2017-05-15T14:15:56-05:00 2016-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DRIVE SUITE 1300 SAN DIEGO CA 92121 990 2015-07-01 952040874 SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION SAND 6192350800 1245 SEVENTH AVENUE SAN DIEGO CA 92101 SETH GOLDMAN CFO 6192350800 2017-05-13 1 PATRICIA J MAYER P00188643 8586271400 2015 2021-01-29 14:40:06Z SETH GOLDMAN 1245 SEVENTH AVENUE SAN DIEGO CA 92101 27409108 0 X WWW.SANDIEGOSYMPHONY.COM X 1928 CA PERFORM CLASSICAL MUSIC & PROVIDE EDUCATIONAL MUSICAL OPPORTUNITIES TO SAN DIEGO. 28 28 575 187 0 0 16099985 19385015 6988694 7573409 649 1505 1590 37356 23090918 26997285 0 0 0 0 15283600 16644271 205000 1519 1249385 8587877 8368236 24076477 25014026 -985559 1983259 34231680 38018999 8934410 10699761 25297270 27319238 TO BE RECOGNIZED AS ONE OF THE GREAT ORCHESTRAS IN THE WORLD AND A MAJOR CONTRIBUTOR TO THE QUALITY OF LIFE IN THE SAN DIEGO REGION. 0 0 18212123 7573409 CONCERT EXPENSES: TO PROVIDE EDUCATIONAL AND CULTURAL ENRICHMENT TO THE SAN DIEGO AREA THROUGH LIVE MUSICAL CONCERTS.BAYSIDE SUMMER NIGHTS 30 CONCERTS - 62,168 ATTENDEDMASTERWORKS SERIES 42 CONCERTS - 61,230 ATTENDEDCITY LIGHTS 12 CONCERTS - 19,739 ATTENDEDINTERNATIONAL PASSPORT 10 CONCERTS - 11,845 ATTENDEDFAMILY FESTIVAL 4 CONCERTS - 4,559 ATTENDEDFOX THEATER FILMS 3 SHOWS - 1,245 ATTENDEDJAZZ @ THE JACOBS 4 CONCERTS - 7,680 ATTENDEDOTHER PROGRAMS 11 CONCERTS - 9,614 ATTENDED 2790216 PROMOTION AND BOX OFFICE: TO PROMOTE THE SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION'S MANY PERFORMANCES, RECEPTIONS AND EVENTS. 183983 750 EDUCATION OUTREACH: ADMINISTRATIVE AND PLANNING ACTIVITIES IN ASSISTING IN THE DEVELOPMENT OF FUTURE MUSICIANS AND TO BUILD FUTURE AUDIENCES. THE MAJORITY OF EXPENSES RELATING TO EDUCATION PROGRAMS ARE INCLUDED UNDER CONCERT EXPENSE ABOVE. 21186322 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 114 0 1 575 1 0 0 0 0 0 1 1 0 0 0 0 X 28 28 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 0 1 1 0 CA X X SETH GOLDMAN CFO 6192350800 1245 SEVENTH AVENUE SAN DIEGO CA 92101 ADM RILEY D MIXSON BOARD MEMBER 4.00 X 0 0 0 ANN HADDAD BOARD MEMBER 4.00 X 0 0 0 BARBARA KATZ BOARD MEMBER 4.00 X 0 0 0 BEN G CLAY BOARD MEMBER 4.00 X 0 0 0 CLAUDE BENCHIMOL PHD BOARD MEMBER (THRU 10/15) 4.00 X 0 0 0 DAMON FRANCIS BOARD MEMBER 4.00 X 0 0 0 DAVID R SNYDER ESQ CHAIR-ELECT 5.00 X X 0 0 0 DEBORAH PATE VICE CHAIR 5.00 X X 0 0 0 DONALD M SLATE BOARD MEMBER 4.00 X 0 0 0 DOUGLAS MANCHESTER BOARD MEMBER (THRU 05/16) 4.00 X 0 0 0 ELIZABETH HAMMAN OLIVER BOARD MEMBER 4.00 X 0 0 0 ESTEBAN B VILLANUEVA BOARD MEMBER (THRU 05/16) 4.00 X 0 0 0 EVELYN LAMDEN BOARD MEMBER 4.00 X 0 0 0 HELENE GOULD BOARD MEMBER (THRU 02/16) 4.00 X 0 0 0 JACQUELINE PARKS BOARD MEMBER 4.00 X 0 0 0 JAMES C WENDLER TREASURER 5.00 X X 0 0 0 JAMES L FITZPATRICK BOARD MEMBER 4.00 X 0 0 0 JANE MCAULIFFE BOARD MEMBER (THRU 05/16) 4.00 X 0 0 0 JANET GORRIE BOARD MEMBER 4.00 X 0 0 0 JOHN ZYGOWICZ BOARD MEMBER 4.00 X 0 0 0 JOSEPH WATERS BOARD MEMBER (THRU 10/15) 4.00 X 0 0 0 JULIA BROWN BOARD MEMBER 4.00 X 0 0 0 K ALAN LONBOM BOARD MEMBER (THRU 01/16) 4.00 X 0 0 0 KARIN EASTHAM BOARD MEMBER (THRU 05/16) 4.00 X 0 0 0 KATHLEEN DAVIS SECRETARY 5.00 X X 0 0 0 LISETTE FARRELL BOARD MEMBER 4.00 X 0 0 0 MANECK WADIA PHD BOARD MEMBER 4.00 X 0 0 0 MITCHELL R WOODBURY BOARD MEMBER 4.00 0.20 X 0 0 0 PAUL CHACON BOARD MEMBER (THRU 05/16) 4.00 X 0 0 0 PENNY WING BOARD MEMBER 4.00 X 0 0 0 PHYLLIS EPSTEIN BOARD MEMBER 4.00 X 0 0 0 SAM ERSAN VICE CHAIR 5.00 X X 0 0 0 SHEARN H PLATT IMMEDIATE PAST CHAIR 5.00 0.20 X X 0 0 0 SOPHIE BRYAN BOARD MEMBER 4.00 X 0 0 0 WARREN O KESSLER MD CHAIR OF THE BOARD 4.00 0.20 X 0 0 0 WILLIAM T WALTON III BOARD MEMBER 4.00 X 0 0 0 WILLIAM WEBER BOARD MEMBER 4.00 X 0 0 0 KATHERINE MCDONALD CHIEF OF STAFF 40.00 X 132104 0 6478 MARTHA GILMER C.E.O 40.00 0.20 X 357255 0 20222 ROBERT WILKINS C.O.O. (THRU 01/31/17) 40.00 X 160671 0 16425 SETH GOLDMAN C.F.O. 40.00 X 146125 0 26041 ALEXANDER PALAMIDIS MUSICIAN 40.00 X 116059 0 13280 CHI-YUAN CHEN MUSICIAN 40.00 X 118928 0 6734 MICAH WILKINSON MUSICIAN 40.00 X 119250 0 8852 SHERYL RENK MUSICIAN 40.00 X 111819 0 9056 YAO ZHAO MUSICIAN 40.00 X 117372 0 10980 1379583 0 118068 19 0 1 0 POWER PLUS SOUND AND LIGHTING 2460 GRAND AVE VISTA CA 92081 AUDIO/VISUAL 366891 JAHJA LING INC 1458 WOODGLEN TERRACE BONITA CA 91902 CONDUCTOR 319540 COLUMBIA ARTISTS MANAGEMENT 1790 BROADWAY 16TH FLOOR NEW YORK NY 10019 ARTIST MANAGEMENT 310104 RAINDROP MARKETING 800 W IVY STREET SUITE A SAN DIEGO CA 92101 MARKETING 257779 ALLEGRA PRINT & IMAGING 7515 METROPOLITAN DR 405 SAN DIEGO CA 92108 PRINTING AND DESIGN 175746 28 894768 2984000 558366 14947881 83937 19385015 CONCERT TICKETS 900099 5745471 5745471 OTHER PERFORMANCE REVENUE 900099 1827938 1827938 7573409 1300 1300 210738 0 210738 210738 210738 84142 83937 205 205 205 48510 894768 327886 -279376 -279376 105244 0 105244 105244 OUTREACH INCOME 900099 750 750 750 26997285 7574159 0 38111 X 914123 914123 11339795 10438511 260700 640584 1767433 1756463 10970 1598914 1499500 37591 61823 1024006 901095 70253 52658 108844 108844 65355 65355 1519 1519 3286751 3044545 219785 22421 1556292 1445296 381 110615 361908 107765 220876 33267 96787 96787 81367 81367 449198 408015 41183 66602 12266 48884 5452 45697 63 45634 1417283 949440 467843 189473 48318 141155 OTHER CONCERT PRODUCTIO 352160 352160 DONOR RECEPTIONS/EVENTS 172802 172802 CREDIT CARD PROCESSING 163274 141518 21756 OTHER FUNDRAISING EXPEN 78847 78847 -124404 -161075 36671 25014026 21186322 2578319 1249385 232977 2318515 3402071 6381076 228129 220665 66267 46611 978355 782179 38176216 10941568 28227411 27234648 999169 938004 97301 97301 34231680 38018999 5636557 6705337 2797853 2994424 500000 1000000 8934410 10699761 X 19165804 17020672 3807881 7712823 2323585 2585743 25297270 27319238 34231680 38018999 1983259 38709 0 X 0 1 X 1 0 X 15256867 17578880 17175842 16099985 19385015 85496589 15256867 17578880 17175842 16099985 19385015 85496589 18142270 67354319 161764 195967 198752 210295 212038 978816 161423 161761 142747 268167 105244 839342 87314747 35405771 0.77140 X 0.74380 0.00810 SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GROSS CONCESSION SALES - 2011 AMOUNT: $ 161,423. 2012 AMOUNT: $ 161,761. 2013 AMOUNT: $ 142,747. 2014 AMOUNT: $ 268,167. 2015 AMOUNT: $ 105,244. SCHEDULE A, PAGES 1 & 2 THE ASSOCIATION IS CLASSIFIED BY THE IRS AS A 509(A)(2) PUBLIC CHARITY. FOR THE CURRENT YEAR THE ORGANIZATION IS MEETING THE SUPPORT TEST UNDER 509(A)(1) AT 77.14% RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 994194 -13929 38709 5519 936037 1018589 9488 6073 34080 5876 994194 938871 124265 39120 5427 1018589 901080 77138 34698 4649 938871 940158 -1074 33538 4466 901080 1.00000 0 0 2370000 2370000 18368314 3979802 14388512 14469132 5261350 9207782 2968770 1700416 1268354 27234648 X PART V, LINE 4: GENERATE INCOME TO SUPPORT SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION OPERATIONS. PART X, LINE 2: SDSO AND SDSF ARE BOTH CALIFORNIA NOT-FOR-PROFIT CORPORATIONS THAT ARE EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. SDSO AND SDSF FOLLOW THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION ("ASC") 740-10, INCOME TAXES, RELATED TO ACCOUNTING FOR UNCERTAIN TAX POSITIONS. SDSO AND SDSF HAVE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2016 AND 2015. OPUS GALA 727822 679312 48510 31891 239118 HOME FOR THE HOLIDAYS 86825 86825 7578 5 128631 128631 1589 47710 943278 894768 48510 33480 294406 327886 -279376 X X X X 0 0 0 0 0 0 0 1 0 MARTHA GILMER C.E.O 337255 0 20000 0 0 0 0 0 20222 0 377477 0 0 0 ROBERT WILKINS C.O.O. (THRU 01/31/17) 160671 0 0 0 0 0 8012 0 8413 0 177096 0 0 0 SETH GOLDMAN C.F.O. 146125 0 0 0 0 0 7306 0 18735 0 172166 0 0 0 PART I, LINE 7 BONUSES ARE AWARDED TO VARIOUS INDIVIDUALS LISTED AT FORM 990, PART VII, SECTION A, LINE 1A BASED ON A DISCRETIONARY METHOD AND MEETING GOAL/MERIT REQUIREMENTS. A FORMULA BASE BONUS METHOD IS NOT USED BY THE ORGANIZATION. X 10 83937 MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 INDIVIDUALS WHO DONATE AT LEAST $100 TO THE ASSOCIATION BECOME MEMBERS FOR THAT FISCAL YEAR. THERE IS ONE CLASS OF MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A AT THE ANNUAL MEMBERS MEETING, MEMBERS VOTE ON THE ELECTION OF DIRECTORS BASED UPON THE EXPIRATION OF EXISTING DIRECTORS' TERMS. PER OUR BYLAWS, THE ASSOCIATION IS AUTHORIZED NUMBER OF DIRECTORS IS 48; 24 OF WHOM SHALL BE SUBJECT TO VOTE BY THE MEMBERS, AND 24 OF WHOM SHALL BE DESIGNATED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 MANAGEMENT REVIEWS THE FORM 990 THEN THE AUDIT COMMITTEE REVIEWS AND APPROVES. THE ORGANIZATION DISTRIBUTES A PDF COPY OF THE FORM 990 TO ALL BOARD MEMBERS PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST QUESTIONNAIRE IS DELIVERED ANNUALLY TO THE BOARD MEMBERS. BOARD MEMBERS ARE ASKED TO BRING POTENTIAL CONFLICTS OF INTEREST TO THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE REGULARLY DISCUSSES POTENTIAL CONFLICTS & SOME MATTERS ARE BROUGHT TO THE ENTIRE BOARD OF DIRECTORS. IF A CONFLICT OF INTEREST ARISES, SUCH BOARD MEMBER IS NOT PERMITTED TO VOTE ON THE TRANSACTION. CONFLICT OF INTEREST FOR OFFICERS AND KEY EMPLOYEES ARE COVERED IN THE EMPLOYEE HANDBOOK AND IS PROHIBITED. IF A CONFLICT OF INTEREST ARISES IT IS BROUGHT TO THE ATTENTION OF THE EXECUTIVE DIRECTOR AND BOARD IF APPROPRIATE. THERE HAVE BEEN NO INCIDENCES OF CONFLICT DURING THE YEAR ENDING JUNE 30, 2016. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CEO, CFO AND COO IS REVIEWED AND APPROVED BY MEMBERS OF THE CEO REVIEW COMMITTEE AND HUMAN RESOURCE COMMITTEE, RESPECTIVELY. THE PROCESS IS BASED ON COMPARABLE DATA AND IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND ON THEIR WEBSITE. ADDITIONALLY, THE COMBINED FINANCIAL STATEMENTS OF THE SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION AND THE SAN DIEGO SYMPHONY FOUNDATION ARE SUBJECT TO AN ANNUAL INDEPENDENT AUDIT. THE AUDIT REPORT IS AVAILABLE ON THE SAN DIEGO SYMPHONY'S WEBSITE AND IS ALSO AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G GUEST ARTIST FEES & EXPENSES: PROGRAM SERVICE EXPENSES 2,605,784. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,605,784. PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 120,478. MANAGEMENT AND GENERAL EXPENSES 127,267. FUNDRAISING EXPENSES 22,421. TOTAL EXPENSES 270,166. JANITORIAL SERVICE: PROGRAM SERVICE EXPENSES 152,443. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 152,443. SECURITY SERVICE: PROGRAM SERVICE EXPENSES 158,563. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 158,563. STAFF SEARCH/RELOCATION: PROGRAM SERVICE EXPENSES 7,277. MANAGEMENT AND GENERAL EXPENSES 92,518. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 99,795. SAN DIEGO SYMPHONY FOUNDATION 1245 SEVENTH AVE SAN DIEGO CA 92101 141858753 SUPPORT ORGANIZATION TO ASSOCIATION CA 501(C)(3) 11 SAN DIEGO SYMPHONY ORCHESTRA ASSOCIATION 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SAN DIEGO SYMPHONY FOUNDATION C 2984000 CASH SAN DIEGO SYMPHONY FOUNDATION 50000 N 0 FMV SAN DIEGO SYMPHONY FOUNDATION 50000 O 0 FMV