2017-05-15T17:38:23-05:00 2016-06-30 941254756 HOOD & STRONG LLP 275 BATTERY ST STE 900 SAN FRANCISCO CA 94111 990 2015-07-01 941156646 NOTRE DAME DE NAMUR UNIVERSITY NOTR 6505083500 1500 RALSTON AVENUE BELMONT CA 94002 HENRY ROTH CFO/VP OF FINANCE & ADMIN 6505083500 2017-05-11 1 MAGA E KISRIEV P01008919 4157810793 2015 2021-01-29 14:40:06Z JUDITH GREIG 1500 RALSTON AVENUE BELMONT CA 94002 52505363 0 X WWW.NDNU.EDU X 1851 CA THE OPERATION OF A CATHOLIC INSTITUTION OF HIGHER EDUCATION. 22 21 1271 100 0 0 5581269 7511825 46038101 44277923 689646 613547 -78079 -105892 52230937 52297403 10576369 10254598 0 0 23160610 22845039 46415 65579 1063992 13882214 12869961 47665608 46035177 4565329 6262226 69441826 74708460 21534053 20681425 47907773 54027035 X FOUNDED UPON THE VALUES OF THE SISTERS OF NOTRE DAME DE NAMUR AND ROOTED IN THE CATHOLIC TRADITION, NOTRE DAME DE NAMUR UNIVERSITY SERVES ITS STUDENTS AND THE COMMUNITY BY PROVIDING EXCELLENT PROFESSIONAL AND LIBERAL ARTS PROGRAMS IN WHICH COMMUNITY ENGAGEMENT AND THE VALUES OF SOCIAL JUSTICE AND GLOBAL PEACE ARE INTEGRAL TO THE LEARNING EXPERIENCE. NDNU IS A DIVERSE AND INCLUSIVE LEARNING COMMUNITY THAT CHALLENGES EACH MEMBER TO CONSCIOUSLY APPLY VALUES AND ETHICS IN HIS OR HER PERSONAL, PROFESSIONAL, AND PUBLIC LIFE. 0 0 38702808 10254598 44277923 NOTRE DAME DE NAMUR UNIVERSITY DAME DE NAMUR UNIVERSITY (NDNU) IS A CATHOLIC, NOT-FOR-PROFIT, COEDUCATIONAL INSTITUTIONAL SERVING OVER 1700 STUDENTS FROM DIVERSE BACKGROUNDS. ESTABLISHED IN 1851 BY THE SISTERS OF NOTRE DAME DE NAMUR, NDNU IS THE FIFTH OLDEST COLLEGE IN CALIFORNIA AND MAINTAINS A STRONG COMMITMENT TO ACADEMIC EXCELLENCE, SOCIAL JUSTICE AND COMMUNITY ENGAGEMENT. THE UNIVERSITY IS FULLY ACCREDITED AND OFFERS 57 UNDERGRADUATE, GRADUATE, DOCTORATE AND TEACHING CREDENTIAL PROGRAMS. THE HISTORIC 50-ACRE CAMPUS IS LOCATED ON THE SAN FRANCISCO PENINSULA IN SILICON VALLEY. 38702808 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 180 0 1 1271 1 0 0 0 0 0 1 1 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X HENRY ROTH 6505083721 1500 RALSTON AVENUE BELMONT CA 94002 GORDON BROOOKS TRUSTEE 1.00 X 0 0 0 GLORIA R BROWN TRUSTEE 1.00 X 0 0 0 MICHAEL CALLAGY TRUSTEE 1.00 X 0 0 0 ELAINE COHEN TRUSTEE 1.00 X 0 0 0 CHESTER FISHER TRUSTEE 1.00 X 0 0 0 RICHARD GIARDINA TRUSTEE 1.00 X 0 0 0 RON GONZALES TRUSTEE 1.00 X 0 0 0 WANDA GUTTAS TRUSTEE 1.00 X 0 0 0 FRANK HANNIG TRUSTEE 1.00 X 0 0 0 ANNE HANNIGAN TRUSTEE 1.00 X 0 0 0 JOSEPH J HEINEN TRUSTEE 1.00 X 0 0 0 DENNIS HOBBY TRUSTEE 1.00 X 0 0 0 SR DONNA M JURICK TRUSTEE 1.00 X 0 0 0 ANTJE NEWHAGEN TRUSTEE 1.00 X 0 0 0 STEVE NICOLAOU TRUSTEE 1.00 X 0 0 0 SR LOUISE O'REILLY TRUSTEE 1.00 X 0 0 0 RICHARD ROCHE TRUSTEE 1.00 X 0 0 0 SR JEAN STONER TRUSTEE 1.00 X 0 0 0 CYNTHIA VROOMAN TRUSTEE 1.00 X 0 0 0 ROBERT WEBSTER TRUSTEE 1.00 X 0 0 0 KRISTINE ZAVOLI TRUSTEE 1.00 X 0 0 0 JUDITH M GREIG PRESIDENT 40.00 X X 277749 0 30265 HENRY ROTH CFO/VP OF FINANCE & ADMIN 40.00 X 202556 0 17550 DINO HERNANDEZ VP OF ADVANCEMENT 40.00 X 164100 0 6533 PAUL D EWALD PROVOST 40.00 X 165256 0 20523 JASON MURRAY VP OF ENROLLMENT 40.00 X 142285 0 9861 JOHN A LEMMON DEAN OF CAS 40.00 X 134653 0 9332 RICHARD G CAROLAN FULL TIME FACULTY 40.00 X 131982 0 21973 CRAIG M BREWER DEAN OF SBM 40.00 X 131300 0 17344 GREGORY WHITE ASSOCIATE PROVOST 40.00 X 128481 0 8904 ROBERT FERRERA FULL TIME FACULTY 40.00 X 124478 0 21911 1602840 0 164196 22 0 1 0 DELTAKEDU LLC 1415 W 22ND ST SUITE 400 OAKBROOK IL 60523 ON-LINE PROGRAMS 300847 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 AUDIT AND TAX 186900 RUFFALO NOEL LEVITZ 2350 OAKDALE BLVD CORALVILLE IA 52241 FUNDRAISING SERVICES 122117 3 67387 908894 6535544 196016 7511825 TUITION & FEES 611310 37926349 37926349 ROOM AND BOARD 721310 6072383 6072383 AUX. ENTERPRISES 900099 279191 279191 44277923 613547 613547 100605 162119 -61514 -61514 -61514 1463 67387 45841 -44378 -44378 52297403 44277923 0 507655 10254598 10254598 902694 183339 471143 248212 17228109 14628820 2255602 343687 1017529 780980 220455 16094 2343558 1744058 533859 65641 1353149 999254 314645 39250 150110 113620 36490 194900 194900 65579 65579 48711 48711 3466003 2952547 473188 40268 1282322 1144674 111249 26399 2049618 1021807 927400 100411 349631 256614 92963 54 1391228 1289082 91915 10231 306927 246852 29374 30701 384607 353816 22993 7798 428714 405660 22351 703 1768668 1649861 106321 12486 475219 448484 23925 2810 STUDENT PROGRAMMING 198136 192181 5880 75 MEMBERSHIPS 168684 96934 54794 16956 GRADUATION 106548 106548 STAFF DEVELOPMENT 99935 53247 46541 147 46035177 38702808 6268377 1063992 1469930 717783 14977698 17369340 1220771 3947485 1382883 1464969 199039 279662 489548 519616 51157378 22965475 28031342 28191903 20859543 21793415 811072 424287 69441826 74708460 6611636 6385325 989068 911806 13480598 12931543 452751 452751 21534053 20681425 X 27397336 28007999 10020242 15350141 10490195 10668895 47907773 54027035 69441826 74708460 6262226 -142964 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 81100 X X 0 20635727 374118 136077 480387 20665535 19653282 710568 539129 267252 20635727 16308359 1107023 2487695 249795 19653282 13621433 1593597 1306015 212686 16308359 12498527 1207008 144410 228512 13621433 0.21420 0.51630 0.26950 0 0 69587 69587 40483762 17753719 22730043 3611570 2721703 889867 6992459 2490053 4502406 28191903 ADVANCES FROM FEDERAL GOVT FOR STUDENT LOANS 452751 452751 X 42059090 -142964 -10254598 -10397562 52456652 48711 -207960 -159249 52297403 35939828 207960 207960 35731868 48711 10254598 10303309 46035177 PART III, LINE 4: THE UNIVERSITY'S ARTWORK COLLECTION CONSISTS OF SEVERAL BEAUTIFUL PAINTINGS. THE ARTWORK IS DISPLAYED PROMINENTLY THROUGHOUT THE UNIVERSITY WHERE ALL STUDENTS MAY VIEW THE ART. THE OPPORTUNITY TO VIEW AND ENJOY THE ARTWORK ENHANCES THE EDUCATIONAL EXPERIENCE OF THE STUDENTS. PART X, LINE 2: THE UNIVERSITY OPERATES AS A NONPROFIT ORGANIZATION AND HAS BEEN NOTIFIED BY THE INTERNAL REVENUE SERVICE THAT IT IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, WITH FEW EXCEPTIONS, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF SCHOLARSHIPS AND GRANTS NETTED AGAINST REVENUE -10,254,598. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES MOVED TO REVENUE -162,119. FUNDRAISING EXPENSES NET WITH REVENUE -45,841. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES MOVED TO REVENUE 162,119. FUNDRAISING EXPENSES NET WITH REVENUE 45,841. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF SCHOLARSHIPS AND GRANTS NETTED AGAINST REVENUE 10,254,598. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE POLICY IS ON THE MAJORITY OF ADMISSIONS LITERATURE AND IN THE STUDENT HANDBOOK THAT IS AVAILABLE ON THE UNIVERSITY'S WEBSITE. SCHEDULE E, PART I, LINE 6 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM FEDERAL WORK-STUDY PROGRAM TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION FEDERAL PELL GRANT PROGRAM X X X 1 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 PHONATHON, MAILING & POSTAGE, DATABASE 0 106745 65579 41166 106745 65579 41166 CA DIST THINKER FORUM 68850 67387 1463 500 10387 20390 14564 68850 67387 1463 500 10387 20390 14564 45841 -44378 1 SCHOLARSHIPS AND GRANTS TO STUDENTS 809 10254598 PART I, LINE 2: RECIPIENTS ARE CHOSEN BASED ON A VARIETY OF FACTORS, SUCH AS FINANCIAL NEED, ACADEMIC EXCELLENCE, AND COURSE OF STUDY, AS STIPULATED BY THE AWARD/ENDOWMENT CRITERIA. X X X 0 0 0 0 0 0 0 0 0 JUDITH M GREIG PRESIDENT 277749 0 0 0 0 0 18200 0 12065 0 308014 0 0 0 HENRY ROTH CFO/VP OF FINANCE & ADMIN 202556 0 0 0 0 0 12018 0 5532 0 220106 0 0 0 DINO HERNANDEZ VP OF ADVANCEMENT 164100 0 0 0 0 0 6533 0 0 0 170633 0 0 0 PAUL D EWALD PROVOST 165256 0 0 0 0 0 11453 0 9070 0 185779 0 0 0 JASON MURRAY VP OF ENROLLMENT 142285 0 0 0 0 0 9861 0 0 0 152146 0 0 0 RICHARD G CAROLAN FULL TIME FACULTY 131982 0 0 0 0 0 8284 0 13689 0 153955 0 0 0 A CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY REVENUE BONDS 680164610 130911QD5 2013-12-19 13706566 REFINANCING 0 0 0 A 14625000 13706566 408259 1 0 1 1 A 0 0 0 0 1 0 0 A 0 0 0 0 0 0 0 0 0 A 0 X 10 196016 FMV 0 1 0 PART I, COLUMN (B): COLUMN B REFLECTS THE NUMBER OF CONTRIBUTORS AND NOT THE NUMBER OF ITEMS. FORM 990, PART VI, SECTION B, LINE 11 THE CFO AND/OR CONTROLLER RECEIVED A COPY OF THE DRAFT FORM 990 FROM THE TAXPAYER'S ACCOUNTING FIRM. THE CFO INVITED THE PRESIDENT, BOARD CHAIR, AUDIT COMMITTEE AND FINANCE & INVESTMENT COMMITTEE MEMBERS TO A MEETING WITH THE ACCOUNTING FIRM TO REVIEW THE RETURN AND ADDRESS ANY QUESTIONS THE COMMITTEE MEMBERS MAY HAVE. AFTER THE REVIEW MEETING AND SATISFACTORY ANSWERS TO QUESTIONS, THE CFO FORWARDED THE DRAFT OF THE FORM 990 TO THE PRESIDENT'S OFFICE FOR DISSEMINATION OF THE DRAFT FORM 990 TO THE ENTIRE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING THE FORM 990. BOARD MEMBERS WERE NOTIFIED THAT THE FORM 990 HAS BEEN REVIEWED BY THE BOARD MEMBERS PRESENT AT THE FORM 990 REVIEW MEETING. THEY WERE ENCOURAGED TO REVIEW THE FORM 990 AND TO FORWARD ANY QUESTIONS TO THE CFO AND/OR CONTROLLER AND EITHER THE CFO, CONTROLLER OR THE ACCOUNTING FIRM ADDRESSED THE QUESTIONS FROM THE BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND ACKNOWLEDGEMENT FORM MUST BE REVIEWED AND SIGNED BY ALL TRUSTEES AND EXECUTIVE OFFICERS. IT IS EXPECTED TO BE AN ANNUAL EVENT. ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND THE RESOLUTION OF SUCH CONFLICT IS REVIEWED AND DECIDED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. IT IS EXPECTED THAT TRUSTEES AND EXECUTIVE OFFICERS VOLUNTARILY DISCLOSE REAL OR POTENTIAL CONFLICTS OF INTEREST AND THAT IF SUCH CONFLICT EXISTS, THAT THE TRUSTEE/OFFICER RECUSE THEMSELVES FROM DELIBERATING/VOTING ON SUCH TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15A ALTHOUGH THE ORGANIZATION DID NOT DO THE PROCESS AS DESCRIBED FOR DETERMINING THE PRESIDENT'S COMPENSATION DURING FY15-16 SINCE THE ORGANIZATION DID NOT CHANGE/UPDATE THE PRESIDENT'S COMPENSATION CONTRACT, THE ORGANIZATION DOES NORMALLY DO THE PROCESS DESCRIBED IN QUESTION 15 WHEN DETERMINING THE PRESIDENT'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D).