2017-05-09T15:20:32-05:00 2016-06-30 131655065 LUTZ AND CARR CPAS LLP 300 EAST 42ND STREET NEW YORK NY 10017 990 2015-07-01 132934575 CHAMBER MUSIC AMERICA INC CHAM 2122422022 12 WEST 32ND STREET 7TH FLOOR NEW YORK NY 10001 MARGARET M LIOI CEO 2122422022 2017-05-04 1 FREDERICK MARTENS P00298107 2126972299 2015 2021-01-29 14:40:06Z MARGARET M LIOI 12 WEST 32ND STREET 7TH FLOOR NEW YORK NY 10001 6644434 0 X WWW.CHAMBER-MUSIC.ORG X 1977 NY TO DEVELOP AND STRENGTHEN AN EVOLVING CHAMBER MUSIC COMMUNITY. 27 26 12 26 198348 -250 441176 416991 710696 681501 480096 245679 309 1842 1632277 1346013 818987 748954 0 0 915573 972858 0 0 204235 838407 796093 2572967 2517905 -940690 -1171892 13443722 12168717 1284306 1243397 12159416 10925320 X CHAMBER MUSIC AMERICA'S MISSION IS TO DEVELOP, SUPPORT, AND STRENGTHEN THE CHAMBER MUSIC COMMUNITY. CMA SERVES AS THE HUB OF THIS NON-INSTITUTIONAL AND ARTIST-LED FIELD. BY PROVIDING DIRECT FUNDING, OPPORTUNITIES TO GATHER TOGETHER AND LEARN FROM ONE ANOTHER, AND AN ARRAY OF INFORMATION SERVICES, CMA CONNECTS AND SUPPORTS THE MANY MUSICIANS, PRESENTERS, EDUCATORS, AND MUSIC BUSINESSES THAT ARE PART OF THIS VIBRANT COMMUNITY. 0 0 1135652 728954 GRANT PROGRAMSFOUR CMA GRANT PROGRAMS, IN WHICH FUNDING IS GIVEN TO ENSEMBLES AND CONCERT PRESENTERS, AWARDED 41 GRANTS IN THE FOLLOWING AREAS: 1) CLASSICAL COMMISSIONING: 12 GRANTS WERE AWARDED FOR THE CREATION OF NEW CHAMBER MUSIC WORKS IN THE CLASSICAL TRADITION;2) NEW JAZZ WORKS: 9 GRANTS WERE AWARDED FOR THE CREATION AND PRESENTATION OF NEW WORKS FOR SMALL ENSEMBLES IN THE JAZZ IDIOM;3) PRESENTER CONSORTIUM FOR JAZZ: 12 GRANTS WERE AWARDED TO FOUR PRESENTER CONSORTIUMS TO SUPPORT MULTIPLE PERFORMANCES BY JAZZ ENSEMBLES;4) RESIDENCY PARTNERSHIP: 8 GRANTS WERE AWARDED TO ENSEMBLES AND PRESENTERS FOR EDUCATIONAL AND AUDIENCE DEVELOPMENT ACTIVITIES IN COMMUNITIES NATIONWIDE. 289352 198348 CHAMBER MUSIC MAGAZINETO HIGHLIGHT THE WORK OF CHAMBER ENSEMBLES AND PRESENTERS THROUGHOUT THE COUNTRY, AND TO KEEP THE FIELD INFORMED OF NEWS WITHIN AND BEYOND THE CHAMBER MUSIC COMMUNITY, CMA PUBLISHES "CHAMBER MUSIC" MAGAZINE QUARTERLY. RECEIVING THE MAGAZINE IS A BENEFIT OF MEMBERSHIP IN CMA. 305683 122343 NATIONAL CONFERENCECMA PRODUCES AN ANNUAL CONFERENCE EACH JANUARY THAT BRINGS THE MEMBERS OF THE FIELD TOGETHER FOR A WEEKEND OF LEARNING, SHARING BEST PRACTICES, SHOWCASE PERFORMANCES, AND CONCERTS. THE WEEKEND CULMINATES IN AN AWARDS BANQUET AT WHICH A DISTINGUISHED MEMBER OF THE ENSEMBLE MUSIC FIELD IS CELEBRATED WITH CMA'S HIGHEST HONOR, THE RICHARD J. BOGOMOLNY NATIONAL SERVICE AWARD. 456199 20000 360810 CLEVELAND QUARTET AWARD PROGRAM, MEMBER SERVICES, WEBSITE, PROFESSIONAL DEVELOPMENT, RESEARCH & ADVOCACY, NATIONAL CHAMBER MUSIC MONTH, AND NETWORKING EVENTS THROUGHOUT THE YEAR. 456199 20000 360810 2186886 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 139 0 12 1 1 1 0 0 0 0 0 0 0 0 0 X 27 26 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X MICHAEL WELCH 2122422022 12 WEST 32ND STREET 7TH FLOOR NEW YORK NY 10001 RICHARD KESSLER CHAIR 1.00 X X 0 0 0 ANDREW APPEL PRESIDENT 1.00 X X 0 0 0 MARIAM ADAM VICE PRESIDENT 1.00 X X 0 0 0 DARRELL GRANT VICE PRESIDENT 1.00 X X 0 0 0 JAMES E ROCCO SECRETARY 1.00 X X 0 0 0 CAROLINE MARSHALL TREASURER 1.00 X X 0 0 0 MARGARET M LIOI CEO 50.00 X X 183274 0 41259 MICHAEL BLACHLY BOARD MEMBER 1.00 X 0 0 0 MARTHA BONTA BOARD MEMBER 1.00 X 0 0 0 ARMANDO CASTELLANO BOARD MEMBER 1.00 X 0 0 0 NORMAN FISCHER BOARD MEMBER 1.00 X 0 0 0 LAURA HARTMANN BOARD MEMBER 1.00 X 0 0 0 MIMI HWANG BOARD MEMBER 1.00 X 0 0 0 VIJAY IYER BOARD MEMBER 1.00 X 0 0 0 SEAN JONES BOARD MEMBER 1.00 X 0 0 0 JOHN KIRK BOARD MEMBER 1.00 X 0 0 0 RANDALL KLINE BOARD MEMBER 1.00 X 0 0 0 DAVID T LITTLE BOARD MEMBER 1.00 X 0 0 0 ARNIE MALINA BOARD MEMBER 1.00 X 0 0 0 BARLI NUGENT BOARD MEMBER 1.00 X 0 0 0 ABHIJIT SENGUPTA BOARD MEMBER 1.00 X 0 0 0 LUCY SHELTON BOARD MEMBER 1.00 X 0 0 0 NADIA SIROTA BOARD MEMBER 1.00 X 0 0 0 DAVID SKIDMORE BOARD MEMBER 1.00 X 0 0 0 MICHELLE WITT BOARD MEMBER 1.00 X 0 0 0 STEPHEN WOGAMAN BOARD MEMBER 1.00 X 0 0 0 JACOB YARROW BOARD MEMBER 1.00 X 0 0 0 MICHAEL WELCH DIRECTOR OF FINANCE & ADMINISTRATION 50.00 X 96950 0 6315 280224 0 47574 1 0 1 0 0 135000 281991 416991 MEMBERSHIP DUES 713990 360810 360810 MAGAZINE ADVERTISING 541800 198348 198348 REGISTRATION FEES 713990 122343 122343 681501 327328 327328 5216772 5298421 -81649 -81649 -81649 MISCELLANEOUS 900099 1842 1842 1842 1346013 483153 198348 247521 380854 380854 368100 368100 325189 235288 54837 35064 511485 414668 3684 93133 15588 12014 3574 66255 52048 2201 12006 54341 42151 3923 8267 2613 2613 23000 18032 1150 3818 37900 37900 126484 122546 3566 372 92525 88024 692 3809 77389 64108 3000 10281 68629 54636 3192 10801 41843 41457 348 38 127953 126366 1551 36 128183 113051 4597 10535 3469 2765 164 540 PANEL HONORARIA 36375 35875 500 0 MISCELLANEOUS 23332 9316 2055 11961 DUES AND SUBSCIPTIOINS 6398 5587 811 2517905 2186886 126784 204235 145437 172356 1818201 1258082 156175 220000 53967 87942 43618 39647 2780474 359076 2546067 2421398 6798183 6149392 1862167 1799993 19907 19907 13443722 12168717 70305 50798 1200063 1179375 13938 13224 1284306 1243397 X 2665005 2539894 3117581 2008596 6376830 6376830 12159416 10925320 13443722 12168717 -1171892 -62204 0 X 0 1 X 1 0 X 1399402 2754600 1469545 441176 416991 6481714 1399402 2754600 1469545 441176 416991 6481714 4236984 2244730 207895 216014 256160 369498 327328 1376895 163 1593 3397 309 1842 7304 7865913 2449187 0.28540 0.30180 X CHAMBER MUSIC AMERICA'S PERCENTAGE OF PUBLIC SUPPORT IS 28.54%. HOWEVER, CHAMBER MUSIC AMERICA'S PUBLIC SUPPORT IS MORE THAN 10% OF ITS TOTAL SUPPORT. IT HAS A SOLICITATION PLAN FOR ATTRACTING PUBLIC SUPPORT AND A HAS A BROAD, REPRESENTATIVE GOVERNING BODY. ITS PROGRAM SERVICES DIRECTLY BENEFIT THE GENERAL PUBLIC. THEREFORE, CHAMBER MUSIC AMERICA QUALIFIES FOR NON-PRIVATE FOUNDATION STATUS UNDER THE FACTS AND CIRCUMSTANCES TEST OF IRC SEC 170(B)(1)(A)(VI). RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7100880 138686 362387 6877179 7440132 47453 386705 7100880 7051640 809546 421054 7440132 6900759 563199 412318 7051640 7260025 23033 382299 6900759 0.00890 0.92730 0.06390 0 0 1894131 121014 1773117 657451 60009 597442 110197 87653 22544 118695 90400 28295 2421398 CERTIFICATES OF DEPOSIT 1799993 F 1799993 1245909 -62204 -62204 1308113 37900 37900 1346013 2480005 0 2480005 37900 37900 2517905 PART V, LINE 4: THE RESIDENCY ENDOWMENT'S PURPOSE IS TO FUND GRANTS MADE THROUGH CMA'S RESIDENCY PARTNERSHIP PROGRAM, WHICH BRINGS LIVE CHAMBER MUSIC TO COMMUNITIES ACROSS THE COUNTRY IN SETTINGS OTHER THAN TRADITIONAL CONCERT HALLS. THE COMMISSIONING ENDOWMENT'S PURPOSE IS TO FUND GRANTS MADE THROUGH CMA'S CLASSICAL COMMISSIONING PROGRAM, WHICH SUPPORTS THE COMPOSER'S FEE, ENSEMBLE HONORARIA, AND COPYING COSTS. THE GENERAL ENDOWMENT'S PURPOSE IS TO FUND CMA'S GENERAL OPERATIONS. THE CLEVELAND QUARTET AWARD ENDOWMENT'S PURPOSE IS TO PROVIDE FEE SUBSIDY FOR THE ENSEMBLE CHOSEN TO RECEIVE THE BIENNIAL CLEVELAND QUARTET AWARD. 1 AARON DAVIS HALL 150 CONVENT AVENUE NEW YORK NY 10031 133166308 501C3 12000 RESIDENCY PARTNERSHIP APPLE HILL CENTER FOR CHAMBER MUSIC PO BOX 217 SULLIVAN NH 03445 237135782 501C3 12000 RESIDENCY PARTNERSHIP ARTS FOR ART INC 107 SUFFOLK ST 300 NEW YORK NY 10002 133991848 501C3 13250 PRESENTER CONSORTIUM FOR JAZZ BANG ON A CAN 80 HANSON PL STE701 BROOKLYN NY 11217 133392963 501C3 6000 RESIDENCY PARTNERSHIP BLACKROCK CENTER FOR THE ARTS 12901 TOWN COMMONS DRIVE GERMANTOWN MD 20874 522010744 501C3 13000 PRESENTER CONSORTIUM FOR JAZZ BRUBECK INSTITUTE 3601 PACIFIC AVE STOCKTON CA 85211 941156266 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ CAPITALBOP 2029 CONNECTICUT AVE NW 55 WASHINGTON DC 20008 455582734 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ CARNEGIE HALL 881 SEVENTH AVENUE NEW YORK NY 100193210 136136259 501C3 10000 CLEVELAND QUARTET AWARD CLARK COUNTY PARKS & REC CULTURAL ARTS 3130 S MCLEOD DRIVE LAS VEGAS NV 89121 886000028 501C3 12000 RESIDENCY PARTNERSHIP DEL SOL PERFORMING ARTS ORGANIZATION 751 47TH AVENUE SAN FRANCISCO CA 94121 201748898 501C3 6000 RESIDENCY PARTNERSHIP DISTRICT5 8000 TRAVIS LANE COLLEGE PARK MD 20740 813395194 17750 CLASSICAL COMMISSIONING EARSHOT JAZZ SOCIETY OF SEATTLE 3429 FREMONT PLACE N 309 SEATTLE WA 981038650 943051601 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ LAKE PLACID CENTER FOR THE ARTS 17 ALGONQUIN DRIVE LAKE PLACID NY 12946 146030874 501C3 12875 PRESENTER CONSORTIUM FOR JAZZ LOADBANG INC 69 BENNETT AVE 304 NEW YORK NY 10033 461899944 501C3 14250 CLASSICAL COMMISSIONING MANTRA PERCUSSION 103 STEDWICK DRIVE BUDD LAKE NJ 07828 800812138 501C3 25000 CLASSICAL COMMISSIONING MOAB MUSIC FESTIVAL 58 EAST 300 SOUTH MOAB UT 84532 870502896 501C3 6000 RESIDENCY PARTNERSHIP NEW YORK POLYPHONY 131 SAINT FELIX ST 2 BROOKLYN NY 11217 274562071 17200 CLASSICAL COMMISSIONING OUTPOST PRODUCTIONS INC PO BOX 4543 ALBUQUERQUE NM 87196 850363945 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ PAINTED BRIDE ART CENTER 230 VINE STREET PHILADELPHIA PA 19106 231946391 501C3 15500 PRESENTER CONSORTIUM FOR JAZZ PDX JAZZ 126 NE ALBERTA ST SUITE 2 PORTLAND OR 97211 200969679 501C3 15000 PRESENTER CONSORTIUM FOR JAZZ PROJETO ARCOMUSICAL 3925 SOUTH POINTE DRIVE UNIT F DEKALB IL 60115 813486039 501C3 19000 CLASSICAL COMMISSIONING QUINCE 639 WEST 207TH ST 5-A NEW YORK NY 10034 464251356 501C3 17300 CLASSICAL COMMISSIONING THINGNY 2138 CRESCENT ST D-3 ASTORIA NY 11102 263963766 501C3 16500 CLASSICAL COMMISSIONING WALTON ARTS CENTER PO BOX 3547 FAYETTEVILLE AR 72702 710647212 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ WEIS CENTER FOR THE PERFORMING ARTS ONE DENT DRIVE LEWISBURG PA 17837 240772407 501C3 12836 PRESENTER CONSORTIUM FOR JAZZ WESTERN MICHIGAN UNIVERSITY FOUNDATION 1903 WEST MICHIGAN AVE KALAMAZOO MI 49008 382138856 501C3 16000 PRESENTER CONSORTIUM FOR JAZZ 24 2 CLASSICAL COMMISSIONING 5 84100 NEW JAZZ WORKS 9 272000 RESIDENCY PARTNERSHIP 1 12000 PART I, LINE 2: CONTRACTS ARE ISSUED AT THE BEGINNING OF THE GRANT PERIOD; INTERIM REPORTS ARE REQUIRED PERIODICALLY, DEPENDING ON THE LENGTH OF THE GRANT CYCLE; FINAL REPORTS ARE REQUIRED AT THE CONCLUSION OF EACH GRANT PERIOD. STAFF REVIEWS INTERIM REPORTS AND PRO-ACTIVELY CONTACTS GRANTEES THROUGHOUT THE YEAR TO MONITOR PROGRESS. IT IS STATED IN THE GRANT CONTRACT THAT THE GRANTEE MUST NOTIFY CMA IN WRITING OF ANY CHANGES FROM THE GRANTEE'S ORIGINAL APPLICATION THAT MIGHT OCCUR. CMA HAS THE RIGHT TO REFUSE TO APPROVE PROPOSED CHANGES. X X X X X 0 0 0 0 0 0 0 0 0 MARGARET M LIOI CEO 183274 0 0 0 0 0 8099 0 33160 0 224533 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE COMPRISES THE CHAIRPERSON OF THE BOARD, THE PRESIDENT, THE SECRETARY, THE TREASURER AND ANY OTHER DIRECTORS SELECTED BY THE BOARD AND ALSO INCLUDES, EX-OFFICIO, THE CHIEF EXECUTIVE OFFICER. THE EXECUTIVE COMMITTEE SHALL: (I) PROVIDE LEADERSHIP IN SETTING AND IMPLEMENTING THE GOALS OF THE CORPORATION, (II) BE RESPONSIBLE FOR REVIEWING THE PERFORMANCE OF THE CORPORATION, THE CHIEF EXECUTIVE OFFICER AND THE BOARD ANNUALLY, (III) ACT IN LIEU OF THE FULL BOARD IF AN IMMEDIATE ACTION IS REQUIRED BETWEEN BOARD MEETINGS AND (IV) MEET A MINIMUM OF THREE TIMES ANNUALLY. ONE-HALF OF THE VOTING MEMBERS OF THE EXECUTIVE COMMITTEE SHALL CONSTITUTE A QUORUM. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IS OPEN TO ALL PERSONS AND ORGANIZATIONS INTERESTED IN THE PURPOSES OF THE CORPORATION. EACH INDIVIDUAL OR ORGANIZATION IS REFERRED TO AS A "MEMBER AND COLLECTIVELY AS "MEMBERS." FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BYLAWS MANDATE 21 BOARD MEMBERS FROM THE PROFESSIONAL CHAMBER MUSIC FIELD; THESE ARE IDENTIFIED AS ELECTED BOARD MEMBERS. VOTING MEMBERS CAST A BALLOT FOR SEVEN ELECTED DIRECTORS ANNUALLY. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD HAS THE POWER TO SPECIFY WHICH MEMBERSHIP CATEGORY HAS THE RIGHT TO VOTE ON MATTERS PRESENTED TO THE MEMBERS. EACH MEMBER WITHIN A MEMBERSHIP CATEGORY ENTITLED TO VOTE HAS THE RIGHT TO CAST ONE VOTE ON EACH MATTER UNDER CONSIDERATION BY THE VOTING MEMBERS. EACH VOTING MEMBER CASTS A VOTE PURSUANT TO PRECEDURES ESTABLISHED BY THE BOARD, WHICH INCLUDES VOTING IN PERSON, BY PROXY, OR BY EMAIL. FORM 990, PART VI, SECTION B, LINE 11 CMA'S CHIEF EXECUTIVE OFFICER AND AUDIT COMMITTEE OF THE BOARD REVIEWED THE FORM 990 BEFORE IT WAS SUBMITTED TO THE IRS. A REVIEW WAS CONDUCTED UNDER THE LEADERSHIP OF THE CHAIR OF THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THERE EXISTS BETWEEN CMA AND ITS BOARD, OFFICERS, AND MANAGEMENT EMPLOYEES A FIDUCIARY DUTY THAT CARRIES WITH IT A BROAD AND UNBENDING DUTY OF LOYALTY AND FIDELITY. THE BOARD, OFFICERS, AND MANAGEMENT EMPLOYEES HAVE THE RESPONSIBILITY OF ADMINISTERING THE AFFAIRS OF CMA HONESTLY AND PRUDENTLY, AND OF EXERCISING THEIR BEST CARE, SKILL, AND JUDGMENT FOR THE SOLE BENEFIT OF CMA. THOSE PERSONS SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS INVOLVED IN THEIR DUTIES, AND THEY SHALL NOT USE THEIR POSITIONS WITH CMA OR KNOWLEDGE GAINED THERE FROM FOR THEIR PERSONAL BENEFIT. THE INTERESTS OF THE ORGANIZATION MUST HAVE THE FIRST PRIORITY IN ALL DECISIONS AND ACTIONS. IT IS THE POLICY OF THE BOARD THAT THE EXISTENCE OF ANY POTENTIAL OR REAL CONFLICTS OF INTEREST SHALL BE DISCLOSED ON A TIMELY BASIS AND ALWAYS BEFORE ANY TRANSACTION IS CONSUMMATED. IT SHALL BE THE CONTINUING RESPONSIBILITY OF BOARD, OFFICERS, AND MANAGEMENT EMPLOYEES TO SCRUTINIZE THEIR TRANSACTIONS AND OUTSIDE BUSINESS INTERESTS AND RELATIONSHIPS FOR POTENTIAL CONFLICTS AND TO IMMEDIATELY MAKE SUCH DISCLOSURES. WHILE NO CONFLICTS AMONG BOARD MEMBERS HAVE EVER ARISEN, THE POTENTIAL PROCESS OF RESOLVING A CONFLICT IS TO DISCUSS THE IMPENDING CONFLICT WITH THE INDIVIDUAL AND AGREE ON A SOLUTION THAT WOULD MAINTAIN THE HIGH DEGREE OF INTEGRITY THAT IS REQUIRED OF ALL BOARD MEMBERS WHILE SERVING CHAMBER MUSIC AMERICA'S BEST INTERESTS. IF A CONFLICT OF INTEREST COULD NOT BE SETTLED THROUGH DISCUSSION AND AMICABLE RESOLUTION, THE BOARD MEMBER WOULD BE ASKED TO RESIGN. IF A CONFLICT OF INTEREST WERE TO ARISE AT THE STAFF LEVEL, THE SITUATION WOULD BE REVIEWED BY THE CEO, WHO WOULD MAKE A RECOMMENDATION TO THE BOARD FOR APPROPRIATE ACTION. FORM 990, PART VI, SECTION B, LINE 15A A COMPARATIVE COMPENSATION REVIEW OF THE CEO WAS CONDUCTED IN 2012. THE CEO'S COMPENSATION AND BENEFITS PACKAGE WAS EVALUATED ALONGSIDE THOSE OF CEOS/EXECUTIVE DIRECTORS WHO LEAD SIMILAR TYPES AND SIZES OF ARTS ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 CMA HAS NOT MADE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS GENERALLY AVAILABLE TO THE PUBLIC; HOWEVER, CMA HAS SHARED THESE DOCUMENTS WITH MEMBERS OF THE PUBLIC WHEN REQUESTED.