2017-09-11T15:18:24-05:00 2016-12-31 420714325 RSM US LLP 310 BROADWAY AVENUE S SUITE 300 ROCHESTER MN 55904 990 2016-01-01 416017740 ROCHESTER AREA FOUNDATION ROCH 5072820203 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 JENNIFER WOODFORD EXECUTIVE DIRECTOR 5072820203 2017-08-29 1 DANIEL W EDWARDS P00043974 5072886476 108.171.131.188 2017-08-29 11:33:49 CD P 08BD95975EB58B2C23AD885BD3BD1DECCAEA3190 77CC049C01441EF7961752BDACBBFF828AE1FAD9 2016 2021-01-29 14:40:06Z JENNIFER WOODFORD 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 5894191 0 X HTTP://WWW.ROCHESTERAREA.ORG/ X 1944 MN THE MISSION OF THE ROCHESTER AREA FOUNDATION IS TO STRENGTHEN COMMUNITY PHILANTHROPY BY PROMOTING RESPONSIBLE AND INFORMED GIVING AND TO ASSIST DONORS IN MEETING THEIR CHARITABLE OBJECTIVES. THE FOUNDATION IS DEDICATED TO USING ITS RESOURCES TO IMPROVE THE QUALITY OF LIFE, PROMOTE GREATER EQUALITY OF OPPORTUNITIES, AND TO DEVELOP EFFECTIVE METHODS TO ASSIST THOSE IN NEED IN THE GREATER ROCHESTER AREA. 15 13 13 13 0 0 2688796 3024683 0 0 1296940 175504 -17564 61519 3968172 3261706 2754418 1644879 0 0 446101 508834 0 0 122927 310791 379653 3511310 2533366 456862 728340 28484358 30922604 1536749 2314396 26947609 28608208 X THE MISSION OF THE ROCHESTER AREA FOUNDATION IS TO STRENGTHEN COMMUNITY PHILANTHROPY BY PROMOTING RESPONSIBLE AND INFORMED GIVING AND TO ASSIST DONORS IN MEETING THEIR CHARITABLE OBJECTIVES. THE FOUNDATION IS DEDICATED TO USING ITS RESOURCES TO IMPROVE THE QUALITY OF LIFE, PROMOTE GREATER EQUALITY OF OPPORTUNITIES, AND TO DEVELOP EFFECTIVE METHODS TO ASSIST THOSE IN NEED IN THE GREATER ROCHESTER AREA. 0 0 1806886 1644879 ROCHESTER AREA FOUNDATION, DEDICATED TO COMMUNITY VITALITY SINCE 1944, AWARDS GRANTS PRIMARILY TO NONPROFIT ORGANIZATIONS SERVING THE GREATER ROCHESTER AREA. GRANTS WERE MADE TO SUPPORT EARLY CARE AND EDUCATION OF CHILDREN AGE 0-5; GANG INTERVENTION PLANNING, MINORITY TEACHER RECRUITMENT, FINANCIAL LITERACY COUNSELING, AND STARTER HOMES FOR WORKING FAMILIES. 1806886 1 1 0 0 0 1 0 0 1 1 1 1 0 0 1 1 1 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 6 0 1 13 1 0 1 CJ 0 0 0 0 0 0 X 15 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MN X X JENNIFER WOODFORD 5072820203 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 MARY EHMKE TRUSTEE 2.00 X 0 0 0 WENDY SHANNON CHAIR 2.00 X X 0 0 0 MARK UTZ VICE-CHAIR 2.00 X X 0 0 0 PAUL GORMAN TRUSTEE 2.00 X 0 0 0 DENISE KELLY SECRETARY 2.00 X X 0 0 0 GREG LAYTON VICE-CHAIR 2.00 X X 0 0 0 WALT LING TRUSTEE 2.00 X 0 0 0 DON SUPALLA TRUSTEE 2.00 X 0 0 0 BRAD SCHMIDT TREASURER 2.00 X X 0 0 0 LISA CLARKE TRUSTEE 2.00 X 0 0 0 LARRY KOSHIRE TRUSTEE 2.00 X 0 0 0 KATHRYN LOMBARDO TRUSTEE 2.00 X 0 0 0 STEVEN SPOHN TRUSTEE 2.00 X 0 0 0 JOANN STORMER EXECUTIVE DIRECTOR 40.00 X 113479 0 18127 KAREL WEIGEL INTERIM EXECUTIVE DIRECTOR 40.00 X 43769 0 0 157248 0 18127 1 0 0 0 0 3024683 1288205 3024683 218676 218676 2589313 2632485 -43172 -43172 -43172 MISC FOR EXEMPT PURPOSE 900099 34452 34452 CHANGE IN VALUE OF SPLIT INTEREST 523000 27067 27067 61519 3261706 34452 0 202571 1644879 1644879 140300 35075 77165 28060 368534 90973 193644 83917 48456 48456 60385 49435 10950 7025 1740 5285 13275 3288 9987 1504 1504 15725 15725 76837 19034 57803 OTHER 92811 92811 REPAIRS AND MAINTENANCE 41297 10230 31067 PRINTING AND POSTAGE 12847 12847 TELEPHONE 6728 1667 5061 2763 2763 2533366 1806886 603553 122927 671320 479675 291684 1416329 542112 340812 0 30501 0 0 2633064 186873 875903 2446191 25330984 25392406 772355 816690 28484358 30922604 76726 16567 72976 67700 0 727379 0 294400 1387047 1208350 1536749 2314396 X 22461248 24600166 2564717 2086398 1921644 1921644 26947609 28608208 28484358 30922604 728340 932259 0 X X 0 1 X 1 0 X 1779558 1340877 2401041 2688796 3024683 11234955 1779558 1340877 2401041 2688796 3024683 11234955 11234955 413627 262783 528378 203996 218676 1627460 12862415 0.87350 0.83690 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 154 2172801 1155340 11390236 1 1 1 54431 62366 13956 102841 0 16050796 1289256 622130 806398 806398 16349386 16918656 838735 -322431 692082 692082 16050796 16871565 535458 725447 606907 606907 16918656 15324011 535290 1867171 197999 656908 16871565 13548161 1108021 1374490 347863 358798 15324011 0.81360 0.11750 0.06890 0 0 239669 239669 1405000 29271 1375729 988395 157602 830793 2446191 INVESTMENTS IN MARKETABLE SECURITIES 25392406 F 25392406 UNITRUST OBLIGATIONS 559000 REFUNDABLE ADVANCES 579891 ANNUITIES PAYABLE 69459 1208350 X 4759608 932259 614099 1546358 3213250 48456 48456 3261706 2697380 212470 212470 2484910 48456 48456 2533366 PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE FOUNDATION BELIEVES THAT NO SIGNIFICANT UNCERTAIN TAX POSITIONS HAVE BEEN TAKEN IN ITS TAX RETURNS. AT DECEMBER 31, 2016 GENERALLY, THE FEDERAL AND MINNESOTA TAX RETURNS FOR THE FOUNDATION ARE OPEN FOR EXAMINATION BY TAXING AUTHORITIES FOR THE YEARS 2013 TO 2015. AT DECEMBER 31, 2016, THE FOUNDATION DID NOT RECORD ANY LIABILITIES FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED BY AFFILIATES 614,099. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED BY AFFILIATES 212,470. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 1000000 0 0 0 0 0 0 1000000 0 1000000 0 0 0 0 0 0 0 ABILITY BUILDING CENTER 1911 14TH STREET NW ROCHESTER MN 55901 410829178 501(C)(3) 21187 OPERATING SUPPORT ALDRICH MEMORIAL NURSERY 855 ESSEX PARKWAY NW ROCHESTER MN 55901 410726082 501(C)(3) 5900 OPERATING SUPPORT ALS ASSOCIATION MINNESOTA CHAPTER 333 WASHINGTON AVE N SUITE 105 MINNEAPOLIS MN 554011352 411756085 501(C)(3) 10000 OPERATING SUPPORT AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE PO BOX 4124 NEW YORK NY 10163 131656634 501(C)(3) 10000 OPERATING SUPPORT ARC SE MN 6301 BANDEL ROAD NW SUITE 605 ROCHESTER MN 55901 416042617 501(C)(3) 5000 OPERATING SUPPORT BALTIMORE SCHOOL 712 CAHTEDRAL STREET BALTIMORE MD 21201 521174284 501(C)(3) 5000 OPERATING SUPPORT BARNES AREA HISTORICAL SOCIETY 5555 JAMES ROAD BARNES WI 54873 223921221 501(C)(3) 5000 OPERATING SUPPORT BOYS & GIRLS CLUB 1026 EAST CENTER STREET ROCHESTER MN 55904 411945875 501(C)(3) 63360 OPERATING SUPPORT BYRON PUBLIC SCHOOL 630 1ST AVENUE NW BYRON MN 55920 416002825 501(C)(3) 5000 OPERATING SUPPORT CAMBODIAN CHILDREN'S FUND 2461 SANTA MONICA BLVD PMB 833 SANTA MONICA CA 90404 200764162 501(C)(3) 5000 OPERATING SUPPORT CAMP OLSON 4160 LITTLE BOY ROAD NE LONGVILLE MN 56655 410967781 501(C)(3) 16000 OPERATING SUPPORT CENTER CITY HOUSING 3265 19TH STREET NW 150 ROCHESTER MN 55901 363485584 501(C)(3) 25500 OPERATING SUPPORT CHANNEL ONE FOOD BANK 131 35TH STREET SE ROCHESTER MN 55904 411379713 501(C)(3) 39392 OPERATING SUPPORT CHATFIELD PUBLIC SCHOOLS 205 UNION STREET NE CHATFIELD MN 55923 501(C)(3) 9700 OPERATING SUPPORT CHRIST UNITED METHODIST CHURCH 400 5TH AVENUE SW ROCHESTER MN 55902 410693980 501(C)(3) 18500 OPERATING SUPPORT CITY OF ROCHESTERSOLDIERS FIELD 201 4TH STREET SE ROCHESTER MN 55904 501(C)(3) 16563 OPERATING SUPPORT COLDWATER FOUNDATION FOR LEADERSHIP PO BOX 501 GRAND MARAIS MN 55604 271609731 501(C)(3) 12000 OPERATING SUPPORT COMMUNITY DENTAL CARE 1670 BEAM AVENUE SUITE 204 MAPLEWOOD MN 55109 043692982 501(C)(3) 7500 OPERATING SUPPORT COVENANT HOUSE 460 WEST 41ST STREET NEW YORK NY 10036 132725416 501(C)(3) 13757 OPERATING SUPPORT CUT CIRCLE 2331 WARNER RANGE AVENUE MENLO PARK CA 94025 471687995 501(C)(3) 10000 OPERATING SUPPORT DOROTHY DAY HOSPITALITY HOUSE 703 FIRST STREET SW ROCHESTER MN 55902 363348305 501(C)(3) 15300 OPERATING SUPPORT EDLER NETWORK 1130 1/2-7TH STREET NW 205 ROCHESTER MN 55901 411704390 501(C)(3) 11000 OPERATING SUPPORT FAMILY MEANS 1875 NORTHWESTERN AVENUE SOUTH STILLWATER MN 55082 363348305 501(C)(3) 10000 OPERATING SUPPORT GIFT OF LIFE TRANSPLANT HOUSE 705 2ND STREET SW ROCHESTER MN 55902 411495845 501(C)(3) 9500 OPERATING SUPPORT GLORIA DEI LUTHERAN 1212 12TH AVENUE NW ROCHESTER MN 55901 416008833 501(C)(3) 6000 OPERATING SUPPORT IRONWOOD SPRINGS CHRISTIAN RANCH 7291 COUNTY ROAD 6 SW STEWARTVILLE MN 55976 411281157 501(C)(3) 5000 OPERATING SUPPORT JEWISH NATIONAL FUND 78 RANDALL AVENUE ROCKVILLE CENTER NY 11570 131659627 501(C)(3) 5000 OPERATING SUPPORT LEGAL ASSISTANCE OF OLMSTED COUNTY 1700 NORTH BROADWAY SUITE 124 ROCHESTER MN 55906 410992471 501(C)(3) 5000 OPERATING SUPPORT LIFT FOR LIFE ACADEMY CHARTER SCHOOL 1731 SOUTH BROADWAY ST LOUIS MO 63104 431535886 501(C)(3) 10000 OPERATING SUPPORT MINNESOTA CHILDREN'S MUSEUM-ROCHESTER 1634 NORTH BROADWAY SUITE A ROCHESTER MN 55906 411354181 501(C)(3) 5000 OPERATING SUPPORT NAMI SE MINNESOTA 1700 NORTH BROADWAY SUITE 104 ROCHESTER MN 55906 363504277 501(C)(3) 10000 OPERATING SUPPORT NATIONAL MS SOCIETY PO BOX 582659 MINNEAPOLIS MN 55458 410790658 501(C)(3) 5000 OPERATING SUPPORT OWATONNA FOUNDATION 108 WEST PARK SQUARE PO BOX 642 OWATONNA MN 55060 416038547 501(C)(3) 5000 OPERATING SUPPORT PARALYZED VETERAN'S OF AMERICA PO BOX 758532 TOPEKA KS 666759910 131946868 501(C)(3) 6000 OPERATING SUPPORT PAX CHRISTI CHURCH 4135 18TH AVENUE NW ROCHESTER MN 55901 411532400 501(C)(3) 5000 OPERATING SUPPORT READING CENTER 847 5TH STREET NW ROCHESTER MN 55901 411633734 501(C)(3) 32600 OPERATING SUPPORT REDEEMER LUTHERAN CHURCH 869 7TH AVENUE SE ROCHESTER MN 55904 410962024 501(C)(3) 6000 OPERATING SUPPORT ROCHESTER ART CENTER 40 CIVIC CENTER DRIVE SE ROCHESTER MN 55904 410799310 501(C)(3) 7500 OPERATING SUPPORT ROCHESTER CIVIC THEATRE 20 CIVIC CENTER DRIVE SE ROCHESTER MN 55904 410829271 501(C)(3) 5000 OPERATING SUPPORT ROCHESTER COMMUNITY & TECHNICAL COLLEGE 851 30TH AVENUE SE ROCHESTER MN 55904 411535213 501(C)(3) 68678 OPERATING SUPPORT ROCHESTER PUBLIC LIBRARY 101 2ND STREET SE ROCHESTER MN 55904 416005494 501(C)(3) 5000 OPERATING SUPPORT ROCHESTER PUBLIC SCHOOL FOUNDATION 1510 14TH STREET NW ROCHESTER MN 55901 411628288 501(C)(3) 8810 OPERATING SUPPORT ROCHESTER PUBLIC SCHOOL'S 615 7TH STREET SW ROCHESTER MN 55902 416002803 501(C)(3) 5000 OPERATING SUPPORT ROCHESTER YOUTH HOCKEY ASSOCIATION 1570 FAIRGROUNDS AVENUE SE ROCHESTER MN 55904 416048570 501(C)(3) 6600 OPERATING SUPPORT RONALD MCDONALD HOUSE 850 2ND STREET SW ROCHESTER MN 55902 411344744 501(C)(3) 239900 OPERATING SUPPORT SALVATION ARMY NORTHERN DIVISION 4921 FRONTAGE ROAD ROCHESTER MN 55901 410698597 501(C)(3) 13757 OPERATING SUPPORT SALVATION ARMY OF OLMSTED COUNTY 20 FIRST AVENUE NE ROCHESTER MN 55906 410698597 501(C)(3) 8187 OPERATING SUPPORT SAVE THE CHILDREN 501 KINGS HIGHWAY EAST SUITE 400 FAIRFIELD CT 06825 060726487 501(C)(3) 10000 OPERATING SUPPORT SEASON'S HOSPICE 1696 GREENVIEW PLACE SW ROCHESTER MN 55902 411812914 501(C)(3) 13757 OPERATING SUPPORT SECOND HARVEST FOOD BANK 1051 BING STREET SAN CARLOS CA 94070 942614101 501(C)(3) 5000 OPERATING SUPPORT SOMALI REBUILD 101 NORTH BROADWAY ROCHESTER MN 55906 461751962 501(C)(3) 5000 OPERATING SUPPORT SOUTH CENTRAL SERVICE COOPERATIVE 2075 LOOKOUT DRIVE NORTH MANKATO MN 56003 411297678 501(C)(3) 8600 OPERATING SUPPORT SOUTH DAKOTA STATE UNIVERSITY FOUNDATION 823 MEDARY AVENUE BROOKINGS SD 570070499 460273801 501(C)(3) 15800 OPERATING SUPPORT SOUTHERN MN REGIONAL LEGAL SERVICES 903 WEST CENTER ST SUITE 230 ROCHESTER MN 55902 411316151 501(C)(3) 12000 OPERATING SUPPORT ST FRANCIS OF ASSISI CATHOLIC CHURCH 1114 THIRD STREET NE ROCHESTER MN 55906 410694749 501(C)(3) 34392 OPERATING SUPPORT ST JOHN THE EVANGELIST CATHOLIC CHURCH 11 4TH AVENUE SW ROCHESTER MN 55902 410733599 501(C)(3) 13757 OPERATING SUPPORT ST LUKE'S EPISCOPAL CHURCH 1884 NW 22ND STREET ROCHESTER MN 55901 410876187 501(C)(3) 10000 OPERATING SUPPORT THE CONGREGATIONAL CHURCH UCC 974 SKYLINE DRIVE SW ROCHESTER MN 55902 410760826 501(C)(3) 11000 OPERATING SUPPORT UNITED WAY OF OLMSTED COUNTY 903 WEST CENTER ST SUITE 100 ROCHESTER MN 55902 410695594 501(C)(3) 26000 OPERATING SUPPORT ALLISON HARVEYU OF MN-TWIN CITIES 28751 COUNTY ROAD 33 LAKE CITY MN 55041 416007513 501(C)(3) 5000 OPERATING SUPPORT WARREN MILLER PERFORMING ARTS CENTER 45465 GALLATIN ROAD GALLATIN GATEWAY MT 59730 331106018 501(C)(3) 5000 OPERATING SUPPORT WINONA STEM VILLAGE C/O WSU 859 30TH AVENUE SE ROCHESTER MN 55904 411687554 501(C)(3) 8500 OPERATING SUPPORT YELLOWSTONE CLUB COMMUNITY FOUNDATION 1111 RESEARCH ROAD BOZEMAN MT 59718 271974255 501(C)(3) 10000 OPERATING SUPPORT YELLOWSTONE RECREATIONS FOUNDATION PO BOX 400 CODY WY 82414 263059533 501(C)(3) 37000 OPERATING SUPPORT X 55 1288205 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PRESENTED TO AND DISCUSSED BY THE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO FILL OUT AND SIGN DISCLOSURE FORM. THEY MUST ALSO VERBALLY INDICATE WHETHER A CONFLICT EXISTS AND ABSTAIN FROM VOTING AT BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE EXECUTIVE DIRECTOR OF THE ROCHESTER AREA FOUNDATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS USING COMPARABILITY DATA FROM THE COUNCIL OF FOUNDATIONS. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE EXECUTIVE DIRECTOR OF THE ROCHESTER AREA FOUNDATION USING COMPARABILITY DATA FROM THE COUNCIL OF FOUNDATIONS AND INCREASES ARE BASED ON MERIT. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND/OR FINANCIAL STATEMENTS MAY BE OBTAINED BY THE PUBLIC ON THE ORGANIZATION'S WEBSITE OR UPON REQUEST. FORM 990, PART XI, LINE 2C: THE FINANCE COMMITTEE HAS THE RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FIRST HOMES PROPERTIES 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 412004557 TO PROVIDE OPPORTUNITIES FOR LOW AND MODERATE INCOME HOUSEHOLDS IN SE MN MN 501(C)3 11A TYPE I ROCHESTER AREA FOUNDATION 0 RAF PROPERTIES 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 411891463 TO RECEIVE, HOLD & DISBURSE ANY REAL PROPERTY FOR ROCHESTER AREA FOUNDATION MN 501(C)3 11A TYPE I ROCHESTER AREA FOUNDATION 0 IMPACT FINANCE 12 ELTON HILLS DRIVE NW ROCHESTER MN 55901 274641831 PROVIDE INCREASED ACCESS TO CAPITAL FOR LOW INCOME FAMILIES/COMMUNITIES MN 501(C)3 11A TYPE I ROCHESTER AREA FOUNDATION 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 FIRST HOMES PROPERTIES D 52191 LOAN BALANCE ROCHESTER COMMUNITY FINANCE D 213375 LOAN BALANCE