2017-04-12T17:17:29-05:00 2016-08-31 420714325 RSM US LLP 501 NORTH 44TH STREET SUITE 300 PHOENIX AZ 850086586 990 2015-09-01 135265940 INSTITUTE FOR SUPPLY MANAGEMENT INST 4807526276 309 W ELLIOT ROAD NO 113 TEMPE AZ 852841556 THOMAS DERRY OFFICER 4807526276 2017-04-12 1 BROOKE WILSON P01359686 6026366000 2015 2021-01-29 14:40:06Z X THOMAS DERRY 309 W ELLIOT ROAD NO 113 TEMPE AZ 852841556 15391325 0 X WWW.ISM.WS X 1915 NY WE ADVANCE THE PRACTICE OF SUPPLY CHAIN MANAGEMENT TO DRIVE VALUE AND COMPETITIVE ADVANTAGE AND CONTRIBUTE TO A PROSPEROUS, SUSTAINABLE WORLD. 12 11 75 800 311704 0 3432915 3224511 10435533 11065620 4452 73819 764855 764005 14637755 15127955 82152 125866 0 0 6432531 6892566 0 0 899749 7734541 7953320 14249224 14971752 388531 156203 12490922 12771811 4159477 4130566 8331445 8641245 X BY EXECUTING AND EXTENDING ITS MISSION THROUGH EDUCATION, RESEARCH, STANDARDS OF EXCELLENCE, INFLUENCE BUILDING AND INFORMATION DISSEMINATION - INCLUDING THE RENOWNED MONTHLY ISM REPORT ON BUSINESS - ISM CONTINUES TO EXTEND THE GLOBAL IMPACT OF SUPPLY MANAGEMENT. CONT ISM IS A NOT-FOR-PROFIT MEMBERSHIP ASSOCIATION SERVING MORE THAN 40,000 SUPPLY MANAGEMENT PROFESSIONALS IN 75 COUNTRIES. ISM OFFERS CREDENTIALING TO PROFESSIONALS AROUND THE WORLD WITH THE CERTIFIED PROFESSIONAL IN SUPPLY MANAGEMENT (CPSM) QUALIFICATION. 0 0 3140593 3033489 CONFERENCES: ISM HELD THE 101ST ANNUAL INT'L SUPPLY MANAGEMENT CONFERENCE & EDUCATIONAL EXHIBIT IN INDIANAPOLIS, IN. MORE THAN 2,500 SUPPLY MANAGEMENT PROFESSIONALS ATTENDED THE 3 DAY EVENT WHICH INCLUDED OVER 150 BOOTHS IN THE EDUCATIONAL EXHIBIT. OTHER CONFERENCES HELD BY ISM INCLUDED INDIRECT CONFERENCE, UPMG CONFERENCE, DIVERSITY SUMMIT, TECHNOLOGY CONFERENCE, AND TRAVEL & EVENTS CONFERENCE. THESE ADDITIONAL CONFERENCES WERE ATTENDED BY BETWEEN 100 TO 300 SUPPLY MANAGEMENT PROFESSIONALS EACH. 1060320 1932637 CAPS RESEARCH, AFFILIATED WITH ISM AND THE ARIZONA STATE UNIVERSITY'S W. P. CAREY SCHOOL OF BUSINESS, HAS THE MISSION TO EMPOWER SUPPLY CHAIN PROFESSIONALS WITH PROFOUND DISCOVERY, POWERFUL CONNECTIONS, AND CLEAR FORESIGHT. IN 2016, CAPS RESEARCH PUBLISHED MORE THAN 67 SPECIFIC STUDIES, INCLUDING BENCHMARKING REPORTS, CRITICAL ISSUES, AND RESEARCH PUBLICATIONS. DOMESTIC AND INTERNATIONAL EXECUTIVE ROUNDTABLES, CRITICAL ISSUE EXCHANGE, AND RESEARCH PIPELINE EVENTS WERE HOSTED THROUGHOUT THE YEAR. 1477129 3039627 THE ISM CERTIFICATION PROGRAM WAS ESTABLISHED IN 1972 AND SINCE THAT TIME ISM HAS CERTIFIED OVER 60,000 PROFESSIONALS IN THE FIELD OF PURCHASING AND SUPPLY MANAGEMENT. CURRENTLY ISM OFFERS TWO CERTIFICATIONS: THE CERTIFIED PROFESSIONAL IN SUPPLY MANAGEMENT (CPSM) AND THE CERTIFIED PROFESSIONAL IN SUPPLIER DIVERSITY (CPSD). ISM HAS GRANTED OVER 14,000 CPSMS AND 500 CPSDS. ISM CONTINUES TO RECERTIFY HOLDERS OF THE CERTIFIED PURCHASING MANAGER (C.P.M.) AND ACCREDITED PURCHASING PRACTITIONER (A.P.P.), MORE THAN 22,000 INDIVIDUALS HOLD THOSE CREDENTIALS. ISM'S CERTIFICATION PROGRAMS ARE DEVELOPED TO MEASURE THE KNOWLEDGE, SKILLS AND ABILITIES THAT TODAY'S PROCUREMENT AND SUPPLY CHAIN PROFESSIONAL MUST POSSESS. 4465774 125866 3512168 EDUCATIONAL SUPPORT, DEVELOPMENT AND PRODUCTS 4465774 125866 3512168 10143816 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 77 0 1 75 1 1 1 1 CH 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 0 1 1 1 1 AZ X DEBBIE FOGEL-MONNISSEN 4807526276 309 WEST ELLIOT ROAD 113 TEMPE AZ 85284 THOMAS W DERRY CEO JULY 2012-PRESENT 40.00 X X 396062 0 45105 KIMBERLY A BROWN 2015/2016 DIRECTOR/TREASURER 1.00 X X 0 0 0 NIK HIREMATH 2015/2016 DIRECTOR 1.00 X 0 0 0 JASON KWAN 2015 DIRECTOR 1.00 X 0 0 0 HANS MELOTTE 2015/2016 BOARD CHAIR 1.00 X X 0 0 0 STEVEN G MILLER 2015/2016 DIRECTOR 1.00 X 0 0 0 ANN OKA 2015/2016 DIRECTOR 1.00 X 0 0 0 GEORGE CHANG 2016 DIRECTOR 1.00 X 0 0 0 NORBERT DEAN 2016 DIRECTOR 1.00 X 0 0 0 TODD FISTER 2015/2016 DIRECTOR 1.00 X 0 0 0 BEVERLY GASKIN 2015/2016 DIRECTOR 1.00 X 0 0 0 CHRISTOPHER J LEDGER 2015/2016 DIRECTOR 1.00 X 0 0 0 MARIA LINDENBERG 2015/2016 DIRECTOR 1.00 X 0 0 0 KRISTOPHER PINNOW 2016 DIRECTOR 1.00 X 0 0 0 CHAE-UNG UN 2015/2016 DIRECTOR 1.00 X 0 0 0 JANICE DAVIS 2015/2016 DIRECTOR 1.00 X 0 0 0 NORA P NEIBERGALL SR VP/SECRETARY 40.00 X 209047 0 32059 DEBORAH STANTON EXECUTIVE VICE PRESIDENT 40.00 X 256872 0 39919 TONY CONANT CHIEF OPERATING OFFICER 40.00 X 227423 0 36217 JIM BARNES EXECUTIVE VICE PRESIDENT - ISM SERVICES 1.00 40.00 X 0 232346 36676 ML PECK SENIOR VICE PRESIDENT 40.00 X 177241 0 29729 SHERI GEORGE VP FINANACE & ACCOUNTING 40.00 X 111719 0 21032 1378364 232346 240737 8 0 1 0 MORT CRIM COMMUNICATIONS INC 155 W CONGRESS ST 501 DETROIT MI 48226 PUBLIC RELATIONS 504924 NCS PEARSON INC 555 W IRON AVE MESA AZ 85210 CERTIFICATION TESTING CENTER SERVICES 395921 JW MARRIOTT INDIANAPOLIS 10 S WEST ST INDIANAPOLIS IN 46204 CONFERENCE ROOM RENTALS 357121 AV CONCEPTS INC 1917 W 1ST ST TEMPE AZ 85281 AV SERVICES 322430 INTERCONTINENTAL MIAMI 100 CHOPIN PLAZA MIAMI FL 33131 CONFERENCE ROOM RENTALS 223841 21 3224511 3224511 CONFERENCES 900099 3033489 3033489 CERTIFICATIONS 900099 2281822 2281822 CAPS PROGRAMS 900099 1932637 1932637 PUBLICATIONS 511190 923267 611563 311704 SEMINARS 900099 879359 879359 2015046 2015046 11065620 264503 190684 73819 73819 73819 836691 72686 764005 764005 15127955 11517921 311704 73819 X 125866 125866 682273 508969 173304 5090625 3481054 1294271 315300 712496 531515 180981 86901 64827 22074 320271 238919 81352 103378 103378 102618 102618 2036952 1364203 648791 23958 71647 64743 6154 750 414435 93229 314007 7199 174619 76000 38132 60487 93542 87928 100 5514 294348 291321 3027 628025 491385 26627 110013 1780081 1634321 12198 133562 42 42 228950 211236 17714 109925 91808 18117 EQUIPMENT RENTAL 529838 384510 97041 48287 EXAM EXPENSES 433223 433223 PRINTING/PUBLICATIONS 427698 280318 142203 5177 POSTAGE/SHIPPING 278203 249476 27304 1423 245796 33330 63245 149221 14971752 10143816 3928187 899749 4804704 5052511 2781887 3125334 22070 14584 504737 298180 4484482 4100807 486461 383675 2658592 2821496 1232471 1076031 12490922 12771811 1005680 1132909 3153797 2997657 4159477 4130566 X 6028474 6291276 2302971 2349969 8331445 8641245 12490922 12771811 156203 153598 0 X X 0 1 X 1 0 X 3422598 3659770 4248500 3432915 3224511 17988294 10271622 10279364 9777015 10985544 11902311 53215856 13694220 13939134 14025515 14418459 15126822 71204150 0 0 0 71204150 409 50 109 0 0 568 409 50 109 568 13694629 13939184 14025624 14418459 15126822 71204718 1.00000 1.00000 0.00000 X 2563838 2408088 155750 564970 554353 10617 1355674 1138366 217308 383675 1000 F INVESTMENTS - CHALKSTREAM 1075031 F 1076031 X PART X, LINE 2: THE INSTITUTE ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FASB ASC TOPIC 740-10), WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE INSTITUTE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE INSTITUTE'S TAX POSITIONS AND CONCLUDED THAT THE INSTITUTE HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE INSTITUTE FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. GENERALLY, THE INSTITUTE IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR THE YEARS BEFORE 2012. EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES CAPS 14666 NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES GROUP & FORUM, PUBLICATIONS, VOLUNTEER & ASSOCIATION GOVERNANCE, CAPS, CONFERENCES 15286 EUROPE - GERMANY, IRELAND, NETHERLANDS, SWITZERLAND, UNITED KINGDOM 0 0 PROGRAM SERVICES ACADEMIC ACTIVITIES, CAPS, ASSOCIATION GOVERNANCE 64167 0 0 0 0 0 0 94119 0 94119 0 0 1 0 0 0 1 R. GENE RICHER SCHOLARSHIP 16 5 25000 SPONS OP MNGMT DIV 2016 1 3500 CASE COMPETITION WINNER 4 3000 ISM CASE COMPETITION SCHOLARSHIP 17 9000 2016 CAPITAL ONE SCHOLARSHIP 12 12000 BRADSHAW GRANT 5 5000 EDUCATIONAL GRANT 3 4093 NSMG AFFILIATE EDUC FUNDING 1 1500 NSMG ALLILIATE EDUC OPPORTUNITY 3 2774 NSMG BRADSHAW SCHOLARSHIP 5 5000 SCHOLARSHIP ACCT #066276 1 10000 INDIRECT.SRVC GRP SCHOLARSHIP 9 15000 PART I, LINE 2: ISM MONITORS THE USE OF DOCTORAL GRANTS IN THE US BY ALLOCATING 50% OF THE GRANT UPON AWARD AND THE REMAINING 50% OF THE GRANT UPON COMPLETION OF THE GRANTEES DOCTORATE. X 1 1 X X 0 0 0 0 0 0 0 1 0 THOMAS W DERRY CEO JULY 2012-PRESENT 328333 0 81250 0 -13521 0 37175 0 7930 0 441167 0 0 0 NORA P NEIBERGALL SR VP/SECRETARY 182910 0 24063 0 2074 0 24241 0 7818 0 241106 0 0 0 DEBORAH STANTON EXECUTIVE VICE PRESIDENT 231150 0 46000 0 -20278 0 32683 0 7236 0 296791 0 0 0 TONY CONANT CHIEF OPERATING OFFICER 206025 0 40000 0 -18602 0 29010 0 7207 0 263640 0 0 0 JIM BARNES EXECUTIVE VICE PRESIDENT - ISM SERVI 0 206025 0 38438 0 -12117 0 28819 0 7857 0 269022 0 0 ML PECK SENIOR VICE PRESIDENT 161333 0 26000 0 -10092 0 21947 0 7782 0 206970 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL - TOM DERRY. TREATED AS TAXABLE COMPENSATION. PART I, LINE 7 BONUSES ARE PAID TO TOM DERRY AS DECIDED BY A COMPENSATION COMMITTEE. BONUSES ARE PAID TO NORA NEIBERGALL BASED ON MEETING CERTAIN GOALS. FORM 990, PART VI, SECTION A, LINE 6 THE CLASSES OF MEMBERS WITH THE RIGHT TO ELECT MEMBERS OF THE GOVERNING BODY OR APPROVE SIGNIFICANT DECISIONS OF THE GOVERNING BODY ARE REGULAR MEMBERS, WHO BELONG TO BOTH THE NATIONAL AND AFFILIATE ORGANIZATIONS, AND DIRECT MEMBERS, WHO BELONG TO THE NATIONAL ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A REGULAR MEMBERS WHO BELONG TO BOTH THE NATIONAL AND AFFILIATE ORGANIZATIONS AND DIRECT MEMBERS WHO BELONG TO THE NATIONAL ORGANIZATION MAY ELECT MEMBERS OF THE GOVERNING BODY. THE NATURE OF THEIR VOTING RIGHTS IS DEFINED IN THE ORGANIZATION'S BYLAWS. FORM 990, PART VI, SECTION A, LINE 7B REGULAR AND DIRECT MEMBERS MUST APPROVE THE ELECTION OF THE GOVERNING BODY AND ANY CHANGES TO THE ORGANIZATION'S BYLAWS. THE NATURE OF THEIR VOTING RIGHTS IS DEFINED IN THE ORGANIZATION'S BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S VP OF FINANCE, CEO AND BOARD OF DIRECTORS REVIEW THE RETURN BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO SIGN A CONFLICT OF INTEREST AGREEMENT/DISCLOSURE EVERY YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S CONTRACT IS REVIEWED BY THE BOARD'S COMPENSATION COMMITTEE USING COMPARABILITY DATA. THE REVIEW, DISCUSSION, AND DECISION ARE RECORDED. ALL OTHER POSITIONS WITH THE COMPANY ARE BENCHMARKED EVERY 3 YEARS. FORM 990, PART VI, SECTION C, LINE 19 ISM'S GOVERNING DOCUMENTS AND THE ANNUAL REPORT WHICH CONTAINS FINANCIAL STATEMENTS ARE AVAILABLE ONLINE AT WWW.ISM.WS. THE CONFLICT OF INTEREST POLICY AND FORM 990 ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 1,364,203. MANAGEMENT AND GENERAL EXPENSES 648,791. FUNDRAISING EXPENSES 23,958. TOTAL EXPENSES 2,036,952. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ISM SERVICES INC 2055 E CENTENNIAL CIRCLE TEMPE AZ 85284 383857397 SUPPLY CHAIN MANAGEMENT CONSULTING AZ INSTITUTE FOR SUPPLY MANAGEMENT C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0