2017-03-31T14:52:46-05:00 2016-06-30 BKD LLP 200 E Main St Suite 700 Fort Wayne IN 46802 990 2015-07-01 362167804 NATIONAL LOUIS UNIVERSITY % MARTY MICKEY VP OF FINANCE NATI 8479475580 1000 CAPITOL DRIVE WHEELING IL 60090 NIVINE MEGAHED PRESIDENT 2017-05-15 true Joyce A Dulworth P00151125 2604604000 2015 2021-01-29 14:40:06Z NIVINE MEGAHED PRESIDENT 122 S MICHIGAN AVE CHICAGO IL 60603 76612391 false X WWW.NL.EDU X 1912 IL PROVIDING ACCESS TO QUALITY HIGHER EDUCATION THAT NURTURES OPPORTUNITY FOR STUDENTS THROUGH INNOVATIVE TEACHING, SCHOLARSHIP, COMMUNITY ENGAGEMENT & SERVICE EXCELLENCE. 19 18 1287 18 0 0 10227888 9873692 62397439 59796419 2046198 363887 3405 -787 74674930 70033211 4101847 3481303 0 0 40856796 40514693 0 0 947740 27967875 27587056 72926518 71583052 1748412 -1549841 101505047 95217841 45987045 42697042 55518002 52520799 PROVIDING ACCESS TO QUALITY HIGHER EDUCATION THAT NURTURES OPPORTUNITY FOR STUDENTS THROUGH INNOVATIVE TEACHING, SCHOLARSHIP, COMMUNITY ENGAGEMENT & SERVICE EXCELLENCE. false false 56990715 3481303 59825999 INSTRUCTION - THE UNIVERSITY SERVED THE FOLLOWING NUMBER OF STUDENT IN ITS VARIOUS PROGRAMS OF INSTRUCTION: NATIONAL COLLEGE OF EDUCATION: 3,434 COLLEGE OF PROFESSIONAL STUDIES AND ADVANCEMENT: 2,483 NO COLLEGE DESIGNATED: 1,206 TOTAL: 7,123 8379982 PUBLIC SERVICE - THE UNIVERSITY PROVIDES A NUMBER OF EDUCATIONAL AND CULTURAL PROGRAMS FOR THE GENERAL COMMUNITY. 65370697 true true false true false false false false false true true false false false true false true false true true true false false false true false false false true true false false false false false false false false false false false false false true false false false true 110 0 true 1287 true false false false false false true true false false false false X 19 18 true false false false false false false true true false false true true true true true true true true false IL X MARTY MICKEY VP OF FINANCE 8479475580 1000 CAPITOL DRIVE WHEELING IL 60090 SCOTT C SMITH TRUSTEE, CHAIRMAN OF BOARD 4.0 0.0 X 0 0 0 MARGARET L MORELAND TRUSTEE, VICE CHAIR OF BOARD 1.0 0.0 X 0 0 0 R TIGHE MAGNUSON TRUSTEE 1.0 0.0 X 0 0 0 JUAN C AVILA TRUSTEE 1.0 0.0 X 0 0 0 BRENDAN CARROLL TRUSTEE 1.0 0.0 X 0 0 0 PETER B CHERECWICH TRUSTEE 1.0 0.0 X 0 0 0 THOMAS J FORMOLO TRUSTEE 1.0 0.0 X 0 0 0 ROSE H JOHNSON TRUSTEE 1.0 0.0 X 0 0 0 JEFFREY R KULWIN TRUSTEE 1.0 0.0 X 0 0 0 JOSEPH M KUNZE TRUSTEE 2.0 0.0 X 0 0 0 RICHARD H MALONE TRUSTEE 1.0 0.0 X 0 0 0 ROXANE MCLEAN TRUSTEE 2.0 0.0 X 0 0 0 KATHLEEN P NIXON TRUSTEE 1.0 0.0 X 0 0 0 LOUISE L PERRIN TRUSTEE 1.0 0.0 X 0 0 0 DEBORAH QUAZZO TRUSTEE 1.0 0.0 X 0 0 0 RAYMOND J ROMAN TRUSTEE (THROUGH 11/23/15) 1.0 0.0 X 0 0 0 IAN G ROSS TRUSTEE 1.0 0.0 X 0 0 0 MARIO M TRICOCI TRUSTEE 2.0 0.0 X 0 0 0 NIVINE MEGAHED PRESIDENT 50.0 0.0 X 467695 0 40996 ALISON HILSABECK PROVOST 50.0 0.0 X 229695 0 21462 TOM EHRHARDT VP OF MARKETING 50.0 0.0 X 190239 0 37769 MARTY MICKEY VP OF FINANCE, TREASURER 50.0 0.0 X 170779 0 47540 THOMAS BERGMANN VP OF HUMAN RESOURCES 50.0 0.0 X 178459 0 35030 BOBBI BIRINGER VP OF ENROLLMENT 50.0 0.0 X 190720 0 22657 MICHAEL GRAHAM CHIEF INFORMATION OFFICER 50.0 0.0 X 166500 0 19970 STEPHEN DIBENDETTO VP OF STUDENT SERVICES 50.0 0.0 X 150740 0 24880 DIANE TRAUSCH SECRETARY & DIR. OF BOARD REL. 50.0 0.0 X 84519 0 6177 CAROLE WOOD VP OF ADVANCEMENT 50.0 0.0 X 46254 0 98 AARTI DHUPELIA VP OF STRATEGIC INITIATIVES 50.0 0.0 X 32947 0 2670 JUDAH VIOLA DEAN 50.0 0.0 X 145562 0 29920 CHAD BOERSEMA DIRECTOR OF BUSINESS INTEL. 50.0 0.0 X 132501 0 41241 SUE OFFUTT EXEC. DIRECTOR (THROUGH 12/15) 50.0 0.0 X 145386 0 20027 MARSHA WATSON VICE PROVOST 50.0 0.0 X 126235 0 30185 DAVID SAN FILLIPO ASSOCIATE PROFESSOR 50.0 0.0 X 136193 0 17996 STUART CARRIER INTERIM DEAN (THROUGH 6/15) 50.0 0.0 X 117998 0 27839 DIANE GERMAN PROFESSOR 50.0 0.0 X 101730 0 30378 GEORGE LITMAN UNTIL 811 VP STRATEGIC INITIATIVES 50.0 0.0 X 105935 0 27695 2920087 0 484530 27 true true false ELLUCIAN COMPANY 4 COUNTRY VIEW RD MALVERN PA 19355 IT SERVICES 1784466 ACADEMY FOR URBAN SCHOOL LEADERSHIP 3400 N AUSTIN CHICAGO IL 60634 TEACHING SERVICES 1674827 SYNERGY CREATIVE INC 1304 W WASHINGTON BLVD CHICAGO IL 60607 ADVERTISING 1368894 SENTINEL TECHNOLOGIES 2550 WARRENVILLE RD DOWNERS GROVE IL 60515 IT SOLUTIONS 440204 RICOH OFFICE SOLUTIONS PO BOX 905923 CHARLOTTE NC 28290 COPY/MAIL SERVICE 365565 34 87810 7491462 2294420 19780 9873692 TUITION AND FEES 611710 57849206 57849206 SALES AND SERVICES OF EDUCATIONAL ACTIVITIES 611710 1622913 1622913 AUXILIARY ENTERPRISES 721000 324300 324300 59796419 696557 696557 0 0 121086 156907 -35821 0 -35821 -35821 6012346 6345016 -332670 -332670 -332670 46890 87810 77257 -30367 -30367 0 0 OTHER 900099 65401 65401 65401 70033211 59825999 333520 0 3481303 3481303 0 0 2221711 2035787 147952 37972 0 30123283 27599720 2008167 515396 770227 705771 51292 13164 5082567 4656451 339089 87027 2316905 2123014 154292 39599 0 111450 111450 105839 105839 60000 60000 0 0 5301383 4920460 348437 32486 3038140 2987891 33404 16845 181747 118631 62022 1094 1781387 1632312 118629 30446 0 8341581 7958439 326610 56532 947283 909215 31190 6878 0 737118 656465 78266 2387 524308 479886 35349 9073 0 2247328 2056922 151519 38887 348454 319294 23204 5956 OTHER 3861038 2729136 1077904 53998 71583052 65370697 5264615 947740 0 0 12338853 10303784 191000 141000 12370711 12825723 0 0 0 0 1408980 1443011 0 0 1532574 1324284 67639121 29879284 40740843 37759837 28080862 27073669 4841224 4346533 0 0 0 0 0 0 101505047 95217841 10112700 8692439 0 0 11168895 10699153 23500000 22100000 0 0 0 0 0 0 0 0 1205450 1205450 45987045 42697042 X 40394568 38131516 5034167 4270965 10089267 10118318 55518002 52520799 101505047 95217841 X -1549841 -1244578 36378 -239162 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 60000 false false 60000 false false Part II-B LINE 1-G DURING 2015-16, THE UNIVERSITY UTILIZED THE SERVICES OF CONLON & DUNN, A PUBLIC STRATEGIES FIRM, TO ASSIST IN ARRANGING MEETINGS WITH VARIOUS LEGISLATORS IN THE STATE OF ILLINOIS FOR THE PURPOSE OF INFORMING SUCH LEGISLATORS ABOUT PROPOSED EDUCATION LEGISLATION FOR WHICH THE UNIVERSITY INCURRED $60,000 IN EXPENSES. 32694522 29051 -861155 355805 31506613 32302322 470075 307877 385752 32694522 29844250 11085 3773462 1326475 32302322 28217727 115520 2216974 705971 29844250 29343413 193066 -666509 652243 28217727 0.61000 0.32000 0.07000 false false 1504611 1504611 42401558 12681709 29719849 8102043 6243275 1858768 9246900 7184717 2062183 6384009 3769583 2614426 37759837 0 ADVANCE FROM GOVERNMENT - PERK 1205450 1205450 65577872 -1244578 36378 234164 -974036 66551908 3481303 3481303 70033211 68335914 234165 234165 68101749 3481303 3481303 71583052 SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT ASSETS INCLUDE ASSETS THAT ARE CHARACTERIZED AS PERMANENTLY RESTRICTED AND QUASI-ENDOWMENT. SPENDING OF INCOME FROM THE PERMANENTLY RESTRICTED ENDOWMENT IS RESTRICTED TO THOSE DESIGNATIONS AS PROVIDED BY THE DONOR OF THE PERMANENTLY RESTRICTED FUNDS. SPENDING OF INCOME FROM THE QUASI-ENDOWMENT IS DESIGNATED BY THE UNIVERSITY'S BOARD OF TRUSTEES AND HELPS TO FUND THE OPERATIONS OF THE UNIVERSITY. PART XI, LINE 2D EXPENSES OF $156,907 RELATED TO THE UNIVERSITY'S RENTAL INCOME ACTIVITIES AND $77,257 RELATED TO THE UNIVERSITY'S FUNDRAISING ACTIVITIES WERE INCLUDED IN THE EXPENSE SECTION OF THE UNIVERSITY'S STATEMENT OF ACTIVITIES. PART XI, LINE 4B STUDENT FINANCIAL AID OF $3,481,303 WAS INCLUDED IN THE INCOME SECTION OF THE UNIVERSITY'S STATEMENT OF ACTIVITIES. PART XII, LINE 2D EXPENSES OF $156,907 RELATED TO THE UNIVERSITY'S RENTAL INCOME ACTIVITIES AND $77,257 RELATED TO THE UNIVERSITY'S FUNDRAISING ACTIVITIES WERE INCLUDED IN THE EXPENSE SECTION OF THE UNIVERSITY'S FINANCIAL STATEMENTS. PART XII, LINE 4B STUDENT FINANCIAL AID IN THE AMOUNT OF $3,481,303 WAS INCLUDED IN THE INCOME SECTION OF THE UNIVERSITY'S STATEMENT OF ACTIVITIES. SCHEDULE D MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. PART V, LINE 1G OF THE $31,506,613 ENDING ENDOWMENT FUND BALANCE AT JUNE 30, 2016, $19,289,517 OF THIS AMOUNT IS UNRESTRICTED QUASI-ENDOWMENT. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THE UNIVERSITY CUSTOMARILY DRAWS THE MAJORITY OF ITS STUDENTS FROM THE LOCAL COMMUNITIES IT SERVES AND IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS WHICH IS INCLUDED IN THE UNIVERSITY'S CATALOGS AND ADMISSION AND APPLICATION INFORMATION. FURTHER, THE UNIVERSITY'S PROMOTIONAL ACTIVITIES AND RECRUITING EFFORTS ARE REASONABLY DESIGNED TO INFORM STUDENTS OF ALL RACIAL SEGMENTS OF THE PROGRAMS IT HAS AVAILABLE. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY PARTICIPATES IN STUDENT AID PROGRAMS PROVIDED BY THE FEDERAL GOVERNMENT. true Europe (Including Iceland and Greenland) 1 1 Program Services INSTRUCTION 22296 1 1 1 1 22296 22296 false false false false false false SCHEDULE F, PART I, LINE 2 NATIONAL LOUIS UNIVERSITY (NLU) HAS AN AGREEMENT WITH AN EDUCATIONAL INSTITUTION IN NOWY SACZ, POLAND, WYZSZA SZKOLA BIZNESU- NATIONAL LOUIS UNIVERSITY (WSB-NLU), WHEREBY NLU PROVIDES WSB-NLU WITH CURRICULUM FOR CERTAIN OF ITS CLASSES WHICH IT UTILIZES IN ITS TEACHINGS AND EDUCATIONAL INSTRUCTION. CERTAIN WSB-NLU STUDENTS MAY BE AWARDED DUAL DEGREES FROM NLU AND WSB-NLU UPON GRADUATION, DEPENDING ON THE EDUCATIONAL TRACK THAT THEY UTILIZE. NLU ACHIEVES OVERSIGHT OF THE USE OF ITS CURRICULUM AT WSB-NLU BY UTILIZING AN ON-SITE LIAISON AT WSB-NLU; THROUGH PHONE CONFERENCES HELD AT LEAST ONCE PER MONTH BETWEEN THE PROREKTOR (PROVOST) OF WSB-NLU AND THE PROVOST OR PROVOST'S DESIGNEE AT NLU; AND THROUGH IN-PERSON VISITS TO WSB-NLU AT LEAST ONCE PER YEAR BY NLU'S PROVOST, PRESIDENT OR DESIGNEE. IDC PHONATHON false REACH GALA 134700 87810 46890 54780 450 22027 0 134700 87810 46890 54780 450 22027 77257 -30367 true STUDENT FINANCIAL AID 1160 3481303 SCHEDULE I, PART I, LINE 2 EACH FISCAL YEAR THE AMOUNT OF UNIVERSITY FUNDED SCHOLARSHIPS AND DISCOUNTS FOR THE YEAR IS DETERMINED IN CONJUNCTION WITH THE UNIVERSITY'S BUDGET-SETTING PROCESS. ACTUAL FINANCIAL AID AWARDS ARE BASED ON DIFFERENT CRITERIA AND ARE TRACKED WITHIN THE APPROVED BUDGET. THE ADMINISTRATION OF FINANCIAL AID IS HANDLED BY THE STUDENT FINANCE OFFICE AND SUCH AID AWARDED IS CREDITED DIRECTLY TO THE STUDENT'S ACCOUNT. EACH STUDENT APPLIES FOR FINANCIAL AID BY FILLING OUT THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA) AS WELL AS OTHER APPLICATION MATERIALS. THE AWARD IS BASED ON INFORMATION PROVIDED IN THIS APPLICATION. STUDENT CAN ALSO APPLY FOR GRANTS AND SCHOLARSHIP BASED ON ELIGIBILITY. X true true X X X X X false true false false false false false false false NIVINE MEGAHED PRESIDENT 366728 0 80000 0 20967 0 20195 0 20801 0 508691 0 0 0 ALISON HILSABECK PROVOST 208299 0 21000 0 396 0 13889 0 7573 0 251157 0 0 0 TOM EHRHARDT VP OF MARKETING 172093 0 18008 0 138 0 11596 0 26173 0 228008 0 0 0 MARTY MICKEY VP OF FINANCE, TREASURER 158141 0 12500 0 138 0 11745 0 35795 0 218319 0 0 0 THOMAS BERGMANN VP OF HUMAN RESOURCES 161521 0 16800 0 138 0 11565 0 23465 0 213489 0 0 0 BOBBI BIRINGER VP OF ENROLLMENT 172937 0 17525 0 258 0 12168 0 10489 0 213377 0 0 0 MICHAEL GRAHAM CHIEF INFORMATION OFFICER 150910 0 15500 0 90 0 10395 0 9575 0 186470 0 0 0 STEPHEN DIBENDETTO VP OF STUDENT SERVICES 136324 0 14020 0 396 0 9108 0 15772 0 175620 0 0 0 JUDAH VIOLA DEAN 135510 0 10000 0 52 0 7860 0 22060 0 175482 0 0 0 CHAD BOERSEMA DIRECTOR OF BUSINESS INTEL. 120741 0 11700 0 60 0 8145 0 33096 0 173742 0 0 0 SUE OFFUTT EXEC. DIRECTOR (THROUGH 12/15) 115131 0 30000 0 255 0 7140 0 12887 0 165413 0 0 0 MARSHA WATSON VICE PROVOST 125839 0 0 0 396 0 8379 0 21806 0 156420 0 0 0 DAVID SAN FILLIPO ASSOCIATE PROFESSOR 119025 0 0 0 17168 0 4205 0 13791 0 154189 0 0 0 STUART CARRIER INTERIM DEAN (THROUGH 6/15) 109630 0 8000 0 368 0 7083 0 20756 0 145837 0 0 0 DIANE GERMAN PROFESSOR 101470 0 0 0 260 0 7194 0 23184 0 132108 0 0 0 GEORGE LITMAN UNTIL 811 VP STRATEGIC INITIATIVES 105935 0 0 0 0 0 5400 0 22295 0 133630 0 0 0 SCHEDULE J PART 1, LINE 1A THE UNIVERSITY HAS A MEMBERSHIP IN LOCAL SOCIAL CLUB THAT IS IN THE PRESIDENT'S NAME WHICH IS FOR THE PURPOSE OF HELPING PROMOTE AND CONDUCT BUSINESS ON BEHALF OF THE UNIVERSITY. THE SOCIAL CLUB MEMBERSHIP IS USED 100 PERCENT FOR BUSINESS AND THE PRESIDENT USES THE ACCOUNTABLE PLAN RULES FOR DOCUMENTING THE BUSINESS USE. PART 1, LINE 4B THE UNIVERSITY HAS A 457(F) DEFERRED COMPENSATION PLAN IN WHICH THE UNIVERSITY'S PRESIDENT PARTICIPATES. IN THE FISCAL YEAR 2014, 2015 & 2016 THE UNIVERSITY CONTRIBUTED $60,000, $65,000 AND $70,000 RESPECTIVELY TO THIS PLAN. ON JUNE 30, 2016 THE AMOUNTS IN THIS PLAN VESTED IN ACCORDANCE WITH THE RETENTION TERMS OF THE PLAN AS THE PRESIDENT WAS STILL EMPLOYED BY THE UNIVERSITY ON THAT DATE. PART II, LINE 1, COLUMN I & II COMPENSATION & BONUS PROVIDED THAT DR. MEGAHED IS WORKING AS PRESIDENT ON THE LAST PAY PERIOD OF THE CURRENT CONTRACT YEAR ENDING JUNE 30, THE UNIVERSITY SHALL PROVIDE DR. MEGAHED A BONUS PAYMENT CONDITIONED UPON HER ACHIEVEMENT OF MUTUALLY AGREED OBJECTIVES. THE UNIVERSITY WILL PAY SUCH AMOUNT, IF ANY, AT SUCH TIMES AND UNDER SUCH OTHER TERMS AND CONDITIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY SHALL DETERMINE IN ITS SOLE DISCRETION. FOR THE YEAR ENDED JUNE 30, 2016, THE AGREED UPON OBJECTIVES WERE NOT ACHIEVED AND NO BONUS PAYMENT WAS MADE. FOR THE YEAR ENDED JUNE 30, 2015, CERTAIN OF THE OBJECTIVES WERE ACHIEVED AND A BONUS OF $80,000 WAS PAID. The Universitys Board of Trustees has an Executive Committee who has the responsibility and authority to review and approve all current and future compensation matters for the Universitys president, including but not limited to base pay, bonus or incentive pay, deferred compensation and fringe benefits. The board sets compensation guidelines for vice presidents and deans and regularly reviews updated compensation ranges and vice president and dean salaries. FORM 990, PART VI, SECTION A, LINE 2 DR. NIVINE MEGAHED, PRESIDENT OF THE UNIVERSITY, AND MARIO TRICOCI, UNIVERSITY TRUSTEE, HAVE A BUSINESS RELATIONSHIP. DR. NIVINE MEGAHED, PRESIDENT OF THE UNIVERSITY, AND THOMAS FORMOLO, UNIVERSITY TRUSTEE, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE PREPARATION AND REVIEW PROCESS FOLLOWED BY THE UNIVERSITY WITH RESPECT TO THE FORM 990 IS AS FOLLOWS: THE 990 IS PREPARED BY THE UNIVERSITY'S ACCOUNTING DEPARTMENT AND REVIEWED FOR ACCURACY AND COMPLETENESS BY THE UNIVERSITY'S VICE PRESIDENT OF FINANCE AND AN INDEPENDENT CPA FIRM. A COPY IS THEN PROVIDED TO THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY UNDER WHICH THE UNIVERSITY'S TRUSTEES, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE TO THE PRESIDENT'S OFFICE ANY CONFLICTS OF INTEREST THAT THEY MAY HAVE WITH THE UNIVERSITY. IF A CONFLICT OF INTEREST WAS DISCLOSED, THE PERSON WITH THE CONFLICT WOULD RECUSE THEMSELVES FROM ANY DISCUSSION REGARDING THE PERTINENT ITEM. FORM 990, PART VI, SECTION B, LINE 15A & B The Universitys Board of Trustees has an Executive Committee who has the responsibility and authority to review and approve all current and future compensation matters for the Universitys president, including but not limited to base pay, bonus or incentive pay, deferred compensation and fringe benefits. The board sets compensation guidelines for vice presidents and deans and regularly reviews updated compensation ranges and vice president and dean salaries. FORM 990, PART VI, SECTION C, LINE 19 NATIONAL LOUIS UNIVERSITY MAKES IT GOVERNING DOCUMENTS, CONFLICT OF INTEREST AND AUDITED FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI LINE 9 IN 2016, THE UNIVERSITY RECOGNIZED A CHARGE OF -$239,162 IN CONNECTION WITH A REEVALUATION OF ITS INTEREST RATE SWAP. CHARTIABLE REMAINDER TRUST (1) CRT IL NLU TRUST false false false false false false false false false false false false false false false false false false false false