2017-02-28T17:46:46-06:00 2016-06-30 BDO USA LLP 600 ANTON BLVD STE 500 COSTA MESA CA 92626 990 2015-07-01 330047994 ORANGE COUNTY'S UNITED WAY % SANDRA BENSWORTH ORAN 9496607600 18012 MITCHELL AVENUE SOUTH IRVINE CA 926146008 MAX GARDNER CEO 9496607600 2017-02-15 true CINDY J JANIKOWSKI P00165179 7149573200 2015 2021-01-29 14:40:06Z MAX GARDNER 18012 MITCHELL AVENUE SOUTH IRVINE CA 92614 19203763 false X www.unitedwayoc.org X 1940 CA OUR MISSION IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. 37 36 59 4393 0 23414063 18245147 0 0 384372 631607 -186923 -74379 23611512 18802375 14427802 13662485 0 0 3480813 3593488 0 0 2064717 1408066 1565603 19316681 18821576 4294831 -19201 30155671 27501133 8768351 6805722 21387320 20695411 X OUR MISSION IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. WE ENVISION A COMMUNITY, WHERE, IN THE NEXT 10 YEARS: EVERY ORANGE COUNTY YOUTH WILL RECEIVE A HIGH-QUALITY AND RELEVANT EDUCATION, FAMILIES WILL HAVE THE CAPABILITY TO BECOME FINANCIALLY STABLE, THE NEXT GENERATION IN ORANGE COUNTY WILL BE THE HEALTHIEST IN THE NATION AND HOMELESSNESS FOR CHILDREN AND THEIR FAMILIES HAS COME TO AN END. false false 4604698 4604698 SEE SCHEDULE O 1615753 SEE SCHEDULE O 9057787 9057787 SEE SCHEDULE O 15278238 true true false true true false false false true true false false false false true true false false false false false false false true false false true false true false false false false false false false false true false false false false false false false false true 22 0 true 59 true false false false false false true true false false false false false false false X 37 36 false false false false false false false true true false false true true true true true true true true false CA X SANDRA BENSWORTH 9492636140 18012 MITCHELL AVENUE SOUTH IRVINE CA 92614 LISA LOCKLEAR OUTGOING TREASURER, DIRECTOR 5.0 0.0 X X 0 0 0 STEVEN D ALLISON OUTGOING CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 BEN ALVARADO DIRECTOR 1.0 0.0 X 0 0 0 SHERRI BOVINO DIRECTOR 1.0 0.0 X 0 0 0 STEVE CHURM DIRECTOR 1.0 0.0 X 0 0 0 TERRY FEIT OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL FELDMAN DIRECTOR 1.0 0.0 X 0 0 0 REGGIE GILYARD OUTGOING DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL A JOHNSON OUTGOING SECRETARY, DIRECTOR 5.0 0.0 X X 0 0 0 JACQUELINE A BRYA KELLEY DIRECTOR 1.0 0.0 X 0 0 0 ROBERT E KENT DIRECTOR 1.0 0.0 X 0 0 0 IAN LEISEGANG INCOMING VICE CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 KENNETH F LICKEL DIRECTOR 1.0 0.0 X 0 0 0 DAVID MEULMESTER DIRECTOR 1.0 0.0 X 0 0 0 NANCY B MEYER DIRECTOR 1.0 0.0 X 0 0 0 AL MILJARES DIRECTOR 1.0 0.0 X 0 0 0 SUE PARKS INCOMING CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 SHIRLEY QUACKENBUSH DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL M RUANE DIRECTOR 1.0 0.0 X 0 0 0 ERNEST SCHROEDER DIRECTOR 1.0 0.0 X 0 0 0 JAMES W WILSON INCOMING SECRETARY, DIRECTOR 5.0 0.0 X X 0 0 0 MAX GARDNER CEO, PRESIDENT 37.5 0.0 X X 309302 0 19269 PAULA CAMPELL DIRECTOR 1.0 0.0 X 0 0 0 KAREN CONLON DIRECTOR 1.0 0.0 X 0 0 0 SUZANNE FRADETTE INCOMING TREASURER, DIRECTOR 5.0 0.0 X X 0 0 0 MILDRED GARCIA DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH HENSLEY DIRECTOR 1.0 0.0 X 0 0 0 SANDRA HUTCHENS DIRECTOR 1.0 0.0 X 0 0 0 HECTOR INFANTE DIRECTOR 1.0 0.0 X 0 0 0 JOHN MCGRATH DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL RAY DIRECTOR 1.0 0.0 X 0 0 0 ANTONELLA CASTRO DIRECTOR 1.0 0.0 X 0 0 0 TIM CLYDE DIRECTOR 1.0 0.0 X 0 0 0 CARIE MONROE DIRECTOR 1.0 0.0 X 0 0 0 KEITH MORRISON DIRECTOR 1.0 0.0 X 0 0 0 TAM NGUYEN DIRECTOR 1.0 0.0 X 0 0 0 NICOLE CARRILLO HALL DIRECTOR 1.0 0.0 X 0 0 0 BILL MECKLENBURG DIRECTOR 1.0 0.0 X 0 0 0 SCOTT SAMPLEY DIRECTOR 1.0 0.0 X 0 0 0 CANDICE STACK WHITTEN DIRECTOR 1.0 0.0 X 0 0 0 JOHN VALENTA DIRECTOR 1.0 0.0 X 0 0 0 SANDRA BENSWORTH CFO 37.5 0.0 X 157363 0 8085 CARLA VARGAS SVP/COMMUNITY IMPACT 37.5 0.0 X 177816 0 11042 LORI BURRILL VP INVESTOR RELATIONS 37.5 0.0 X 158160 0 225 MIKE GREENE VP/IT 37.5 0.0 X 112022 0 7849 SUSAN ARITA DIRECTOR OF FINANCE 37.5 0.0 X 103897 0 9602 KATHERINE RANSOM VP/MARKETING 37.5 0.0 X 103824 0 9811 MICHELLE BURROUGHS DIRECTOR OF HEALTH & EVAL 37.5 0.0 X 98220 0 8096 1220604 0 73979 8 false true false 0 222739 18022408 293483 18245147 0 631607 631607 0 0 0 0 0 293483 293483 0 26626 222739 107905 -81279 -81279 0 0 OTHER INCOME 900099 6900 6900 6900 18802375 557228 13662485 13662485 0 0 0 915425 433924 360272 121229 0 2230053 755018 507530 967505 22838 7555 5976 9307 183733 60780 48081 74872 241439 87860 69403 84176 0 0 77506 77506 0 0 0 237020 19506 84690 132824 318555 3426 315129 84289 17613 39434 27242 218026 28514 80594 108918 0 157679 39851 61136 56692 14500 4572 501 9427 0 43366 8309 13048 22009 0 191772 95886 38354 57532 201501 50375 80601 70525 11760 968 4202 6590 MISCELLANEOUS 9629 1596 7293 740 18821576 15278238 1478621 2064717 6956796 4009500 2888713 0 8077871 6276648 10957 6427 0 0 0 0 0 0 0 0 69719 43896 5676343 4382463 1227117 1293880 10756831 15775383 0 0 0 0 0 0 167667 95399 30155671 27501133 586255 258313 8182096 6547409 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8768351 6805722 X 15215601 16057858 0 0 6171719 4637553 21387320 20695411 30155671 27501133 X -19201 -754428 81720 X false true X true false X 18592605 17572766 18007909 23414063 18245147 95832490 0 0 18592605 17572766 18007909 23414063 18245147 95832490 2940579 92891911 122940 137243 202496 385594 631606 1479879 0 34792 29429 26244 7138 6900 104503 97416872 0.95355 0.96100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18821576 18821576 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 0 0 0 0 0 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 LOBBYING ACTIVITIES - FORM 990 PART IV LINE 4 THE ORGANIZATION DID NOT HAVE ANY LOBBYING ACTIVITIES FOR THE YEAR; HOWEVER, FORM 5768, ELECTION/REVOCATION OF ELECTION BY AN ELIGIBLE SECTION 501(C)(3) ORGANIZATION TO MAKE EXPENDITURES TO INFLUENCE LEGISLATION, WAS FILED WITH THE IRS FOR TAX YEAR 2007. 73 6901254 7559066 791681 true true false 9477694 3302577 -79313 12700958 4800725 4617650 59319 9477694 3785172 485512 530040 4800724 3031766 426031 327375 3785172 2361647 624473 45646 3031766 0.67000 0.33000 false false 722039 722039 2089639 2047844 41795 1357323 1250084 107239 1507342 1084535 422807 1293880 0 0 X 9071880 -754428 81720 -672708 9744588 9057787 9057787 18802375 9763789 9763789 9057787 9057787 18821576 FORM 990 SCHEDULE D PART X LINE 2 FIN48(ASC 740) LIABILITY FOR UNCERTAIN TAX POSITIONS THE ORGANIZATION IS EXEMPT FROM INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE ORGANIZATION FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) NO. 740, INCOME TAXES, SURROUNDING ACCOUNTING FOR UNCERTAIN INCOME TAX POSITIONS. ASC 740 PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN INCOME TAX RETURNS. ASC 740 ALSO PROVIDES GUIDANCE ON ACCOUNTING FOR INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS. THE ORGANIZATION WILL REPORT INTEREST AND PENALTIES, IF ANY, RELATED TO INCOME TAX MATTERS AS ADMINISTRATION SUPPORT SERVICES. FORM 990 SCHEDULE D PART V LINE 4 PURPOSE - ENDOWMENT FUNDS The principal objective of the Endowment Fund is to provide a source of income to help fund the Organization's operational costs, thereby providing some protection against fluctuations in annual campaign revenue and maximizing the amount of resources focused on the community's most critical issues. FORM 990 SCHEDULE D PART XI LINE 4B & PART XII LINE 4B DONOR DESIGNATION AND DONOR DESIGNATION FEES: 9,057,787 FORM 990 SCHEUDLE D PART XI LINE 2D PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 81,720 WPF BREAKFAST 249365 222739 26626 0 0 36359 28183 0 43363 0 249365 222739 26626 0 0 36359 28183 0 43363 107905 -81279 true 211 ORANGE COUNTY 1505 E 17th Street Suite 108 Santa Ana CA 92705 330063532 501c(3) 200000 Housing/Health ABRAZAR INC 7101 Wyoming Street Westminster CA 92683 330301538 501c(3) 294000 Income ACACIA ADULT DAY SERVICES 11391 Acacia Pkwy Garden Grove CA 92840 953509323 501c(3) 20000 Health and Human Services ACCESS OC 1505 East 17th Suite 209 Santa Ana CA 92705 952021700 501c(3) 20000 Health and Human Services AGE WELL SENIOR SERVICES 24461 Ridge Route Dr Suite 220 Laguna Hills CA 92653 931163563 501c(3) 31875 Health and Human Services ALZHEIMER'S FAMILY SERVICES CENTER 9451 Indianapolis Ave Huntington Beach CA 92646 953463975 501c(3) 25000 Health and Human Services ALZHEIMER'S ORANGE COUNTY 2515 McCabe Way Suite 200 Irvine CA 92614 953702013 501c(3) 10000 Health and Human Services ANAHEIM CITY SCHOOL DISTRICT 1001 South East Street Anaheim CA 92805 956000119 501c(4) 57000 Education ANAHEIM UNION HIGH SCHOOL DISTRICT PO Box 3520 Anaheim CA 928033520 956000120 501c(4) 161625 Education BOYS & GIRLS CLUB OF CENTRAL ORANGE COAST 250 N Golden Circle 104 Santa Ana CA 92705 951893417 501c(3) 100000 Education BOYS & GIRLS CLUB OF WESTMINSTER 14400 Chestnut Streeet Westminster CA 92683 952919799 501c(3) 25000 Education CAL STATE FULLERTON PHILANTHROPIC 2600 Nutwood Ste 850 Fullerton CA 92831 330567945 501c(3) 100000 Education CALIFORNIA STATE UNIVERSITY FULLERTON 800 N State College Blvd Fullerton CA 92834 330567945 501c(4) 14500 Income CASA YOUTH SHELTER 10911 Regan Street Los Alamitos CA 90720 953218061 501c(3) 20000 Health and Human Services CHILD GUIDANCE CENTER 525 Cabrillo Park Drive Suite 300 Santa Ana CA 92701 952546170 501c(3) 157500 Health and Human Services CHILDREN AND FAMILIES COMMISSION 1505 E 17th Street Suite 230 Santa Ana CA 92705 475394284 501c(3) 20000 Report COASTLINE COMMUNITY COLLEGECOAST COMMUNITY COLLEG 11460 Warner Ave Fountain Valley CA 92708 330094898 501c(3) 9600 Education COLETTE'S CHILDREN HOME 7372 Prince Drive Suite 106 Huntington Beach CA 92647 911939140 501c(3) 7500 Health and Human Services COMMUNITY ACTION PARTNERSHIP 11870 Monarch Garden Grove CA 92841 952452787 501c(3) 162000 Health and Human Services COMMUNITY PARTNERS 1000 N Alameda St 240 Los Angeles CA 90012 954302067 501c(3) 40000 Health and Human Services COMMUNITY SENIORSERV 1200 N Knollwood Circle Anaheim CA 92801 952771715 501c(3) 32000 Health and Human Services COMMUNITY SERVICE PROGRAMS 1221 E Dyer Road Suite 120 Santa Ana CA 92705 953167866 501c(3) 20000 Health and Human Services CONSUMER CREDIT COUNSELING SERVICE 1920 Old Tustin Road Santa Ana CA 927057844 952426981 501c(3) 14541 Income COUNTY OF ORANGE PO Box 1438 Santa Ana CA 92702 956000928 501c(3) 13300 Health COUNTY OF ORANGE SOCIAL SERVICES - CHILD SERVICES 500 N State Collage Blvd Orange CA 92868 956000928 501c(3) 20000 Report FAMILIES FORWARD 8 Thomas Irvine CA 92618 330086043 501c(3) 172500 Income/Housing FOOD FINDERS INC 3744 NIndustry Ave 401 Lakewood CA 90712 330412749 501c(3) 25000 Health FRIENDSHIP SHELTER PO Box 4252 Laguna Beach CA 92652 330219404 501c(3) 7500 Health and Human Services GARDEN GROVE UNIFIED SCHOOL DISTRICT 10331 Stanford Avenue Garden Grove CA 92840 952378800 501c(4) 210100 Education GIRLS INC OF ORANGE COUNTY 150 Paularino Ave D290 Costa Mesa CA 92626 951810150 501c(3) 60167 Education GOOD HANDS FOUNDATION 12 Rue Brittany Foothill Ranch CA 92610 471888690 501c(3) 8500 Income HABITAT FOR HUMANITY OF ORANGE COUNTY 2200 Ritchey Street Santa Ana CA 92705 330311059 501c(3) 25000 Health HANDS TOGETHER A CENTER FOR CHILDREN 201 Civic Center Drive East Santa Ana CA 92701 330857087 501c(3) 10000 Education HUMAN OPTIONS PO Box 53745 Irvine CA 92619 953667817 501c(3) 35000 Housing/Health HUNTINGTON BEACH UNION HIGH SCHOOL DISTRICT 5832 Bolsa Ave Huntington Beach CA 92649 330514550 501c(3) 23050 Education ILLUMINATION FOUNDATION 2691 Richter Ave Suite 107 Irvine CA 92606 952021700 501c(3) 25000 Housing INSTITUTE FOR HEALTHCARE ADVANCEMENT 501 S Idaho Street Suite 300 La Habra CA 90631 330483197 501c(3) 25800 Health and Human Services INTERVAL HOUSE PO Box 3356 Seal Beach CA 90740 953389113 501c(3) 35000 Housing IRVINE ADULT DAY HEALTH SERVICES 20 Lake Road Irvine CA 92604 330599371 501c(3) 29614 Health and Human Services KIDWORKS 1902 West Chestnut Ave Santa Ana CA 92703 743081569 501c(3) 10000 Education LAGUNA BEACH COMMUNITY CLINIC 362 Third Street Laguna Beach CA 92651 952637633 501c(3) 20000 HEALTH & HUMAN SVC LATINO HEALTH ACCESS 450 W Fourth Street Suite 130 Santa Ana CA 92701 330562943 501c(3) 75000 HEALTH LAURA'S HOUSE 999 Corporate Drive Suite 225 Ladera Ranch CA 92694 330621826 501c(3) 30000 HEALTH & HUMAN SVC LESTONNAC FREE CLINIC 1215 E Chapman Orange CA 92866 953499011 501c(3) 50000 HEALTH & HUMAN SVC MERCY HOUSE LIVING CENTERS INC PO Box 1905 Santa Ana CA 92702 330315864 501c(3) 160545 HOUSING ONEOC 1901 East 4th Street 100 Santa Ana CA 92705 952021700 501c(3) 221000 HEALTH ORANGE COUNTY COMMUNITY FOUNDATION 4041 MacArthur Blvd Suite 510 Newport Beach CA 92660 952021700 501c(3) 10000 HEALTH & HUMAN SVC PATHWAYS OF HOPE POBox 6326 Fullerton CA 92834 330147739 501c(3) 87500 INCOME/HOUSING PROJECT HOPE ALLIANCE 1954 Placentia Avenue Suite 202 Costa Mesa CA 92627 753099628 501c(3) 97000 INCOME/HOUSING PROVIDENCE SPEECH & HEARING CENTER 1301 Providence Ave Orange CA 92868 956154473 501c(3) 50000 EDUCATION ROADTRIP NATION 1626 Placentia Ave Costa Mesa CA 92627 263889207 501c(3) 36669 EDUCATION SANTA ANA UNIFIED SCHOOL DISTRICT 1601 E Chestnut Ave Santa Ana CA 92701 330383385 501c(4) 112200 EDUCATION SECOND HARVEST FOOD BANK 8014 Marine Way Irvine CA 92618 320362611 501c(3) 150000 HEALTH SERVING KIDS HOPE 2100 WAlton Ave 2 Santa Ana CA 92704 471518476 501c(3) 25000 HEALTH SERVING PEOPLE IN NEED (SPIN) 151 Kalmus Drive H2 Costa Mesa CA 92626 330329687 501c(3) 57500 HEALTH & HUMAN SVC SHARE OUR SELVES 1550 Superior Ave Costa Mesa CA 92627 953222316 501c(3) 20000 HEALTH & HUMAN SVC TALLER SAN JOSE 801 N Broadway Santa Ana CA 92701 593816355 501c(3) 75000 EDUCATION UC REGENTS - UNIVERSITY OF CALIFORNIA IRVINE 420 Social Science Tower Irvine CA 92697 952540117 501c(3) 18280 EDUCATION UNITED WAYS OF CA 1107 Fair Oaks Ave 12 South Pasadena CA 910303311 941646369 501c(3) 40410 HEALTH VITAL LINK 15401 Redhill Avenue Suite F Tustin CA 92780 330632256 501c(3) 40950 EDUCATION WHW 1800 E McFadden Ave Suite 1A Santa Ana CA 92705 330576900 501c(3) 66250 INCOME WISEPLACE 1411 N Broadway Santa Ana CA 92706 951684796 501c(3) 47000 HOUSING/HEALTH WOMEN'S TRANSITIONAL LIVING CENTER PO Box 916 Fullerton CA 92832 510201813 501c(3) 38500 HOUSING WORKING WARDROBES 3030 Pullman Street Costa Mesa CA 92626 330669145 501c(3) 56250 INCOME 64 4 SCHEDULE I PART I Line 2 GENERAL INFO - GRANTS & ASSISTANCE: Orange County's United Way monitors the use of grant funds by engaging in a formal grant agreement with the agency referencing the funded program and anticipated outcomes. Quarterly reports are required and measured against anticipated outcomes. In addition, updated financial statements and audit reports are required. Any performance problems with the grantee are monitored both by staff and the Community Impact Committee. X true true X X X X false false false false false false false false false MAX GARDNER CEO, PRESIDENT 259302 0 50000 0 0 0 7950 0 11319 0 328571 0 0 0 SANDRA BENSWORTH CFO 145363 0 12000 0 0 0 0 0 8085 0 165448 0 0 0 CARLA VARGAS SVP/COMMUNITY IMPACT 162816 0 15000 0 0 0 5360 0 5682 0 188858 0 0 0 LORI BURRILL VP INVESTOR RELATIONS 150160 0 8000 0 0 0 0 0 225 0 158385 0 0 0 SCHEDULE J PART I Line 1A COMPENSATION - HEALTH OR SOCIAL CLUB DUES: THE MEMBERSHIP IS USED TO CONDUCT BUSINESS RELATED MEETINGS AND ENGAGEMENTS TO FURTHER ADVANCE THE MISSION OF THE ORGANIZATION. X 27 293483 FMV false true true FORM 990 SCHEDULE M LINE 9(B) THE AMOUNT IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990 SCHEDULE M LINE 32B VEHICLE DONATION CENTER: THE ORGANIZATION UTILIZES AN UNRELATED OUTSIDE THIRD PARTY TO PROCESS VEHICLE DONATIONS. FORM 990 PART VI SECTION B LINE 12C POLICIES - MONITOR AND COMPLIANCE ENFORCEMENT: OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT WOULD GIVE RISE TO CONFLICTS. CONFLICT STATEMENTS ARE REVIEWED ANNUALLY AND ANY STATED CONFLICT IS REVIEWED BY THE BOARD DEVELOPMENT COMMITTEE AND BY THE BOARD OF DIRECTORS. FORM 990 PART VI SECTION B, LINE 15A & B POLICIES - COMPENSATION: THE EXECUTIVE COMPENSATION COMMITTEE ("THE COMMITTEE") OF THE BOARD OF DIRECTORS IS COMPRISED OF INDEPENDENT DIRECTORS RESPONSIBLE FOR REVIEW AND APPROVAL OF COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND OTHER KEY EMPLOYEES. ORANGE COUNTY'S UNITED WAY'S EXECUTIVE COMPENSATION PROGRAM IS DESIGNED TO ENCOURAGE RETENTION OF HIGH CALIBER EXECUTIVES. THE COMMITTEE CONSIDERS NUMEROUS FACTORS INCLUDING OCUW'S MISSION AND GOALS, COMPARABLE COMPENSATION OFFERED IN COMPARABLE MARKETS AND OVERALL PERFORMANCE OF THE CEO AND KEY EMPLOYEES. AS PART OF THE PROCESS THE COMMITTEE REVIEWS A SUMMARY OF SALARY DATA PUBLISHED IN COMPENSATION SURVEYS FROM INDEPENDENT SOURCES INCLUDING UNITED WAY WORLDWIDE AND REGIONAL DATA FROM OTHER NON-PROFITS IN SOUTHERN CALIFORNIA. THE COMMITTEE ALSO REVIEWED THE PERFORMANCE INCENTIVE PROGRAM. THIS PLAN IS DESIGNED TO REWARD PERFORMANCE BASED ON BOTH QUANTIFIABLE AND NON-QUANTIFIABLE SPECIFIC ORGANIZATIONAL DRIVERS. FINALLY, THE COMMITTEE REVIEWED AND DETERMINED OTHER COMPENSATION WHICH INCLUDES HEALTH AND WELFARE BENEFITS AND CONTRIBUTIONS TO A QUALIFIED RETIREMENT PLAN. THE COMMITTEE BELIEVES THE COMPENSATION PROGRAM AND INFORMATION DESCRIBED ABOVE IS IN LINE WITH ORANGE COUNTY UNITED WAY'S MISSION AND GOALS AND ACCURATELY REFLECTS A COMPETITIVE PROGRAM TO ATTRACT AND RETAIN HIGH LEVEL EXECUTIVES. FORM 990 PART VI SECTION C LINE 19 DISCLOSURE - GOVERNING DOCS, CONFLICT OF INTEREST POLICY & FINANCIALS: THE FINANCIAL STATEMENTS AND TAX RETURN ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. ANY OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990 PART VI SECTION A LINE 11B GOVERNING BODY & MGMT - REVIEW OF FORM 990: THE CFO WORKED CLOSELY WITH THE INDEPENDENT TAX PREPARER IN THE PREPARATION OF THE ORGANIZATION'S TAX RETURN. THE FINAL PRODUCT WAS REVIEWED BY THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990 PART III LINE 4A EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4A. COMMUNITY IMPACT ALLOCATION POOL OUR MISSION: TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. OUR VISION: WE ENVISION A COMMUNITY, WHERE, IN THE NEXT 10 YEARS: EVERY ORANGE COUNTY YOUTH WILL RECEIVE A HIGH-QUALITY AND RELEVANT EDUCATION, FAMILIES WILL HAVE THE CAPABILITY TO BECOME FINANCIALLY STABLE, THE NEXT GENERATION IN ORANGE COUNTY WILL BE THE HEALTHIEST IN THE NATION AND HOMELESSNESS FOR CHILDREN AND THEIR FAMILIES HAS COME TO AN END. OCUW IS BUILDING THE CAPACITY OF THE NONPROFIT SECTOR AND DIRECTLY MEETING THE NEEDS OF OUR COMMUNITY THROUGH A NUMBER OF INVESTMENT STRATEGIES TARGETING SPECIFIED OBJECTIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING, INCLUDING: 1) COMPETITIVE GRANT FUNDING - OCUW DIRECTLY FUNDS AND PARTNERS WITH 68 LEADING NONPROFIT AGENCIES THROUGH OUR COMPETITIVE GRANT PROGRAM. THE RIGOROUS APPLICATION AND REVIEW PROCESS REQUIRES AGENCIES TO MEET THE HIGHEST OF FINANCIAL, LEADERSHIP AND PROGRAM STANDARDS. IN ADDITION TO GRANT FUNDING, OUR PARTNER AGENCIES ARE PROVIDED WITH TRAINING AND RESOURCES DESIGNED TO ENHANCE THEIR PROGRAM CAPACITY, OUTCOMES, FINANCIAL SUSTAINABILITY AND COMMUNITY COLLABORATIONS; 2) STRATEGIC INITIATIVES - OCUW IS PROUD TO LEAD A NUMBER OF COUNTY WIDE INITIATIVES, IMPLEMENTING AND FUNDING INNOVATIVE SERVICE MODELS ADDRESSING UNMET EDUCATION NEEDS OF OUR YOUTH, FINANCIAL STABILITY SERVICES FOR LOW-INCOME WORKING FAMILIES, AND HEALTH ACCESS FOR ALL. THESE INITIATIVES ARE STAFFED AND FUNDED THROUGH OCUW AND CREATE NEW OPPORTUNITIES TO LEVERAGE EXISTING RESOURCES, DEVELOP STRATEGIC COLLABORATIONS AND CREATE POWERFUL PARTNERSHIPS TO ADDRESS COMMUNITY NEEDS. OCUW'S INITIATIVES INCLUDE: DESTINATION GRADUATION - SUPPORTING CRITICAL EDUCATION STRATEGIES IN TARGETED MIDDLE AND HIGH SCHOOLS; THE EARNED INCOME TAX CREDIT CAMPAIGN - PROVIDING FREE TAX SERVICES AND ACCESS TO EARNED TAX CREDITS; SPARKPOINT OC - AN INNOVATIVE BUNDLED SERVICE MODEL HELPING FAMILIES TO REACH FINANCIAL STABILITY; AND PARTICIPATION IN THE COVERED OC COLLABORATIVE TO EXPAND THE INFRASTRUCTURE PROVIDING HEALTH ACCESS FOR ALL ORANGE COUNTY RESIDENTS. FORM 990 PART III LINE 4B EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4B. PROGRAM SERVICE EXPENSE PROGRAM SERVICE EXPENSE ALLOCATIONS ARE COMPRISED OF COMMUNITY IMPACT GRANT PROGRAM AND INITIATIVES THAT FULFILL ORANGE COUNTY UNITED WAY'S MISSION. THEY INCLUDE $1.6 MILLION TOWARDS THE ADMINISTRATION, EVALUATION AND MONITORING OF ALL GRANT PARTNERSHIPS, SUPPORTING CRITICAL COMMUNITY PARTNERSHIPS, COALITIONS AND COMMITTEES, COMMUNITY OUTREACH AND EDUCATION EFFORTS, CAPACITY TRAININGS FOR FUNDED PARTNERS, VOLUNTEER ENGAGEMENT EFFORTS, AND STRATEGIC PARTNERSHIPS WITH LOCAL FUNDER COLLABORATIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING. FORM 990 PART III Line 4C EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4C. DONOR DESIGNATED FUNDING THROUGH OCUWS DONOR DESIGNATED GIVING PROGRAM, DONORS HAVE THE OPTION TO DESIGNATE THEIR GIFT TO THEIR CHARITY(IES) OF CHOICE, HELPING TO FACILITATE PHILANTHROPY TO MEET LOCAL COMMUNITY NEEDS. OCUW STEWARDS THESE INVESTMENTS BY ENSURING DONOR DESIGNATIONS ARE ALLOCATED TO ORGANIZATIONS THAT QUALIFY AS 501(C)(3) TAX DEDUCTIBLE AND PATRIOT ACT COMPLIANT ORGANIZATIONS UNDER CURRENT IRS TAX CODE LAW. FORM 990 PART I LINE 3 & 4 AND PART VII VOTING MEMBERS OF THE GOVERNING BODY: THE DISCREPANCY BETWEEN THE NUMBER OF VOTING MEMBERS OF THE GOVERNING BODY AND THE TOTAL MEMBERS LISTED ON PART VII IS DUE TO SOME DIRECTORS BECOMING INACTIVE BEFORE THE END OF THE YEAR. FORM 990 PART XI LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 81,720