2017-03-06T20:07:51-06:00 2016-06-30 952857270 RICHARD J LAUTER & COMPANY LLP 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 990PF 2015-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3105197011 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2017-02-14 1 MARC A LAUTER P00599509 3108273808 2015 2021-01-29 14:40:06Z X 106541256 X X 1453 1453 2448608 2448608 2154930 41703754 2154930 4604991 4604991 100503 12000 83000 36000 0 0 79200 75200 4000 533828 531008 2030 109566 61092 6148 134 0 4248 1700 0 7114 0 7114 30532 13493 7650 901125 694493 109942 4403704 4686791 5304829 694493 4796733 -699838 3910498 28210 63871 63871 6241855 4537128 4537128 70921 70921 9358030 8784872 8784872 45673145 47471964 47471964 20116472 25006618 25006618 26963052 18921444 18921444 3402 3382 154 20 20 800125 1684418 1684418 109181043 106541256 106541256 55414 48244 5080458 4797371 0 762981 5135872 5608596 X 104045171 100932660 104045171 100932660 109181043 106541256 104045171 -699838 0 103345333 2412673 100932660 Publicly Traded Securities P 41703754 39548824 2154930 2154930 2154930 0 4969888 107721246 0.046137 4150947 106843684 0.038851 4806893 101548614 0.047336 4287943 96853487 0.044272 4888394 98910653 0.049422 0.226018 0.045204 101330118 4580527 39105 4619632 4796733 X 39105 0 39105 0 39105 102244 102244 X 63139 63139 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 gluckfoundation.org RICHARD J LAUTER & COMPANY LLP 3108273808 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Betty S Shelhamer P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Camilla Townsend 2019 West 35th Street San Pedro CA 90732 Executive Director 25.00 90503 0 0 NONE 0 NONE 0 0 97445551 6926599 1755339 106127489 869994 0 106127489 4797371 101330118 5066506 5066506 39105 39105 5027401 0 5027401 0 5027401 4796733 0 4796733 39105 4757628 5027401 23063 0 0 4796733 23063 0 0 4773670 0 0 0 0 0 0 0 0 253731 0 0 0 X 24th Street Theatre 1117 West 24th Street Los Angeles CA 90007 None Public Arts Education 22500 Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 None Public Arts Education 100000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 None Public Arts Education 75000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 None Public Arts Education 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 None Public Hospital Patient Arts Education 24505 Constitutional Rights Foundation 601 S Kingsley Dr Los Angeles CA 90005 None Public Education 28000 Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles CA 90027 None Public Children's Zoo 94741 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 None Public Arts Education 150000 LA County High School for the Arts 1149 S Hill St Ste H100 Los Angeles CA 90015 None Public Arts Education 113810 LA's Best 200 N Spring St Ste M-120 Los Angeles CA 90012 None Public Arts Education 62000 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 None Public Arts Education 50000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 None Public Maya Mobile/Arts Education LAUSD 589424 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 None Public Education 75000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 None Public Arts Education 240500 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 None Public Arts Education 432850 Music Center of Los Angeles County 135 N Grand Ave Los Angeles CA 90012 None Public Arts Education 25000 Natural History Museum of Los Angeles County 900 Exposition Blvd Los Angeles CA 90007 None Public Mobile Museum Program LAUSD Science Education 626001 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 None Public Support Community Service Arts Programs 75000 Regents of UC-Los Angeles 2539 Schoenberg Hall Los Angeles CA 90095 None Public Music Education/Student Fellowships 436816 Regents of UC-Riverside 900 University Ave/3143 HMNSS Riverside CA 92521 None Public Music Education/Student Fellowships 580000 The Colburn School 200 S Grand Ave Los Angeles CA 90012 None Public Arts Education Programs 360644 The Juilliard School 60 Lincoln Center New York NY 10023 None Public Student Fellowship Program 275000 USC Thornton School of Music 840 West 34th St Los Angeles CA 90089 None Public Music Education 100000 4686791 0 14 1453 14 2448608 18 2154930 0 4604991 0 4604991 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 79200 75200 4000 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $4,797,371 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $4,797,371 from MIR: 1. FMV of Foundation's total assets: $106,127,489 2. 1.5% of line 1: $1,591,912 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2016, the Foundation has grant commitments of $4,797,371, of which $393,667 is required to be funded by July 2016, $2,432,638 by September 2016 and $1,971,066 by March 2017. Therefore, a total of $4,797,371 in cash is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Office Furniture 1991-11-27 706 706 SL 7.000000000000 0 0 Office Furniture-Chest 1991-12-11 170 170 SL 7.000000000000 0 0 Conference Table & Chairs 1995-04-01 1189 1189 SL 7.000000000000 0 0 Office Filing Cabinets 2006-08-24 1337 1183 SL 10.000000000000 134 0 Credit Suisse 216-578765 Corporate Bonds 0 0 Credit Suisse 2A6-016857 Corporate Bonds 0 0 Credit Suisse 2A6-020818 Corporate Bonds 0 0 Morgan Stanley 237-029670 Corporate Bonds 7852080 7852080 Morgan Stanley 237-029935 Corporate Bonds 8074143 8074143 Morgan Stanley 237-029733 Corporate Bonds 9080395 9080395 Credit Suisse 2A6-017871 Stock 0 0 Credit Suisse 2A6-017889 Stock 0 0 Credit Suisse 2A6-017897 Stock 0 0 Credit Suisse 2A6-029298 Stock 0 0 Credit Suisse 2N6-007163 Stock 0 0 Morgan Stanley 237-029664 Stock 9027763 9027763 Morgan Stanley 237-029729 Stock 9033923 9033923 Morgan Stanley 237-029932 Stock 10396654 10396654 Morgan Stanley 237-029731 Stock 6548653 6548653 Morgan Stanley 237-029930 Stock 12464971 12464971 8784872 8784872 0 0 Bny-Alkeon Growth Offshore Fund FMV 0 0 Credit Suisse 216-578765 Lord Abbett Floating Rate Fund FMV 0 0 Credit Suisse 216-578765 Templeton Global Bond Fund FMV 0 0 Credit Suisse 216-578765 Gavea Global Macro Fund FMV 0 0 Credit Suisse 216-578765 Blackgold Opportunity Hedge Fund FMV 0 0 Credit Suisse 2A6-024067 Millennium Int'l Hedge Fund FMV 0 0 Credit Suisse 216-578765 Dollar Sr Loan Offshore Fund FMV 0 0 Morgan Stanley 237-029670 Lord Abbett Floating Rate Fund FMV 3147470 3147470 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 7074031 7074031 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 2755404 2755404 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 3857642 3857642 UMB - Blackgold Opportunity Offshore Fund FMV 2086897 2086897 Office Furniture 706 706 0 Office Furniture-Chest 170 170 0 Conference Table & Chairs 1189 1189 0 Office Filing Cabinets 1337 1317 20 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 356068 328784 328784 SECURITY SALES PROCEEDS RECEIVABLE 444057 1355634 1355634 Unrealized Net Capital Loss on Investments 2412673 Insurance 8525 0 0 Bank Charges 30 0 0 Office Supplies/Expenses 834 0 0 Investment Transaction Fees 13493 13493 0 Grantmaking Organization Dues 7650 0 7650 Securitiy Purchases Payable 0 762981 Consulting Fees 2820 0 2030 Investment Advisory Fees 531008 531008 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $2,755,404 1,289 units Millennium International HedgeFocus Fund - $3,857,642 1,880 units Blackgold Opportunity Offshore Fund - $2,086,897 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $8,699,943 4. Amount of discount claimed: 10%, $869,994 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 160 0 0 Excise Taxes 38769 0 0 Foreign Tax Withheld 60540 60540 0 Payroll Taxes 10097 552 6148