2017-03-03T14:32:10-06:00 2016-09-30 042734675 DANIEL DENNIS & COMPANY LLP 990 WASHINGTON STREET STE 308A DEDHAM MA 02026 990 2015-10-01 042389332 ACTION INC ACTI 9782821000 180 MAIN STREET GLOUCESTER MA 01930 PEGGY HEGARTY-STECK EXECUTIVE DIRECTOR 9782821000 2017-03-03 ANDY BACIGALUPO CPA P01797572 6172629898 2017-03-03 2015 2021-01-29 14:40:06Z PEGGY HEGARTY-STECK 180 MAIN STREET GLOUCESTER MA 01930 45841262 0 X WWW.ACTIONINC.ORG X 1967 MA TO IMPROVE THE QUALITY OF LIFE FOR DISADVANTAGED RESIDENTS OF CAPE ANN AND BEYOND BY MINIMIZING THE EFFECTS OF POVERTY, PROMOTING ECONOMIC SECURITY, AND ADVOCATING FOR SOCIAL CHANGE. 21 21 209 10 -21372 1497 525344 351229 55293009 45210020 15429 34815 144699 185726 55978481 45781790 0 0 0 0 4018840 4099256 0 0 28731 50152194 40998977 54171034 45098233 1807447 683557 12558201 12874918 2996033 2625450 9562168 10249468 X TO IMPROVE THE QUALITY OF LIFE FOR DISADVANTAGED RESIDENTS OF CAPE ANN AND BEYOND BY MINIMIZING THE EFFECTS OF POVERTY, PROMOTING ECONOMIC SECURITY, AND ADVOCATING FOR SOCIAL CHANGE. 0 0 37756823 40271929 ENERGY MANAGEMENT - A LAW WAS ENACTED WHICH REQUIRED THAT LOW-INCOME RESIDENTIAL DEMAND-SIDE MANAGEMENT AND EDUCATION PROGRAMS BE IMPLEMENTED THROUGH THE LOW INCOME WEATHERIZATION NETWORK AND COORDINATED WITH ALL ELECTRIC AND GAS DISTRIBUTION COMPANIES IN THE STATE, WITH THE OBJECTIVE OF STANDARDIZING IMPLEMENATION. THE LEAN PROGRAM WAS ESTABLISHED AMONG THE MEMBER AGENCIES OF THE LOW INCOME FUEL NETWORK TO PROVIDE THE SERVICES REQUIRED FOR IMPLEMENTING THE COORDINATION REQUIREMENTS OF THE STATUE. 2046264 1808621 THE HOMECARE PROGRAM PROVIDED IN-HOME SERVICES TO ELDERS IN NEED; 88,707 UNITS OF SERVICE WERE PROVIDED TO 412 CLIENTS IN FY2016. 1557545 1284623 THE FUEL ASSISTANCE PROGRAM PROVIDES LOW-INCOME FAMILIES WITH ASSISTANCE TO PAY THEIR HEATING FUEL BILLS. THIS CRITICAL SERVICE SERVICE KEEPS THOUSANDS OF FAMILIES WARM EACH WINTER, AND STAFF ARE AVAILABLE TO ASSIST CLIENTS WITH THE APPLICATION PROCESS. 2456525 ALL OTHER ACCOMPLISHMENTS - OTHER PROGRAMS PROVIDE SERVICES SUCH AS; WEATHERIZATION, HOUSING, EMERGENCY SHELTER, THE YOUTH COMPASS PROGRAM FOR HIGH SCHOOL STUDENTS, EMPLOYMENT AND TRAINING, ADVOCACY, HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS, ETC. 2456525 43817157 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 94 0 1 209 1 1 1 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MA X X KENNETH M KUDYM 9782821000 180 MAIN STREET GLOUCESTER MA 01930 ROGER LESCH CHAIR 3.00 X X 0 0 0 LINDA MURPHY VICE-CHAIR 3.00 X X 0 0 0 DENNIS ACKER VICE-CHAIR 3.00 X X 0 0 0 GRETCHEN WOOD SECRETARY 3.00 X X 0 0 0 TONE KENNEY TREASURER 3.00 X X 0 0 0 CHRISTINE AGOSTINI DIRECTOR 3.00 X 0 0 0 TOM DANIEL DIRECTOR 3.00 X 0 0 0 KATHERINE DENCH DIRECTOR 3.00 X 0 0 0 FERNANDO DESOUZA DIRECTOR 3.00 X 0 0 0 CHARLETTE DODGE DIRECTOR 3.00 X 0 0 0 LINDA GIAMANCO DIRECTOR 3.00 X 0 0 0 GAVIN KEENAN DIRECTOR 3.00 X 0 0 0 COURTNEY LANE DIRECTOR 3.00 X 0 0 0 LORETTA PERES DIRECTOR 3.00 X 0 0 0 MARCY PREGENT DIRECTOR 3.00 X 0 0 0 BRIENA SAUNDERS DIRECTOR 3.00 X 0 0 0 SHELLY LUCKENBILL SEVINOR DIRECTOR 3.00 X 0 0 0 KATHY STEWART DIRECTOR 3.00 X 0 0 0 TROY SULLIVAN DIRECTOR 3.00 X 0 0 0 REBECCA SUMNER DIRECTOR 3.00 X 0 0 0 REV KARIN WADE DIRECTOR 3.00 X 0 0 0 PEGGY HEGARTY-STECK EXECUTIVE DIRECTOR 35.00 X 110039 0 6423 KEN KUDYM CFO 35.00 X 100738 0 16610 MARGARET HOWARD DEPUTY DIRECTOR 35.00 X 86333 0 4137 ELLIOTT JACOBSON V.P. OF ENERGY SERVICES 35.00 X 193498 0 1394 RITA CARVALHO ENERGY DIRECTOR 35.00 X 109030 0 10211 599638 0 38775 4 0 1 0 JERROLD OPPENHEIM 57 MIDDLE STREET GLOUCESTER MA 01930 CONTRACTOR 120876 1 351229 68357 351229 PROGRAM SERVICE REVENUE 900099 45210020 45210020 45210020 34815 34815 38100 59472 -21372 -21372 -21372 PROGRAM RENTAL INCOME 532000 207098 207098 207098 45781790 45210020 -21372 241913 348960 348960 2978081 2629525 346873 1683 93407 69605 23802 416389 351558 64831 262419 208692 53598 129 95562 51059 44503 24513 16830 7683 212209 188761 23448 154209 135041 19168 24856 19324 5532 138739 91637 47102 72188 45507 26681 PROGRAM OPERATIONS 33146608 33146390 218 HEATING SYSTEMS 2687661 2687661 DIRECT CARE CONSULTANTS 1671279 1671279 FUEL EXPENSE 1143873 1143873 1627280 1360415 240164 26701 45098233 43817157 1252345 28731 873848 260618 745329 2560437 6444560 5034519 10398 21156 5723583 1429401 3813915 4294182 7230 0 662921 704006 12558201 12874918 1611840 1943479 560298 572152 821917 107839 1978 1980 2996033 2625450 X 8704189 9374439 857979 875029 9562168 10249468 12558201 12874918 683557 3743 0 X X 0 1 X 1 1 1 X 34876527 411152 275124 525344 351229 36439376 34876527 411152 275124 525344 351229 36439376 36439376 9584 15998 8505 15429 34815 84331 91770 191334 161898 163183 207098 815283 37338990 0.97590 0.98950 X PART II, LINE 10 - OTHER INCOME DETAIL RENTAL INCOME $815,583 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 410270 410270 1909214 657046 1252168 3044115 593446 2450669 359984 178909 181075 4294182 DUE FROM AFFILIATE 385599 NOTE RECEIVABLE 316427 DEPOSITS 1980 704006 SECURITY DEPOSITS 1980 1980 X 45934000 3746 29280 59714 92740 45841260 -59470 -59470 45781790 45274150 29280 87167 116447 45157703 -59470 -59470 45098233 PART X, LINE 2: THE AGENCY ADOPTED THE RECOGNITION REQUIREMENTS FOR UNCERTAIN INCOME TAX POSITIONS AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES. INCOME TAX BENEFITS ARE RECOGNIZED FOR INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, ONLY WHEN IT IS DETERMINED THAT THE INCOME TAX POSITION WILL MORE-LIKELY-THAN-NOT BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THE AGENCY HAS ANALYZED TAX POSITIONS TAKEN FOR FILING WITH INTERNAL REVENUE SERVICE AND ALL STATE JURISDICTIONS WHERE IT OPERATES. THE AGENCY BELIEVES THAT INCOME TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND DOES NOT ANTICIPATE ANY ADJUSTMENTS THAT WOULD RESULT IN A MATERIAL ADVERSE EFFECT ON THE AGENCY'S FINANCIAL CONDITION, RESULTS OF OPERATIONS OR CASH FLOWS. ACCORDINGLY, THE AGENCY HAS NOT RECORDED ANY RESERVES, OR RELATED ACCRUALS FOR THE INTEREST AND PENALTIES FOR UNCERTAIN INCOME TAX RELATED INTEREST AND PENALTIES IN OPERATING EXPENSES. THE AGENCY IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE AGENCY'S FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN TO EXAMINATION FOR YEAR AFTER SEPTEMBER 30, 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: AFFILIATE PORTION 59,714. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL ASSISTANCE -59,470. PART XII, LINE 2D - OTHER ADJUSTMENTS: AFFILIATE PORTION 87,167. PART XII, LINE 4B - OTHER ADJUSTMENTS: RENTAL ASSISTANCE -59,470. X 0 0 0 0 0 0 0 0 0 ELLIOTT JACOBSON V.P. OF ENERGY SERVICES 193498 0 0 0 0 0 0 0 0 0 193498 0 0 0 X 68357 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE PRESENTED TO THE FINANCE COMMITTEE, WHICH REVIEWS BOTH AND PRESENTS TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C EVERY EMPLOYEE, BOARD MEMBER, AND OFFICER IS REQUIRED TO FILL OUT A CONFLICT OF INTEREST QUESTIONNAIRE ON AN ANNUAL BASIS. SHOULD A CONFLICT ARISE DURING THE YEAR, THEY ARE REQUIRED TO NOTIFY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS APPROVES THE EXECUTIVE DIRECTOR'S COMPENSATION. THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATION'S OTHER OFFICERS OR KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, OR CONTEMPORANEOUS SUBSTANTIATION OF DELIBERATION OR A DECISION. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST FORM 990, PART XII, LINE 2C NO CHANGE FROM PRIOR YEAR. HOME TOGETHER COMMUNITY HOUSING 180 MAIN STREET GLOUCESTER MA 01930 454461663 HOUSING MA 501C3 7 ACTION INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 HOME TOGETHER COMMUNITY HOUSING A 385599 ACTUAL COST SCHEDULE R - GROUP EXEMPTION RELATIONSHIPS DURING THE YEAR ENDED SEPTEMBER 30, 2012, ACTION, INC. (THE AGENCY) ESTABLISHED ANOTHER CHARITABLE ORGANIZATION, HOME TOGETHER COMMUNITY HOUSING CORPORATION (HTCHC). THIS AFFILIATED ORGANIZATION WAS ESTABLISHED FOR THE PURPOSE OF HOLDING TITLE FOR A HOUSING PROJECT LOCATED AT MARSH STREET IN GLOCUESTER, MA. DURING FY2012, THE AGENCY PURCHASED THE SITE FOR THE PROJECT FOR 325,000 AND TRANSFERRED THE LAND TO HTCHC. CONSTRUCTION AND OCCUPANCY OF THIS HOUSING PROJECT WAS COMPLETED DURING FY2013. ALSO DURING FY2013, THE AGENCY PAID CONSTRUCTION RELATED COSTS ON BEHALF OF HTCHC. AS OF SEPTEMBER 30, 2016 $385,599 WAS DUE TO THE AGENCY FROM HTCHC.