2017-10-16T15:22:04-05:00 2017-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2016-07-01 710236867 UNIVERSITY OF THE OZARKS UNIV 4799791000 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 JEFF SCACCIA VP FOR FINANCE AND ADMINISTRAT 4799791000 2017-09-21 1 W LYNDEL LACKEY P00234298 4058482020 2017-09-21 24.249.102.217 2017-09-21 16:03:24 CD P 05E3149E89962FDD46ABB79744C1A67736A22E8B 2C4F9CAEBFDF971FF7F00391351AF1164FB5E040 2016 2021-01-29 14:40:06Z RICHARD DUNSWORTH 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 76006795 0 X WWW.OZARKS.EDU X 1852 AR TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 21 21 618 40 -2641 -4684 8175187 15629994 16975917 17321514 6599458 3475658 2213944 2111219 33964506 38538385 10467472 11331062 0 0 10426733 10276696 0 0 1140248 8735833 9278432 29630038 30886190 4334468 7652195 134451299 150483277 3278373 4088826 131172926 146394451 TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 0 0 26264872 11331062 17978077 EDUCATIONAL SERVICES - PROVIDED EDUCATIONAL COURSES TO AN AVERAGE ENROLLMENT OF 652 FULL TIME STUDENTS 26264872 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 63 0 1 618 1 1 1 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X JEFF SCACCIA 4799791310 415 N COLLEGE AVE CLARKSVILLE AR 72830 CHRIS ALLEN TRUSTEE 0.25 X 0 0 0 ARVID BEAN TRUSTEE 0.25 X 0 0 0 SYLVESTER BENSON TRUSTEE 0.25 X 0 0 0 DOUG BLACK TRUSTEE 0.25 X 0 0 0 TASHA BLACKBURN TRUSTEE 0.25 X 0 0 0 JUDY BORCK TRUSTEE 0.25 X 0 0 0 JIM BRUNING TRUSTEE 0.25 X 0 0 0 PAT CLIFFORD TRUSTEE 0.25 X 0 0 0 AO CURRAN TRUSTEE 0.25 X 0 0 0 ALLYN DONAUBAUER TRUSTEE 0.25 X 0 0 0 LAURIE FISHER TRUSTEE 0.25 X 0 0 0 MALCOLM HALL TRUSTEE 0.25 X 0 0 0 JUDITH KEITH TRUSTEE 0.25 X 0 0 0 CAROLYN LOWERY TRUSTEE 0.25 X 0 0 0 ANN PATTERSON TRUSTEE 0.25 X 0 0 0 SUSAN PINSON TRUSTEE 0.25 X 0 0 0 SHERILYN POOLE TRUSTEE 0.25 X 0 0 0 DAVID RAWHOUSER TRUSTEE 0.25 X 0 0 0 SUE TULL TRUSTEE 0.25 X 0 0 0 PETE VAN DYKE TRUSTEE 0.25 X 0 0 0 ED WILKENSON TRUSTEE 0.25 X 0 0 0 RICHARD DUNSWORTH PRESIDENT 40.00 X 210887 0 53006 JEFF SCACCIA VP FOR FINANCE & ADMINISTRATION 40.00 X 133284 0 16013 LORI MCBEE VP FOR ADVANCEMENT 40.00 X 95540 0 13063 TRAVIS FEEZELL PROVOST 40.00 X 119860 0 27280 559571 0 109362 3 0 1 0 ARAMARK CAMPUS SERVICES 27310 NETWORK PLACE CHICAGO IL 606731273 FOOD SERVICE 1485589 NATIONAL MANAGEMENT RESOURCES CORP PO BOX 1224 LAGRANGE GA 30241 FACILITIES MANAGEMENT 482719 JUMP COMPANY 1120 SOUTH 6TH SUITE 502 ST LOUIS MO 63104 BRANDING CONSULTANT 296268 DERCK & EDSON 33 SOUTH BROAD STREET LITITZ PA 17543 ARCHITECTURE SERVICES 223742 EBSCO INFORMATION SERVICES PO BOX 204661 DALLAS TX 753204661 ONLINE MEDIA 175175 6 16144 346180 15267670 1311871 15629994 STUDENT TUITION AND FEES 611310 17321514 17321514 17321514 1182820 -2357 1185177 377537 377537 1613099 535696 1077403 1077403 1077403 37817497 35524659 2292838 2292838 2292838 1810155 1408055 402100 402100 MISCELLANEOUS INCOME 900099 188957 189241 -284 CAMPS AND OTHER INCOME 900099 39253 39253 ADMINISTRATIVE COST ALLOWANCE 900099 25000 25000 969 969 254179 38538385 17978077 -2641 4932955 8976027 8976027 2355035 2355035 632421 568469 63952 7541206 6170705 711183 659318 717782 491294 183434 43054 843494 511565 286622 45307 541793 411565 83728 46500 41160 41160 81075 81075 146468 146468 1305586 938671 335729 31186 350745 278662 11466 60617 635642 246297 288181 101164 329365 313303 16062 1319043 1209565 95134 14344 464919 399123 34858 30938 8942 8942 50059 50059 1771782 1611869 138961 20952 258627 238637 17371 2619 PROVISION FOR BAD DEBT 1093163 1093163 OTHER STUDENT EXPENSES 350357 305345 45012 ATHLETICS 158196 158196 OTHER EMPLOYEE EXPENSES 132795 90017 42778 780508 456891 319382 4235 30886190 26264872 3481070 1140248 612527 2100259 3363801 7263033 1930459 1917446 693524 633398 60589 59203541 30552259 28389935 28651282 84272399 86203750 9732761 17421789 5179786 5935749 276107 295982 134451299 150483277 1292815 1188149 91359 1135000 1063537 620882 1720236 138317 116904 3278373 4088826 X 23551044 22269425 26402444 28656384 81219438 95468642 131172926 146394451 134451299 150483277 7652195 7569330 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 249909 249909 X X 0 94967512 10669861 10684481 617603 3801377 146468 111756406 98785939 2247408 -805665 733600 4380484 146086 94967512 100980602 1119640 1308643 599983 3833349 189614 98785939 92157588 992063 12359760 621472 3704754 202583 100980602 87538444 580256 9183619 596461 4336095 212175 92157588 0.01260 0.85430 0.13320 1 0 514594 835516 1350110 43479320 19482160 23997160 11625705 9199535 2426170 2748406 1870564 877842 28651282 MINERAL INTERESTS 71684 F PRIVATE EQUITIES 17350105 F 17421789 DEPOSITS HELD IN CUSTODY FOR OTHERS 116904 116904 36848589 7569330 7700 1943751 9520781 27327808 146468 11064109 11210577 38538385 21627064 7700 1943751 1951451 19675613 146468 11064109 11210577 30886190 PART III, LINE 4: ROCK & MINERAL COLLECTION - ENHANCES SCIENCE CLASS EDUCATION (SPECIFICALLY GEOLOGY). WATERCOLOR PAINTING COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART STUDENTS AND SERVES AS AN EXAMPLE OF WHAT CAN BE CREATED. PFEFFER COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART AND HISTORY STUDENTS AND A GREAT EXAMPLE OF FINE ART. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS, PROFESSORSHIPS, AND MAINTENANCE OF CAMPUS FACILITIES PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 535,696. COST OF GOODS SOLD 1,408,055. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 11,064,109. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 535,696. COST OF GOODS SOLD 1,408,055. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 11,064,109. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL BROCHURES, NEWSPAPER ADVERTISEMENTS, UNIVERSITY CATALOGS, ETC. INCLUDE THE NONDISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE US DEPARTMENT OF EDUCATION. SEOG, TEACH, AND PELL GRANTS, PERKINS LOANS, COLLEGE WORK STUDY FUNDS AND FEDERAL DIRECT LOANS ARE RECEIVED TO ENABLE THE UNIVERSITY TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS ATTENDING THE UNIVERSITY. FUNDS WERE RECEIVED FROM THE SPECIAL SERVICES FOR DISADVANTAGED STUDENTS PROGRAM UNDER TITLE IV. THOSE FUNDS COVERED THE EXPENSES OF THE UNIVERSITY'S STUDENT SUPPORT PROGRAM. 1 0 0 0 0 0 0 0 0 0 TUITION AND FEES CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 66 1961125 TUITION AND FEES SUB-SAHARAN AFRICA 19 268660 TUITION AND FEES EAST ASIA AND THE PACIFIC 2 23750 TUITION AND FEES EUROPE (INCLUDING ICELAND & GREENLAND) 8 101500 0 0 0 0 0 0 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. 1 STUDENT FINANCIAL AID 594 8976027 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 RICHARD DUNSWORTH PRESIDENT 210887 0 0 0 0 0 18026 0 34980 0 263893 0 0 0 PART I, LINE 1A AS A REQUIREMENT OF HIS EMPLOYMENT, RICHARD DUNSWORTH, PRESIDENT OF THE UNIVERSITY, IS PROVIDED AN ON-CAMPUS RESIDENCE FOR PERSONAL USE. THIS BENEFIT WAS NOT INCLUDED AS TAXABLE COMPENSATION TO THIS INDIVIDUAL. A CITY OF CLARKSVILLE ARKANSAS 300632068 2015-12-01 1135000 REFUNDING SERIES 2010 BOND 0 0 0 A 1135000 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 0 A 1 X 3 3000 APPRAISED VALUE X 67 RETAIL VALUE X 11 1299389 MKT VALUE ON GIFT DATE X 2 416 APPRAISED VALUE X BABY GRAND PIANO 1 9000 APPRAISAL 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTANTS AND REVIEWED BY THE VP FOR FINANCE AND ADMIN. THE FORM 990 IS ALSO PROVIDED TO THE UNIVERSITY'S FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES THE WRITTEN CONFLICT OF INTEREST POLICY BY REQUESTING EACH DIRECTOR AND OFFICER TO SIGN A STATEMENT THAT THEY HAVE RECEIVED, READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS AS FOLLOWS: THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ACCUMULATES INFORMATION AS NEEDED FROM VARIOUS SOURCES INSIDE AND OUT OF THE UNIVERSITY. THIS INFORMATION IS THEN USED TO SET THE SALARY AND CONTRACT TERMS OF THE PRESIDENT. THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S OFFICERS IS AS FOLLOWS: OFFICERS OF THE UNIVERSITY ARE SUBJECT TO AN ANNUAL REVIEW WITH THE PRESIDENT AT WHICH TIME THE TERMS AND CONDITIONS OF THEIR EMPLOYMENT ARE REVIEWED AS WELL. INDUSTRY SALARY SURVEYS AND REPORTS ARE REVIEWED ON A REGULAR BASIS BY THE PRESIDENT AND VP FOR FINANCE AND ADMIN. FORM 990, PART VI, SECTION C, LINE 19 REQUESTS FOR REVIEW OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE EVALUATED ON A CASE BY CASE BASIS UPON REQUEST. IF DEEMED NECESSARY, DOCUMENTS WILL BE PROVIDED TO THOSE REQUESTING THE INFORMATION. UNIVERSITY OF THE OZARKS ALUMNI ASSOCIATION 415 NORTH COLLEGE AVENUE CLARKSVILLE AR 72830 237092414 ALUMNI AR 501(C)(3) LINE 12D, III-O N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0