2017-05-08T09:29:14-05:00 2016-12-31 431985162 SMITH SULLIVAN & BROWN PC 80 FLANDERS ROAD - SUITE 200 WESTBOROUGH MA 01581 990PF 2016-01-01 562298345 THE ANNE R DOW FAMILY FOUNDATION INC C/O KAREN L PRICE ANNE 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 KAREN L PRICE TRUSTEE 6174396779 2017-05-08 1 MAUREEN L SULLIVAN CPA P00296843 5088717178 2017-05-08 71.248.188.134 2017-05-08 10:12:24 ED P 6A3F71915A78F845A7D581CF89C2F0AECA7014F0 0D4C8ECD24EC751BACF6694ED05C566ACFA0BC2A 2016 2021-01-29 14:40:06Z X 1428445 X X 1656 1656 26831 26831 543 263479 543 29030 29030 0 0 0 1500 750 750 16205 16205 0 1418 218 0 50 0 50 19173 17173 800 71450 71450 90623 17173 72250 -61593 11857 34002 40748 40748 168284 103976 97335 339842 319838 364444 237381 282856 283708 591940 605718 642210 1371449 1353136 1428445 0 0 X 1371449 1353136 1371449 1353136 1371449 1353136 1371449 -61593 43280 1353136 0 1353136 PUBLICLY TRADED SECURITIES 130503 128000 2503 2503 PUBLICLY TRADED SECURITIES 132976 134936 -1960 -1960 543 0 76979 1543317 0.049879 67594 1408901 0.047976 67311 1386491 0.048548 66278 1374921 0.048205 0.194608 0.048652 1436037 69866 119 69985 72250 X 119 0 119 0 119 819 819 700 700 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A KAREN L PRICE PRESIDENT 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KAREN L PRICE 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 PRESIDENT/DIRECTOR 2.00 0 0 0 CHRISTOPHER B DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 TREASURER/DIRECTOR 2.00 0 0 0 ALICIA DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 SECRETARY/DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 1384806 73100 0 1457906 0 0 1457906 21869 1436037 71802 71802 119 119 71683 0 71683 0 71683 72250 0 72250 119 72131 71683 71450 0 0 72250 71450 0 0 800 0 0 0 0 0 0 0 0 70883 0 0 0 X AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8587 CAMBODIAN CHILDREN'S FUND 2461 SANTA MONICA BOULEVARD PMB 833 SANTA MONICA CA 90404 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8588 CAMBRIDGE COMMUNITY CHORUS PO BOX 390278 CAMBRIDGE MA 02139 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 750 CHILDREN'S HEALTH FUND 215 WEST 125TH STREET SUITE 301 NEW YORK NY 10027 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8587 FRIENDS OF THE EARTH 1101 15TH STREET NW WASHINGTON DC 20005 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8588 INTERNATIONAL RESCUE COMMITTEE 122 EAST 42ND STREET NEW YORK NY 10168 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8587 ONE ACRE FUND 1954 FIRST ST 183 HIGHLAND PARK IL 60035 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8588 FISTULA FOUNDATION 1922 THE ALAMEDA SUITE 302 SAN JOSE CA 95126 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8587 HUMAN RIGHTS CAMPAIGN FOUNDATION 1640 RHODE ISLAND AVE NW WASHINGTON DC 20036 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 8588 MASSACHUSETTS ASSOCIATION OF TEACHERS OF SPEAKERS OF OTHER LANGUAGES INC 2 CANTON ST STE B-223 STOUGHTON MA 02072 PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2000 71450 0 14 1656 14 26831 18 543 0 29030 0 29030 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 1500 750 750 3000 SHS AIRCASTLE LTD 3045 3169 2000 SHS AIRCASTLE LTD 2025 2048 4000 SHS ALCOA 4231 4250 3000 SHS ALLEGION PLC 3091 3180 5000 SHS ALLY FINANCIAL INC 5503 5663 4000 SHS AMERICAN TOWER CORP 4013 4093 2000 SHS AMKOR TECH INC 1950 2050 2000 SHS AMKOR TECH INC 1983 2050 5000 SHS ANTERO RES FIN CORP 5084 5113 4000 SHS ARAMARK SVCS INC 4223 4120 3000 SHS BALL CORP 2835 2951 2000 SHS BALL CORP 1920 1968 4000 SHS BANK AMERICA CORP 4091 4068 2000 SHS BANK AMERICA CORP 2035 2034 4000 SHS BURLINGTON NTHN SANTA FE 5044 5124 5000 SHS CALATLANTA GROUP INC 5341 5381 3000 SHS CCO HLDGS LLC CAP CORP 2978 3083 2000 SHS CCO HLDGS LLC CAP CORP 1999 2055 5000 SHS CDW LLC FIN CORP 4195 4120 4000 SHS CEDAR FAIR LP 4160 4120 3000 SHS CF INDS INC 3376 3274 2000 SHS CF INDS INC 1988 1811 4000 SHS CIT GRP INC 4065 4150 4000 SHS CITIGROUP INC 4066 4035 3000 SHS COMCAST CORP 3439 4019 4000 SHS CONCHO RES INC 4009 4135 5000 SHS COVANTA HLDG CORP 4950 4806 5000 SHS CROWN AMER LLC 4863 5100 5000 SHS CROWN CASTLE INTL CORP 5220 5419 4000 SHS CSX CORP 3755 3750 4000 SHS CVS HEALTH CORP 4850 4456 4000 SHS DAVITA HLTHCARE PRTNRS INC 3990 3985 5000 SHS DISH DBS CORP 4675 5150 4000 SHS EAGLE MATERIALS INC 4087 3980 6000 SHS EXPRESS SCRIPTS HLDGS 6115 5629 3000 SHS GENL MOTORS FINL CO INC 2963 3028 2000 SHS GOLDMAN SACHS GROUP INC 2094 2418 2000 SHS GOLDMAN SACHS GROUP INC 2353 2418 2000 SHS GOLDMAN SACHS GROUP INC 2408 2418 4000 SHS GOODYEAR TIRE & RUBBER 4037 3970 4000 SHS GRAPHIC PCKG INTL INC 4019 3840 5000 SHS HCA INC 5261 5144 3000 SHS INTL LEASE FIN CORP 3313 3495 2000 SHS INTL LEASE FIN CORP 2215 2330 4000 SHS INTL PAPER CO 3985 3765 4000 SHS JPMORGAN CHASE & CO 4298 4310 4000 SHS LAMAR MEDIA CORP 4069 4160 5000 SHS LENNAR CORP 4988 4900 4000 SHS LKQ CORP 3954 3970 5000 SHS MASCO CORP 5045 5075 4000 SHS MCDONALDS CORP 3969 4058 4000 SHS MICROSOFT CORP 4166 3801 4000 SHS MORGAN STANLEY 4062 4023 6000 SHS NEWELL RUBBERMAID INC 6083 6204 4000 SHS NEWFIELD EXPLORATION CO 4054 4200 4000 SHS NORTHERN TR CORP 4065 3840 4000 SHS POLYONE CORP 4102 4050 5000 SHS REGAL ENTMNT CORP GRP 4831 5069 4000 SHS T-MOBILE USA INC 4217 4320 2000 SHS T-MOBILE USA INC 2121 2160 4000 SHS TELEFLEX INC 4164 3960 4000 SHS TENNECO INC 4000 3930 4000 SHS TOLL BROS FIN CORP GTD 3800 4010 5000 SHS TYSON FOOD SINC 5094 5129 4000 SHS UNDER ARMOUR INC 4010 3774 2000 SHS UNITED CONTRL HLDGS INC 2096 2135 4000 SHS UNITED CONTL HLDGS INC 4188 4270 4000 SHS UNITED RENT NORTH AMER INC 4140 4210 5000 SHS VERIZON COMMS INC 5297 4922 4000 SHS VULCAN MATLS CO 4244 4187 4000 SHS WALGREENS BOOTS ALLIANCE INC 4177 3927 4000 SHS WELLS FARGO & CO 4160 4160 3000 SHS WEYERHAEUSER CO 3620 3789 27 SHS ABBOT LABORATORIES 676 1037 47 SHS ABBOT LABORATORIES 1538 1805 41 SHS ABBOT LABORATORIES 1397 1575 21 SHS ABBOT LABORATORIES 806 807 23 SHS ABBOT LABORATORIES 882 883 37 SHS ACCENTURE PLC IRELAND 3969 4334 40 SHS ACCENTURE PLC IRELAND 4283 4685 10 SHS ACCENTURE PLC IRELAND 1203 1171 20 SHS ADVANCED AUTO PARTS INC 3317 3381 4 SHS ADVANCED AUTO PARTS INC 675 676 12 SHS ADVANCED AUTO PARTS INC 1891 2029 118 SHS AERCAP HOLDINGS N V 4935 4910 46 SHS AERCAP HOLDINGS N V 2081 1914 22 SHS AERCAP HOLDINGS N V 954 915 56 SHS AERCAP HOLDINGS N V 2127 2330 60 SHS ALLSTATE CORP 3811 4447 65 SHS ALLSTATE CORP 4025 4818 26 SHS ALLSTATE CORP 1745 1927 12 SHS ALPHABET INC 9123 9262 1 SHS ALPHABET INC 766 772 1 SHS ALPHABET INC 762 772 27 SHS ANHEUSER BUSCH INBEV 2789 2847 23 SHS ANHEUSER BUSCH INBEV 2314 2425 31 SHS ANHEUSER BUSCH INBEV 3565 3269 5 SHS APPLE INC 70 579 42 SHS APPLE INC 1135 4864 7 SHS APPLE INC 518 811 7 SHS APPLE INC 565 811 104 SHS BB&T CORP 3880 4890 68 SHS BB&T CORP 2664 3197 42 SHS BB&T CORP 1607 1975 5 SHS CIGNA CORP 200 667 17 SHS CIGNA CORP 903 2268 13 SHS CIGNA CORP 1112 1734 9 SHS CIGNA CORP 783 1201 9 SHS CIGNA CORP 1278 1201 3 SHS CIGNA CORP 403 400 3 SHS CIGNA CORP 401 400 197 SHS CISCO SYSTEMS INC 5552 5953 81 SHS CISCO SYSTEMS INC 2298 2448 59 SHS CIT GROUP INC 2809 2518 75 SHS CIT GROUP INC 3452 3201 58 SHS CIT GROUP INC 2367 2475 113 SHS COMCAST CORP 7614 7803 25 SHS COMCAST CORP 1624 1726 14 SHS CONCHO RESOURCES INC 1769 1856 11 SHS CONCHO RESOURCES INC 1394 1459 21 SHS CROWN CASTLE INTL CORP 1708 1822 34 SHS CROWN CASTLE INTL CORP 2752 2950 15 SHS CROWN CASTLE INTL CORP 1190 1302 15 SHS CROWN CASTLE INTL CORP 1346 1302 15 SHS CROWN CASTLE INTL CORP 1241 1302 14 SHS CROWN CASTLE INTL CORP 1155 1215 26 SHS EOG RESOURCES INC 2112 2629 20 SHS EOG RESOURCES INC 1625 2022 14 SHS EOG RESOURCES INC 1495 1415 30 SHS EOG RESOURCES INC 2479 3033 21 SHS EOG RESOURCES INC 1513 2123 8 SHS EOG RESOURCES INC 645 809 124 SHS FMC TECHNOLOGIES 6021 4406 35 SHS FMC TECHNOLOGIES 1806 1244 64 SHS GILEAD SCIENCES INC 6762 4583 14 SHS GILEAD SCIENCES INC 1439 1003 11 SHS GILEAD SCIENCES INC 1089 788 22 SHS GILEAD SCIENCES INC 1886 1575 21 SHS HONEYWELL INTL INC 1441 2433 2 SHS HONEYWELL INTL INC 175 232 4 SHS HONEYWELL INTL INC 362 463 59 SHS HONEYWELL INTL INC 5322 6835 67 SHS LILLY ELI & COMPANY 4539 4928 25 SHS LOCKHEED MARTIN CORP 4771 6249 14 SHS LOCKHEED MARTIN CORP 2771 3499 116 SHS MERCK & COMPANY INC 6802 6829 31 SHS MERCK & COMPANY INC 1780 1825 68 SHS MICROSOFT CORP 3054 4226 72 SHS MICROSOFT CORP 3300 4474 44 SHS MICROSOFT CORP 1935 2734 106 SHS MONDELEZ INTERNATIONAL 4662 4699 73 SHS MONDELEZ INTERNATIONAL 3052 3236 24 SHS MONDELEZ INTERNATIONAL 977 1064 43 SHS MOTOROLA SOLUTIONS INC 2862 3564 55 SHS MOTOROLA SOLUTIONS INC 3385 4559 24 SHS MOTOROLA SOLUTIONS INC 1399 1989 7 SHS MOTOROLA SOLUTIONS INC 492 580 6 SHS MOTOROLA SOLUTIONS INC 405 497 68 SHS NESTLE 5053 4878 20 SHS NESTLE 1421 1435 13 SHS NESTLE 1000 933 10 SHS NESTLE 761 717 44 SHS NESTERA ENERGY INC 2509 5256 16 SHS NESTERA ENERGY INC 1105 1911 11 SHS NESTERA ENERGY INC 965 1314 11 SHS NESTERA ENERGY INC 928 1314 134 SHS NIKE INC 6891 6811 21 SHS NIKE INC 1097 1067 14 SHS NIKE INC 716 712 29 SHS ORACLE CORP 658 1115 51 SHS ORACLE CORP 1153 1961 41 SHS ORACLE CORP 951 1576 37 SHS ORACLE CORP 907 1423 15 SHS ORACLE CORP 524 577 22 SHS ORCALE CORP 828 846 5 SHS PEPSICO INC 332 523 34 SHS PEPSICO INC 2393 3557 20 SHS PEPSICO INC 1402 2093 11 SHS PEPSICO INC 943 1151 10 SHS PEPSICO INC 822 1046 77 SHS ROYAL DUTCH SHELL PLC 3788 4187 42 SHS ROYAL DUTCH SHELL PLC 2095 2284 21 SHS ROYAL DUTCH SHELL PLC 1063 1142 2 SHS ROYAL DUTCH SHELL PLC 99 109 21 SHS SCHUMBERGER LTD 1425 1763 12 SHS SCHUMBERGER LTD 828 1007 18 SHS SCHLUMBERGER LTD 1114 1511 7 SHS SCHLUMBERGER LTD 638 588 7 SHS SCHLUMBERGER LTD 624 588 23 SHS SCHLUMBERGER LTD 1848 1931 85 SHS SENSATA TECHNOLOGIES HOLDING 3186 3311 10 SHS SENSATA TECHNOLOGIES HOLDING 371 390 24 SHS SENSATA TECHNOLOGIES HOLDING 922 935 12 SHS SENSATA TECHNOLOGIES HOLDING 463 467 30 SHS SENSATA TECHNOLOGIES HOLDING 1532 1169 20 SHS SENSATA TECHNOLOGIES HOLDING 916 779 26 SHS SYNCHRONY FINANCIAL 865 943 61 SHS SYNCHRONY FINANCIAL 2052 2212 13 SHS SYNCHRONY FINANCIAL 442 472 13 SHS SYNCHRONY FINANCIAL 412 472 73 SHS SYNCHRONY FINANCIAL 2207 2648 51 SHS SYNCHRONY FINANCIAL 1544 1850 72 SHS TJX COMPANIES INC 4868 5409 59 SHS TJX COMPANIES INC 4064 4433 208 SHS BANCORP DE 8580 10685 27 SHS BANCORP DE 1189 1387 35 SHS UBS GROUP AG 668 549 120 SHS UBS GROUP 1933 1880 129 SHS UBS GROUP 2061 2021 40 SHS UBS GROUP 727 627 22 SHS UNITED PARCEL SERVICE 1733 2522 17 SHS UNITED PARCEL SERVICE 1264 1949 4 SHS UNITED PARCEL SERVICE 403 459 9 SHS UNITED PARCEL SERVICE 940 1032 69 SHS VERIZON COMMUNICATIONS INC 3233 3683 22 SHS VERIZON COMMUNICATIONS INC 1027 1174 32 SHS VERIZON COMMUNICATIONS INC 1474 1708 39 SHS VULCAN MATERIALS COMPANY 4882 4881 12 SHS VULCAN MATERIALS COMPANY 1417 1502 16 SHS VULCAN MATERIALS COMPANY 1872 2002 19 SHS VULCAN MATERIALS COMPANY 2400 2378 34 SHS WALT DISNEY CO 1598 3543 10 SHS WALT DISNEY CO 696 1042 13 SHS WALT DISNEY CO 968 1355 12 SHS WALT DISNEY CO 1065 1251 16 SHS WEC ENERGY GROUP INC 745 938 49 SHS WEC ENERGY GROUP INC 2302 2874 32 SHS WEC ENERGY GROUP INC 1517 1877 24 WEC ENERGY GROUP INC 1256 1408 371 SHS WESTERN UNION COMPANY 6477 8058 45 SHS WESTERN UNION COMPANY 904 977 87143 77762 16833 19573 227.29 SHS CLEARBRIDGE AT COST 12373 19042 1460.687 SHS EDGEWOOD AT COST 25870 32442 797.119 SHS INVESCO AT COST 14968 15400 1485.589 SHS JOHN HANCOCK AT COST 26132 28776 1135.921 SHS JP MORGAN AT COST 29560 31942 1555.966 SHS MAINGATE AT COST 14802 16291 765.905 SHS NATXIS AT COST 14019 16531 305.278 SHS NUVEEN AT COST 12878 15255 1047.785 SHS NUVEEN NWQ SMALL CAP VALUE AT COST 18057 17247 396.971 SHS OPPENHEIMER AT COST 11207 9494 1662.657 SHS PIMCO AT COST 18497 18106 5115.778 SHS PIMCO INVESTMENT AT COST 50937 52232 740.914 SHS TOUCHSTONS AT COST 17632 18389 864.29 SHS AMERICAN MUTUAL AT COST 31375 31823 1417.404 SHS CLEARBRIDGE DIVIDEND STRATEGY AT COST 29572 30772 1662.083 SHS COLUMBIA DIVIDEND INCOME AT COST 31491 31779 1872.251 SHS DOUBLELINE TOTAL RETURN BOND AT COST 20370 19883 1149.453 SHS FIDELITY ADVISOR GOV. INCOME AT COST 12171 11713 472.264 SHS FIRST EAGLE GLOBAL AT COST 26216 25734 810.365 SHS HARTFORD GROWTH OPPTYS AT COST 32550 30097 53 SHS ISHARES RUSSELL MID CAP AT COST 8810 9480 208 ISHARES RUSSELL 2000 AT COST 20949 24740 880.031 SHS JOHN HANCOCK AT COST 17518 18894 1448.174 SHS JP MORGAN US LARGE CAP CORE PLUS AT COST 32776 40723 1303.358 JPMORGAN EQUITY INCOME AT COST 18523 19798 908.938 SHS LOOMIS SAYLES CORE PLUS BOND AT COST 12020 11597 1426.74 SHS QS INTL EQUITY AT COST 20493 20117 2521.519 SHS VIRTUS MULTI SECTOR SHORT TERM BOND AT COST 11941 11927 1155.786 SHS WESTERN ASSET TOTAL RETURN AT COST 12011 11986 STATE FILING FEES 50 0 50 RETURN OF CAPITAL 20800 UNREALIZED GAIN 22480 INVESTMENT MANAGEMENT FEES 15933 15933 0 INVESTMENT EXPENSES 272 272 0 FOREIGN TAXES ON DIVIDENDS 218 218 0 ESTIMATED TAX PAYMENTS 1200 0 0