2017-02-14T09:34:50-06:00 2016-06-30 521511275 RAFFA PC 1899 L STREET NW 850 WASHINGTON DC 20036 990PF 2015-07-01 237000192 BAINUM FAMILY FOUNDATION COMM 2404500000 7735 OLD GEORGETOWN ROAD NO 1000 BETHESDA MD 20814 BARBARA BAINUM CHAIR/CEO/PRES. 2404500000 2017-02-13 1 FRANK H SMITH P00639053 2028225000 2017-02-13 2015 2021-01-29 14:40:06Z X 505089152 X 2015200 1181816 1181816 1181816 8705404 8705404 8705404 929825 861238 861238 929825 -328144 51267002 0 778878 275673 0 0 12779774 10748458 11527336 958651 379969 379969 578682 4926662 35282 35282 4794927 860969 66489 66489 807661 161091 744 744 172298 85418 0 0 77252 3354610 485975 485975 4001114 194002 6610 6610 200000 361083 0 0 107968 0 0 107968 270362 5644 5644 277703 86516 0 0 86543 3088594 216169 216169 4580663 14455926 1196882 1196882 15684811 1799682 1074123 16255608 1196882 1196882 16758934 -3475834 9551576 10330454 989910 1734583 1734583 65315316 11244793 11244793 42009969 42009969 42009969 226701 1351887 1351887 45453750 226333064 226333064 234902549 202253014 202253014 10837426 793298 2526360 10044128 10044129 148879213 10117713 10117713 540303768 505089151 505089152 2519198 788157 995890 1725361 310485 34812 3825573 2548330 X 149562504 142193563 386915691 360347258 536478195 502540821 540303768 505089151 536478195 -3475834 0 533002361 30461540 502540821 ALLEN GLOBAL PARTNERS K-1 SHORT TERM P 1009002 1009002 ALLEN GLOBAL PARTNERS K-1 LONG TERM P 556101 556101 SAILINGSTONE GLOBAL NATURAL RESOURCES K-1 P -85717 -85717 PUBLICLY TRADED SECURITIES 23641148 25343664 -1702516 -1702516 PUBLICLY TRADED SECURITIES 27625854 27307226 318628 318628 ALLEN GLOBAL PARTNERS K-1 OTHER LOSS P -463035 -463035 -367537 778878 0 17979265 255689731 0.070317 19608282 225884753 0.086807 15853223 202742739 0.078194 10547557 163528737 0.064500 9031105 85297944 0.105877 0.405695 0.081139 426171893 34579161 95516 34674677 20277216 191032 0 191032 0 191032 400396 400396 209364 209364 0 0 0 0 0 0 0 0 0 1 1 0 1 1 DC MD 1 1 0 0 0 1 WWW.BAINUMFDN.ORG THE FOUNDATION 2404500000 7735 OLD GEORGETOWN ROAD STE 1000 BETHESDA MD 20814 1 CJ CA 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 BARBARA BAINUM 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 CHAIR/CEO/PRESIDENT 40.00 357748 66430 0 MARK R BIRMINGHAM 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 CFO/CIO/TREASURER 40.00 379969 66489 0 ROZITA LAGORCE GREEN 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 VICE PRESIDENT/CSO 40.00 220934 41199 0 BRUCE BAINUM 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 1.00 0 0 0 ALEXANDER FROOM 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 4.00 0 0 0 CHARLES A LEDSINGER 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 1.00 0 0 0 JOAN LOMBARDI 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR(START 04.13.16) 1.00 0 0 0 SCOTT RENSCHLER 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 1.00 0 0 0 STEVE BUMBAUGH 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 1.00 0 0 0 KENNY EMSON 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 1.00 0 0 0 MAURA MARINO 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 DIRECTOR 1.00 0 0 0 CHRISTINE SHREVE 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 AUDIT COMM. CHAIR 1.00 0 0 0 CLARA ROSE NORTHINGTON 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 SR. DIR. OF HUMAN RE 40.00 176965 27532 0 DAVID DANIELS 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 SR. DIR. OF OPERATIO 40.00 153579 29025 0 ANGELA DEEDS 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 SR. DIR. OF FINANCE 40.00 149357 31970 0 NOEL BRAVO 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 SR. DIR. OF EVAL. & 40.00 156453 20654 0 KATARZYNA HLAVATY 7735 OLD GEORGETOWN ROAD BETHESDA MD 20814 CONTROLLER 40.00 142131 28723 0 26 THE BRAND CONSULTANCY LLC PO BOX 1590 WRIGHTSVILLE BEACH NC 28480 STRATEGIC PLANNING 374424 THE NYC LEADERSHIP ACADEMY INC 45-18 COURT SQUARE ROOM 247 LONG ISLAND NY 11101 CONSULTING 362432 MERCER INVESTMENT CONSULTING PO BOX 730182 DALLAS TX 75373 CONSULTING-INVEST. 307423 NEW SCHOOLS VENTURE FUND 1970 BROADWAY SUITE 350 OAKLAND CA 94612 CONSULTING 280000 CENTRONIA 142 COLUMBIA ROAD NW WASHINGTON DC 20009 CONSULTING 232500 25 WASHINGTON,DC WARDS 7 AND 8- THE FOUNDATION IS ENGAGING PARTNERS TO INCREASE THE AVAILABILITY OF HIGH-QUALITY, PUBLIC EARLY LEARNING SEATS IN WARDS 7 AND 8 OF THE DISTRICT OF COLUMBIA BY 750 SEATS BY 2020. THIS INCLUDES BUILDING THE CAPACITY OF EARLY LEARNING PROVIDERS TO DELIVER EVIDENCED-BASED CARE FOR INFANTS AND TODDLERS, AND INCREASING COMMUNITY-BASED SUPPORTS FOR THESE CHILDREN; ESTABLISHING AN ADVOCACY ALLIANCE TO ENSURE THAT PUBLIC FUNDING AND REGULATION SUPPORTS QUALITY EARLY LEARNING AND WRAP-AROUND SUPPORTS FOR ALL INFANTS AND TODDLERS AND THEIR FAMILIES; AND CONDUCTING AND SUPPORTING RESEARCH TO IDENTIFY INNOVATIONS AND HOW TO SCALE THEM, AND TO EVALUATE OUR SERVICES AND MEASURE OUR IMPACT. WE PLAN TO PROVIDE WRAP-AROUND SUPPORTS (NUTRITION AND MENTAL WELLNESS) FOR PUBLIC SCHOOL CHILDREN PRE-K THROUGH THIRD GRADE. AND WE ESTABLISHED A REVOLVING LOAN FUND TO FINANCE FACILITY EXPANSION FOR HIGH-PERFORMING PUBLIC CHARTER SCHOOLS IN WARDS 7 AND 8. 5136893 PATHWAYS TO SUCCESS- THE BOARDING AND DAY SCHOOL PROGRAM AWARDS SCHOLARSHIPS AND PROVIDES RESOURCES AND SUPPORT TO FAITH-BASED BOARDING AND DAY SCHOOLS THAT OFFER STUDENTS ENHANCED ACADEMICS, OUT-OF-SCHOOL TIME EXPERIENCES, AND PROFESSIONAL SKILLS. ONE WAY TO ENHANCE THE ACADEMIC EXPERIENCE AT THE PARTNER SCHOOLS IS TO PROVIDE PROFESSIONAL DEVELOPMENT TO FACULTY THAT BUILDS THEIR SKILLS IN IMPLEMENTING CONTINUOUS SCHOOL IMPROVEMENT PLANS. THE FOUNDATION BUILDS EDUCATORS' CAPACITY TO COLLECT, ANALYZE AND USE DATA FOR DATA-BASED INSTRUCTION AND CURRICULAR DECISION-MAKING. THIS PROGRAMMING SUPPORT IMPROVES THE QUALITY OF INSTRUCTION AND SUSTAINS IMPROVED STUDENT ACHIEVEMENT OVER TIME. 4074051 SEVENTH-DAY ADVENTIST EDUCATION (SDAE) SERVICES-SDAE PARTNERS WITH FAITH-BASED SCHOOLS TO ENHANCE THE QUALITY AND SCOPE OF EDUCATION IN THE AREAS OF EARLY LEARNING, PROVIDING AN ARRAY OF WRAP-AROUND SUPPORTS FOR YOUTH AT PARTNER SCHOOLS AND BUILDING THE KNOWLEDGE OF PARTNERS TO PROVIDE WORLD-CLASS EDUCATIONAL OPPORTUNITIES FOR CHILDREN AND YOUTH SERVED. THROUGH STRATEGIC PARTNERSHIPS WITH FAITH-BASED SCHOOLS, THE FOUNDATION INCREASES THE PARTNERS ORGANIZATIONAL EFFECTIVENESS WHILE BUILDING EDUCATORS' CAPACITY THROUGH TRAINING AND PROVIDING TECHNICAL SUPPORT TO DELIVER HIGH-QUALITY DEVELOPMENTALLY APPROPRIATE INSTRUCTION AND CARE FOR UNDERSERVED INFANTS, TODDLERS, CHILDREN AND YOUTH SO THEY CAN ACHIEVE THEIR FULLEST POTENTIAL. ADDITIONALLY, RESOURCES ARE AVAILABLE TO SDA SCHOOLS TO ENHANCE PROGRAMMATIC OFFERINGS THROUGH UPGRADED FACILITIES. 4581494 BUILDING HOPE: TO PROVIDE LOANS FOR WASHINGTON, DC WARDS 7 AND 8 PUBLIC CHARTER SCHOOL FACILITY NEEDS. 1711000 MARTHA'S TABLE $1,000,000 AND BRIGHT BEGINNINGS $500,000: TO FUND DEVELOPMENT OF EARLY LEARNING CENTER AND OFFICES. 1500000 3211000 322154437 4770646 105736737 432661820 6629676 0 432661820 6489927 426171893 21308595 X 16758934 3211000 307282 20277216 0 20277216 X 10330454 5366198 2722935 10137137 28556724 8780886 4561268 2314495 8616566 24273215 20277216 17979265 19608282 15853223 73717986 1074123 3471478 7665266 5480108 17690975 19203093 14507787 11943016 10373115 56027011 0 0 14205730 8522991 7529492 6758091 37016304 0 0 0 0 X AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 NONE PC WAMU AMERICAN UNIVERSITY RADIO 54 CAMP KESEM VANDERBILT 2310 VANDERBILT PLACE NASHVILLE TN 37235 NONE PC GENERAL OPERATING/MISSION 100 CAPITAL AREA FOOD BANK 4900 PUERTO RICO AVENUE NE WASHINGTON DC 20017 NONE PC GENERAL OPERATING/MISSION 100 CHILDHAVEN 316 BROADWAY SEATTLE WA 98122 NONE PC CHILDHOOD TRAUMA TREATMENT KINDERGARTEN PREPARATION PROGRAM 40000 COMPASS FAMILY SERVICE 49 POWELL STREET 3RD FLOOR SAN FRANCISCO CA 94102 NONE PC COMPASS CLINICAL SERVICES 55000 EARLY LEARNING COALITION OF MIAMI-DADE 1111 12TH STREET SUITE 206 KEY WEST FL 33040 NONE PC GENERAL OPERATING/MISSION 25000 FAMILY WORKS 1501 N 45TH STREET SEATTLE WA 98103 NONE PC GENERAL OPERATING/MISSION 200 FIRELIGHT FOUNDATION 740 FRONT STREET SUITE 380 SANTA CRUZ CA 95060 NONE PC EARLY CHILDHOOD DEVELOPMENT IN MALAWI 100000 FLORIDA KEYS HEALTHY START COALITION PO BOX 6166 KEY WEST FL 33041 NONE PC GENERAL OPERATING/MISSION 25000 FOSTER CARE TO SUCCESS 21351 GENTRY DRIVE SUITE 130 STERLING VA 20166 NONE PC GENERAL OPERATING/MISSION 100 FUNDACION SAVE A SATO INC PO BOX 37694 SAN JUAN RQ 00937 NONE PC GENERAL OPERATING/MISSION 150 GLOBAL FUND FOR CHILDREN 1101 14TH STREET NW SUITE 400 WASHINGTON DC 20005 NONE PC EARLY CHILDHOOD DEVELOPMENT FUND 200000 GREENPEACE FUND INC 702 H STREET NW SUITE 300 WASHINGTON DC 20001 NONE PC GENERAL OPERATING/MISSION 200 HOMELESS CHILDREN'S PLAYTIME PROJECT 1525 NEWTON STREET NW WASHINGTON DC 20010 NONE PC GENERAL OPERATING/MISSION 35000 HOMELESS PRENATAL PROGRAM 2500 18TH STREET SAN FRANCISCO CA 94110 NONE PC GENERAL OPERATING/MISSION 50000 HOUSE OF RUTH 5 THOMAS CIRCLE NW WASHINGTON DC 20005 NONE PC GENERAL OPERATING/MISSION 100 HOUSE OF RUTH MARYLAND INC 2201 ARGONNE DRIVE BALTIMORE MD 21218 NONE PC GENERAL OPERATING/MISSION 100 INTERNATIONAL RESCUE COMMITTEE 122 EAST 42ND STREET 12TH FLOOR NEW YORK NY 10168 NONE PC PRESCHOOL HEALING CLASSROOMS 100000 LIGHTHOUSE CENTRAL FLORIDA 215 E NEW HAMPSHIRE STREET ORLANDO FL 32804 NONE PC EARLY INTERVENTION PROGRAM 60000 MARET SCHOOL INC 3000 CATHEDRAL AVENUE NW WASHINGTON DC 20008 NONE PC GENERAL OPERATING/MISSION 100 MARTHA'S TABLE 2114 14TH STREET NW WASHINGTON DC 20009 NONE PC GENERAL OPERATING/MISSION 100 METROPOLITAN ORGANIZATION TO COUNTER SEXUAL ASSAULT 3100 BROADWAY SUITE 400 KANSAS CITY MO 64111 NONE PC GENERAL OPERATING/MISSION 100 NAPA VALLEY PERFORMING ARTS CENTER PO BOX 2675 YOUNTVILLE CA 94599 NONE PC ORCHESTRA INSTITUTE PRESCHOOL ARTS INTEGRATION PROJECT 50000 OLNEY ADVENTIST PREP SCHOOL 4100 OLNEY-LAYTONSVILLE ROAD OLNEY MD 20832 NONE PC OLNEY ADVENTIST PREPARATORY SCHOOL - PROJECT 1 28529 OPERATION BREAKTHROUGH INC 3039 TROOST AVENUE KANSAS CITY MO 64109 NONE PC GENERAL OPERATING/MISSION 100 PATHWAYS LA 3550 W 6TH STREET SUITE 500 LOS ANGELES CA 90020 NONE PC COACH FOR CHILDCARE PROVIDERS 40000 PLAN INTERNATIONAL USA INC 155 PLAN WAY WARWICK RI 02886 NONE PC GENERAL OPERATING/MISSION 100 PLANNED PARENTHOOD FEDERATION OF AMERICA 434 WEST 33RD STREET NEW YORK NY 10001 NONE PC GENERAL OPERATING/MISSION 150 PLYMOUTH HOUSING GROUP 2113 3RD AVENUE SEATTLE WA 98121 NONE PC GENERAL OPERATING/MISSION 100 PROGRAM FOR EARLY PARENT SUPPORT 2405 LINDEN AVENUE BALTIMORE MD 21217 NONE PC GROWING IMPACT PROJECT 20000 SAVE THE CHILDREN FEDERATION INC 501 KINGS HIGHWAY EAST FAIRFIELD CT 06825 NONE PC STRATEGIES FOR EARLY CHILDHOOD DEVELOPMENT PROGRAM 100000 SHENANDOAH VALLEY ACADEMY 234 WEST LEE HIGHWAY NEW MARKET VA 22844 NONE PC FUNDRAISING DIRECTOR 10000 ST HELENA PRESCHOOL FOR ALL INC 465 MAIN STREET ST HELENA CA 94574 NONE PC PRESCHOOL SCHOLARSHIP FUND 35000 ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 NONE PC GENERAL OPERATING/MISSION 150 ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 NONE PC GENERAL OPERATING/MISSION 240 THE WILEY CENTER FOR SPEECH & LANGUAGE DEVELOPMENT 5761 BUCKINGHAM PARKWAY CULVER CITY CA 90230 NONE PC PRESCHOOL FOR CHILDREN WITH AUTISM SPECTRUM DISORDER 10000 UNIVERSITY OF MARYLAND COLLEGE PARK FOUNDATION INC 1308 BENJAMIN BUILDING COLLEGE PARK MD 20742 NONE PC CENTER FOR EARLY CHILDHOOD EDUCATION 55000 UPPER COLUMBIAACADEMY 3025 E SPANGLE-WAVERLY ROAD SPANGLE WA 99031 NONE PC SUPPORT A SCHOOL COUNSELOR AND COLLEGE PREP PROGRAM 33000 WELLSPRING FAMILY SERVICES 1900 RAINIER AVENUE SOUTH SEATTLE WA 98144 NONE PC GENERAL OPERATING/MISSION 200 WHITMAN-WALKER CLINIC 1701 14 STREET NW WASHINGTON DC 20009 NONE PC GENERAL OPERATING/MISSION 50 YALE UNIVERSITY PO BOX 803 NEW HAVEN CT 06503 NONE PC GENERAL OPERATING/MISSION 100 1074123 ALLEGHENY EAST CONFERENCE 767 DOUGLASS DRIVE BOYERTOWN PA 19512 NONE PC BALTIMORE ACADEMY RENOVATION 74361 GEORGIA-CUMBERLAND ACADEMY 397 ACADEMY DRIVE SW CALHOUN GA 30701 NONE PC SUPPORT CONSTRUCTION PROJECTS 1500000 MARANATHA 900 RESERVE DRIVE SUITE 100 ROSEVILLE CA 95678 NONE PC EEC BUILDINGS-PROJECT 2 130000 MARANATHA 900 RESERVE DRIVE SUITE 100 ROSEVILLE CA 95678 NONE PC EEC BUILDINGS-PROJECT 5 20000 ORLANDO CENTRAL SDA CHURCH 624 N BROADWAY AVENUE ORLANDO FL 32803 NONE PC LOCAL CHURCH PATHFINDER CLUB 1000 1725361 14 1181816 14 8705404 16 929825 18 -328144 DEFERRED EXCISE TAX BENEFIT 01 275673 0 10764574 0 10764574 0 0 0 0 0 0 0 0 0 0 X X 1 ROBERTA BAINUM 7735 OLD GEORGETOWN ROAD SUITE 1000 BETHESDA MD 20814 1000000 X 2 ROSE-MARIE ANDERSON FND VIA VANGUAR 16475 DALLAS PARKWAY 735 ADDISON TX 75001 15000 X 3 JANE BAINUM 7735 OLD GEORGETOWN ROAD SUITE 1000 BETHESDA MD 20814 1000000 X ACCOUNTING 85418 0 0 77252 REDUCTION EXPLANATION STATEMENT PART X, LINE 1E CHOICE HOTELS INTERNATIONAL STOCK: THE PRINCIPAL SPONSORS, THEIR DESCENDANTS (THE FAMILY), INCLUDING THE CEO AND SEVERAL DIRECTORS OF THE FOUNDATION, OWN AN AGGREGATE OF 40.5% OF THE COMMON STOCK OF CHH WHICH IS PUBLICLY TRADED IN UNITED STATES OF AMERICA. ALTHOUGH VOTING AND DISPOSITIVE POWER FOR THE FOUNDATION'S CHH SHARES RESTS WITH A COMMITTEE INDEPENDENT OF THE FAMILY AND OTHER AFFILIATES OF CHH, AS A PRUDENT MATTER,THE FOUNDATION HAS CONTINUED TO COMPLY WITH RULE 144 REQUIREMENTS. AS OF JUNE 30, 2016, THE FOUNDATION OWNED 1,618,842 SHARES OF CHH STOCK WHICH REPRESENTS 2.9% OF THE TOTAL CHH SHARES ISSUED AND OUTSTANDING. AN INDEPENDENT APPRAISAL VALUING THE STOCK WAS PERFORMED IN COMPLIANCE WITH THE UNIFORM STANDARDS OF PROFESSIONAL APPRAISAL PRACTICE. THE APPRAISER'S CONCLUSION WAS AN 8.6% DISCOUNT FROM THE STOCK'S JUNE 30, 2016 CLOSING PRICE ON THE NY STOCK EXCHANGE. 142,366.48 SHS MFO VANGUARD INDEX TRUST 9221077 9221077 790,627.61 SHS MFO GMO QUAL FD III 16342273 16342273 716,403.88 SHS MFO VANGUARD SPECIALIZED FUNDS 16183564 16183564 625,229.85 SHS MFO VANGUARD INSTL TOTAL INDEX 32618241 32618241 236 SHS ALPHABET INC CAP 163337 163337 3,316 SHS AMER ELEC PWR 232418 232418 2,361 SHS AMERICAN INTERNATIONAL GROUP 124873 124873 1,995 SHS APPLE INC 190722 190722 1,939 SHS ATMOS ENERGY CORP 157680 157680 3,896 SHS BANCO LATINOAMERICANO DE COMERCIO 103244 103244 695 SHS BERKSHIRE HATHAWAY INC 100629 100629 809 SHS CHEVRON CORP COM 84807 84807 6,623 SHS CISCO SYSTEMS INC. 190014 190014 3.996 SHS COGNEX CORP 172228 172228 1,666 SHS CVS HEALTH CORP 159503 159503 3,265 SHS DELTA AIR LINES INC 118944 118944 2,782 SHS DISCOVER FINL SVCS 149087 149087 693 SHS EOG RESOURCES INC 57810 57810 4,464 SHS FIRSTENERGY CORP 155838 155838 1,296 SHS FLOWSERVE CORP 58540 58540 3,093 SHS FMC CORP 143237 143237 898 SHS JOHNSON & JOHNSON COM 108928 108928 1,178 SHS LAB CORP AMER HLDGS 153458 153458 1,705 SHS MERCK & CO INC 98225 98225 8,078 SHS MICRON TECH 111153 111153 3,209 SHS MICROSOFT CORP 164204 164204 2,818 SHS NASDAQ 182240 182240 983 SHS NEXTERA ENERGY INC 128183 128183 1,493 SHS PEPSICO INC 158168 158168 2,012 SHS RANGE RES CORP 86798 86798 1,049 SHS SCHLUMBERGER LTD 82955 82955 1,456 SHS STRYKER CORP 174472 174472 2,165 SHS TJX COS INC 167203 167203 3,029 SHS TYSON FOODS INC 202307 202307 1,224 SHS UNITEDHEALTH GROUP INC 172829 172829 3,234 SHS VERIZON COMMUNICATIONS 180586 180586 1,422 SHS WALT DISNEY CO 139100 139100 6,389 SHS WASH FED INC 154997 154997 678 SHS 3M CO 118731 118731 CHOICE HOTELS INTERNATIONAL CHH STOCK 70459580 70459580 3,832,535 SHS MFO VANGUARD DEVELOPED MARKETS- INTERNATIONAL EQUITIES 43537603 43537603 1,622 SHS AGRIUM INC-CANADA 146662 146662 711 SHS KUKA AG NPV- GERMANY 84123 84123 891 SHS ADR SIEMENS AG COM-GERMANY 91408 91408 9,783 SHS DATALOGIC SOA-ITALY 157266 157266 10,324 SHS DAIFUKU CO- JAPAN 182952 182952 1,630 SHS ADR UNILEVER N V NY -NETHERLANDS 76512 76512 1,526 SHS ADR NESTLE -SWITZERLAND 117975 117975 4,208 SHS ADR ROCHE HLDG-SWITZERLAND 138654 138654 1,000,000 SHS ING CAP FDG TR III PS 971250 971250 1,000,000 SHS AMERICAN EXPRESS CO PS 998750 998750 2,000,000 SHS BAC CAP TR XIII PS 1496100 1496100 2,000,000 SHS BANK AMER CORP PS 2005000 2005000 500,000 SHS DOMINION RES INC PS 415000 415000 1,000,000 SHS ENBRIDGE ENERGY PARTNERS PS 770000 770000 500,000 SHS ENTERPRISE PRODS PS 526997 526997 2,000,000 SHS GOLDMAN SACHS CAP II PS 1497840 1497840 2,000,000 SHS HARTFORD FINL SVCS PS 2140000 2140000 2,000,000 SHS JPMORGAN CHASE & 7.9% PS 2040000 2040000 1,000,000 SHS STANCORP FINL GROUP PS 751300 751300 2,000,000 SHS WELLS FARGO & CO PS 2092500 2092500 2,000,000 SHS XL GROUP PS 1390000 1390000 672,051.69 SHS MFO VANGUARD EMERGING MARKET EQUITIES 14932989 14932989 1 SHARE ALLEN GLOBAL PARTNERS, LP HEDGE FUND FMV 102690 102690 80,000,000 SHS ROCK CREEK BAINUM FAMILY FND. HEDGE FUND FMV 74273777 74273777 SAILINGSTONE GLOBAL NATIONAL REAL ESTATE FMV 10920899 10920899 TURNER-AGASSI CHARTER SCHOOL FACILITIES FUND II LP REAL ESTATE FMV 123167 123167 FAIRMONT BUILDING LLC REAL ESTATE FMV 41639435 41639435 1,000,000 SHS GENERAL ELEC CAP CORP FMV 1013136 1013136 727,589.30 SHS MFO DOUBLELINE TOTAL RETURN BOND FMV 7952551 7952551 1,427,798.45 SHS MFO EATON VANCE FLOTINGGRATE ADV. FMV 14849104 14849104 2,317850.15 SHS MFO EATON VANCE MUTUAL FDS FMV 20049403 20049403 747,973.69 SHS MFO OPPENHEIMER SR FLOATING RATE FD FMV 5796796 5796796 FINANCIAL OPPORTUNISTIC FUND LTD. FMV 24938475 24938475 599,892 SHS VENTURE CAPITAL AND PARTNERSHIP PRIVATE EQUITIES FMV 593581 593581 COMPUTER HARDWARE 334057 213193 120864 120864 FURNITURE AND EQUIPMENT 427996 112813 315183 315183 TELEPHONE SYSTEM 41973 20771 21202 21202 COMPUTER SOFTWARE 579873 417786 162087 162087 OFFICE EXPANSION 845026 28735 816291 816291 LAND 874057 0 874057 874057 FAIRMONT BUILDING, LLC 3592905 0 3592905 3592906 BAINUM FOUNDATION FARM, LLC 4141539 0 4141539 4141539 LEGAL 161091 744 744 172298 ACCRUED INTEREST/DIVIDEND RECEIVABLE 313813 554595 554595 BEQUEST RECEIVABLE 148365375 6139484 6139484 FEDERAL EXCISE TAX RECEIVABLE 200025 212634 212634 PROGRAM RELATED INVESTMENTS 3211000 3211000 UNREALIZED LOSS ON INVESTMENTS 27249212 CHANGE IN FMV OF PLEDGE DONATED ASSETS 3212328 BANK FEES 12988 12988 12988 0 EQUIPMENT AND MAINTENANCE 61278 0 0 70166 LICENSING AND SUBSCRIPTION 156875 4721 4721 141786 STAFF RECRUITING 134732 0 0 148827 INSURANCE 76948 0 0 98864 OFFICE SUPPLIES 33856 40 40 33246 POSTAGE AND DELIVERY 3473 623 623 3491 STUDENT EXPENSES 133881 0 0 146475 TELEPHONE 5273 0 0 21873 SCHOOL ENHANCEMENT CONTRACTS 349276 0 0 1968822 BAINUM FOUNDATION FARM 193340 0 0 182244 SUMMER PROGRAMS 122740 0 0 110281 SCHOLARSHIPS 1803545 0 0 1851996 ALLOOCATION FEES 0 197797 197797 -197797 MISCELLANEOUS 389 0 0 389 DEFERRED EXCISE TAX BENEFIT 275673 0 0 DEFERRED FEDERAL EXCISE TAX PAYABLE 310485 34812 OTHER PROFESSIONAL FEES 2877145 8510 8510 3987066 INVESTMENT FEES K-1 68936 68936 68936 0 INVESTMENT FEES 408529 408529 408529 14048 STEWART W BAINUM JR 17267698 17655924 2014-09 2023-09 ANNUAL INTEREST PAYMENTS, BALLOON PAYMENT AT MATURITY 2.860000000000 PERSONAL GUARANTEE PURCHASE OF ESTATE ASSETS UNDER EXCEPTION PROVISIONS IN 53.4941(D)-3 ESTATE ASSETS 17267698 SCOTT A RENSCHLER 1165050 1191243 2014-09 2023-09 ANNUAL INTEREST PAYMENTS, BALLOON PAYMENT AT MATURITY 2.860000000000 PERSONAL GUARANTEE PURCHASE OF ESTATE ASSETS UNDER EXCEPTION PROVISIONS IN 53.4941(D)-3 ESTATE ASSETS 1165050 BRUCE D BAINUM 17449670 17680273 2015-01 2024-01 ANNUAL INTEREST PAYMENTS, BALLOON PAYMENT AT MATURITY 2.750000000000 PERSONAL GUARANTEE PURCHASE OF ESTATE ASSETS UNDER EXCEPTION PROVISIONS IN 53.4941(D)-3 ESTATE ASSETS 17449670 TODD RENSCHLER 540900 548007 2015-01 2024-01 ANNUAL INTEREST PAYMENTS, BALLOON PAYMENT AT MATURITY 2.750000000000 PERSONAL GUARANTEE PURCHASE OF ESTATE ASSETS UNDER EXCEPTION PROVISIONS IN 53.4941(D)-3 ESTATE ASSETS 540900 BRIAN B BAINUM 513855 520606 2015-01 2024-01 ANNUAL INTEREST PAYMENTS, BALLOON PAYMENT AT MATURITY 2.750000000000 PERSONAL GUARANTEE PURCHASE OF ESTATE ASSETS UNDER EXCEPTION PROVISIONS IN 53.4941(D)-3 ESTATE ASSETS 513855 DINWIDDIE FARMS LLC 4356674 4413916 2015-01 2024-01 ANNUAL INTEREST PAYMENTS, BALLOON PAYMENT AT MATURITY 2.750000000000 CORPORATE OBLIGATION PURCHASE OF ESTATE ASSETS UNDER EXCEPTION PROVISIONS IN 53.4941(D)-3 ESTATE ASSETS 4356674 SEE STATEMENT 24 FEDERAL EXCISE TAX 187392 0 0 200000 FOREIGN TAXES K-1 6610 6610 6610 0