2017-05-12T10:51:33-05:00 2016-06-30 BKD LLP 1201 Walnut Suite 1700 Kansas City MO 641062246 990 2015-07-01 262838693 KU CENTER FOR TECHNOLOGY COMMERCIALIZATION INC % TIMOTHY SISKEY KUCE 9135885711 3901 RAINBOW BLVD MAILSTOP 1039 KANSAS CITY KS 66160 JAMIE CALDWELL EXECUTIVE DIRECTOR 9135885313 2017-05-10 true Michael J Engle P00482834 8162216300 2015 2021-01-29 14:40:06Z JULIE NAGEL 3901 RAINBOW BLVD MS 1039 KANSAS CITY KS 66160 1853627 false X WWW.KUIC.KU.EDU/ X 2008 KS THE MISSION OF KUCTC IS TO MAXIMIZE THE IMPACT OF THE UNIVERSITY INTELLECTUAL PROPERTY FOR THE BENEFIT OF THE UNIVERSITY AND SOCIETY. 13 3 13 3 0 0 1362375 1207375 358066 643462 0 0 14728 2790 1735169 1853627 1016918 0 0 0 945773 994972 0 0 0 683280 882806 2645971 1877778 -910802 -24151 1571959 527211 1115844 95247 456115 431964 KUCTC IS ORGANIZED TO FACILITATE AND SUPPORT THE RESEARCH AND TECHNOLOGY TRANSFER OPERATIONS OF THE UNIVERSITY OF KANSAS AND ITS AFFILIATED TAX-EXEMPT RESEARCH CORPORATIONS OR OTHER TAX-EXEMPT ORGANIZATIONS QUALIFIED UNDER SECTION 501(C)(3) OF THE IRS CODE. false false 1706207 0 643462 PROMOTING AND AIDING IN THE FULFILLMENT OF THE SCIENTIFIC RESEARCH, EDUCATIONAL, AND SERVICE FUNCTIONS OF THE UNIVERSITY OF KANSAS MEDICAL CENTER. 1706207 true true false false false false false false false false true true false false false false false true false false false false false false false false false false false true false false false false false false false false false false false false false true true false false false true 36 0 true 13 true false false false false false false false false false false X 13 3 true false true false false true false true true false false false true true true true true true true true false KS X X TIMOTHY SISKEY 9135885313 3901 RAINBOW BLVD MAILSTOP 1039 KANSAS CITY KS 66160 RICHARD BAROHN DIRECTOR 1.0 41.0 X 0 518146 39778 DOUG GIROD DIRECTOR 1.0 40.0 X 0 725465 53914 CORY BERKLAND DIRECTOR 1.0 41.0 X 0 181846 34366 LAVERNE EPP DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH HEPPERT DIRECTOR 1.0 40.0 X 0 167289 29449 JULIE NAGEL DIRECTOR/PRESIDENT 39.0 1.0 X X 0 211807 27440 LISA STEHNO-BITTEL DIRECTOR 1.0 40.0 X 0 138805 15351 STEFFANI WEBB DIRECTOR 1.0 41.0 X 0 237941 35629 KEVIN HAHN DIRECTOR 1.0 0.0 X 0 0 0 JAMIE CALDWELL EXECUTIVE DIRECTOR 1.0 39.0 X X 0 173451 4905 JEFFREY VITTER DIRECTOR 1.0 40.0 X 0 416359 43873 MARY LEE HUMMERT DIRECTOR 1.0 40.0 X 0 239928 30698 MICHAEL WEBB DIRECTOR 1.0 0.0 X 0 0 0 TIMOTHY SISKEY TREASURER 4.0 36.0 X 0 148106 29824 KIMBERLY BARKSDALE SECRETARY 1.0 39.0 X 0 121424 13583 RAJIV KULKARNI DIRECTOR - TECH TRANSFER 40.0 0.0 X 197871 0 30759 PAUL TERRANOVA EXECUTIVE DIRECTOR 0.0 40.0 X 0 177242 13344 197871 3457809 402913 1 true true false MASCHOFF BRENNAN 1389 CENTER DR 300 PARK CITY UT 84098 LEGAL SERVICES 123053 WORKMAN NYDEGGER 60 S TEMPLE 1000 SALT LAKE CITY UT 84111 LEGAL SERVICES 140635 2 1187375 20000 1207375 Technology Revenue 900099 643462 643462 643462 0 0 0 0 0 0 0 0 0 0 All Other Misc Revenue 2790 2790 2790 2790 2790 1853627 643462 2790 0 0 0 0 197871 197871 0 618165 556348 61817 61607 55446 6161 61220 55098 6122 56109 50498 5611 0 639769 575792 63977 3978 3978 0 0 0 168031 151228 16803 0 22679 20411 2268 5644 5080 564 0 0 30340 27306 3034 0 0 0 0 0 0 AGENCY DUES & MEMBERSHIPS 12365 11129 1236 _ 0 _ 0 _ 0 1877778 1706207 171571 0 1156230 498126 0 0 0 0 370000 0 0 0 0 0 0 0 0 0 16644 0 16000 16000 0 0 29085 29085 0 0 0 0 0 0 1571959 527211 98926 95247 1016918 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1115844 95247 X 456115 431964 0 0 0 0 456115 431964 1571959 527211 -24151 X false true X true false X X X 2 KU MED CTR 481124839 6 true 0 0 UNIV OF KS 481124839 6 true 0 0 2 0 0 true false false false false false false false false false false false false false false true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16000 16000 0 0 INVESTMENT IN STARTUP VENTURES 29085 C 29085 115544576 113690949 113690949 1853627 1853627 107414657 105536879 105536879 1877778 1877778 SCHEDULE D, PART X, LINE 2 MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. SCHEDULE D, PART XI, LINE 2D RELATED ENTITY REVENUE $ 115,101,266 ELIMINATIONS ( 1,410,317) ----------- $ 113,690,949 SCHEDULE D, PART XII, LINE 2D RELATED ENTITY EXPENSES $ 106,947,196 ELIMINATIONS ( 1,410,317) ----------- $ 105,536,879 false false false false false false false false false RICHARD BAROHN DIRECTOR 0 488944 0 0 0 29202 0 22525 0 17253 0 557924 0 0 DOUG GIROD DIRECTOR 0 683794 0 0 0 41671 0 31946 0 21968 0 779379 0 0 CORY BERKLAND DIRECTOR 0 181627 0 0 0 219 0 16031 0 18335 0 216212 0 0 JOSEPH HEPPERT DIRECTOR 0 166416 0 0 0 873 0 14467 0 14982 0 196738 0 0 JULIE NAGEL DIRECTOR/PRESIDENT 0 211477 0 0 0 330 0 18537 0 8903 0 239247 0 0 LISA STEHNO-BITTEL DIRECTOR 0 101402 0 0 0 37403 0 10504 0 4847 0 154156 0 0 STEFFANI WEBB DIRECTOR 0 236352 0 0 0 1589 0 20391 0 15238 0 273570 0 0 JAMIE CALDWELL EXECUTIVE DIRECTOR 0 172803 0 0 0 648 0 0 0 4905 0 178356 0 0 TIMOTHY SISKEY TREASURER 0 147242 0 0 0 864 0 12971 0 16853 0 177930 0 0 JEFFREY VITTER DIRECTOR 0 387786 0 0 0 28573 0 22525 0 21348 0 460232 0 0 MARY LEE HUMMERT DIRECTOR 0 211443 0 0 0 28485 0 20149 0 10549 0 270626 0 0 RAJIV KULKARNI DIRECTOR - TECH TRANSFER 197007 0 0 0 864 0 17000 0 13759 0 228630 0 0 0 PAUL TERRANOVA EXECUTIVE DIRECTOR 0 42395 0 0 0 134847 0 11429 0 1915 0 190586 0 0 SCHEDULE J, PART II & FROM 990, PART VII COMPENSATION REPORTED FOR JEFFERY VITTER, JOSEPH HEPPERT, CORY BERKLAND AND JULIE NAGEL WAS PAID BY THE UNIVERSITY OF KANSAS, A RELATED ORGANIZATION. COMPENSATION REPORTED FOR RICHARD BAROHN, STEFFANI WEBB, DOUG GIROD, LISA STEHNO-BITTEL, MARY LEE HUMMERT AND A PORTION OF THE COMPENSATION FOR JAMIE CALDWELL, WAS PAID FOR BY THE UNIVERSITY OF KANSAS MEDICAL CENTER, A RELATED ORGANIZATION. COMPENSATION REPORTED FOR KIM BARKSDALE, TIMOTHY SISKEY, AND A PORTION OF THE COMPENSATION FOR JAMIE CALDWELL, WAS PAID FOR BY UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE, A RELATED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 2 RICHARD BAROHN, DOUG GIROD, CORY BERKLAND, JOSEPH HEPPERT, JULIE NAGEL, LISA STEHNO-BITTEL, STEFFANI WEBB, JAMIE CALDWELL, JEFFREY VITTER, MARY LEE HUMMERT, TIMOTHY SISKEY AND KIMBERLY BARKSDALE HAD BUSINESS RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 4 THE AMENDMENT TO THE BY-LAWS CHANGED THE NUMBER OF VOTING DIRECTORS FROM A MAXIMUM OF 11 TO A MAXIMUM OF 13, AND CHANGED THE NUMBER OF NON-VOTING DIRECTORS FROM A MAXIMUM OF 5 TO A MAXIMUM OF 4. FORM 990, PART VI, SECTION A, LINE 7A THE UNIVERSITY OF KANSAS AND THE UNIVERSITY OF KANSAS CENTER FOR RESEARCH MAY EACH APPOINT ONE BOARD MEMBER. THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE MAY APPOINT TWO BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDENT ACCOUNTING FIRM PREPARES AND REVIEWS THE 990. THE 990 IS THEN PROVIDED TO THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE'S FINANCE COMMITTEE FOR THEIR REVIEW PRIOR TO FILING THE 990. ANY QUESTIONS OR CONCERNS THE FINANCE COMMITTEE MAY HAVE ARE ADDRESSED AND ANY CORRECTIONS OR CLARIFICATIONS THAT NEED TO BE MADE ARE MADE PRIOR TO FILING THE 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C DISCLOSURE IS MADE ANNUALLY AT THE FIRST BOARD MEETING OF THE YEAR. THE BOARD SECRETARY REVIEWS DISCLOSURES FOR POTENTIAL CONFLICTS. THE SECRETARY WOULD DISCUSS ANY POTENTIAL CONFLICTS WITH THE EXECUTIVE DIRECTOR AND BOARD CHAIR. FORM 990, PART VI, SECTION B, LINES 15A & 15B THE HR DIRECTOR MAINTAINS AND UPDATES SALARY RANGES USING SURVEYS, INDUSTRY PUBLICATIONS AND OTHER SOURCES. THE BOARD ALSO APPROVES THE PAY OF THE EXECUTIVE DIRECTOR. THE LAST REVIEW WAS PERFORMED BY THE HR DIRECTOR IN 2015. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. 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