2017-04-14T11:56:36-05:00 2016-05-31 861065772 DELOITTE TAX LLP 1700 MARKET STREET 25TH FLOOR PHILADELPHIA PA 191033984 990 2015-06-01 231352674 SAINT JOSEPH'S UNIVERSITY STJO 6106601000 5600 CITY AVENUE PHILADELPHIA PA 19131 DAVID R BEAUPRE VP FINANCE & ADMIN., TREASURER 6106601000 2015-04-13 1 CYNTHIA W PAOLILLO P01410071 2152462300 2017-04-13 2015 2021-01-29 14:40:06Z MARK C REED 5600 CITY AVENUE PHILADELPHIA PA 19131 324631265 0 X WWW.SJU.EDU X 1851 PA AS PHILADELPHIA'S JESUIT CATHOLIC UNIVERSITY, SAINT JOSEPH'S PROVIDES A RIGOROUS, STUDENT-CENTERED EDUCATION ROOTED IN THE LIBERAL ARTS. WE PREPARE STUDENTS FOR PERSONAL EXCELLENCE, PROFESSIONAL SUCCESS, AND ENGAGED CITIZENSHIP. STRIVING TO BE AN INCLUSIVE AND DIVERSE COMMUNITY THAT EDUCATES AND CARES FOR THE WHOLE PERSON, WE ENCOURAGE AND MODEL LIFELONG COMMITMENT TO THINKING CRITICALLY, MAKING ETHICAL DECISIONS, PURSUING SOCIAL JUSTICE, AND FINDING GOD IN ALL THINGS. 35 33 3573 34 638590 -307341 17848791 13857556 287392233 292213762 2313064 1810582 13163327 15200560 320717415 323082460 87605896 93333479 0 0 112098985 112360160 0 0 6129625 98282152 96011276 297987033 301704915 22730382 21377545 677140152 675808322 275895952 269646821 401244200 406161501 X AS PHILADELPHIA'S JESUIT CATHOLIC UNIVERSITY, SAINT JOSEPH'S PROVIDES A RIGOROUS, STUDENT-CENTERED EDUCATION ROOTED IN THE LIBERAL ARTS. WE SEEK TO PREPARE STUDENTS FOR PERSONAL EXCELLENCE, PROFESSIONAL SUCCESS, AND ENGAGED CITIZENSHIP. STRIVING TO BE AN INCLUSIVE AND DIVERSE COMMUNITY THAT EDUCATES AND CARES FOR THE WHOLE PERSON, WE ENCOURAGE AND MODEL LIFELONG COMMITMENT TO THINKING CRITICALLY, MAKING ETHICAL DECISIONS, PURSUING SOCIAL JUSTICE, AND FINDING GOD IN ALL THINGS. 0 0 272444605 93333479 305725309 SAINT JOSEPH'S UNIVERSITY ADVANCES THE PROFESSIONAL AND PERSONAL AMBITIONS OF MEN AND WOMEN BY PROVIDING A DEMANDING YET SUPPORTIVE, EDUCATIONAL EXPERIENCE. ONE OF ONLY 153 SCHOOLS WITH A PHI BETA KAPPA CHAPTER AND AACSB BUSINESS SCHOOL ACCREDITATION, SAINT JOSEPH'S IS HOME TO 4,805 TRADITIONAL UNDERGRADUATES, 494 COLLEGE OF PROFESSIONAL AND LIBERAL STUDIES AND HAUB DEGREE COMPLETION STUDENTS, AND 3,234 GRADUATE AND DOCTORAL STUDENTS. THE UNIVERSITY STRIVES TO BE RECOGNIZED AS THE PREEMINENT CATHOLIC COMPREHENSIVE UNIVERSITY IN THE NORTHEAST. SAINT JOSEPH'S OFFERS OVER 55 UNDERGRADUATE DAY MAJORS AND 50 MINORS, AND OVER 30 DEGREE COMPLETION AND CERTIFICATE PROGRAMS INCLUDING ONLINE OPTIONS. GRADUATE PROGRAMS INCLUDE OVER 40 AREAS OF STUDY WITH MANY PROGRAMS OFFERING BOTH CAMPUS-BASED AND ONLINE DELIVERY OPTIONS. SPECIAL PROGRAMS INCLUDE STUDY ABROAD, HONORS PROGRAM, COOPERATIVE EDUCATION PROGRAM, SUMMER SCHOLARS, SERVICE-LEARNING, AND FAITH-JUSTICE STUDIES. 272444605 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 1 299 0 1 3573 1 1 1 0 0 0 0 1 1 0 0 0 0 X 35 33 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X APRIL P LEE 6106601329 5600 CITY AVENUE PHILADELPHIA PA 19131 X REV PHILIP L BOROUGHS SJ TRUSTEE 5.00 0.00 X 0 0 0 ROBERT J BOWMAN VICE CHAIR 10.00 0.00 X 0 0 0 REV GEORGE W BUR SJ TRUSTEE 5.00 0.00 X 0 0 0 EILEEN K CARDILE TRUSTEE 5.00 0.00 X 0 0 0 MARK A CASALE TRUSTEE 5.00 0.00 X 0 0 0 MATTHEW P CLIFTON TRUSTEE 5.00 0.00 X 0 0 0 GERALD J CORCORAN TRUSTEE 5.00 0.00 X 0 0 0 A BRUCE CRAWLEY TRUSTEE 5.00 0.00 X 0 0 0 MICHAEL P CURRAN TRUSTEE 5.00 0.00 X 0 0 0 REV THOMAS B CURRAN SJ TRUSTEE 5.00 0.00 X 0 0 0 GERIANNE TRINGALI DIPIANO TRUSTEE 5.00 0.00 X 0 0 0 MARLENE S DOONER TRUSTEE 5.00 0.00 X 0 0 0 DENNIS M DURKIN TRUSTEE 5.00 0.00 X 0 0 0 REV JAMES J FLEMING SJ TRUSTEE 5.00 0.00 X 0 0 0 JOHN J GRIFFIN JR TRUSTEE 5.00 0.00 X 0 0 0 WILLIAM A HARVEY ESQ VICE CHAIR 10.00 0.00 X 0 0 0 MICHAEL L KEMPSKI TRUSTEE 5.00 0.00 X 0 0 0 JOSEPH F KESSLER TRUSTEE 5.00 0.00 X 0 0 0 PETER R KOWEY MD TRUSTEE 5.00 0.00 X 0 0 0 REV BRENDAN G LALLY SJ TRUSTEE 5.00 0.00 X 0 0 0 TIMOTHY MAGUIRE TRUSTEE 5.00 0.00 X 0 0 0 LYNN B MCKEE SECRETARY 5.00 0.00 X 0 0 0 EDWARD W MONEYPENNY CHAIR 10.00 0.00 X 0 0 0 REV BRUCE MORRILL SJ TRUSTEE 5.00 0.00 X 0 0 0 JAMES M NORRIS TRUSTEE 5.00 0.00 X 0 0 0 SHARON A RAMSAY O'BRIEN TRUSTEE 5.00 0.00 X 0 0 0 LORI N PERUTO ESQ TRUSTEE 5.00 0.00 X 0 0 0 REV SCOTT R PILARZ SJ TRUSTEE 5.00 0.00 X 0 0 0 DOMINIC F PILEGGI TRUSTEE 5.00 0.00 X 0 0 0 SR MARY SCULLION RSM TRUSTEE 5.00 0.00 X 0 0 0 REV JAMES M SHEA SJ TRUSTEE 5.00 0.00 X 0 0 0 MICHAEL F SWANICK TRUSTEE 5.00 0.00 X 0 0 0 SEAN S SWEENEY TRUSTEE 5.00 0.00 X 0 0 0 RAYMOND G WASHINGTON JR TRUSTEE 5.00 0.00 X 0 0 0 MARK REED PRESIDENT 40.00 0.00 X X 285762 0 45317 JEANNE BRADY PROVOST 40.00 0.00 X 118396 0 41529 MARIANNE SCHIMELFENIG GENERAL COUNSEL 40.00 0.00 X 251156 0 43796 JOHN SMITHSON SR. VICE PRESIDENT 40.00 0.00 X 279949 0 36857 ROSALIND REICHARD INTERIM PROVOST 40.00 0.00 X 245613 0 11830 DAVID R BEAUPRE VP - FINANCE & ADMIN., TREASURER 40.00 0.00 X 0 0 0 REV KEVIN GILLESPIE PRESIDENT 40.00 0.00 X 0 0 0 CARY ANDERSON VP - STUDENT LIFE 40.00 0.00 X 223370 0 47411 JOSEPH CASSIDY AVP & CONTROLLER 40.00 0.00 X 217501 0 33183 JOAN CHRESTAY VP - EXTERNAL AFFAIRS 40.00 0.00 X 188443 0 49644 JOSEPH DIANGELO DEAN, HAUB SCHOOL OF BUSINESS 40.00 0.00 X 381168 0 56717 DOMINICK DIJULIA VP FOR ATHLETICS 40.00 0.00 X 232127 0 52578 FRAN DISANTI CIO 40.00 0.00 X 204142 0 45617 SHARON EISENMANN VP - HUMAN RESOURCES 40.00 0.00 X 171053 0 35008 MARTIN FARRELL VP- DEVELOPMENT 40.00 0.00 X 326315 0 30454 JOSEPH LUNARDI VP-MARKETING & COMMUNICATION 40.00 0.00 X 160773 0 37976 ROBERT MCBRIDE INTERIM ASSOC PROVOST, EM 40.00 0.00 X 165607 0 46872 KEVIN ROBINSON VP - ADMINISTRATIVE SERVICES 40.00 0.00 X 253291 0 53594 E SPRINGS STEELE VP - MISSION 40.00 0.00 X 168248 0 39731 PHILIP MARTELLI HEAD COACH, MEN BASKETBALL 40.00 0.00 X 1156674 0 68628 CYNTHIA GRIFFIN HEAD COACH, WOMEN BASKETBALL 40.00 0.00 X 243585 0 73339 STEPHANIE PRICKEN AVP, FP & ANALYSIS 40.00 0.00 X 228014 0 47325 STEPHEN PORTH PROFESSOR 40.00 0.00 X 219593 0 48661 WAQAR GHANI PROFESSOR 40.00 0.00 X 220953 0 43323 5941733 0 989390 188 0 1 0 ARAMARK 1101 MARKET STREET PHILADELPHIA PA 19107 CONTRACTOR-FOOD SERVICES 9992765 WILEY GLOBAL EDUCATION 1415 W 22ND STREET STE 400 OAK BROOK IL 60523 CONTRACTOR-ONLINE COURSE SERVICES 5108612 THE ARTHUR JACKSON COMPANY 7025 WEST CHESTER PIKE UPPER DARBY PA 19082 HOUSEKEEPING 3612046 HOWELL PARTNERS LLC 100 CHETWYND DRIVE STE 105 BRYN MAWR PA 19010 COMMUNICATION FIRM 2376998 ALLIEDBARTON SECURITY SERVICES 3606 HORIZON DRIVE KING OF PRUSSIA PA 19406 CONTRACTOR-SECURITY SERVICES 1885805 88 953015 2865669 10038872 601959 13857556 ACADEMIC SERV - TUITION 611310 256597469 256597469 CAFETERIA & DORMIT 531110 33313026 33247329 65697 ATHLETICS 541800 2236434 2110826 125608 FITNESS CENTER 713940 66833 45623 21210 292213762 97355 10773 86582 1051240 0 1051240 1051240 1051240 3043286 1330059 1713227 1713227 1713227 178515 953015 218746 -40231 -40231 UNIVERSITY PRESS EXTERNAL INCOME 511190 216050 216050 FACILITIES RENTAL 611710 50187 50187 13923314 13724062 199252 14189551 323082460 305725309 638590 2861005 93333479 93333479 5197816 2927639 1951760 318417 83400305 71724262 8328218 3347825 6653371 5429834 864938 358599 10930538 7901198 2514024 515316 6178130 5149755 772266 256109 1134475 1134475 233580 233580 6451818 4158846 2048387 244585 2619204 2614782 4422 1508151 990863 488037 29251 2737633 2110414 602279 24940 13831930 13278653 553277 1907138 1525710 319296 62132 2286650 1829320 386530 70800 8547539 8547539 16358301 16358301 2104016 1871684 231332 1000 FOOD 11714881 10936602 716896 61383 ONLINE COURSE EXPENSE 6007200 6007200 STUDY ABROAD 3208725 3208725 EQUIPMENT RENTAL 2899034 2319227 522795 57012 12461001 9986992 1696175 777834 301704915 272444605 23130685 6129625 50243756 75156649 10579747 9166614 7782620 10431195 15476616 6060475 3892442 3956037 563777336 206757069 360942301 357020267 224198886 210191823 4023784 3825262 677140152 675808322 31328465 31608942 19424568 18667371 218960066 214949707 6182853 4420801 275895952 269646821 X 280994273 293627956 63656822 54474580 56593105 58058965 401244200 406161501 677140152 675808322 21377545 -16460244 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 173284 0 0 0 173284 0 PART II-B, LINE 1: LOBBYING PAYMENTS WERE MADE TO BUCHANAN INGERSOLL & ROONEY P.C., DUANE MORRIS GOVERNMENT STRATEGIES, AND S. R. WOJDAK & ASSOCIATES. THESE FIRMS HAVE BEEN ENGAGED TO PROVIDE LEGISLATIVE ADVOCACY SERVICES TO THE UNIVERSITY. 30000 1172853 X X X 0 215905363 2679460 -8763207 7640150 202181466 209285519 6281217 7432402 7093775 215905363 193169663 2565618 21666890 8116652 209285519 168833567 5382480 24252776 5299160 193169663 173114960 4594751 -5049963 3826181 168833567 0.54000 0.28000 0.18000 0 0 35836619 35836619 438215433 152191408 286024025 1646567 1530201 116366 60287775 41621253 18666522 27790942 11414207 16376735 357020267 STUDENT AND OTHER DEPOSITS 2640097 REFUNDABLE GOVERNMENT LOAN FUNDS 1586461 LEASES PAYABLE 194243 4420801 X 216783393 -16460243 631399 -15828844 232612237 90470223 90470223 323082460 211866092 631399 631399 211234693 90470222 90470222 301704915 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT IS USED TO PROVIDE SCHOLARSHIPS, SUPPORT PROGRAMS, FACULTY CHAIRS, TECHNOLOGY AND FOR INDIVIDUAL COLLEGE AND UNIVERSITY SUPPORT. PART X, LINE 2: GAAP REQUIRES THAT A TAX POSITION BE RECOGNIZED OR DERECOGNIZED BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THIS APPLIES TO POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE UNIVERSITY DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CONSOLIDATED AFFILIATES REVENUE NET OF ELIMINATIONS 412,653. FUNDRAISING EXPENSES RECLASSED 218,746. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS RECLASSED 90,470,224. ROUNDING -1. PART XII, LINE 2D - OTHER ADJUSTMENTS: CONSOLIDATED AFFILIATES EXPENSES NET OF ELIMINATIONS 412,653. FUNDRAISING EXPENSES RECLASSED 218,746. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS RECLASSED 90,470,224. ROUNDING -2. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS PRESENTED IN RECRUITING MATERIALS. SCHEDULE E, PART I, LINE 6 SAINT JOSEPH'S UNIVERSITY PARTICIPATED IN THE FOLLOWING PROGRAMS: FEDERAL PELL GRANT, PERKINS STUDENT LOAN PROGRAM, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, COLLEGE WORK STUDY, STAFFORDS STUDENT LOAN PROGRAM, PARENT LOANS FOR UNDERGRADUATE STUDENTS AND DEPARTMENT OF HEALTH AND HUMAN SERVICES, INSTITUTIONAL ASSISTANCE GRANT PROGRAM OF THE PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY AND PASSPORT PROGRAM. HSB RMI'S DINNER 317080 271160 45920 35000 25443 1750 HSB DEAN'S DINNER 386000 340075 45925 300 7078 64021 10488 5 428450 341780 86670 2360 40300 1224 30782 1131530 953015 178515 2660 82378 90688 43020 218746 -40231 1 SCHOLARSHIPS 5573 90746699 GRADUATE ASSISTANCE COURSES 75 773531 PROGRAM SCHOLARSHIPS 285 629779 RESIDENT ASSISTANT ROOMS 86 753530 RESIDENT ASSISTANT BOARD 86 429940 ATHLETIC BOOKS AND SUPPLIES X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MARK REED PRESIDENT 251804 0 0 0 33958 0 0 0 45317 0 331079 0 0 0 JEANNE BRADY PROVOST 118396 0 0 0 0 0 0 0 41529 0 159925 0 0 0 MARIANNE SCHIMELFENIG GENERAL COUNSEL 251156 0 0 0 0 0 0 0 43796 0 294952 0 0 0 JOHN SMITHSON SR. VICE PRESIDENT 279949 0 0 0 0 0 0 0 36857 0 316806 0 0 0 ROSALIND REICHARD INTERIM PROVOST 245613 0 0 0 0 0 0 0 11830 0 257443 0 0 0 CARY ANDERSON VP - STUDENT LIFE 223370 0 0 0 0 0 0 0 47411 0 270781 0 0 0 JOSEPH CASSIDY AVP & CONTROLLER 217501 0 0 0 0 0 0 0 33183 0 250684 0 0 0 JOAN CHRESTAY VP - EXTERNAL AFFAIRS 186351 0 0 0 2092 0 0 0 49644 0 238087 0 0 0 JOSEPH DIANGELO DEAN, HAUB SCHOOL OF BUSINESS 381168 0 0 0 0 0 0 0 56717 0 437885 0 0 0 DOMINICK DIJULIA VP FOR ATHLETICS 226815 0 0 0 5312 0 0 0 52578 0 284705 0 0 0 FRAN DISANTI CIO 204142 0 0 0 0 0 0 0 45617 0 249759 0 0 0 SHARON EISENMANN VP - HUMAN RESOURCES 171053 0 0 0 0 0 0 0 35008 0 206061 0 0 0 MARTIN FARRELL VP- DEVELOPMENT 326315 0 0 0 0 0 0 0 30454 0 356769 0 0 0 JOSEPH LUNARDI VP-MARKETING & COMMUNICATION 160773 0 0 0 0 0 0 0 37976 0 198749 0 0 0 ROBERT MCBRIDE INTERIM ASSOC PROVOST, EM 165607 0 0 0 0 0 0 0 46872 0 212479 0 0 0 KEVIN ROBINSON VP - ADMINISTRATIVE SERVICES 253291 0 0 0 0 0 0 0 53594 0 306885 0 0 0 E SPRINGS STEELE VP - MISSION 168248 0 0 0 0 0 0 0 39731 0 207979 0 0 0 PHILIP MARTELLI HEAD COACH, MEN BASKETBALL 1145104 0 0 0 11570 0 0 0 68628 0 1225302 0 0 0 CYNTHIA GRIFFIN HEAD COACH, WOMEN BASKETBALL 239235 0 0 0 4350 0 40000 0 33339 0 316924 0 0 0 STEPHANIE PRICKEN AVP, FP & ANALYSIS 228014 0 0 0 0 0 0 0 47325 0 275339 0 0 0 STEPHEN PORTH PROFESSOR 219593 0 0 0 0 0 0 0 48661 0 268254 0 0 0 WAQAR GHANI PROFESSOR 220953 0 0 0 0 0 0 0 43323 0 264276 0 0 0 PART I, LINE 1A MARK REED - MEMBERSHIP, UNION LEAGUE AND GOLF CLUB. KEVIN GILLESPIE, S.J. - RESIDENCE FOR PERSONAL USE. MARTIN FARRELL - MEMBERSHIP, APPLEBROOK GOLF CLUB. PHILIP MARTELLI AND CYNTHIA GRIFFIN HAVE TRAVEL FOR COMPANIONS. A 2008 PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 709179HH5 2008-05-09 48580000 CURRENT REFUND OF ISSUER'S SERIES 2001A & 2006 0 0 0 B 2010 PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RL94 2010-10-01 162637233 CURRENT REFUNDING OF VARIOUS ISSUES, MISC 0 0 0 C 2013 PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 2013-01-31 8000000 PURCHASE OF 5800 CITY AVENUE 0 0 0 D 2013 PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917SGZO 2013-08-01 26280000 CURRENT REFUNDING OF VARIOUS ISSUES 0 0 0 A 40580000 40580000 397859 126165 2008 1 0 1 1 B 45142233 162637233 929551 42072115 2013 1 0 1 1 C 8000000 8000000 2013 1 0 1 1 D 5295000 27828963 372929 2015 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 1 0 0 0 0 B 0 0 0 1 1 1 0 0 0 0 0 C 0 0 1 0 1 0 0 0 0 D 0 0 0 1 0 0 0 0 0 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: 2010 PA HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 02/27/2013 ISSUER NAME: 2013 PA HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 02/26/2015 A 2015 PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 2015-04-30 74390858 CURRENT REFUNDING OF VARIOUS ISSUES 0 0 0 A 1563482 74390858 266661 2015 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 1 0 1 0 0 0 0 A 1 LYNN B MCKEE TRUSTEE 9992765 FOOD SERVICES 0 0 0 X 1 30000 OPINIONS OF EXPERTS X 27 571959 COST OR SELLING PRICE 0 0 1 0 PART I, COLUMN (B): ART - WORKS OF ART - ITEMS CONTRIBUTED SECURITIES - PUBLICLY TRADED - NO. OF CONTRIBUTIONS FORM 990, PART VI, SECTION A, LINE 2 SAINT JOSEPH'S UNIVERSITY PREPARES A SUMMARY OF BOARD AFFILIATIONS AND POSITIONS WHICH LISTS THE OFFICERS OR BOARD MEMBERS NAME, AND THE SJU RELATED/AFFILIATE ENTITY OR THE NON-SJU AFFILIATED ENTITIES FOR WHICH EACH PERSON HAS A FAMILIAL OR BUSINESS RELATIONSHIP. SCHEDULE L LISTS THE REPORTABLE BUSINESS TRANSACTIONS INVOLVING BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 FOLLOWING REVIEW BY MANAGEMENT AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, THE FORM 990 HAS BEEN PROVIDED TO THE FULL BOARD PRIOR TO FILING FOR TRUSTEE'S REVIEW, COMMENT, INPUT, AND QUESTIONS, IF ANY. FORM 990, PART VI, SECTION B, LINE 12C SAINT JOSEPH'S UNIVERSITY (SJU) HAS A BUSINESS CONDUCT AND CONFLICT OF INTEREST POLICY ("POLICY"), WHICH SETS FORTH SJU'S POLICIES AND PROCEDURES REGARDING MANAGING, REDUCING OR ELIMINATING CONFLICTS OF INTEREST AS DEFINED IN THE POLICY. THE POLICY APPLIES TO BOARD MEMBERS AND ALL EMPLOYEES, INCLUDING OFFICERS, FACULTY AND KEY EMPLOYESS ("COVERED PERSONS"). COVERED PERSONS ANNUALLY RECEIVE A COPY OF THE POLICY AND A CONFLICT OF INTEREST DISCLOSURE STATEMENT ("STATEMENT") FOR COMPLETION INCLUDING, IN PARTICULAR, DISCLOSURE OF FINANCIAL INTERESTS OR OTHER REPORTABLE CIRCUMSTANCES OR RELATIONSHIPS AS DESCRIBED IN THE POLICY. THE STATEMENTS OF TRUSTEES AND THE PRESIDENT ARE DIRECTED TO THE CHAIRPERSON OF THE AUDIT & RISK COMMITTEE AND REVIEWED AND MAINTAINED BY THE OFFICE OF GENERAL COUNSEL, WHICH PROVIDES A SUMMARY OF DISCLOSED CONFLICTS OF INTEREST TO THE CHAIRPERSON OF THE AUDIT & RISK COMMITTEE WITH GENERAL COUNSEL'S RECOMMENDATIONS, IF ANY, REGARDING SUCH DISCLOSURES. THEREAFTER, THE SUMMARY AND RECOMMENDATIONS, IF ANY, ALONG WITH THE AUDIT & RISK COMMITTEE'S COMMENTS ARE PROVIDED TO THE CHAIRPERSON OF THE BOARD FOR PRESENTATION TO THE EXECUTIVE COMMITTEE AND THE FULL BOARD, AS APPROPRIATE. THE STATEMENTS OF OFFICERS, KEY EMPLOYEES, FACULTY AND ALL OTHER EMPLOYEES ARE DIRECTED TO THE PRESIDENT AND REVIEWED AND MAINTAINED BY THE GENERAL COUNSEL. A SUMMARY OF ALL DISCLOSED CONFLICTS OF INTEREST ARE PROVIDED BY THE GENERAL COUNSEL TO THE CHAIRPERSON OF THE AUDIT & RISK COMMITTEEE AND THE CHAIRPERSON OF THE BOARD FOR PRESENTATION, AS APPROPRIATE, TO EITHER THE EXECUTIVE COMMITTEE OR, TO THE FULL BOARD. COPIES OF THE COMPLETED STATEMENTS OF COVERED PERSONS ARE MAINTAINED BY THE OFFICE OF THE GENERAL COUNSEL AND BECOME PART OF THE UNIVERSITY'S CORPORATE BOOKS AND RECORD. IN THE CASE OF EMPLOYEES, INCLUDING OFFICERS AND KEY EMPLOYEES, COPIES OF THE COMPLETED STATEMENT ARE ALSO MAINTAINED IN THE EMPLOYEE'S PERSONNEL FILE AND MADE AVAILABLE FOR REVIEW AND AUDIT BY THE AUDIT AND RISK COMMITTEE OF THE BOARD AND GENERAL COUNSEL, AS NEEDED AND APPROPRIATE. IN ADDITION, COPIES OF THE SUMMARIES AND ACTUAL DISCLOSURES ARE AVAILABLE TO THE FULL BOARD UPON REQUEST THROUGHOUT THE YEAR. THE POLICY CONTAINS A CONTINUING AFFIRMATIVE OBLIGATION TO DISCLOSE COMPENSATION OR OTHER CIRCUMSTANCES OR RELATIONSHIPS, WHICH MAY RISE TO THE LEVEL OF AN ACTUAL OR APPARENT CONFLICT AND PROVIDES PROCEDURES FOR THE BOARD OR RELEVANT BOARD COMMITTEE TO MANAGE, REDUCE OR ELIMINATE THE CONFLICT OF INTEREST. DISCUSSIONS AND PROCEEDINGS WHERE A CONFLICT IS DISCLOSED ARE DOCUMENTED IN THE MINUTES FOR THE BOARD OR AFFECTED BOARD COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD, WHICH IS COMPRISED OF INDEPENDENT BOARD MEMBERS WHO HAVE NO PERSONAL INTEREST IN ANY EXECUTIVE COMPENSATION ARRANGEMENT WITH THE UNIVERSITY, ANNUALLY REVIEWS AND APPROVES, BASED ON A REVIEW OF APPROPRIATE COMPARABILITY DATA, THE COMPENSATION THAT IS PAID TO THE PRESIDENT. THE PRESIDENT, BASED ON A REVIEW OF APPROPRIATE COMPARABILITY DATA, DECIDES THE COMPENSATION TO BE PAID TO THE OTHER APPLICABLE UNIVERSITY EXECUTIVES, WHICH DECISIONS AND COMPENSATION ARRANGEMENTS ARE REVIEWED BY THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE DOCUMENTS THE BASIS FOR ITS DETERMINATIONS REGARDING THE COMPENSATION OF THE PRESIDENT AND ITS REVIEW OF THE PRESIDENT'S DECISIONS REGARDING THE COMPENSATIONS OF OTHER EXECUTIVES. FORM 990, PART VI, SECTION C, LINE 19 THE BY-LAWS ARE AVAILABLE TO ALL TRUSTEES AT ANY TIME AND FROM THE UNIVERSITY UPON REQUEST WHEN APPROPRIATE AND IN RESPONSE TO LEGAL PROCESS. MANY OTHER INSTITUTIONAL POLICIES (E.G., WHISTLEBLOWER POLICY) ARE EITHER POSTED ON THE SJU INTERNET WEBSITE OR MYSJU INTERNAL WEBSITE. REQUESTS FOR FINANCIAL INFORMATION WILL BE EVALUATED ON AN INDIVIDUAL BASIS AND INFORMATION WILL BE PROVIDED AS APPROPRIATE. FORM 990, PART VII, SECTION A THE AVERAGE HOURS PER WEEK LISTED IN THIS SECTION ARE A MINIMUM. DELAWARE VALLEY EDUCATIONAL TELECOMMUNICATIONS NETWORK 5600 CITY AVENUE PHILADELPHIA PA 19131 261471973 EDUCATIONAL TELEVISION NETWORK PA 501(C)(4) SAINT JOSEPH'S UNIVERSITY 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DELAWARE VALLEY EDUCATIONAL TELECOMMUNICATIONS NETWORK C 1237956 75% OF DVETN REVENUE