2017-04-27T16:43:41-05:00 2016-06-30 111986323 MARCUM LLP 101 MONTGOMERY STREET 1900 SAN FRANCISCO CA 94104 990 2015-07-01 941518656 THE HEAD ROYCE SCHOOL HEAD 5105311300 4315 LINCOLN AVENUE OAKLAND CA 94602 DENNIS MALONE CHIEF FINANCIAL OFFICER 5105311300 2017-04-21 1 JULIET SONG P00857784 4154326200 2015 2021-01-29 14:40:06Z CRYSTAL LAND 4315 LINCOLN AVENUE OAKLAND CA 94602 35911179 0 X WWW.HEADROYCE.ORG X 1887 CA OPERATION OF A SCHOOL FROM GRADES KINDERGARTEN THROUGH 12TH GRADE 23 23 555 472 0 0 1927407 2095385 29547107 31013469 618329 594159 455027 425793 32547870 34128806 4413729 4425481 0 0 17093766 18228371 0 176040 1522688 10581870 10904969 32089365 33734861 458505 393945 102264742 110655975 44439184 52862940 57825558 57793035 THE MISSION OF HEAD-ROYCE SCHOOL IS TO INSPIRE IN OUR STUDENTS A LIFELONG LOVE OF LEARNING & PURSUIT OF ACADEMIC EXCELLENCE, TO PROMOTE UNDERSTANDING OF & RESPECT FOR THE DIVERSITY THAT MAKES OUR SOCIETY STRONG, & TO ENCOURAGE CONSTRUCTIVE & RESPONSIBLE, GLOBAL CITIZENSHIP. 0 0 25499980 4425481 31348102 INDEPENDENT, CO-EDUCATIONAL COLLEGE PREPARATORY DAY SCHOOL WITH CLASSES FROM KINDERGARTEN THROUGH TWELFTH GRADE FOR APPROXIMATELY 870 STUDENTS. THIS INCLUDES SUMMER ENRICHMENT, HEADS UP, AND AFTER SCHOOL CHILD CARE PROGRAMS. 25499980 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 47 0 1 555 1 0 0 0 0 0 0 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X DENNIS G MALONE CHIEF FINANCIAL OFFICER 5105311300 THE HEAD ROYCE SCHOOL 4315 LINCOLN OAKLAND CA 94602 WILLIAM NEWELL BOARD CHAIR 1.00 X X 0 0 0 SCOTT VERGES CO-VICE CHAIR 1.00 X X 0 0 0 JESSICA DODSON CO-VICE CHAIR 1.00 X X 0 0 0 JIM CAVALIERI SECRETARY 1.00 X X 0 0 0 GARY HALL TREASURER 1.00 X X 0 0 0 MARC FURSTEIN ASST. TREASURER 1.00 X X 0 0 0 EDIE ZUSMAN ASST. SECRETARY 1.00 X X 0 0 0 RICK ARNEY TRUSTEE 1.00 X 0 0 0 CHARLIE BAXTER TRUSTEE 1.00 X 0 0 0 COURTNEY READ CARROLL TRUSTEE 1.00 X 0 0 0 JULIA CHIN TRUSTEE 1.00 X 0 0 0 MURRAY COHEN TRUSTEE 1.00 X 0 0 0 RACHELLE HEBRARD TRUSTEE 1.00 X 0 0 0 WANDA HOLLAND GREENE TRUSTEE 1.00 X 0 0 0 DAN KAMMEN TRUSTEE 1.00 X 0 0 0 MICHAEL O'SULLIVAN TRUSTEE 1.00 X 0 0 0 TEJAI PATEL TRUSTEE 1.00 X 0 0 0 TIM RIPSTEEN TRUSTEE 1.00 X 0 0 0 SONYA SCHROEDER TRUSTEE 1.00 X 0 0 0 MARTHA SELLERS TRUSTEE 1.00 X 0 0 0 TERRY TAO TRUSTEE 1.00 X 0 0 0 KATHERINE WELCH TRUSTEE 1.00 X 0 0 0 FRANK WILLIAMS TRUSTEE 1.00 X 0 0 0 ROBERT LAKE HEAD OF SCHOOL (TO 8/12/15) 40.00 X 406088 0 37092 CRYSTAL LAND INTERIM HEAD OF SCHOOL (FROM 10/1/15) 40.00 X 95957 0 28128 DENNIS MALONE CHIEF FINANCIAL OFFICER 40.00 X 250523 0 30625 MANTRA ROBINSON DIRECTOR OF ADVANCEMENT 40.00 X 178040 0 22379 CARL THIERMANN UPPER SCHOOL HEAD 40.00 X 176962 0 23603 LINDA HOOPES MIDDLE SCHOOL HEAD 40.00 X 156095 0 22807 CHRISTIAN DONOVAN DIR OF ADMISSIONS & FINANCIAL AID 40.00 X 154040 0 22888 LEA VAN NESS LOWER SCHOOL HEAD 40.00 X 137950 0 20249 CATHERINE AUGUS DIRECTOR OF COLLEGE COUNSELLING 40.00 X 134460 0 20005 LESLIE POWELL ASSISTANT LOWER HEAD 40.00 X 121740 0 17717 MARY FAHEY DIRECTOR OF COMMUNITY RELATIONS 40.00 X 120325 0 19136 MICHELLE FRAZIER DIRECTOR OF PROGRAMS 40.00 X 120184 0 18836 2052364 0 283465 31 0 1 0 SODEXO INC & ASSOCIATES DEPT 880328 LOS ANGELES CA 90088 MAINTENANCE & JANITORIAL 1372105 SKIDMORE OWINGS & MERRILL LLP ONE FRONT STREET 2400 SAN FRANCISCO CA 94111 ARCHITECTURE 851691 EPICURIAN GROUP 111 MAIN STREET SUITE 3 LOS ALTOS CA 94022 FOOD SERVICE 845972 MICHAEL'S TRANSPORTATION SERVICES INC 2029 BENNINGTON DRIVE VALLEJO CA 94591 BUS SERVICE 478553 ANLEU CONSTRUCTION INC 4504 THOMPSIN STREET OAKLAND CA 94601 CONSTRUCTION 309736 12 83803 2011582 24037 2095385 TUITION & FEES 611600 28308873 28308873 SUMMER & AFTER SCHOOL PROGRAMS 611600 1980113 1980113 FOOD PROGRAM 611600 724483 724483 31013469 382221 382221 91160 0 91160 91160 91160 1956944 1745006 211938 211938 211938 2971 83803 2971 0 76435 34396 42039 42039 MISCELLANEOUS INCOME 611600 292594 292594 292594 34128806 31348102 0 685319 4425481 4425481 1670685 1431754 238931 13221316 10822298 2043829 355189 826148 672819 131045 22284 1367881 1079970 239974 47937 1142341 840748 257177 44416 167112 167112 71400 71400 176040 176040 2249886 1542952 381298 325636 41334 603 40731 360359 46420 212979 100960 238105 122492 82588 33025 523858 446692 77166 592910 526733 66177 137071 29351 93697 14023 949081 711811 237270 1603904 1202928 400976 573875 429594 141033 3248 FOOD PROGRAM 807852 807852 OUTSIDE ACTIVITIES 610758 610758 GENERAL CLASSROOM 609316 609316 PROFESSIONAL DEVELOPMEN 102767 102767 1265381 468395 635987 160999 33734861 25499980 6712193 1522688 2024597 2233896 21255773 16992990 1000 32612 273836 12202758 37724 32248 825357 715146 77503095 19571629 57033814 57931466 16338603 16177800 4095448 3972613 378590 364446 102264742 110655975 3270895 2731859 14107182 26384051 24261107 23747030 2800000 0 44439184 52862940 X 39310647 39666766 245647 120771 18269264 18005498 57825558 57793035 102264742 110655975 393945 -426468 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 18356196 401561 76273 751263 18082767 18144146 289793 617722 695465 18356196 16299782 74140 2430703 660479 18144146 15930350 28799 1018108 677475 16299782 16250386 40048 293851 653935 15930350 0.01000 0.99000 0.00000 0 0 10234382 10234382 60990356 15688492 45301864 3854939 3446226 408713 2423418 436911 1986507 57931466 X 28501284 -426468 -426468 28927752 5201054 5201054 34128806 28533807 0 28533807 5201054 5201054 33734861 PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS FOR SCHOLARSHIPS, FELLOWSHIP, COMPENSATION, HEADS UP, AND OTHER VARIOUS PROGRAMS. PART X, LINE 2: U.S. GAAP REQUIRES MANAGEMENT TO EVALUATE THE TAX POSITIONS TAKEN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN TAX POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT AS OF JUNE 30, 2016, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A TAX LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE SCHOOL IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT DOES NOT BELIEVE THERE IS ANY UNRELATED BUSINESS INCOME. PART XI, LINE 4B - OTHER ADJUSTMENTS: FOOD PROGRAM EXPENSES 701,803. SCHOLARSHIPS, FINANCIAL AID AND TUITION REMISSION 4,425,481. INVESTMENT FEES 30,230. PARENT ASSOCIATION EXPENSE 43,540. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS, FINANCIAL AID AND TUITION REMISSION 4,425,481. FOOD PROGRAM EXPENSES 701,803. INVESTMENT FEES 30,230. PARENT ASSOCIATION EXPENSES 43,540. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 THE SCHOOL ADVERTISED ITS NON-DISCRIMINATION POLICY IN THE LEGAL NOTICES SECTION OF THE SAN FRANCISCO CHRONICLE ON JUNE 6, 2016. X X X X X 0 COMMUNITY COUNSELLING SERVICE CO LLC 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 CAMPAIGN MANAGEMENT 0 0 176040 0 176040 CA AUCTION 86774 83803 2971 2971 86774 83803 2971 2971 2971 0 1 FINANCIAL ASSISTANCE 192 3604300 FMV TUITION TUITION REMISSION 59 695580 FMV TUITION SUPPLEMENTARY ASSISTANCE 132 110995 FMV TUITION FINANCIAL AID ENHANCEMENTS 6 14606 FMV TUITION PART I, LINE 2: FINANCIAL ASSISTANCE, AID AND TUITION REMISSION ARE USED FOR INTERNAL SCHOOL TUITION COSTS, BOOKS, AND OTHER NEED-BASED PROGRAMS. X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 ROBERT LAKE HEAD OF SCHOOL (TO 8/12/15) 212500 0 0 0 193588 0 2484 0 34608 0 443180 0 0 0 DENNIS MALONE CHIEF FINANCIAL OFFICER 250523 0 0 0 0 0 18919 0 11706 0 281148 0 0 0 MANTRA ROBINSON DIRECTOR OF ADVANCEMENT 178040 0 0 0 0 0 13261 0 9118 0 200419 0 0 0 CARL THIERMANN UPPER SCHOOL HEAD 176962 0 0 0 0 0 14005 0 9598 0 200565 0 0 0 LINDA HOOPES MIDDLE SCHOOL HEAD 156095 0 0 0 0 0 11625 0 11182 0 178902 0 0 0 CHRISTIAN DONOVAN DIR OF ADMISSIONS & FINANCIAL AID 154040 0 0 0 0 0 11700 0 11188 0 176928 0 0 0 LEA VAN NESS LOWER SCHOOL HEAD 137950 0 0 0 0 0 10875 0 9374 0 158199 0 0 0 CATHERINE AUGUS DIRECTOR OF COLLEGE COUNSELLING 134460 0 0 0 0 0 10650 0 9355 0 154465 0 0 0 PART I, LINE 1A THE SCHOOL OWNS A HOME FOR THE PURPOSE OF PROVIDING HOUSING FOR THE HEAD OF SCHOOL AND HIS FAMILY. HE IS REQUIRED TO USE THIS HOUSE FOR ENTERTAINING BOARD MEMBERS, EMPLOYEES, ALUMNI, AND DONORS OF THE SCHOOL. IN ADDITION, THE HEAD OF SCHOOL IS PROVIDED AN ANNUAL STIPEND FOR USE IN HIS SOLE DISCRETION. A CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (LINE A) 680164610 2012-01-12 15124000 SEE BELOW 0 0 0 B CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (LINE B) 680164610 2013-01-31 10447500 SEE BELOW 0 0 0 A 1191497 15124000 11800000 129000 3195000 2012 0 1 1 1 B 632973 10447500 123463 10324037 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART 1, LINE A, DESCRIPTION OF PURPOSE: TO REFUND A PRIOR ISSUE DATED 11/2/2006 WHICH WAS USED TO FINANCE THE CONSTRUCTION AND AQUISITION OF EDUCATIONAL FACILITIES. BALANCE OF FUNDS WAS USED TO PAY OFF THE INTEREST RATE SWAP ASSOCIATED WITH THE BOND. SCHEDULE K, PART 1, LINE B, DESCRIPTION OF PURPOSE: TO FINANCE THE PURCHASE AND IMPROVEMENT OF THE SOUTH CAMPUS IN ADDITION TO FINANCING OTHER CAPITAL PROJECTS AT THE NORTH CAMPUS. SCHEDULE K, PART 1V, ARBITRAGE, LINE 2C: (A): THE REBATE COMPUTATION WAS PERFORMED IN 2012 WHEN THE BOND PROCEEDS WERE SPENT. (B): THE ENTIRE BOND PROCEEDS WERE SPENT AND NO REBATE IS DUE. FORM 990, PART VI, SECTION B, LINE 11 THE FORM IS REVIEWED BY THE CFO BEFORE FILING. IT IS THEN MADE AVAILABLE TO THE FINANCE COMMITTEE AND THE BOARD MEMBERS AT THEIR REQUEST. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER IS REQUIRED TO REVIEW AND SIGN A CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE SCHOOL IS A MEMBER OF SEVERAL INDEPENDENT SCHOOL ORGANIZATIONS WHICH GATHER AND SHARE SALARY STATISTICS. THE SCHOOL USES THIS INFORMATION FOR COMPARATIVE PURPOSES AND ALSO TAKES INTO CONSIDERATION THE LONGEVITY, EDUCATION, AND PERFORMANCE OF THE INDIVIDUAL. MEMBERS OF THE EXECUTIVE BOARD AND FINANCE COMMITTEE REVIEW TOP MANAGEMENT SALARIES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST FROM THE HEAD OF SCHOOL'S OFFICE. FORM 990, PART XII, LINE 2 (C) THERE IS NO CHANGE IN THE PROCESS FROM PRIOR YEARS.