2017-08-01T01:24:30-05:00 2016-12-31 132781641 Mitchell & Titus LLP One Battery Park Plaza New York NY 10004 990 2016-01-01 202329938 AUTISM SPEAKS INC AUTI 2122528584 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 KAREN ROBINSON CHIEF FINANCIAL OFFICER 6463858516 2017-07-31 1 Frederick E Davis Jr P00446023 2127094500 2017-07-31 174.62.76.5 2017-08-01 01:23:48 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 CAFFD856D0545D1384F1D104F37C7FA2A0FA1A53 2016 2021-01-29 14:40:06Z ANGELA T GEIGER 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 50105563 0 X WWW.AUTISMSPEAKS.ORG X 2005 DE AUTISM SPEAKS IS ENHANCING LIVES TODAY AND ACCELERATING A SPECTRUM OF SOLUTIONS FOR TOMORROW. 28 26 263 162000 0 0 58085859 47544741 0 0 508 1678 51900 10080 58138267 47556499 9253687 7405256 0 0 23276764 21475585 441828 300685 9981115 27645127 17558147 60617406 46739673 -2479139 816826 18248413 15392508 12041734 8369003 6206679 7023505 X AUTISM SPEAKS IS DEDICATED TO PROMOTING SOLUTIONS, ACROSS THE SPECTRUM AND THROUGHOUT THE LIFESPAN, FOR THE NEEDS OF INDIVIDUALS WITH AUTISM AND THEIR FAMILIES THROUGH ADVOCACY AND SUPPORT; INCREASING UNDERSTANDING AND ACCEPTANCE OF AUTISM SPECTRUM DISORDER; AND ADVANCING RESEARCH INTO CAUSES AND BETTER INTERVENTIONS FOR AUTISM SPECTRUM DISORDER AND RELATED CONDITIONS. 0 0 23188019 2497935 AWARENESS, FAMILY SERVICES, ADVOCACY:IN 2016, AUTISM SPEAKS TOOL KITS WERE DOWNLOADED NEARLY 200,000 TIMES, A 20 PERCENT INCREASE OVER THE PRIOR YEAR. KIT TOPICS INCLUDE NEWLY DIAGNOSED FAMILIES (IN ENGLISH AND SPANISH), VISUAL SUPPORTS, INDIVIDUALIZED EDUCATION PROGRAM (IEP) GUIDES, CHALLENGING BEHAVIORS TOOL KIT, RECENTLY DIAGNOSED ADULTS, AND THOSE WHO SUSPECT THEY HAVE AUTISM. THE RESOURCES IN THE AUTISM SPEAKS RESOURCE GUIDE, LISTING LOCAL SERVICES ACROSS THE COUNTRY, HAD 2.4 MILLION VIEWS. IN PARTNERSHIP AUTISM SPEAKS LAUNCHED A THREE-YEAR INITIATIVE CALLED ADVICE: THE AUTISM & DISABILITY VISUAL INTEGRATION COMPANY EXPERIENCE. IT CONNECTS NATIONAL COMPANIES TO LOCAL DISABILITY RESOURCES, WHICH IN TURN CONNECT THOSE FIRMS TO QUALIFIED JOB CANDIDATES ON THE SPECTRUM. IN 2016, AUTISM SPEAKS AWARDED $105,000 IN FUNDING TO EXPAND ENTREPRENEURSHIP AND SMALL-BUSINESS JOB OPTIONS. THE SMALL BUSINESS TECHNICAL ASSISTANCE AWARDS CONNECT ASPIRING ENTREPRENEURS AND JOB CANDIDATES TO EMPLOYMENT CONSULTANTS WHO SPECIALIZE IN AUTISM AND SMALL-BUSINESS OWNERS WHO WANT TO HIRE PEOPLE ON THE SPECTRUM.AUTISM SPEAKS PARTNERED WITH THE SUNTRUST FOUNDATION TO RELEASE THE AUTISM SPEAKS SPECIAL NEEDS FINANCIAL PLANNING TOOL KIT, WHICH HELPS FAMILIES SECURE THEIR FINANCIAL FUTURE AND HELD A SERIES OF FINANCIAL PLANNING WORKSHOPS, WHERE THEY COULD MEET FINANCIAL EXPERTS AND SERVICE PROVIDERS. TO MEET THE HOUSING NEEDS OF ADULTS ON THE SPECTRUM, AUTISM SPEAKS AWARDED THREE HEROX HOUSE TO HOME PRIZES FOR INNOVATIVE IDEAS. THE COMPETITION CHALLENGED A GLOBAL AUDIENCE OF PROBLEM-SOLVERS TO DEVELOP ALTERNATIVE HOUSING AND SUPPORT SERVICES. THROUGHOUT THE YEAR, AUTISM SPEAKS WORKED WITH JETBLUE AIRWAYS AND THE NOERR PROGRAMS TO PROVIDE PEOPLE WITH AUTISM AND THEIR FAMILIES WITH EXCITING OPPORTUNITIES. THROUGH THE BLUE HORIZONS FOR AUTISM PROGRAM WITH JETBLUE, NEARLY 1,000 PEOPLE IN FOUR CITIES PRACTICED AIR TRAVEL IN A REALISTIC SETTING. DURING THE HOLIDAYS, THE NOERR PROGRAMS WORKED WITH AUTISM SPEAKS TO PROVIDE THOUSANDS OF SPECIAL-NEEDS FAMILIES WITH AUTISM FRIENDLY VISITS AND PHOTO SESSIONS WITH THE EASTER BUNNY AND SANTA. ON WORLD AUTISM AWARENESS DAY, APRIL 2, MORE THAN 18,000 LANDMARKS, BUSINESSES AND HOMES JOINED AUTISM SPEAKS' LIGHT IT UP BLUE CAMPAIGN TO SHOW SUPPORT FOR INDIVIDUALS AND FAMILIES AFFECTED BY AUTISM. WITH PARTNERSHIPS IN MORE THAN 70 COUNTRIES, AUTISM SPEAKS GLOBAL PUBLIC HEALTH INITIATIVE (GAPH) SEEKS TO INCREASE ACCEPTANCE OF PEOPLE WITH AUTISM, WHILE ENSURING TIMELY DIAGNOSIS AND EARLY INTERVENTION IN UNDERSERVED COMMUNITIES AT HOME AND ABROAD. NOTABLE ADVANCES IN 2016 INCLUDED THE GLOBAL ROLLOUT OF THE WORLD HEALTH ORGANIZATION AND AUTISM SPEAKS' JOINT PARENT SKILLS TRAINING FOR CAREGIVERS OF CHILDREN WITH DEVELOPMENTAL DISABILITIES. AUTISM SPEAKS ADVOCATES FOR THE NEEDS OF INDIVIDUALS AND FAMILIES WITH AUTISM ON THE FEDERAL AND STATE LEVEL. ON THE FEDERAL LEVEL, AUTISM SPEAKS WORKED CLOSELY WITH GRASSROOTS ADVOCATES AND CHAMPIONS IN CONGRESS TO INCLUDE PROVISIONS IN THE LANDMARK 21ST CENTURY CURES ACT THAT WOULD POTENTIALLY ACCELERATE BIOMEDICAL INNOVATIONS FOR PEOPLE WITH AUTISM AND IMPROVE PATIENT INPUT IN THE DRUG APPROVAL PROCESS. IN DECEMBER 2016, PRESIDENT BARACK OBAMA SIGNED THE LANDMARK BIOMEDICAL INNOVATIONS BILL ALLOCATING AN ADDITIONAL $4.8 BILLION IN FUNDING FOR THE NIH OVER TEN YEARS.AUTISM SPEAKS ALSO SPEARHEADED PROGRESS IN CONGRESS TO ADDRESS THE EMPLOYMENT AND TRANSITION NEEDS OF TEENS AND YOUNG ADULTS ON THE SPECTRUM AND ADVOCATES CELEBRATED STRATEGIC PROGRESS AIMED AT KEEPING PEOPLE WITH AUTISM SAFE.ON THE STATE LEVEL, THE AUTISM SPEAKS ADVOCACY TEAM LED THE EFFORT TO PASS MEANINGFUL AUTISM INSURANCE COVERAGE IN OKLAHOMA AND OHIO. THE NATIONAL DEFENSE AUTHORIZATION ACT RESTORED 2015 REIMBURSEMENT RATES FOR ABA PROVIDERS, PREVENTING FURTHER REDUCTIONS IN ACCESS TO TREATMENTS FOR MILITARY DEPENDENTS DUE TO 2016 RATE CUTS. 11729054 4907321 SCIENCE PROGRAM:THE PROGRAMMATIC GOALS OF AUTISM SPEAKS' SCIENCE PROGRAM STRIVE TO ENHANCE THE LIVES OF PEOPLE AFFECTED BY AUTISM TODAY, AS WELL AS IMPROVE THEIR FUTURE BY ADVANCING INNOVATIVE RESEARCH INTO CAUSES AND BETTER INTERVENTIONS FOR AUTISM AND RELATED CONDITIONS. IN 2016, THE AUTISM SPEAKS MSSNG PROGRAM ADDED NEARLY 3,000 FULLY SEQUENCED GENOMES FROM FAMILIES IN THE AUTISM SPEAKS AUTISM GENETIC RESOURCE EXCHANGE. WITH MORE THAN 7,000 SEQUENCED GENOMES, MSSNG IS NOW THE WORLD'S LARGEST GENOMIC DATABASE DEDICATED TO UNDERSTANDING THE DISORDER AND DEVELOPING PERSONALIZED TREATMENTS. SIGNIFICANT PUBLICATIONS ARE NOW DISSEMINATING FINDINGS FROM THIS DATA.THE 13 SITES IN THE AUTISM SPEAKS AUTISM TREATMENT NETWORK (ATN) PROVIDED FAMILY-CENTERED, INTERDISCIPLINARY CARE TO AN ESTIMATED 40,000 CHILDREN AND TEENS IN 2016. WITH A FOCUS ON INCREASING SERVICES TO UNDERSERVED COMMUNITIES, THE NETWORK HOSTED MORE THAN 1,000 TRAINING AND OUTREACH EVENTS, REACHING 50,000 PROFESSIONALS, STUDENTS AND FAMILIES. THE NETWORK PUBLISHED 29 SCIENTIFIC PAPERS ON MEDICAL TOPICS.SEVERAL AUTISM SPEAKS-FUNDED PILOT STUDIES PRODUCED PROMISING RESULTS IN 2016. THEY INCLUDED TWO PLACEBO-CONTROLLED CLINICAL TRIALS THAT SEPARATELY SHOWED IMPROVEMENT IN AUTISM SYMPTOMS AMONG CHILDREN WHO RECEIVED EITHER B12 INJECTIONS OR ORAL FOLINIC ACID (A FORM OF B9). ANOTHER AUTISM SPEAKS-FUNDED STUDY SHOWED THAT PRESCHOOLERS WITH AUTISM GAIN SIGNIFICANTLY MORE LANGUAGE AND INITIATE MORE COMMUNICATION WHEN TEACHERS USE A SIMPLIFIED VERSION OF A BEHAVIORAL THERAPY CALLED JASPER.AUTISM SPEAKS FUNDED 52 GRANTS TOTALLING $4,947,533 IN 2016. THIS INCLUDES THREE NEW WEATHERSTONE PREDOCTORAL FELLOWSHIPS AND THE FIRST ROYAL ARCH MASONS PREDOCTORAL FELLOWSHIP. 34917073 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 1 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 258 2 1 263 1 0 0 0 0 0 1 1 0 0 0 0 X 28 26 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DE DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X KAREN ROBINSON 6463858516 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 BRIAN KELLY CHAIR 10.00 X X 0 0 0 CURTIS ARLEDGE DIRECTOR 1.00 X 0 0 0 SALLIE BERNARD DIRECTOR (THROUGH 11/16) 1.00 X 0 0 0 JOSEPH COYLE MD DIRECTOR (BEGIN 6/16) 1.00 X 0 0 0 CUONG DO DIRECTOR 1.00 X 0 0 0 BARRY FEIRSTEIN DIRECTOR (BEGIN 3/16) 1.00 X 0 0 0 NANCI FREDKIN DIRECTOR 1.00 X 0 0 0 PHILIP H GEIER JR DIRECTOR 1.00 X 0 0 0 MATTHEW HIGGINS DIRECTOR 1.00 X 0 0 0 DEE HILFIGER DIRECTOR 1.00 X 0 0 0 TOMMY HILFIGER DIRECTOR 1.00 X 0 0 0 ADRIAN M JONES DIRECTOR 1.00 X 0 0 0 TIM JONES DIRECTOR 1.00 X 0 0 0 MEL KARMAZIN DIRECTOR 1.00 X 0 0 0 BILLY MANN DIRECTOR 1.00 X 0 0 0 SHAWN MATTHEWS DIRECTOR (THROUGH 12/16) 1.00 X 0 0 0 GARY MAYERSON DIRECTOR 1.00 X 0 0 0 KEVIN MURRAY DIRECTOR 1.00 X 0 0 0 VALERIE PARADIZ PHD DIRECTOR 1.00 X 0 0 0 HERBERT PARDES MD DIRECTOR 1.00 X 0 0 0 JAMIE RICHARDSON DIRECTOR 1.00 X 0 0 0 ANDREW ROBERTSON DIRECTOR 1.00 X 0 0 0 CHUCK SAFTLER DIRECTOR 1.00 X 0 0 0 STUART SAVITZ DIRECTOR 1.00 X 0 0 0 DAN SCHULMAN DIRECTOR 1.00 X 0 0 0 STEPHEN SHORE EDD DIRECTOR 1.00 X 0 0 0 LAURA SLATKIN DIRECTOR 1.00 X 0 0 0 STEPHEN P STANBROOK DIRECTOR (BEGIN 6/16) 1.00 X 0 0 0 JOHN B WILSON DIRECTOR 1.00 X 0 0 0 DAVID M WITTELS DIRECTOR (THROUGH 11/16) 1.00 X 0 0 0 ROBERT WRIGHT DIRECTOR 1.00 X 0 0 0 SUZANNE WRIGHT DIRECTOR (THROUGH 7/16) 1.00 X 0 0 0 ELIZABETH FELD PRESIDENT (THROUGH 2/16) 40.00 X X 220593 0 13250 ANGELA GEIGER PRESIDENT (BEGIN 2/16) 40.00 X 439025 0 12096 GARETH THOMAS CHIEF OPERATING OFFICER 40.00 X 311095 0 21664 KAREN ROBINSON CFO (BEGIN 1/16) 40.00 X 232958 0 10766 JOHN GRUBER EVP FINANCE & ADMIN (THROUGH 1/16) 40.00 X 204566 0 0 ROBERT H RING CSO (THROUGH 1/16) 40.00 X 352377 0 13250 LISA GORING CHIEF PROGRAM & MARKETING OFFICER 40.00 X 261290 0 19445 MATHEW PLETCHER VICE PRESIDENT, SCIENCE 40.00 X 240579 0 22637 ANDY SHIH SVP PUBLIC HEALTH RESEARCH 40.00 X 237010 0 40784 PETER MORTON VP CORPORATE DEVELOPMENT 40.00 X 233522 0 28762 PAUL WANG SR VP MED RESEARCH (THROUGH 11/16) 40.00 X 200608 0 20025 DONNA MURRAY VP, SCIENCE, CLINICAL PROGRAMS 40.00 X 192335 0 12101 AMY SCHOEMAN CHIEF HR OFFICER 40.00 X 188997 0 21664 3314955 0 236444 49 0 1 0 MACROGEN INC 10F 254 BEOTKKOT-RO GEUMCHEONQU SEOUL KS 08511 GENOMIC SEQUENCING 1173270 THE ADVERTISING COUNCIL 815 SECOND AVENUE 9TH FLOOR NEW YORK NY 10017 EDUCATION CAMPAIGN 544178 THE HOSPITAL FOR SICK CHILDREN RESEARCH 555 UNIVERSITY AVENUE TORONTO ONTARIO CA M5G 1X8 MSSNG PROJECT MGMT 488266 SPENCER STUART 353 N CLARK SUITE 2400 CHICAGO IL 60654 RECRUITING 376400 270 STRATEGIES INC 722 12th Street NW WASHINGTON DC 20005 ADVOCACY CONSULTING 317865 17 186219 5942249 184021 41232252 112680 47544741 1678 1678 2544001 5942249 2544001 0 15143 5063 10080 10080 47556499 0 0 11758 5921858 5921858 782641 782641 700757 700757 2375591 1968293 119923 287375 15379620 9832008 560062 4987550 434987 317213 12675 105099 1990029 1314065 74977 600987 1295358 842502 52651 400205 165670 126575 13792 25303 194346 128279 29695 36372 659682 659682 300685 300685 2416081 2163925 58133 194023 716630 617174 99456 2187665 1657856 42377 487432 2620617 2101743 154410 364464 2031985 1477601 153517 400867 1044218 844751 10146 189321 465604 415290 855 49459 540868 356432 83294 101142 117752 77652 18110 21990 TEAM UP & WALK EXPENSES 2147468 1717974 429494 DONATION PROCESSING 711382 711382 GENOMIC SEQUENCING 460428 460428 DIRECT MAIL 342412 220195 122217 735339 212179 456868 66292 46739673 34917073 1841485 9981115 X 15602471 8507948 228250 6866273 4953395 8214910 2524191 2213905 6079206 1451283 2767062 2303097 714157 336314 2584770 1970557 895538 614213 9349 1367 305515 257419 18248413 15392508 6335629 2827325 4314947 3819073 1391158 1722605 12041734 8369003 X -1338388 1153761 7545067 5869744 6206679 7023505 18248413 15392508 816826 0 X 0 1 X 1 0 X 53245999 63725069 57552851 58085859 47544741 280154519 53245999 63725069 57552851 58085859 47544741 280154519 5870494 274284025 19195 20220 4058 21951 1678 67102 280221621 0.97880 0.98380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 1 63512 0 0 1 735059 0 1 69405 867976 0 Part II-B, Line 1, Lobbying Activities: In 2016, Autism Speaks championed the landmark biomedical innovations bill known as the 21st Century Cures Act allocating an additional $4.8 billion in funding for the NIH over ten years. The bill also aims to modernize clinical trials and accelerate the rate of innovations through the development of personalized and precision medicines that could benefit people with autism. Autism Speaks worked closely with grassroots advocates and champions in Congress to include provisions that would potentially accelerate biomedical innovations for people with autism and improve patient input in the drug approval process. Autism Speaks is spearheading tremendous progress in Congress to address the employment and transition needs of teens and young adults on the spectrum. Autism Speaks advocates celebrated strategic progress aimed at keeping people with autism safe thanks to the leadership of our champions on Capitol Hill and grassroots advocates nationwide. The ABLE Act continued to be rolled out across the country, with ten states at the end of 2016 offering tax-preferred savings accounts for disability-related expenses. Advocates celebrated tremendous strides in insurance reform when the federal Office of Personnel Management announced that its insurance carriers cannot exclude coverage of applied behavior analysis (ABA)for autism, starting in 2017. On the state level, the Autism Speaks advocacy team led the effort to pass meaningful autism insurance coverage in Oklahoma and Ohio. The National Defense Authorization Act restored 2015 reimbursement rates for ABA providers, preventing further reductions in access to treatments for military dependents due to 2016 rate cuts. 557868 371407 186461 545840 482871 62969 1481062 1116279 364783 614213 DEFERRED RENT 1674605 ANNUITY LIABILITY 48000 1722605 X Part X, Line 2: AS STATED IN THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS RECEIVED FOR THE YEAR ENDED DECEMBER 31, 2016: ALL SIGNIFICANT TAX POSITIONS HAVE BEEN CONSIDERED BY MANAGEMENT AND IT HAS BEEN DETERMINED THAT ALL TAX POSITIONS WOULD BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THERE ARE NO UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS OR FURTHER DISCLOSURE IN THE NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS. 1 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 GRANTMAKING 420757 South Asia 0 0 GRANTMAKING 250000 North America 0 0 GRANTMAKING 30000 0 0 0 0 0 0 700757 0 700757 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium SCIENCE & RESEARCH 150000 CHECK Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium SCIENCE & RESEARCH 153257 WIRE South Asia SCIENCE & RESEARCH 250000 WIRE 5 DENNIS WEATHERSTONE PRE-DOCTORAL FELLOWSHIP North America - Canada and Mexico, but not the United States 1 30000 CHECK MEIXNER TRANSLATIONAL POST-DOCTORAL FELLOWSHIP Europe (Including Iceland & Greenland) 1 117500 CHECK 0 0 0 0 0 0 Part I, Line 2: ALL GRANT PAYMENTS ARE DEPENDENT ON THE GRANTEE SUBMITTING THE NECESSARY DOCUMENTATION. THE FIRST PAYMENT REQUIRES A FULLY EXECUTED AGREEMENT, ETHICS APPROVAL, AND A TIMELINE BY WHICH THE FUNDED RESEARCH WILL BE COMPLETED. ALL GRANTEES ARE REQUIRED TO SUBMIT FINANCIAL AND PROGRESS REPORTS AT DEFINED INTERVALS DURING THE TERM OF THE AWARD. AUTISM SPEAKS' GRANTS AND SCIENCE STAFF REVIEW ALL DOCUMENTS FOR SATISFACTORY AND ACCURATE REPORTING BEFORE APPROVING SUBSEQUENT PAYMENTS. X X X X X X X 1 THOMPSON HABIB & DENISON INC 80 HAYDEN AVENUE SUITE 300 LEXINGTON MA 02421 DIRECT MAIL CONSULTING 0 542062 29000 513062 270 STRATEGIES INC 722 12TH ST NW WASHINGTON DC 20005 CONSULTING 0 452304 167685 284619 IPM ADVANCEMENT 2340 E BEARDSLEY RD PHOENIX AZ 85024 DIRECT MAIL CONSULTING 0 301254 104000 197254 1295620 300685 994935 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY FOREVER BLUE GALA 1392150 1172211 219939 95613 88101 36225 FOR A CURE 1211129 987724 223405 114793 91100 1800 15712 34 5882971 3782314 2100657 62680 1320535 405769 93855 217818 8486250 5942249 2544001 62680 1530941 584970 95655 269755 2544001 0 15143 1500 3563 0 15143 1500 3563 5063 10080 IL NJ NY PA 1 0 1 0 1.00000 KAREN ROBINSON 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 0 ANNE MARIE FORBES RECORDKEEPING X 0 1 Advocations LLC 310 Arlington Ave Ste 304 Charlotte NC 28203 264389403 17500 FAMILY SERVICES Arcadia University 450 S Easton Rd Glenside PA 19038 231352620 501 (c) 3 15000 FAMILY SERVICES ASET - Autism Safety Education & Training 54 Bartley Ave Portland ME 04103 465560054 8991 FAMILY SERVICES Austin Community College STEPS Program 5930 Middle Fiskville Road Austin TX 78752 741742036 501 (c) 3 15000 FAMILY SERVICES Bridgeway Academy 2500 Medary Avenue Columbus OH 43202 760796242 501 (c) 3 15000 FAMILY SERVICES Celebrate EDU 1928 Pearl Street Boulder CO 80302 460897449 501 (c) 3 27500 FAMILY SERVICES Chapel Haven Inc 1040 Whalley Ave New Haven CT 06515 060925031 501 (c) 3 20000 FAMILY SERVICES Defiance College 701 N Clinton Street Defiance OH 43512 344430762 501 (c) 3 20000 FAMILY SERVICES Easter Seals Metropolitan Chicago Inc 1939 West 13th Street Chicago IL 60608 362169153 501 (c) 3 500 FAMILY SERVICES Eden IIGenesis Programs 600 Newbridge Rd East Meadow NY 11768 132872916 501 (c) 3 22500 FAMILY SERVICES First Place AZ 717 E Maryland Ave Suite 110 Phoenix AZ 85014 461722227 501 (c) 3 20000 FAMILY SERVICES Food for Good Thought 4185 North High Street Columbus OH 43214 800376745 15000 FAMILY SERVICES Food for Good Thought Vocational Support Inc 4185 North High Street Columbus OH 43214 010941310 501 (c) 3 17500 FAMILY SERVICES Green Bridge Growers 938 Riverside Drive South Bend IN 46616 462689544 501 (c) 3 3500 FAMILY SERVICES Have Dreams 515 Busse Highway Suite 150 Park Ridge IL 60068 364078008 501 (c) 3 17999 FAMILY SERVICES Jewish Family Services 1070 College Ave Columbus OH 43209 314379497 501 (c) 3 15000 FAMILY SERVICES Leapz n Bounds 5433 Beethoven Street 155 Los Angeles CA 90066 270970111 6000 FAMILY SERVICES Nassau Suffolk Services for the Autistic Inc 80 Hauppauge Road Commack NY 11725 112669753 501 (c) 3 22500 FAMILY SERVICES Nationwide Children's Hosp Ctr for Autism Spectrum Disorder 187 W Schrock Rd Westerville OH 43081 314379441 15000 FAMILY SERVICES New York Collaborates for Autism 3 E 54th St New York NY 10022 571136147 501 (c) 3 552071 FAMILY SERVICES Northstar Academy 8055 Shrader Road Richmond VA 23294 541816370 501 (c) 3 15000 FAMILY SERVICES Piranha Aquatics 645 E State St Salem OH 44460 453175476 501 (c) 3 8000 FAMILY SERVICES Southwest Autism Research & Resource Center 300 N 18th St Phoenix AZ 85006 311496646 501 (c) 3 23000 FAMILY SERVICES Spectrum Designs Foundation 416 Main Street Port Washington NY 11050 275020830 501 (c) 3 22500 FAMILY SERVICES Tamarack Wellness Center 3575 Donald St Ste 300 Eugene OR 97405 931247394 501 (c) 3 6000 FAMILY SERVICES The Elija Foundation 11 Laurel Lane Levittown NY 11756 030416348 501 (c) 3 26000 FAMILY SERVICES The Gillen Brewer School 410 East 92nd Street New York NY 10128 133764868 501 (c) 3 480953 FAMILY SERVICES The Lettuce Work Foundation Inc PO Box 217 New Albany OH 43054 260299634 501 (c) 3 15000 FAMILY SERVICES University of Missouri St Louis SUCCEED Program 113 Lucas Hall 1 University Blvd St Louis MO 63121 266440629 STATE OF MO 15000 FAMILY SERVICES University Settlement Society of New York 184 Eldridge St New York NY 10002 135562374 501 (c) 3 6000 FAMILY SERVICES Vista Vocational & Life Skills Center 1356 Old Clinton Road Westbrook CT 06498 223106714 501 (c) 3 10000 FAMILY SERVICES Winthrop University 701 Oakland Ave Rock Hill SC 29733 071055214 10000 FAMILY SERVICES YMCA of the Triangle 801 Corporate Center Raleigh NC 27607 560591307 501 (c) 3 7590 FAMILY SERVICES Arkansas Childrens Hospital Research Institute Inc 13 Childrens Way Little Rock AR 72202 710694931 501 (c) 3 81026 SCIENCE & RESEARCH Baylor College of Medicine One Baylor Plaza No T100 Houston TX 77030 741613878 501 (c) 3 140586 SCIENCE & RESEARCH Children's Hospital Los Angeles 4650 Sunset Blvd Los Angeles CA 90027 951690977 501 (c) 3 274740 SCIENCE & RESEARCH Children's Hospital Medical Center 3333 Burnet Avenue Cincinnati OH 45229 310833936 501 (c) 3 99892 SCIENCE & RESEARCH Drexel University 3201 Arch Street Suite 420 Philadelphia PA 19104 231352630 501 (c) 3 465098 SCIENCE & RESEARCH Duke University 324 Blackwell St Suite 850 Durham NC 27701 560532129 501 (c) 3 7895 SCIENCE & RESEARCH Foundation Asociates LLC 160 Fifth Ave 7th Floor New York NY 10010 463285543 501 (c) 3 291667 SCIENCE & RESEARCH Hugo W Moser Research Institute at the Kennedy Krieger Inc 707 N Broadway Baltimore MD 21205 521524967 501 (c) 3 62000 SCIENCE & RESEARCH National Academy of Sciences 2101 Constitution Ave NW Washington DC 20418 530196932 501 (c) 3 125000 SCIENCE & RESEARCH Johns Hopkins University 3910 Keswick Road No N4327B Baltimore MD 21211 520595110 501 (c) 3 49911 SCIENCE & RESEARCH Marcus Austim Center Inc 1584 Tullie Circle Atlanta GA 30329 262809380 501 (c) 3 222586 SCIENCE & RESEARCH Research Institute At Nationwide Childrens Hospital 700 Childrens Drive Columbus OH 43205 316056230 501 (c) 3 216423 SCIENCE & RESEARCH New York-Presbyterian Fund Inc 525 East 68th Street New York NY 10065 133160356 501 (c) 3 151514 SCIENCE & RESEARCH Oregon Health & Science University Foundation 1121 SW Salmon Street 100 Portland OR 97205 237083114 501 (c) 3 68485 SCIENCE & RESEARCH Partners Healthcare System Inc 55 Fruit Street Boston MA 02114 042697983 501 (c) 3 90812 SCIENCE & RESEARCH Regents of the University of California Davis 1 Shields Avenue West Sacramento CA 95616 946036494 STATE OF CA 75348 SCIENCE & RESEARCH Regents University of California Los Angeles 10920 Wilshire Blvd Suite 620 Los Angeles CA 90024 956006143 STATE OF CA 34602 SCIENCE & RESEARCH Regents of the University of California Irvine BioSci III Suite 1400 Irvine CA 92697 952226406 STATE OF CA 96624 SCIENCE & RESEARCH Regents of the University of California San Francisco 1855 Folsom Street Box 0812 San Francisco CA 94143 946036493 STATE OF CA 76267 SCIENCE & RESEARCH Saint Louis University 221 North Grand Blvd St Louis MO 63103 430654872 501 (c) 3 53146 SCIENCE & RESEARCH Southwest Autism Research and Resource Center (SARRC) 300 North 18th Street Phoenix AZ 85006 311496646 501 (c) 3 409349 SCIENCE & RESEARCH The Children's Hospital of Philadelphia 34th Street Civic Center Blvd Philadelphia PA 19104 231352166 501 (c) 3 69800 SCIENCE & RESEARCH The Curators of the University of Missouri 118 University Hall Columbia MO 65211 436003859 115 84248 SCIENCE & RESEARCH Trustees of the University of Pennsylvania 3451 Walnut Street Philadelphia PA 19104 231352685 501 (c) 3 29920 SCIENCE & RESEARCH University of California Santa Barbara 552 University Road Santa Barbara CA 93106 956006145 501 (c) 3 32167 SCIENCE & RESEARCH University of Pittsburgh 116 Atwood Street Suite 201 Pittsburgh PA 15260 250965591 501 (c) 3 89597 SCIENCE & RESEARCH University of Rochester 910 Genesee Street Brooks Landing Business Center Rochester NY 14611 160743209 501 (c) 3 139762 SCIENCE & RESEARCH Vanderbilt University PMB 406310 2301 Vanderbilt Place Nashville TN 37240 620476822 501 (c) 3 315111 SCIENCE & RESEARCH 55 5 EQUIPMENT 685 344537 FMV IPADS, IPAD CASES, AND HOME SAFETY PACKAGES FINANCIAL ASSISTANCE 48 44904 DENNIS WEATHERSTONE PRE-DOCTORAL FELLOWSHIP 10 301200 ROYAL ARCH MASONS PRE-DOCTORAL FELLOWSHIP 1 30400 MEIXNER TRANSLATIONAL POST-DOCTORAL FELLOWSHIP 1 61600 Part I, Line 2: ALL GRANT PAYMENTS ARE DEPENDENT ON THE GRANTEE SUBMITTING THE NECESSARY DOCUMENTATION. THE FIRST PAYMENT REQUIRES A FULLY EXECUTED AGREEMENT, ETHICS APPROVAL, AND A TIMELINE BY WHICH THE FUNDED RESEARCH WILL BE COMPLETED. ALL GRANTEES ARE REQUIRED TO SUBMIT FINANCIAL AND PROGRESS REPORTS AT DEFINED INTERVALS DURING THE TERM OF THE AWARD. AUTISM SPEAKS' GRANTS AND SCIENCE STAFF REVIEW ALL DOCUMENTS FOR SATISFACTORY AND ACCURATE REPORTING BEFORE APPROVING SUBSEQUENT PAYMENTS. X X X X X 1 0 0 0 0 0 0 0 0 ELIZABETH FELD PRESIDENT (THROUGH 2/16) 43519 0 50000 0 127074 0 13250 0 0 0 233843 0 0 0 ANGELA GEIGER PRESIDENT (BEGIN 2/16) 438688 0 0 0 337 0 0 0 12096 0 451121 0 0 0 GARETH THOMAS CHIEF OPERATING OFFICER 259751 0 50000 0 1344 0 0 0 21664 0 332759 0 0 0 KAREN ROBINSON CFO (BEGIN 1/16) 232564 0 0 0 394 0 0 0 10766 0 243724 0 0 0 JOHN GRUBER EVP FINANCE & ADMIN (THROUGH 1/16) 28014 0 0 0 176552 0 0 0 0 0 204566 0 0 0 ROBERT H RING CSO (THROUGH 1/16) 14238 0 0 0 338139 0 13250 0 0 0 365627 0 0 0 LISA GORING CHIEF PROGRAM & MARKETING OFFICER 260000 0 0 0 1290 0 19445 0 0 0 280735 0 0 0 MATHEW PLETCHER VICE PRESIDENT, SCIENCE 230279 0 10000 0 300 0 0 0 22637 0 263216 0 0 0 ANDY SHIH SVP PUBLIC HEALTH RESEARCH 235720 0 0 0 1290 0 19120 0 21664 0 277794 0 0 0 PETER MORTON VP CORPORATE DEVELOPMENT 232232 0 0 0 1290 0 7098 0 21664 0 262284 0 0 0 PAUL WANG SR VP MED RESEARCH (THROUGH 11/16) 193625 0 0 0 6983 0 7950 0 12075 0 220633 0 0 0 DONNA MURRAY VP, SCIENCE, CLINICAL PROGRAMS 191664 0 0 0 671 0 4997 0 7104 0 204436 0 0 0 AMY SCHOEMAN CHIEF HR OFFICER 188732 0 0 0 265 0 0 0 21664 0 210661 0 0 0 Part I, Line 3 THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS CEO COMPENSATION OF SEVERAL NATIONAL NON-PROFITS OF LIKE SIZE WHEN DETERMINING APPROPRIATE COMPENSATION FOR AUTISM SPEAKS' PRESIDENT AND OTHER SENIOR EXECUTIVES. ADDITIONALLY, AUTISM SPEAKS HAS A FORMAL COMPENSATION STRUCTURE BASED ON MARKET DATA OF SIMILAR SIZED ORGANIZATIONS, WHICH DETERMINES A SALARY RANGE BY JOB. AUTISM SPEAKS' AIMS TO PAY INDIVIDUALS AT COMPETITIVE MARKET RATES. Part I, Line 4a ROBERT RING - SEVERANCE PAYMENT $336,843 JOHN GRUBER - SEVERANCE PAYMENT $175,000 ELIZABETH FELD - SEVERANCE PAYMENT $123,171 THE ADVERTISING COUNCIL COMMON BOD MEMBERs 373576 EDUCATION CAMPAIGN 0 X 13 133895 FMV X SPECIAL EVENT SUPPLIES & EQUIPMENT 4 62680 FMV X HOME SAFETY 1 50000 FMV 0 0 1 Part I, Column (b): The number reported in column B represents the number of contributions. Part I, Line 32b: THE ORGANIZATION USES AN INVESTMENT FIRM TO SELL STOCK CONTRIBUTIONS. Form 990, Part VI, Section A, line 2 TOMMY HILFIGER (DIRECTOR) AND DEE HILFIGER (DIRECTOR) ARE HUSBAND AND WIFE. Form 990, Part VI, Section B, line 11b THE FORM 990 IS PREPARED BY FINANCE DEPARTMENT STAFF MEMBERS AND REVIEWED BY EXTERNAL INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. ONCE COMPLETED, THE COMPLETE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS IN ADVANCE OF FILING WITH THE IRS. Form 990, Part VI, Section B, line 12c THE CONFLICT OF INTERESTS POLICY IS REVIEWED ANNUALLY AT A BOARD MEETING WITH KEY EXECUTIVES PRESENT. BOARD MEMBERS, KEY EXECUTIVES, AND ALL STAFF ARE REQUIRED TO REVIEW AND SIGN THE POLICY ON AN ANNUAL BASIS AND DISCLOSE ANY BUSINESS ENTITY WHICH PROVIDED SERVICES TO AUTISM SPEAKS OR TO WHICH AUTISM SPEAKS PROVIDED GRANTS OR SERVICES THAT THEY OR THEIR SPOUSE HAVE AN INTEREST. ALSO REQUIRED TO BE LISTED IS ANY ENTITY, WHETHER BUSINESS, INSTITUTION, OR NON-PROFIT ORGANIZATION, WITH WHICH THEY ARE CURRENTLY AFFILIATED WITH IN ANY WORKING CAPACITY. THE AUTISM SPEAKS STAFF REVIEW EACH GRANT AWARDED FOR POTENTIAL CONFLICTS OF INTEREST. EVERY BUSINESS ENTITY REPORTED BY BOARD MEMBERS OR STAFF WITH WHICH A WORKING RELATIONSHIP OUTSIDE OF AUTISM SPEAKS EXISTS IS INVESTIGATED FOR A POTENTIAL CONFLICT OF INTEREST. AUTISM SPEAKS MAY IMPOSE SANCTIONS ON A COVERED PERSON FOR NON-COMPLIANCE, INCLUDING TERMINATION. Form 990, Part VI, Section B, line 15 THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS CEO COMPENSATION OF SEVERAL NATIONAL NON-PROFITS OF LIKE SIZE WHEN DETERMINING APPROPRIATE COMPENSATION FOR AUTISM SPEAKS' PRESIDENT AND OTHER SENIOR EXECUTIVES. ADDITIONALLY, AUTISM SPEAKS HAS A FORMAL COMPENSATION STRUCTURE BASED ON MARKET DATA OF SIMILAR SIZED ORGANIZATIONS, WHICH DETERMINES A SALARY RANGE BY JOB. AUTISM SPEAKS' AIMS TO PAY INDIVIDUALS AT COMPETITIVE MARKET RATES. Form 990, Part VI, Section C, line 19 AUTISM SPEAKS' AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ON ITS WEBSITE- AUTISMSPEAKS.ORG AND ARE AVAILABLE UPON REQUEST. AUTISM SPEAKS' FORM 1023, CONFLICT OF INTERESTS POLICY AND BY-LAWS ARE AVAILABLE UPON REQUEST. DELIVERING SCIENTIFIC INNOVATION FOR AUTISM LLC 1060 STATE ROAD PRINCETON NJ 08540 461157381 TO FUND PRODUCT DEVELOPMENT TO MEET THE NEEDS OF THE AUTISM COMMUNITY DE 0 4999 AUTISM SPEAKS ADVANCING FUTURES FOR ADULTS WITH AUTISM INC 1 EAST 33RD STREET NEW YORK NY 10016 264813657 TO PROVIDE SUPPORT FOR ADULTS WITH AUTISM DE 501(c)(3) Line 7 AUTISM SPEAKS 1 AUTISM SPEAKS CANADA 2450 VICTORIA PARK AVENUE UNIT 120 TORONTO ON CA M2J 4A2 869420208 AUTISM RESEARCH, AWARENESS, & FAMILY SERVICES CA AUTISM SPEAKS 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0