2017-05-15T11:05:57-05:00 2016-06-30 350921680 CROWE HORWATH LLP 9600 Brownsboro Road Suite 400 Louisville KY 402411122 990 2015-07-01 611029626 University of Louisville Research Foundation UNIV 5028527072 UofL Controllers Office Louisville KY 40292 Susan I Howarth Vice President 2017-05-14 true Rachel Spurlock P00520729 5023263996 2015 2021-01-29 14:40:06Z Gregory C Postel UofL Controllers Office Louisville KY 40292 411627990 false X N/A X 1984 KY The University of Louisville Research Foundation is organized for the purpose of promoting and supporting research projects, investigations, clinical services, and other activities relating to the missions of the University of Louisville. 22 15 0 25 0 0 174255006 172640537 224405417 237697669 821837 27399 1403716 484313 400885976 410849918 42266657 43023600 0 0 0 0 363681910 378593879 405948567 421617479 -5062591 -10767561 112774387 116462761 40053926 54509861 72720461 61952900 The University of Louisville Research Foundation is organized for the purpose of promoting and supporting research projects, investigations, clinical services, and other activities relating to the missions of the University of Louisville. false false 394590499 43023600 238024291 In fiscal year 2016 the University of Louisville Research Foundation (ULRF) continued to expand and diversify its research portfolio in all categories. The organization received 908 awards for $134.6 million which included $100 million from the federal government, $19 million from industry, $9 million from foundations, and $4 million from the Commonwealth of Kentucky. Basic research activities covered a wide range of topics: laser spectroscopy, atmospheric tidal effects, lightning and its ecological impact in a tropical forest, and cardiovascular toxicity of tobacco products. A key element of the university's research portfolio is the translation of research into practical applications. ULRF is one of only a few organizations in the country to be awarded three prestigious commercialization grants: the Coulter award, NSF I Corps Site program, and the NIH ExCITE program. These programs continued in FY2016. Other translational efforts included using coal exhaust for renewable fuels, first in-human use of an artificial lung, and novel cancer chemotherapeutics. In addition to basic and translational research, ULRF is also making significant contributions to improve the quality of life for people in both the local area and globally. These wide-ranging programs include coal ash and children's health, training and technical assistance to improve water quality for small scale water companies, economic impact of Medicaid expansion, child welfare training, and pollution prevention assistance. 394590499 true true false false false false false false false false true false false false true false true true false false false false false false false false false true true true false false false false false false false false false false false false false true false false false true 440 0 true 0 false false false false false false false false false false X 22 15 false false false false false false false true true false false true true true true true true false false false KY X Ingrid Gentry 5028527072 Controllers Office Univ of Louisv Louisville KY 40292 Dr James R Ramsey President 0.5 49.5 X X 0 349972 45066 William M Pierce Jr PhD Vice President 0.5 49.5 X X 0 330888 47169 Neville G Pinto PhD Vice President 0.5 49.5 X X 0 382644 39875 Harlan M Sands JD Vice President 0.5 49.5 X X 0 357495 38023 Pamela A Feldhoff PhD Secretary 0.5 49.5 X X 0 121204 23753 Ron Butt CFP Chair 0.5 0 X X 0 0 0 Jonathan Blue Vice Chair 0.5 0 X X 0 0 0 Emily Bingham PhD Treasurer 0.5 0 X X 0 0 0 Marie Abrams Director 0.5 0 X 0 0 0 Victoria Ann Allen Director 0.5 9.5 X 0 5595 0 Robert P Benson Jr MD Director 0.5 0 X 0 0 0 Laurence Benz Director 0.5 0 X 0 0 0 Stephen Paul Campbell Director 0.5 0 X 0 0 0 Paul Diaz Director (to 2/5/2016) 0.5 0 X 0 0 0 Craig Greenberg JD Director 0.5 0 X 0 0 0 Douglas Hall Director 0.5 0.5 X 0 0 0 Larry Hayes Director 0.5 0 X 0 0 0 Bruce Henderson Director 0.5 0 X 0 0 0 Robert Curtis Hughes MD Director 0.5 0 X 0 0 0 Angela Lewis-Klein MBA Director 0.5 49.5 X 0 64008 19876 Brucie Moore JD Director 0.5 0 X 0 0 0 Joseph W Prather II MD Director 0.5 0.5 X 0 0 0 Robert W Rounsavall III Director (to 3/3/2016) 0.5 0 X 0 0 0 William E Summers IV Director (From 9/30/2015) 0.5 0 X 0 0 0 Steve Wilson Director (to 9/29/2015) 0.5 0 X 0 0 0 Kyle J Beamer Assistant Secretary 0.5 49.5 X 0 49460 14217 Dana B Mayton JD Legal Counsel 0.5 49.5 X 0 173527 29898 Mitchell H Payne JD Chief Business Officer 0.5 49.5 X 0 214318 38623 David L Dunn MD Former Vice President 0.0 50.0 X 0 1107092 38010 Susan I Howarth Former Vice President 50.0 X 0 222535 33818 Kathleen M Smith Former Asst. Secretary 50.0 X 0 137801 38610 Robert H Staat MD Former Treasurer 50.5 X 0 123257 31204 Joseph M Steffen PhD Former Secretary 0.0 50.0 X 0 88788 21320 Shirley C Willihnganz PhD Former Vice President 0.0 50.0 X 0 337130 56294 0 4065714 515756 0 true true false UNIVERSITY OF LOUISVILLE PHYSICIANS 300 EAST MARKET STREET LOUISVILLE KY 40202 MEDICAL/HEALTHCARE 15933363 PRICE WATERHOUSE COOPERS LLP PO BOX 75647 CHICAGO IL 60675 CONSULTING 1940167 UNIVERSITY MEDICAL CENTER 530 S JACKSON ST LOUISVILLE KY 40202 MEDICAL SERVICES 953023 UNIV OF KENTUCKY RESEARCH FDN 301 PETERSON SERVICE BUILDING LEXINGTON KY 40506 RESEARCH SERVICES 897741 JEWISH HOSPITAL HEALTHCARE 200 ABRAHAM FLEXNER WAY LOUISVILLE KY 40202 MEDICAL SERVICES 891989 74 142763188 29877349 172640537 Clinical Services 541700 233863992 233863992 Other Research Projects 541700 3757651 3757651 Conferences and training 541700 76026 76026 0 0 0 0 237697669 12741 12741 157691 157691 0 0 53199 0 0 38541 53199 -38541 14658 14658 911816 739531 172285 172285 Legal Settlements 900099 118398 118398 Miscellaneous 900099 35939 35939 0 0 0 0 154337 410849918 238024291 0 185090 X 307688 307688 42715912 42715912 1328467 1192986 135481 28064 27264 800 318360696 303390464 14970232 0 394465 335513 58952 1575291 1398000 177291 3798332 3395149 403183 90649 90649 2282426 1914043 368383 4305304 4141640 163664 5845689 5436780 408909 7913871 7913871 985528 903827 81701 F&A services and other transfers 11919689 10002707 1916982 Laboratory Supplies and Expenses 15113324 15074502 38822 Small Equipment Purchases and Rentals 951599 840638 110961 Licenses, Permits, and Fees 999737 974354 25383 2700748 2448383 252365 0 421617479 394590499 27026980 0 7420 5779 41087788 49048558 0 0 733457 716987 373544 394608 157600281 91611417 70131849 65988864 2113 2113 0 438216 305852 112774387 116462761 15130937 13275301 7856902 2011372 17066087 39223188 40053926 54509861 X 72720461 61952900 72720461 61952900 112774387 116462761 -10767561 0 X false true X true true true X 174198510 156299277 155127522 174255006 172640537 832520852 0 0 174198510 156299277 155127522 174255006 172640537 832520852 0 832520852 184736 382946 3893151 196814 184742 4842389 0 0 0 0 0 0 0 0 837363241 1033510623 0.9942 0.9941 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 351695 351695 70726880 17230653 53496227 818024 714269 103755 84486545 73540144 10946401 1217137 126351 1090786 65988864 Due to University of Louisville 26538817 Allocated Post Employment Benefits 12684371 39223188 410716174 0 0 410716174 133744 133744 410849918 421483735 -133744 -133744 421617479 0 0 421617479 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Reclass gain on sale of inventory to Part VIII - 172285 Reclass loss on asset disposals to Part VIII - -38541 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Reclass gain on sale of inventory to Part VIII - -172285 Reclass loss on asset disposals to Part VIII - 38541 true CHRISTOPHER REEVE FOUNDATION 636 MORRIS TURNPIKE SHORT HILLS NJ 07078 222939536 501(C)(3) 59527 SUPPORT SHAPING OUR APPALACHIAN REGION INC 137 MAIN ST STE 300 PIKEVILLE KY 41501 371760428 501(C)(3) 67500 SPONSORSHIP JEWISH HOSPITAL & ST MARY'S HEALTHCARE INC 250 E LIBERTY ST STE 500 LOUISVILLE KY 40202 611029768 501(C)(3) 30000 SPONSORSHIP MARCH OF DIMES FOUNDATION 1275 MAMARONECK AVENUE WHITE PLAINS NY 10605 131846366 501(C)(3) 8333 SPONSORSHIP 4 0 SCHOLARSHIPS, FELLOWSHIPS FINANCIAL AID, AWARDS 11178 42715912 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. The recipients of scholarships, fellowships, aid, and awards are selected based on University of Louisville departmental criteria. The organization serves primarily as a funding source for any scholarships awarded by the University. false false false false false false false false David L Dunn MD Former Vice President 0 1074404 0 31500 0 1188 0 26500 0 11510 0 1145102 0 0 Susan I Howarth Former Vice President 0 210121 0 0 0 12414 0 21216 0 12602 0 256353 0 0 Robert H Staat MD Former Treasurer 0 119549 0 0 0 3708 0 12640 0 18564 0 154461 0 0 Shirley C Willihnganz PhD Former Vice President 0 335942 0 0 0 1188 0 38965 0 17329 0 393424 0 0 Dr James R Ramsey President 0 347047 0 0 0 2925 0 26500 0 18566 0 395038 0 0 William M Pierce Jr PhD Vice President 0 316277 0 1423 0 13188 0 32079 0 15090 0 378057 0 0 Neville G Pinto PhD Vice President 0 372498 0 0 0 10146 0 20250 0 19625 0 422519 0 0 Harlan M Sands JD Vice President 0 345081 0 0 0 12414 0 20250 0 17773 0 395518 0 0 Kathleen M Smith Former Asst. Secretary 0 135515 0 0 0 2286 0 22353 0 16257 0 176411 0 0 Joseph M Steffen PhD Former Secretary 0 87914 0 0 0 874 0 8011 0 13309 0 110108 0 0 Dana B Mayton JD Legal Counsel 0 172801 0 450 0 276 0 17708 0 12190 0 203425 0 0 Mitchell H Payne JD Chief Business Officer 0 200020 0 0 0 14298 0 21006 0 17617 0 252941 0 0 Form 990, Part V, Line 1a FORM 1096 THE ORGANIZATION'S FORMS 1099 ARE FILED BY ITS COMMON PAY AGENT, THE UNIVERSITY OF LOUISVILLE. Form 990, Part V, Line 2a FORMS W-2 THE ORGANIZATION HAS NO EMPLOYEES. Form 990, Part VI, Line 15 PROCESS FOR DETERMINING COMPENSATION THE ORGANIZATION HAS NO EMPLOYEES, THUS LINES 15(A) AND 15(B) OF PART VI HAVE BEEN MARKED "NO." Form 990, Part VI, Line 1a Delegate broad authority to a committee The Executive Committee consists of the Chairman, Vice Chairman, Secretary, Treasurer of the Board of Directors, President, Chief Business Officer, Chief Financial Officer, Chief Academic Officer, and Chief Research Officer of the University of Louisville in their capacity as Director. The President serves as Chairman of the Executive Committee. The Committee acts for the Board of Directors in the interim between meetings of the Board, and with respect to the acceptance, administration and accounting for grants and contracts it is not required that actions of the Executive Committee be ratified by the Board. Except as stated above, the delegation of power and authority when given by the Board of Directors to the Executive Committee shall be complete, subject only to the limitations imposed by the Kentucky Revised Statues. Powers of the Committee shall not extend to amending, altering or repealing the bylaws; electing, appointing or removing any member of any such committee or any director or officer of the corporation; amending the articles of incorporation, restating articles of incorporation adopting a plan or merger or adopting a plan of consolidation with another corporation; authorizing the sale, lease, exchange or mortgage of all or substantially all of the property and assets of the corporation; authorizing the voluntary dissolution of the corporation or revoking proceedings therefor; adopting a plan for the distribution of the assets of the corporation; or amending, altering or repealing any resolution of the board of directors which by its terms provides that it shall not be amended, altered or repealed by such committee. Form 990, Part VI, Line 11b Review of form 990 by governing body University of Louisville finance personnel and an outside firm prepared the return. A copy of the return was provided to all board members for review prior to filing. Form 990, Part VI, Line 12c Conflict of interest policy If an item is presented to the Board of Directors (or any other policy board) for action, e.g., purchase of property, merging with another entity, buying services, etc., the Board member will disclose his or her possible conflict of interest and must recuse himself or herself from voting. The Board member also avoids participating in any decision or advocating for any decision of the Board. In some circumstances, e.g., when the conflict of the Board member places the Board member in competition with the University, the Board member will leave the board meeting during discussion or update on the action. Before any meeting of the various boards, an agenda is circulated to each member or director with descriptions of the action items. This allows sufficient time for any board member or director to alert the board about a potential conflict of interest. Past practice includes written disclosure by the board member outlining: (1) that a conflict of interest may exist; (2) the nature and extent of the conflict; and (3) the description and potential benefit, direct or indirect, to the member of the board. This information will be supplied to legal counsel and the entire board ahead of the meeting, and a copy of the information will be maintained in the board member's file. Form 990, Part VI, Line 19 Required documents available to the public As a matter of practice, the organization adheres to the conflict of interest policy, non-retaliation policy, and document integrity policy of the University of Louisville. Copies of these policies are available at louisville.edu or upon request. Copies of the organization's audited financial statements are also available at louisville.edu. Form 990, Part VII, Section A, Line 1a Reportable Compensation Amounts reported on Part VII and on Schedule J include only compensation paid by its controlling parent, the University of Louisville. The reported amounts do not include compensation paid by the University of Louisville Foundation, which is unrelated to the filing organization for Form 990 reporting purposes. Form 990, Part IX, Line 11g Other Fees University of Louisville Salary and Benefit Allocations - Total Expense: XXX-XX-XXXX, Program Service Expense: XXX-XX-XXXX, Management and General Expenses: 12684820, Fundraising Expenses: ; Research Subcontracting - Total Expense: 9441718, Program Service Expense: 9441718, Management and General Expenses: , Fundraising Expenses: ; Medical Subcontracting - Total Expense: 38221816, Program Service Expense: 38221816, Management and General Expenses: , Fundraising Expenses: ; Other consulting and services - Total Expense: 8071431, Program Service Expense: 5786019, Management and General Expenses: 2285412, Fundraising Expenses: ; UNIVERSITY OF LOUISVILLE UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 611014882 EDUCATION KY NA false UNIVERSITY OF LOUISVILLE ATHLETIC ASSOCIATION INC UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 311106941 EDUCATION KY 501(c)(3 UNIVERSITY OF LOUISVILLE false UNIVERSITY OF LOUISVILLE MEDICAL SCHOOL FUND INC UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 610888729 EDUCATION KY 501(c)(3 UNIVERSITY OF LOUISVILLE false UNIVERSITY PHYSICIANS GROUP INC 323 EAST CHESTNUT STREET LOUISVILLE KY 402021823 611346817 MEDICAL CARE KY 501(c)(3 9 UNIVERSITY OF LOUISVILLE false UNIVERSITY OF LOUISVILLE MEDICAL SCHOOL PRACTICE ASSOC 550 SOUTH JACKSON STREET LOUISVILLE KY 40202 611250153 MEDICAL CARE KY 501(c)(3 7 UNIVERSITY OF LOUISVILLE false false false false false false false false false false true false false true true true false false false