2017-05-05T10:25:00-05:00 2016-06-30 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 021293742 990 2015-07-01 042103860 JUDGE BAKER CHILDREN'S CENTER JUDG 6172784277 53 PARKER HILL AVENUE BOSTON MA 021203225 ALAN KAYE VP OF FINANCE AND OPERATIONS 6172784277 2017-05-05 1 LYNNE JOHNSON P00757336 6179129000 2015 2021-01-29 14:40:06Z ROBERT P FRANKS PHD 53 PARKER HILL AVENUE BOSTON MA 021203225 13953184 0 X WWW.JBCC.HARVARD.EDU X 1917 MA THE JUDGE BAKER CHILDREN'S CENTER PROMOTES THE BEST POSSIBLE MENTAL HEALTH OF CHILDREN THROUGH THE INTEGRATION OF RESEARCH, INTERVENTION, TRAINING AND ADVOCACY. 22 20 271 48 0 0 2257439 1103094 11064796 11786411 75085 207166 78589 61454 13475909 13158125 0 0 0 0 10017042 10609765 0 0 263873 4377769 3415593 14394811 14025358 -918902 -867233 31190421 29812580 1975241 1930126 29215180 27882454 X JUDGE BAKER CHILDREN'S CENTER PROMOTES THE BEST POSSIBLE MENTAL HEALTH OF CHILDREN AND FAMILIES THROUGH THE INTEGRATION OF RESEARCH, INTERVENTION, TRAINING AND ADVOCACY. THROUGH RESEARCH WE IDENTIFY BEST PRACTICES. THROUGH INTERVENTION WE BRING THOSE PRACTICES TO CHILDREN AND FAMILIES OF DIVERSE COMMUNITIES. THROUGH TRAINING WE DISSEMINATE SKILLS IN RESEARCH AND QUALITY CARE. THROUGH ADVOCACY WE USE SCIENTIFIC KNOWLEDGE TO EXPAND PUBLIC AWARENESS AND INFORM PUBLIC POLICY. 0 0 8192430 9233306 THE MANVILLE SCHOOL - A THERAPEUTIC DAY SCHOOL FOR CHILDREN AGES 5-16 WITH EMOTIONAL, BEHAVIORAL AND LEARNING DISORDERS, A SUMMER SCHOOL FOR THE SAME POPULATION AND OTHER ASSOCIATED PROGRAMS. 1760 HOURS IN THE DAY SCHOOL AND 160 HOURS OF SUMMER SCHOOL SERVICES WERE PROVIDED TO CHILDREN AND THEIR FAMILIES. 520792 33084 VARIOUS EXTRAMURALLY FUNDED RESEARCH PROGRAMS AND THE CLINICAL RESEARCH TRAINING PROGRAM - DIRECTED TOWARDS IMPROVING CHILD MENTAL HEALTH. STUDIES ON PREVENTING CHILD DEPRESSION, MALNUTRITION AND CHILDREN MENTAL HEALTH, AND EVALUATIONS OF BEST PRACTICES OF CHILD MENTAL HEALTH TREATMENTS WERE ALL STUDIED AND REPORTED ON. 1657649 1873143 THE CHILD-AT-RISK HOTLINE - AN AFTER HOURS EMERGENCY RESPONSE SYSTEM THAT OPERATES 24/7 FOR THE COMMONWEALTH OF MASSACHUSETTS DEPARTMENT OF CHILDREN AND FAMILIES. THE TOTAL NUMBER OF EMERGENCY CALLS RECEIVED AND ACTED UPON WAS 200,192. 366851 258882 CENTER FOR EFFECTIVE CHILD THERAPY AT JUDGE BAKER CHILDREN'S CENTER PROVIDES MENTAL HEALTH ASSESSMENTS AND FOCUSED SHORT-TERM TREATMENTS FOR CHILDREN AND THEIR FAMILIES. 278123 165092 THE NEW ENGLAND ASSOCIATION OF CHILD WELFARE COMMISSIONERS AND DIRECTORS. A BREAK-THRU TRAINING SERIES WAS THE LEADING PROGRAM. 61561 35650 SUMMER ENRICHMENT INSTITUTE (SEI) - PROVIDES INTENSIVE TREATMENT, IN A CAMP-LIKE SETTING, FOR CHILDREN 6-12 WITH ADHD AND RELATED BEHAVIORAL PROBLEMS. SEI HAS AN EXTENSIVE RESEARCH BASE, AND PROVIDES STRONG POSITIVE BEHAVIORAL OUTCOMES. SEI HAS BEEN NAMED A MODEL PROGRAM IN CHILD AND FAMILY MENTAL HEALTH BY AMERICAN PSYCHOLOGICAL ASSOCIATION. 507189 187254 QUALITY CARE INITIATIVE - A RANGE OF PROGRAMS FOCUSED ON BRIDGING THE GAP BETWEEN SCIENCE AND PRACTICE IN CHILDREN'S MENTAL HEALTH BY IMPLEMENTING BEST PRACTICES IN REAL WORLD SETTINGS THROUGH THE UTILIZATION OF PROVEN STRATEGIES SUPPORTED BY IMPLEMENTATION SCIENCE. 1213724 646878 11584595 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 36 1 1 271 1 0 0 0 0 0 1 1 0 0 0 0 X 22 20 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 MA X ALAN KAYE 6172784277 53 PARKER HILL AVENUE BOSTON MA 021203225 ROBERT G HOLDWAY CHAIR 5.00 X X 0 0 0 JAY WEBBER 2ND VICECHAIR/TREASURER 5.00 X X 0 0 0 DEBORAH L ANDERSON CLERK 2.00 X X 0 0 0 WILLIAM R BEARDSLEE MD BOARD MEMBER & SR. RESEARCH ADVISER 3.50 X 17912 0 2275 THOMAS BISHOP BOARD MEMBER 2.00 X 0 0 0 JULIE M B BRADLEY BOARD MEMBER 2.00 X 0 0 0 THANDA A BRASSARD BOARD MEMBER 2.00 X 0 0 0 RICHARD P BREED III 1ST VICECHAIR 2.00 X X 0 0 0 KATHRYN E CADE BOARD MEMBER 5.00 X 0 0 0 TOM CORNU BOARD MEMBER 2.00 X 0 0 0 MICHELE COURTON BROWN BOARD MEMBER 2.00 X 0 0 0 MARK FURMAN BOARD MEMBER 2.00 X 0 0 0 ANDREW DREW R KNOWLAND JR BOARD MEMBER 2.00 X 0 0 0 DAVID J MARTENS BOARD MEMBER 2.00 X 0 0 0 EDWARD MULLEN BOARD MEMBER 2.00 X 0 0 0 MR JOHN R A PEARS RIBA BOARD MEMBER 2.00 X 0 0 0 EDMUND POLI III BOARD MEMBER 2.00 X 0 0 0 JOHN SERAFINI BOARD MEMBER 2.00 X 0 0 0 CLAIRE STERN BOARD MEMBER 2.00 X 0 0 0 DAVID W WALKER BOARD MEMBER 2.00 X 0 0 0 DOROTHY A WEBER BOARD MEMBER 2.00 X 0 0 0 ROBERT FRANKS PRESIDENT & CEO 40.00 X X 309155 0 22535 ELIZABETH BURROWS BOARD MEMBER (UNTIL NOV. 2015) 2.00 X 0 0 0 GEORGE MACOMBER BOARD MEMBER (UNTIL DEC. 2015) 2.00 X 0 0 0 LAURA RAMANIS BOARD MEMBER (UNTIL NOV. 2015) 2.00 X 0 0 0 ALAN KAYE VP OF FINANCE & OPERATIONS 40.00 X 143421 0 28004 STEPHEN SCHAFFER COO 40.00 X 183268 0 34097 JAMES F PRINCE DIRECTOR, THE MANVILLE SCHOOL 40.00 X 125404 0 11415 HANNA S EPSTEIN PRINCIPAL, THE MANVILLE SCHOOL 40.00 X 105805 0 36449 CHRISTOPHER BORY DIRECTOR OF IMPLEMENTATION 40.00 X 122162 0 6650 DANIEL CHERON DIR. OF TRAINING &ASST. CLINICAL DIR. 40.00 X 101553 0 28202 SUE WOODWARD DIRECTOR OF CLINICAL SERVICES 40.00 X 114063 0 37902 1222743 0 207529 8 0 1 0 LOCKE LORD LLP 111 HUNTINGTON AVE BOSTON MA 02199 LEGAL SERVICES 118310 MOUNT SINAI SCHOOL OF MEDICINE ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 RESEARCH 112381 RSM US LLP 331 WEST 3RD STREET SUITE 200 DAVENPORT IA 52801 PUBLIC ACCOUNTING SERVICES 103034 3 229942 290246 582906 1103094 TUITION REVENUE 611600 9233306 9233306 CHILD-AT-RISK HOTLINE 900099 1873143 1873143 CENTER FOR EFFECTIVE CHILD THERAP 900099 258882 258882 QUALITY CARE INITIATIVE 900099 187254 187254 COMMISSIONERS ASSOC. INCOME 900099 165092 165092 68734 68734 11786411 160711 160711 21377 0 21377 21377 21377 735846 675584 13807 60262 -13807 46455 46455 81000 229942 105668 -24668 -24668 PARKING FEES 812930 66642 66642 MISCELLANEOUS INCOME 900099 -1897 -1897 64745 13158125 11786411 0 268620 725433 725433 7960680 7239137 607380 114163 359229 305198 49226 4805 872470 741246 119555 11669 691953 580222 102619 9112 110938 50197 60569 172 89350 89350 42435 42435 563309 392752 88023 82534 3256 3256 165609 47867 96441 21301 24755 24755 451754 416888 31698 3168 124349 97468 21179 5702 20995 20756 239 695029 661506 30005 3518 119560 82058 37378 124 OTHER PROGRAM SERVICES 259342 259342 CLIENT AND CAREGIVERS R 259240 259240 SUPPLIES 160069 160069 MEALS 133776 132094 1651 31 191827 156055 28437 7335 14025358 11584595 2176890 263873 1485744 1376853 72500 31300 1878977 1984469 82236 86145 26637985 8494631 18749826 18143354 7494465 6992300 1426673 1198159 31190421 29812580 1235928 1096362 73420 89560 642500 719833 23393 24371 1975241 1930126 X 27264425 26242180 1223607 909336 727148 730938 29215180 27882454 31190421 29812580 -867233 -465493 0 X 0 1 X 1 0 X 3731687 4083228 3584753 2257439 1103094 14760201 3731687 4083228 3584753 2257439 1103094 14760201 14760201 284205 159656 175234 216225 182088 1017408 166963 153527 112876 70552 145745 649663 16427272 52296714 0.89850 0.90810 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7795089 3790 -212977 540944 7044958 8272788 8835 -140950 345584 7795089 7440840 1151474 319526 8272788 7194126 543052 296338 7440840 7862041 -360939 306976 7194126 0.86510 0.10380 0.03110 0 0 1520000 1520000 23243660 6756906 16486754 1874325 1737725 136600 18143354 EMPLOYEE WITHHOLDINGS AND OTHER LIABILITES 24371 24371 X 12755865 -465493 -465493 13221358 42435 -105668 -63233 13158125 14088591 105668 105668 13982923 42435 42435 14025358 PART V, LINE 4: THE ORGANIZATION'S INTENDED USES OF ITS ENDOWMENT FUNDS IS TO SUPPORT ITS OPERATIONS THAT ARE IN FURTHERANCE OF ITS EXEMPT PURPOSE. PART X, LINE 2: THE CENTER FOLLOWS FASB ASC 740, INCOME TAXES, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES BY PRESCRIBING THE RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. THE CENTER RECOGNIZES A TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES. MANAGEMENT EVALUATED THE CENTER'S TAX POSITIONS AND CONCLUDED THAT THE CENTER HAD NO MATERIAL UNCERTAINTIES IN INCOME TAXES AS OF JUNE 30, 2016 AND 2015. THE CENTER IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S., FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2013. THE CENTER WILL ACCOUNT FOR INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, AS PART OF TAX EXPENSE. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT SPECIAL EVENT EXPENSES RECORDED ON FORM 990, PART VIII, LINE 8B -105,668. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT SPECIAL EVENT EXPENSES RECORDED ON FORM 990, PART VIII, LINE 8B 105,668. RODMAN RIDE 127317 127317 3662 GOLF TOURNAMENT 183625 102625 81000 28000 11445 49124 13437 310942 229942 81000 28000 11445 49124 17099 105668 -24668 X X X 0 0 0 0 0 0 0 1 0 ROBERT FRANKS PRESIDENT & CEO 281655 0 27500 0 0 0 0 0 22535 0 331690 0 0 0 ALAN KAYE VP OF FINANCE & OPERATIONS 143421 0 0 0 0 0 4620 0 23384 0 171425 0 0 0 STEPHEN SCHAFFER COO 183268 0 0 0 0 0 15338 0 18759 0 217365 0 0 0 SUE WOODWARD DIRECTOR OF CLINICAL SERVICES 108563 0 5500 0 0 0 10114 0 27788 0 151965 0 0 0 PART I, LINE 7 THE BONUS FOR THE CEO WAS DETERMINED BASED ON HIS PERFORMANCE AND UNDER THE DISCRETION OF THE BOARD MEMBERS OF THE EXECUTIVE COMMITTEE. THE BONUS FOR THE CLINICAL DIRECTOR WAS BASED ON THE INDIVIDUAL REACHING AGREED UPON PROGRAM GOALS FOR FY 15 UNDER THE DISCRETION OF THE COO OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 2 RICHARD P. BREED, III, BOARD MEMBER, AND ROBERT G. HOLDWAY, CHAIR OF THE ORGANIZATION'S BOARD, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION ARE PERSONS FROM TIME TO TIME WHO SERVED AS TRUSTEES OF THE ORGANIZATION TOGETHER WITH OTHER PERSONS WHO ARE ELECTED MEMBERS BY VOTE OF THE TRUSTEES. THE TRUSTEES ELECT MEMBERS OF THE ORGANIZATION IN SUCH MANNER THAT APPROXIMATELY ONE-THIRD OF THE MEMBERS WHO ARE NOT TRUSTEES SHALL BE ELECTED EACH YEAR TO HOLD OFFICE FOR THE TERM OF THREE YEARS. FORM 990, PART VI, SECTION A, LINE 7A THE GROUP OF MEMBERS HAS THE EXCLUSIVE RIGHT TO ELECT TRUSTEES OF THE ORGANIZATION'S GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B THE GROUP OF MEMBERS PARTICIPATES IN MAJOR CORPORATE DECISIONS. SPECIFICALLY, THE MEMBERS HAVE THE EXCLUSIVE RIGHT TO ELECT TRUSTEES, AMEND ARTICLES AND BYLAWS, AND VOTE ON A MERGER OR DISSOLUTION OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 MANAGEMENT WORKS WITH AN OUTSIDE ACCOUNTANT TO PREPARE THE FORM 990. THE VP OF FINANCE & OPERATIONS REVIEWS THE ENTIRE DRAFT RETURN IN DETAIL AND PROVIDES COMMENTS. THE REVISED RETURN IS REVIEWED BY THE VP OF FINANCE & OPERATIONS WITH THE FINANCE COMMITTEE. ONCE THE RETURN IS APPROVED BY THE FINANCE COMMITTEE, AN ELECTRONIC COPY OF THE FORM 990 IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CHIEF OPERATING OFFICER IS RESPONSIBLE FOR REGULARLY AND CONSISTENTLY MONITORING THE POLICY. EACH TRUSTEE FILLS OUT A DETAILED ANNUAL DISCLOSURE FORM WHICH IS REVIEWED BY THE CEO. ANY POTENTIAL CONFLICTS ARE REVIEWED BY THE BOARD CHAIR AND BROUGHT BEFORE THE FULL BOARD OF TRUSTEES. THE COO REVIEWS ANY POTENTIAL CONFLICTS OF EMPLOYEES, AND FORWARDS TO THE CONFLICT REVIEW COMMITTEE FOR FURTHER DISCUSSION IF NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS HAS A COMPENSATION COMMITTEE CHARGED WITH SETTING THE COMPENSATION FOR THE PRESIDENT AND THE CHIEF OPERATING OFFICER IN ACCORDANCE WITH THE SAFE HARBOR PROVISIONS OF TREASURY REGULATION 53.4958-6. THE COMMITTEE MAKES USE OF MULTIPLE PUBLISHED COMPARABILITY DATA SOURCES. COMPENSATION FOR OTHER POSITIONS WITHIN THE ORGANIZATION IS ESTABLISHED BY THE COO AND DIRECTOR OF HUMAN RESOURCES, USING MULTIPLE PUBLISHED COMPARABILITY DATA SOURCES AS WELL AS CURRENT INFORMATION FROM COMPARABLE COMMUNITY SOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990 AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). IN ADDITION, THE FORM 990 IS MADE AVAILABLE VIA GUIDESTAR AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE.