2017-01-12T09:11:46-06:00 2016-05-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2015-06-01 410695509 ST CATHERINE UNIVERSITY STCA 6516906566 2004 RANDOLPH AVENUE ST PAUL MN 551051794 ANGELA M RILEY VP FOR FINANCE/ADMIN 6516906043 2017-01-09 1 KAREN GRIES P00078514 6123764500 2015 2021-01-29 14:40:06Z REBECCA K ROLOFF 2004 RANDOLPH AVENUE ST PAUL MN 551051794 166927867 0 0928 X WWW.STKATE.EDU X 1913 MN TO EDUCATE WOMEN TO LEAD AND INFLUENCE. 26 24 2528 1402 92366 -138113 10468736 11229395 109104044 113356702 7456092 3730025 1053500 1107465 128082372 129423587 29502647 31893513 0 0 61381153 62445012 111779 75755 2272279 32207561 33883956 123203140 128298236 4879232 1125351 265851815 260531827 90641090 91172752 175210725 169359075 X ST. CATHERINE UNIVERSITY EDUCATES WOMEN TO LEAD AND INFLUENCE. WITH A BACCALAUREATE COLLEGE FOR WOMEN AT ITS HEART AND GRADUATE AND ASSOCIATE PROGRAMS FOR WOMEN AND MEN, THE UNIVERSITY INTEGRATES LIBERAL ARTS AND PROFESSIONAL EDUCATION WITHIN THE CATHOLIC TRADITION. 0 0 88079817 31893513 101633239 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY IS THE ONLY PRIVATE INSTITUTION IN MINNESOTA TO CONFER DEGREES AT THE ASSOCIATE, BACCALAUREATE, MASTER'S AND DOCTORAL LEVELS. TOTAL 2015-2016 ENROLLMENT ON BOTH CAMPUSES, IN ST. PAUL AND MINNEAPOLIS, IS 4,961 STUDENTS - 94.1 PERCENT WOMEN AND 24.9 PERCENT MULTICULTURAL OR INTERNATIONAL. DURING THE 2015-2016 ACADEMIC YEAR, ST. CATHERINE UNIVERSITY AWARDED 56 UNDERGRADUATE CERTIFICATES, 235 ASSOCIATE DEGREES, 690 BACCALAUREATE DEGREES, 134 POST-BACCALAUREATE CERTIFICATES, 475 MASTER'S DEGREES, AND 41 DOCTORATE DEGREES. OUR REPUTATION FOR ACADEMIC EXCELLENCE AND OUR NATIONALLY RECOGNIZED PROGRAMS HAVE ALSO PLACED US AMONG THE TOP TIERS OF CATHOLIC AND MASTER'S UNIVERSITIES NATIONWIDE. ST. CATHERINE RANKED 15TH AMONG THE "REGIONAL UNIVERSITIES - MIDWEST" IN U.S. NEWS & WORLD REPORT'S "BEST COLLEGES" ISSUE IN 2016. THE UNIVERSITY WAS RANKED IN "ECONOMIC DIVERSITY AMONG TOP-RANKED SCHOOLS." 14358904 0 411326 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY HELPS STUDENTS ACHIEVE THEIR BEST BY OFFERING SMALL CLASSES, COMMITTED FACULTY MEMBERS, AND AN ARRAY OF ACADEMIC AND PERSONAL SUPPORT SERVICES. THESE SERVICES INCLUDE ACADEMIC ADVISING, FINANCIAL AID AND CAREER COUNSELING, A HEALTH AND WELLNESS CENTER, A CAMPUS MINISTRY PROGRAM AND ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES. ALL OF OUR SERVICES COMBINE TO MAKE THE ST. CATHERINE'S EXPERIENCE ONE THAT NURTURES STUDENTS IN MIND, BODY AND SPIRIT.IN ADDITION, ST. CATHERINE HAS PROGRAMS THAT CATER TO SPECIFIC STUDENT POPULATIONS. FOR EXAMPLE, THE MULTICULTURAL CENTER ON THE MINNEAPOLIS CAMPUS - PART OF THE OFFICE OF MULTICULTURAL AND INTERNATIONAL PROGRAMS AND SERVICES - PROVIDES ADVISING, ADVOCACY AND REFERRALS FOR STUDENTS OF COLOR. THE ACCESS AND SUCCESS PROGRAM HELPS STUDENT PARENTS BALANCE SCHOOL, FINANCES AND FAMILY LIFE, INCLUDING HELPING THEM TO FIND AFFORDABLE HOUSING AND REPUTABLE CHILDCARE. 11766093 0 11227418 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY IS, AT HEART, A COMMUNITY - ONE THAT RECOGNIZES STUDENTS, FACULTY AND STAFF MEMBERS AS WHOLE HUMAN BEINGS WHO HAVE PRACTICAL AS WELL AS INTELLECTUAL NEEDS. OUR AUXILIARY SERVICES CONTRIBUTE TO THE OVERALL QUALITY OF LIFE ON THE 110-ACRE ST. PAUL CAMPUS AND THE SMALLER, MORE URBAN CAMPUS IN MINNEAPOLIS.AUXILIARY SERVICES IS THE PARENT DEPARTMENT OF A DIVERSE GROUP OF INTERNAL UNITS, INCLUDING O'SHAUGHNESSY PERFORMING ARTS, PRINTING SERVICES, RESIDENCE HALLS AND APARTMENTS, CAMPUS MAIL, DINING AND CATERING, BOOKSTORES, AND MEETING AND EVENTS SERVICES. DURING THE 2015-2016 ACADEMIC YEAR, 70.4 PERCENT OF FIRST-YEAR STUDENTS LIVED ON CAMPUS.OUR FACILITIES CREW ENSURES THAT CAMPUS BUILDINGS AND GROUNDS ARE WELL MAINTAINED AND AESTHETICALLY PLEASING. SODEXO, THE FOOD SERVICE PROVIDER, UNDERSCORES THE VALUES OF ST. CATHERINE UNIVERSITY WITH ITS EMPHASIS ON NUTRITION, SAFE AND FAIR WORKING CONDITIONS, RECYCLING AND PROTECTING THE ENVIRONMENT. 114204814 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 6207 0 2528 1 1 1 0 0 0 0 1 1 0 0 0 0 X 26 24 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X ANGELA M RILEY 6516906043 2004 RANDOLPH AVENUE ST PAUL MN 55105 ANDREA J LEE IHM PRESIDENT 40.00 X X 0 0 40673 KAREN RAUENHORST CHAIR 2.00 X X 0 0 0 JOANNE JIRIK MULLEN VICE CHAIR 2.00 X X 0 0 0 JEAN WINCEK CSJ VICE CHAIR 2.00 X X 0 0 0 KATHLEEN O'BRIEN SECRETARY 2.00 X X 0 0 0 LAURA BUFANO CSJ TRUSTEE 2.00 X 0 0 0 MARK CHRONISTER TRUSTEE 2.00 X 0 0 0 KATHRYN CLUBB TRUSTEE 2.00 X 0 0 0 KEVIN CROSTON TRUSTEE 2.00 X 0 0 0 BARBARA DREHER CSJ TRUSTEE 2.00 X 0 0 0 MARGARET FORD TRUSTEE 2.00 X 0 0 0 MARGARET GILLESPIE TRUSTEE 2.00 X 0 0 0 CATHERINE MCNAMARA CSJ TRUSTEE 2.00 X 0 0 0 JOAN MITCHELL CSJ TRUSTEE 2.00 X 0 0 0 SUSAN SCHMID MORRISON TRUSTEE 2.00 X 0 0 0 JEAN DELANEY NELSON TRUSTEE 2.00 X 0 0 0 MICHAEL O'BOYLE TRUSTEE 2.00 X 0 0 0 COLLEEN O'MALLEY CSJ TRUSTEE 2.00 X 0 0 0 LOUIS GROSS ROGERS TRUSTEE 2.00 X 0 0 0 MINDA SUCHAN TRUSTEE 2.00 X 0 0 0 LINDA THEIS THRASHER TRUSTEE 2.00 X 0 0 0 SANDRA VARGAS TRUSTEE 2.00 X 0 0 0 SUNNY BACH WICKA TRUSTEE 2.00 X 0 0 0 DEBRA WILFONG TRUSTEE 2.00 X 0 0 0 ROBERT WOLLAN TRUSTEE 2.00 X 0 0 0 BRENDA GRANDSTRAND WOODSON TRUSTEE 2.00 X 0 0 0 THOMAS J ROONEY VP FINANCE & ADMIN, CFO, TREASURER 40.00 X 180998 0 21321 STACY SCHWARZE JACOBSON EXEC ASST/CORPORATE SECRETARY 40.00 X 110720 0 72505 COLLEEN A HEGRANES EXECUTIVE VP AND PROVOST 40.00 X 180570 0 29506 BRIAN BRUESS EXEC VP & COO 40.00 X 185422 0 30410 PENELOPE A MOYERS DEAN OF HENRIETTA SCHMOLL 40.00 X 152665 0 19567 BLANCHE E ABDALLAH VP EXTERNAL RELATIONS 40.00 X 136598 0 38270 MARK D BLEGEN ASSOC PROFESSOR OF NUTR/EXER SCIENCE 40.00 X 126406 0 23565 ALAN J SILVA ASST VP & DEAN, SCHOOL OF HUMANTIES ARTS & SCIENCE 40.00 X 122930 0 17185 DANIEL THOMPSON DEAN FOR ENROLLMENT MGMT 40.00 X 122081 0 19567 MARY HEARST DIR OF PUBLIC HEALTH/ASSOCIATE PROF 40.00 X 120807 0 23020 1439197 0 335589 19 0 1 0 SODEXO INC & AFFILIATES 4880 PAYSPHERE CIR CHICAGO IL 606740001 FOOD SERVICES MGMT 2878457 OPUS HOLDINGS LLC 10350 BREN RD W MINNETONKA MN 55343 BUILDING CONTRACTOR 1891726 LOEFFLER COMPANIES INC 1101 E 78TH ST BLOOMINGTON MN 554201400 PRINTING & MAILING MGMT 726327 ORBIS EDUCATION SVCS LLC 11595 N MERIDIAN ST 400 CARMEL IN 46023 ONLINE EDUCATION 575138 SHAPCO PRINTING INC 1109 ZANE AVE N MINNEAPOLIS MN 55422 PRINTING SERVICES 441550 26 45065 35325 2954761 8194244 1378158 11229395 TUITION 611600 101633239 101633239 AUXILIARY SERVICES 532000 11227418 11227418 FINANCE FEES 611600 212474 212474 FEES & DEPOSITS 611600 198852 198852 FITNESS CENTER 531390 84719 84719 113356702 2274615 2274615 248503 115373 133130 133130 7647 125483 38828599 37373189 1455410 1455410 1455410 16645 45065 15718 927 927 MISCELLANEOUS REVENUE 900099 529323 529323 MEDICAL FEES 611600 236468 236468 PARKING 611600 207617 207617 973408 129423587 113271983 92366 4829843 31429722 31429722 463791 463791 984861 984861 360780 360780 48886500 43210204 4379878 1296418 2810692 2525230 209699 75763 5959235 5259932 541491 157812 3442944 2975729 377935 89280 13404 13404 186404 41580 144824 91836 19704 72132 127969 127969 75755 75755 368800 5678 363122 11839327 10919663 916026 3638 1186903 947259 224189 15455 6505464 5225316 983353 296795 852215 361804 489606 805 2029551 1988493 39059 1999 1258932 1162917 54880 41135 400915 88003 122144 190768 1782434 1688215 94219 3979622 3724245 255377 463084 107792 355292 MISCELLANEOUS EXPENSE 1523143 772277 742617 8249 BAD DEBT EXPENSE 522697 497013 25684 MEMBERSHIPS/DUES 454462 418844 30687 4931 REPAIRS & MAINTENANCE 296794 243434 53288 72 128298236 114204814 11821143 2272279 8995098 7600112 2140105 1732221 1815840 2111797 442835 460037 1404768 1303840 143645975 67808118 78929219 75837857 156165593 155136766 4327201 4411031 9494832 9801842 2136324 2136324 265851815 260531827 12378923 13372359 8547024 8902585 1864027 2190232 67152550 66007090 698566 700486 90641090 91172752 X 83336196 81958393 51166942 46509288 40707587 40891394 175210725 169359075 265851815 260531827 X 1125351 -6777414 -199587 X 0 1 X 1 1 1 X 9469836 9866226 11894638 10468736 11229395 52928831 9469836 9866226 11894638 10468736 11229395 52928831 6933601 45995230 2829016 2484095 1874310 3069661 2515471 12772553 786460 862721 913462 876949 973408 4413000 70114384 243117400 0.65600 0.68370 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2011 AMOUNT: $ 786,460. 2012 AMOUNT: $ 862,721. 2013 AMOUNT: $ 913,462. 2014 AMOUNT: $ 876,949. 2015 AMOUNT: $ 973,408. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 127969 127969 0 PART II-B, LINE 1: ST. CATHERINE UNIVERSITY IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVES A VARIETY OF MEMBERS' SHARED NEEDS, INCLUDING, BUT NOT ONLY NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. ST. CATHERINE PAID MEMBERSHIP DUES TO MPCC IN THE AMOUNT OF $175,540 DURING THE FISCAL YEAR. BASED ON FIGURES PROVIDED BY MPCC, $127,969 OF ST. CATHERINE'S DUES WENT, IN PART, TOWARD LOBBYING. 80333293 538022 -2680836 1801372 1394290 227349 74767468 74887264 2467869 5815994 1644105 975726 218003 80333293 64604914 1783345 11221936 1410874 1180154 131903 74887264 51821028 1926745 13356634 1310855 1096101 92537 64604914 54849188 1503124 -2263930 1067088 1087693 112573 51821028 0.04540 0.51270 0.44190 1 0 2298917 2298917 114782540 45070539 69712001 26398787 22737579 3661208 165731 165731 75837857 SPLIT INTEREST AGREEMENTS 164739 FUNDS HELD FOR OTHERS 535747 700486 X 90361967 -6777414 -68496 -6845910 97207877 322197 31893513 32215710 129423587 96213617 131091 131091 96082526 322197 31893513 32215710 128298236 PART V, LINE 4: ENDOWMENT FUNDS ARE USED FOR SCHOLARSHIPS, FACULTY DEVELOPMENT, AND APPROVED EXPENSES. PART X, LINE 2: THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING IT IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS SUBJECT TO FEDERAL AND STATE INCOME TAX ONLY ON NET UNRELATED BUSINESS INCOME. THE UNIVERSITY ENGAGES IN ACTIVITIES THAT ARE CONSIDERED UNRELATED TO ITS EXEMPT PURPOSE. THESE ACTIVITIES ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES. HOWEVER, SUCH ACTIVITIES GENERATED A LOSS IN FISCAL YEAR 2016 AND 2015. FURTHER, THE UNIVERSITY HAS A NET OPERATING LOSS CARRY-FORWARD OF $411,863 AND $478,672 AVAILABLE TO OFFSET ANY TAXABLE INCOME FROM THESE UNRELATED ACTIVITIES FOR FISCAL YEARS 2016 AND 2015, RESPECTIVELY. ACCORDINGLY, NO FEDERAL OR STATE TAX PROVISION IS REQUIRED. THE NET OPERATING LOSSES BEGIN TO EXPIRE IN 2021. THE UNIVERSITY ADOPTED ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS AND FILES AS A TAX EXEMPT ORGANIZATION. NO ADJUSTMENTS TO THE FINANCIAL STATEMENTS WERE REQUIRED AS A RESULT OF THE IMPLEMENTATION OF THIS STANDARD. THE UNIVERSITY HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -109,996. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENTS -89,591. RENTAL EXPENSES 115,373. SPECIAL EVENT EXPENSES 15,718. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 31,893,513. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 115,373. SPECIAL EVENT EXPENSES 15,718. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 31,893,513. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS INCLUDED IN THE COURSE CATALOG, ON THE UNIVERSITY'S WEBSITE AND IN ALL STUDENT POLICY DOCUMENTS (LE GUIDE). SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE GRANTS FOR STUDENT FINANCIAL ASSISTANCE. 1 NORTH AMERICA - CANADA AND MEXICO 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 21639 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 49428 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 3513 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 26290 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 2781 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 3400 EAST ASIA AND THE PACIFIC 0 0 GRANTS - FINANCIAL AID N/A 79267 EUROPE 0 0 GRANTS - FINANCIAL AID N/A 28500 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS - FINANCIAL AID N/A 34222 SOUTH AMERICA 0 0 GRANTS - FINANCIAL AID N/A 40754 SOUTH ASIA 0 0 GRANTS - FINANCIAL AID N/A 63569 SUB-SAHARAN AFRICA 0 0 GRANTS - FINANCIAL AID N/A 209098 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS - FINANCIAL AID N/A 8381 0 0 0 0 0 0 214818 356024 570842 SCHOLARSHIPS EUROPE 1 28500 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 5 79267 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 2 34222 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 2 40754 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 4 63569 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 14 209098 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS CENTRAL AMERICA & CARIBBEAN 1 8381 FINANCIAL AID AWARDS 0 N/A N/A 0 0 0 0 0 0 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC PO BOX 3018 CEDAR RAPIDS IA 52406 PHONATHON CALL SYSTEM 0 0 10723 0 CAMPBELL & COMPANY ONE WACKER DR SUITE 2100 CHICAGO IL 60601 STRATEGIC COUNSEL & CASE DEVELOPMENT 0 0 48032 0 LIPMAN HEARNE INC PO BOX 88634 DEPT A CHICAGO IL 60680 CAMPAIGN COMMUNICATIONS PROJECT 0 0 17000 0 75755 MN AZ FL IN TX WA ALL-ATHLETICS GOLF TOURNAMENT 61710 45065 16645 2365 7638 4112 1603 61710 45065 16645 2365 7638 4112 1603 15718 927 1 SCHOLARSHIPS & OTHER FINANCIAL AID 2870 31429722 N/A N/A PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR FEDERAL, STATE AND INSTITUTIONAL SCHOLARSHIPS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. X 1 1 X X 0 0 0 0 0 0 0 0 0 THOMAS J ROONEY VP FINANCE & ADMIN, CFO, TREASURER 170908 0 10000 0 90 0 13835 0 7486 0 202319 0 0 0 STACY SCHWARZE JACOBSON EXEC ASST/CORPORATE SECRETARY 110582 0 0 0 138 0 9291 0 63214 0 183225 0 0 0 COLLEEN A HEGRANES EXECUTIVE VP AND PROVOST 179808 0 0 0 762 0 14794 0 14712 0 210076 0 0 0 BRIAN BRUESS EXEC VP & COO 185332 0 0 0 90 0 14384 0 16026 0 215832 0 0 0 PENELOPE A MOYERS DEAN OF HENRIETTA SCHMOLL 152665 0 0 0 0 0 12315 0 7252 0 172232 0 0 0 BLANCHE E ABDALLAH VP EXTERNAL RELATIONS 136340 0 0 0 258 0 11279 0 26991 0 174868 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDES UNIVERSITY-OWNED HOUSING FOR ANDREA J. LEE, THE PRESIDENT OF THE UNIVERSITY. A MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HYH1 2012-09-25 28939205 CURRENT REFUNDING 0 0 0 B MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2014-06-03 15867000 RENOVATIONS AND CURRENT REFUNDING 0 0 0 A 2845000 28939205 2134750 267584 26536871 2012 1 0 1 1 B 15867000 140686 9000000 6726314 2014 1 0 1 1 A 0 0 1 1 0 0.01420 0.00000 0.01420 0 0 1 B 0 0 0 0 0.00820 0.00000 0.00820 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 JOHN C JIRIK FAMILY MEMBER OF JOANNE JIRIK MULLEN, BOARD VICE CHAIR 41092 EMPLOYMENT COMPENSATION 0 LAHENS A LEE-ST FLEUR FAMILY MEMBER OF ANDREA J. LEE, IHM, PRESIDENT 61508 EMPLOYMENT COMPENSATION 0 PATTY FINCH-GUTHRIE FAMILY MEMBER OF DEAN MOYERS 99103 EMPLOYMENT COMPENSATION 0 SHELLEY RAYBORN FAMILY MEMBER OF DEAN MOYERS 93373 EMPLOYMENT COMPENSATION 0 X 1 5500 EXPERT OPINION X 4773 APPRAISAL X 3476 DONOR VALUED X 57 1333638 STOCK MARKET QUOTES X 1 50 DONOR VALUED X CHARITABLE REMAINDER UNITRUST REMAINDER INTEREST 2 20622 PLANNED GIVING SOFTW X VOLUNTARY TERMINATION OF CHARITABLE GIFT ANNUITY CONTRACTS 8 9154 PLANNED GIVING SOFTW X GIFT CARDS, CERTIFICATES, AND TICKETS 8 945 FACE VALUE 1 0 1 0 PART I, COLUMN (B): THE UNIVERSITY REPORTS THE NUMBER OF CONTRIBUTORS ON SCHEDULE M, PART I COLUMN (B). FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES DESIGNATES FOUR OR MORE TRUSTEES, INCLUDING THE CHAIRPERSON AND PRESIDENT, TO CONSTITUTE AN EXECUTIVE COMMITTEE. TO THE EXTENT DETERMINED BY THE BOARD, THE EXECUTIVE COMMITTEE HAS THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE SHALL ACT ONLY IN THE INTERVAL BETWEEN MEETINGS OF THE BOARD, SHALL REPORT TO THE BOARD FORMAL ACTIONS IT MAY TAKE DURING ANY INTERVAL BETWEEN MEETINGS AND, AT ALL TIMES, IS SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B AN AFFIRMATIVE VOTE OF AT LEAST FOUR OF THE SPONSORSHIP COUNCIL TRUSTEES SHALL BE REQUIRED FOR THE BOARD OF TRUSTEES TO ACT ON ANY MATTER WHICH SUBSTANTIALLY AFFECTS OR ALTERS THE MISSION OR CATHOLIC IDENTITY OF THE UNIVERSITY; SELECTION OF TRUSTEES; SELECTION OR TERMINATION OF THE PRESIDENT; SALE OR MORTGAGING OF PROPERTY; MAJOR CONSTRUCTION CONTRACTS OR DEBT IN EXCESS OF THE THRESHOLDS ESTABLISHED BY THE NATIONAL CONFERENCE OF CATHOLIC BISHOPS; CLOSING OR MERGING THE UNIVERSITY; AND AMENDMENTS TO THE UNIVERSITY ARTICLES OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 BEFORE FILING THE TAX RETURN, THE PRESIDENT AND THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND CFO REVIEWED THE TAX RETURN. AFTER MANAGEMENT APPROVAL, THE AUDIT COMMITTEE THEN APPROVED THE TAX RETURN AS DELEGATED BY THE BOARD OF TRUSTEES. THE PUBLIC INSPECTION COPY OF THE TAX RETURN WAS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ST. CATHERINE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL "INTERESTED PERSONS": OFFICERS, MEMBERS OF THE BOARD OF TRUSTEES, KEY EMPLOYEES AND OTHER EMPLOYEES WHO MAY INFLUENCE THE ACTIONS OF THE INSTITUTION. INTERESTED PERSONS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. PERIODIC REVIEWS ARE CONDUCTED TO ENSURE THE INSTITUTION OPERATES IN A MANNER CONSISTENT WITH ITS CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS. IF A CONFLICT OR POTENTIAL CONFLICT ARISES, THE INTERESTED PERSON ALERTS THE BOARD CHAIR TO SUCH CONFLICT BEFORE PARTICIPATING IN DELIBERATIONS OR DECISIONS ON THE MATTER. THE INTERESTED PERSON IS GIVEN AN OPPORTUNITY TO DISCLOSE MATERIAL FACTS TO THE BOARD. IF A CONFLICT IS FOUND TO EXIST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN DELIBERATIONS OR VOTING ON THE TRANSACTION OR ARRANGEMENT, EXCEPT TO PRESENT INFORMATION TO THE BOARD. THE BOARD CHAIR MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO AVOID PERCEIVED OR ACTUAL CONFLICTS. IF THE BOARD OF TRUSTEES, OR A COMMITTEE, BELIEVES AN INDIVIDUAL HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT INFORMS THE PERSON, AFFORDS THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE, MAKES FURTHER INVESTIGATION AS WARRANTED AND TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. ALL CONFLICT OF INTEREST DISCUSSIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION WAS APPROVED BY THE OFFICERS OF THE BOARD OF TRUSTEES EFFECTIVE 6/1/2010. IN 2011 AND IN SUBSEQUENT YEARS, THE PRESIDENT'S BASE SALARY AMOUNT SHALL BE INCREASED BY THE SAME PERCENTAGE INCREASE OFFERED OTHER UNIVERSITY ADMINISTRATIVE EMPLOYEES ACCORDING TO THE BOARD-APPROVED COMPENSATION PLAN, AND SHALL BE EFFECTIVE ON THE SAME DAY AS THE INCREASES ARE EFFECTIVE FOR OTHER UNIVERSITY ADMINISTRATIVE EMPLOYEES. BOARD CHAIR WILL DIRECT THE STAFF TO IMPLEMENT APPROPRIATE INCREASES FOR THE PRESIDENT. AS A MEMBER OF A RELIGIOUS ORDER, THE PRESIDENT'S COMPENSATION IS PAID TO HER ORDER. THE UNIVERSITY PROVIDES A HOUSE, A CAR, AND BENEFITS TO THE PRESIDENT. UTILITIES AND MAINTENANCE AND OTHER OPERATING COSTS OF THE HOUSE AND CAR ARE ALSO PAID BY THE UNIVERSITY. THE OTHER OFFICERS' SALARIES ARE DETERMINED IN THE SAME WAY AS OTHER EXEMPT AND FACULTY EMPLOYEES. SALARIES ARE BENCHMARKED AGAINST THE MEDIAN OF 184 COLLEGES AND UNIVERSITIES DESIGNATED AS MASTER'S RELIGIOUS BY THE CARNEGIE CLASSIFICATION. DATA FROM THE 184 COLLEGES AND UNIVERSITIES IS COLLECTED ANNUALLY BY THE HUMAN RESOURCES DEPARTMENT THROUGH THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION-HUMAN RESOURCES (CUPA-HR). THIS METHODOLOGY IS PART OF THE BOARD OF TRUSTEES APPROVED COMPENSATION PLAN. GROUPS 1, 2 & 3 RECEIVED INCREASES EFFECTIVE 10/26/14; GROUP 1: CURRENT ANNUALIZED SALARY/WAGE IS < $60,000, REGARDLESS OF CMPA RATIO; GROUP 2: COMPA RATIO IS < .95, REGARDLESS OF SALARY LEVEL; GROUP 3: COMPA RATIO IS < .95 AND SALARY IS < $60,000; GROUP 4 COMPA RATIO > .95 AND ANNUALIZED SALARY > $60,000 RECEIVED INCREASES EFFECTIVE 1/1/2015. SINCE GROUP 4 INCREASES WERE NOT ANNOUNCED UNTIL LATER IN 2015, THE RETROACTIVE AMOUNTS WERE DISTRIBUTED IN FISCAL YEAR 2016. FORM 990, PART VI, SECTION C, LINE 19 ST. CATHERINE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -109,996. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -89,591. SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE 1884 RANDOLPH AVENUE ST PAUL MN 55105 411765361 EDUCATION, HEALTH CARE & SOCIAL SERVICES MN 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0