THEMSELVES FROM VOTING ON MATTERS IN WHICH THEY HAVE A CONFLICT. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE, AND A TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MATTER MAY REQUEST THE BOARD OR COMMITTEE TO RESOLVE THE QUESTION BY MAJORITY VOTE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT. THE PROCESS INCLUDES REVIEWING COMPARABLE DATA TO DETERMINE APPROPRIATE COMPENSATION LEVELS. THE DOCUMENTED PROCESS AND DECISIONS MADE ARE PRESERVED IN HUMAN RESOURCES. THE EXECUTIVE COMMITTEE IS EMPOWERED TO APPROVE THE ANNUAL COMPENSATION OF THE PRESIDENT, AND THE EXECUTIVE COMMITTEE, OR A SUBSET THEREOF, MEETS WITH THE PRESIDENT ANNUALLY FOR A FORMAL EVALUATION AFTER RECEIVING INPUT FROM THE FULL BOARD. THE OTHER OFFICERS' COMPENSATION IS REVIEWED BY THE PRESIDENT. COMPARATIVE SALARY DATA AS WELL AS PROPOSED SALARIES ARE BROUGHT BY THE PRESIDENT TO THE EXECUTIVE COMMITTEE FOR REVIEW. THE PRESIDENT MAKES THE FINAL SALARY DECISIONS FOR ALL COLLEGE OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE COLLEGE'S BY-LAWS, CODE OF CONDUCT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE COLLEGE'S WEBSITE: WWW.HAMPSHIRE.EDU. FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. CHARITABLE REMAINDER TRUSTS (6) 893 WEST ST AMHERST MA 01002 CHARITABLE TRUST MA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0