2017-08-10T12:30:21-05:00 2016-12-31 161131146 BONADIO & CO LLP 171 SULLYS TRAIL SUITE 201 PITTSFORD NY 14534 990 2016-01-01 150543657 UPSTATE CEREBRAL PALSY INC UPST 3157246907 1020 MARY STREET UTICA NY 13501 LOUIS B TEHAN PRESIDENT/CEO 3157246907 2017-07-28 1 MARK L WATERSTRAM P00117271 5853811000 4.14.157.194 2017-07-28 06:49:25 ED P F810F9FE0C4C4DAD171A8C8E72DF89C05E51BF9A AD5731B7BE8003E202D09A15F8BAAFB72B8CA210 2016 2021-01-29 14:40:06Z LOUIS B TEHAN 1020 MARY STREET UTICA NY 13501 87063077 0 X WWW.UPSTATECP.ORG X 1950 NY UPSTATE CEREBRAL PALSY, INC. PROVIDES A COMPREHENSIVE ARRAY OF DIRECT CARE SERVICES AND PROGRAMS FOR INDIVIDUALS WHO ARE PHYSICALLY, DEVELOPMENTALLY OR MENTALLY CHALLENGED. SERVICES PROVIDED INCLUDE PRESCHOOL AND SCHOOL AGE EDUCATION, CLINICAL/MEDICAL DIAGNOSTIC AND TREATMENT, PRIMARY CARE, HOME AND COMMUNITY BASED WAIVER SERVICES, RESIDENCES, MENTAL HEALTH PROGRAMS, ADULT DAY TREATMENT, CRISIS CARE SERVICES, AND DAY CARE. 23 23 2474 290 0 0 2338677 2633436 73275964 77603802 702367 415747 2607457 5222603 78924465 85875588 0 0 0 0 62117495 67755173 0 0 0 16762230 17810450 78879725 85565623 44740 309965 47874231 43862971 23129669 18053828 24744562 25809143 X AT UPSTATE CEREBRAL PALSY, INC., WE PROVIDE INNOVATIVE PROGRAMS AND SERVICES THAT SUPPORT PEOPLE AND CREATE OPPORTUNITIES TO FULFILL LIFE CHOICES ONE PERSON AT A TIME, THROUGH EVERYDAY MIRACLES. THE ORGANIZATION PROVIDES DIRECT CARE SERVICES AND PROGRAMS FOR INDIVIDUALS WHO ARE PHYSICALLY, DEVELOPMENTALLY OR MENTALLY CHALLENGED. SERVICES PROVIDED INCLUDE PRESCHOOL AND SCHOOL AGE EDUCATION, CLINICAL/MEDICAL DIAGNOSTIC AND TREATMENT, PRIMARY CARE, HOME AND COMMUNITY BASED WAIVER SERVICES, RESIDENCES, MENTAL HEALTH PROGRAMS, ADULT DAY TREATMENT, CRISIS CARE SERVICES, AND DAY CARE. 0 0 17205160 19645411 UPSTATE CEREBRAL PALSY, INC. OPERATES 14 ADULT/CHILDREN INTERMEDIATE CARE FACILITIES (ICF'S) THROUGHOUT CENTRAL NEW YORK. THESE RESIDENTIAL PROGRAMS PROVIDE COMPREHENSIVE RESIDENTIAL SERVICES FOR ADULTS WITH DEVELOPMENTAL DISABILITIES. STAFFING AT EACH RESIDENCE IS DETERMINED BY THE NEEDS OF THE INDIVIDUALS LIVING IN A PARTICULAR HOME. ADULTS LIVING IN AN ICF RECEIVE THE FOLLOWING SERVICES; NURSING, SPEECH THERAPY, PHYSICAL THERAPY OR OCCUPATIONAL THERAPY AND DIETETIC SERVICES. ADULTS ALSO ATTEND A DAY HABILITATION OPERATED BY THE AGENCY. 120 CONSUMERS SERVED. 18088927 21058983 UPSTATE CEREBRAL PALSY, INC. OPERATES 25 INDIVIDUALIZED RESIDENTIAL ALTERNATIVES(IRA'S) THROUGHOUT CENTRAL NEW YORK. THESE RESIDENTIAL PROGRAMS FOCUS ON INDIVIDUALIZED SERVICES THAT PROMOTE INDEPENDENCE. ADULTS LIVING IN AN IRA FOCUS ON BUILDING AND ENHANCING SKILLS FOR EVERYDAY LIVING SUCH AS; COOKING, CLEANING, LAUNDRY, HYGIENE, ETC. INDIVIDUALS ARE ALSO INVOLVED IN COMMUNITY VOLUNTEER WORK AND/OR SUPPORTIVE EMPLOYMENT OPPORTUNITIES, AS WELL AS INCREASED RECREATION OPPORTUNITIES IN THE COMMUNITY. 180 CONSUMERS SERVED. 14108209 15259172 UPSTATE CEREBRAL PALSY, INC. OPERATES INCLUSIVE PRESCHOOL PROGRAMS CALLED NEW DISCOVERIES LEARNING CENTERS FOR CHILDREN AGES 3 TO 5 YEARS OF AGE AT 3 LOCATIONS THROUGHOUT CENTRAL NEW YORK. THESE PROGRAMS WORK IN CONJUNCTION WITH AREA SCHOOL DISTRICTS TO PROVIDE SPECIAL EDUCATION SERVICES FOR PRESCHOOL STUDENTS IN A SETTING THAT INCLUDES CHILDREN AT ALL DEVELOPMENTAL LEVELS. UPSTATE CEREBRAL PALSY, INC. ALSO PROVIDES SPECIAL EDUCATION SERVICES FOR SCHOOL AGE CHILDREN, 6 TO 21 YEARS OF AGE, CALLED THE TRADEWINDS EDUCATION CENTER. THE TRADEWINDS EDUCATION CENTER IS A COMPREHENSIVE EDUCATIONAL AND RESIDENTIAL PROGRAM FOR CHILDREN WITH SEVERE BEHAVIORAL AND DEVELOPMENTAL DISABILITIES. USING A COMPREHENSIVE APPROACH WITH EACH CHILD, THE EDUCATION, CLINICAL AND RESIDENTIAL STAFF, IN CONJUNCTION WITH FAMILIES, DEVELOPS AND IMPLEMENTS GOALS AND OBJECTIVES FOCUSING ON THE OVERALL GROWTH AND DEVELOPMENT OF EACH STUDENT. 418 STUDENTS SERVED. 27624449 24279481 OTHER PROGRAM SERVICES INCLUDE CLINIC PROGRAMS, SERVICES FOR MENTAL HEALTH LICENSED BY NEW YORK STATE OFFICE OF MENTAL HEALTH, SUPPORTED EMPLOYMENT PROGRAMS, VOCATIONAL PROGRAMS, AND OTHER PROGRAMS TO SUPPORT INDIVIDUALS WITH DISABILITIES AND THEIR FAMILIES IN THE COMMUNITY. 27624449 24279481 77026745 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 252 0 2474 1 0 0 0 0 0 0 0 0 1 0 X 23 23 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X GENO DECONDO 3157246907 1020 MARY STREET UTICA NY 13501 JOHN BUFFA IMMEDIATE PAST PRESIDENT 3.00 1.00 X X 0 0 0 ANDREW WARD BOARD PRESIDENT 3.00 X X 0 0 0 CAROL TURI 1ST VICE PRESIDENT 1.00 X X 0 0 0 DEAN KELLY 2ND VICE PRESIDENT 1.00 X X 0 0 0 PAUL TOTARO TREASURER 1.00 1.00 X X 0 0 0 PATRICK BRENNAN ASSISTANT TREASURER 1.00 X X 0 0 0 RALPH IMUNDO SECRETARY 1.00 X X 0 0 0 BRAD KOWALCZYK BOARD MEMBER 1.00 1.00 X 0 0 0 JULIE FATATA BOARD MEMBER 1.00 X 0 0 0 GARY HEENAN BOARD MEMBER 1.00 X 0 0 0 RICHARD ZICK BOARD MEMBER 1.00 X 0 0 0 DONALD STEVENSON BOARD MEMBER 1.00 X 0 0 0 ROSE GRIMALDI BOARD MEMBER 1.00 X 0 0 0 EDWARD NOONAN BOARD MEMBER 1.00 X 0 0 0 GRETCHEN SPROCK BOARD MEMBER 1.00 X 0 0 0 GENE FALVO BOARD MEMBER 1.00 X 0 0 0 MARIA BRINDISI BOARD MEMBER 1.00 X 0 0 0 TANIA KALAVAZOFF BOARD MEMBER 1.00 X 0 0 0 EILEEN LABARBERA BOARD MEMBER 1.00 1.00 X 0 0 0 BRANT FORD BOARD MEMBER 1.00 X 0 0 0 DYTE GIUFRIDA BOARD MEMBER 1.00 X 0 0 0 ENESSA CARBONE BOARD MEMBER 1.00 X 0 0 0 JUDGE LOUIS P GIGLIOTTI MEMBER AT LARGE 1.00 X 0 0 0 LOUIS B TEHAN PRESIDENT/CEO 35.00 5.00 X 322014 0 88580 GENO DECONDO EXECUTIVE VICE PRESIDENT / 35.00 4.00 X 165564 0 26753 LAURA EANNACE EXECUTIVE VICE PRESIDENT 35.00 4.00 X 151174 0 4727 KATHLEEN KLOSNER SENIOR VICE PRESIDENT, ADU 35.00 X 120630 0 15965 BENEDETTA MELNICK PSYCHIATRC NURSE PRACTITIONER 40.00 X 124514 0 12000 ERIK JACOBSON CHEIF PSYCHOLOGIST 35.00 X 117623 0 10444 JAMES FREDERICK PHYSICIAN 40.00 X 176129 0 16738 1177648 0 175207 7 0 1 0 SURENDRA JOHRI 101 DANBERRY CIRCLE NEW HARTFORD NY 13413 PSYCHIATRIST 198942 STEPHEN HUDYNCIA 133 H MOYER RD FORT PLAIN NY 13339 PSYCHIATRIST 160185 JAYARAJU PASMATHOOR RAJU 115 JUBILEE LANE NEW HARTFORD NY 13413 PSYCHIATRIST 151764 EXPRESS SERVICES INC PO BOX 535434 ATLANTA GA 30353 CONTRACTOR 118547 MIKE'S FLOOR STORE LLC 3 MAIN STREET WHITESBORO NY 13492 SUPPLIES 114844 7 8309 2625127 2633436 MEDICAID 623990 55306874 55306874 TUITION 611710 14859694 14859694 INSURANCE/PRIVATE 624100 4338801 4338801 PARTICIPANT FEES 624100 2646003 2646003 OTHER FEES FOR SERVICE 624100 452430 452430 77603802 325251 325251 1241757 36228 1183946 3543 57811 32685 90496 90496 MISCELLANEOUS 900099 5222603 5222603 5222603 85875588 82826405 0 415747 602911 602911 52012735 47654798 4357937 1561319 1371406 189913 6270552 5724451 546101 7307656 6794494 513162 198076 100520 97556 62000 62000 1700800 1531346 169454 4263432 3761803 501629 3648241 3427035 221206 1994335 1821453 172882 161474 109736 51738 246623 242196 4427 1333249 1232294 100955 540385 398022 142363 MINOR EQUIPMENT 1087372 966823 120549 NON-PROFESSIONAL FEES 952217 778615 173602 SERVICE AGREEMENTS 861324 389718 471606 REPAIRS AND MAINTENANCE 436752 420714 16038 324170 301321 22849 85565623 77026745 8538878 0 6645 6759 11429969 1949422 9608111 10601986 360293 401169 29720898 22490069 5837022 7230829 14513092 15561689 6119099 8111117 47874231 43862971 9615105 10045847 2132763 2402675 4732927 4317756 6648874 1287550 23129669 18053828 X 24744562 25809143 24744562 25809143 47874231 43862971 309965 754616 0 X X 0 1 X 1 0 X 2199989 2162988 2639958 2338677 2633436 11975048 2199989 2162988 2639958 2338677 2633436 11975048 11975048 303995 313384 364731 309254 325251 1616615 13591663 375702017 0.88110 0.88870 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 603349 603349 19495003 16469280 3025723 3423470 2921414 502056 6199076 3099375 3099701 7230829 FUNDED RESERVES 317436 DUE FROM AFFILIATES 3068837 INVESTMENT IN MSO 97500 WORKERS' COMPENSATION COLLATERAL 4627344 8111117 DUE TO FUNDING SOURCES 1287550 1287550 86630204 754616 754616 85875588 0 85875588 85565623 0 85565623 0 85565623 1 X X X X X 0 0 0 0 0 0 0 0 0 LOUIS B TEHAN PRESIDENT/CEO 322014 0 0 0 0 0 70055 0 18525 0 410594 0 0 0 GENO DECONDO EXECUTIVE VICE PRESIDENT / 165564 0 0 0 0 0 19549 0 7204 0 192317 0 0 0 LAURA EANNACE EXECUTIVE VICE PRESIDENT 151174 0 0 0 0 0 2814 0 1913 0 155901 0 0 0 JAMES FREDERICK PHYSICIAN 176129 0 0 0 0 0 6766 0 9972 0 192867 0 0 0 LOUIS B TEHAN PRESIDENT/CEO UPSTATE CEREBRAL PALSY (UCP) & ADIRONDACK BANK BOARD MEMBER 169178 LOAN TRANSACTIONS WITH ADIRONDACK BANK ARE IN THE ORDINARY COURSE OF UCP'S PROGRAM ACTIVITIES AND ARE IN ACCORDANCE WITH UCP'S MISSION. LOAN TERMS ARE AT COMPETITIVE RATES AND WERE USED TO FINANCE GROUP HOMES AND VEHICLES FOR THE DEVELOPMENTALLY DISABLED RECEIVING SERVICES FROM UCP. UCP BIDDING PROCESSES WERE FOLLOWED IN OBTAINING THE FINANCING. 0 FORM 990, PART VI, SECTION A, LINE 6 UPSTATE CARING PARTNERS, INC. IS THE SOLE MEMBER OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A AS THE SOLE MEMBER, UPSTATE CARING PARTNERS, INC. HAS THE POWER TO APPOINT AND REMOVE THE ORGANIZATION'S DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B AS THE SOLE MEMBER, UPSTATE CARING PARTNERS, INC. HAS THE AUTHORITY TO (1) APPROVE TRANSACTIONS MATERIALLY AFFECTING THE ORGANIZATION'S CORPORATE EXISTENCE, (2) ADOPT, AMEND OR APPEAL THE ORGANIZATIONS' GOVERNING DOCUMENTS AND (3) TO APPOINT THE CHIEF EXECUTIVE OFFICER OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE IRS FORM 990 WAS DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING THE RETURN WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE BOARD OF DIRECTORS IS REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST POLICY DISCLOSURE. THE CONFLICT OF INTEREST DISCLOSURES ARE REVIEWED FOR COMPLIANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION SURVEY IS USED IN CONJUNCTION WITH THE SERVICES OF A COMPENSATION CONSULTANT. THE PRESIDENT/CEO'S PERFORMANCE, GOAL ATTAINMENT AND RESULTS OF THE SURVEY OF COMPARABLE SALARIES ARE ELEMENTS USED TO DETERMINE HIS SALARY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CEREBRAL PALSY ASSOCATION OF THE MOHAWK VALLEY INC 1020 MARY STREET UTICA NY 13501 161304414 FUND RAISING NY 501(C)(3) LINE 7 N/A 0 MOHAWK VALLEY HANDICAPPED SERVICES INC 1020 MARY STREET UTICA NY 13501 161206078 RENTAL OF BUILDINGS NY 501(C)(3) LINE 12C, III-FI N/A 0 KELBERMAN CENTER INC 1020 MARY STREET UTICA NY 13501 550901293 SERVICES FOR AUTISM NY 501(C)(3) LINE 7 N/A 0 UPSTATE CARING PARTNERS INC 1020 MARY STREET UTICA NY 13501 320314724 SOLE MEMBER PARENT CORPORATION NY 501(C)(3) LINE 12C, III-FI N/A 0 CNYHHN INC 1020 MARY STREET UTICA NY 13501 465343296 CASE MANAGEMENT SERVICES NY 501(C)(3) LINE 7 N/A 0 THE ROOT FARM INC 1020 MARY STREET UTICA NY 13501 161568243 EQUINE ASSISTED THERAPY PROGRAMS DE 501(C)(3) LINE 7 N/A 0 UNITED CEREBRAL PALSY ASSOCIATION OF CAYUGA COUNTY INC 182 NORTH STREET AUBURN NY 13021 150576613 PROVIDING THERAPEUTIC AND EVALUATIVE SERVICES NY 501(C)(3) LINE 7 N/A 0 0 0 0 1 0 0 0 0 0 1 1 1 1 0 1 1 1 0 0