2017-05-04T16:20:43-05:00 2016-12-31 911741928 VON HARTEN & COMPANY INC PS 2101 FOURTH AVE SUITE 2050 SEATTLE WA 98121 990PF 2016-01-01 956944277 JAMES B PENDLETON CHARITABLE TRUST JAME 4259437185 11820 NORTHUP WAY NO E200 BELLEVUE WA 98005 DAYLE E IVERSON TRUSTEE & CEO 4259437185 2017-05-04 1 ELIZABETH C HEDLUND CPA P00173862 2064439017 2017-05-04 209.63.179.210 2017-05-04 07:42:58 PD P 2385706DEF493EB99E60237419D0E3E65790AFD5 E3FD8AAFF9326A4D8E8464C1DB22A23EFF4AC8C6 2016 2021-01-29 14:40:06Z X X 27949559 X X 5785 5785 526398 526398 1204296 3443915 1204296 1736479 1736479 155080 38770 116310 7389 1847 5542 1588 1429 159 81087 72978 8109 269753 269753 0 49188 10715 9473 18930 9465 9465 13904 6800 7104 596919 411757 156162 1220142 1220142 1817061 411757 1376304 -80582 1324722 4530922 4866089 4865852 10866723 10310606 20895403 296704 200000 205044 1265876 1499413 1978300 1425 4960 4960 16961650 16881068 27949559 0 0 X 0 0 0 0 16961650 16881068 16961650 16881068 16961650 16881068 16961650 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DIGITAL REALTY TRUST INC REIT P 2011-01-27 2016-03-04 220204 145154 75050 75050 9,400 DUKE REALTY CORP REIT P 2016-07-11 254533 149967 104566 104566 6,200 HCP INC REIT P 2016-12-08 186840 148691 38149 38149 1,240 QUALITY CARE PROPERTIES INC P 2016-11-01 2016-11-15 17512 7202 10310 10310 94,000 WELLS FARGO BANK P 2009-09-22 2016-03-15 94000 94000 0 0 CAPITAL GAINS DIVIDENDS P 21314 21314 21314 1204296 0 1353002 27161136 0.049814 1283422 27532020 0.046616 1140603 25917668 0.044009 1110427 23054331 0.048166 1072091 22837128 0.046945 0.235550 0.047110 26181317 1233402 13247 1246649 1376304 X 13247 0 13247 0 13247 34823 34823 21576 21576 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A VON HARTEN COMPANY INC PS 2064439017 2101 FOURTH AVENUE STE 2050 SEATTLE WA 98121 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DAYLE E IVERSON 11820 NORTHUP WAY STE E200 BELLEVUE WA 98005 TRUSTEE & CEO 40.00 125080 7389 0 JUSTIN M O'CONNELL 11820 NORTHUP WAY STE E200 BELLEVUE WA 98005 PROGRAM OFFICER 8.33 30000 0 0 NONE 0 GAMCO INVESTORS INC C/O BNY MELLON 1201 THIRD AVE 5010 SEATTLE WA 98101 INVESTMENT MANAGEMENT 142610 VON HARTEN & COMPANY INC PS 2101 FOURTH AVE 2050 SEATTLE WA 98121 ACCOUNTING SERVICES 72787 GARLAND CAPITAL MANAGEMENT INC 500 108TH AVE NE 955 BELLEVUE WA 980045500 INVESTMENT MANAGEMENT 54858 RSM US WEALTH MANAGEMENT LLC 600 UNIVERSITY 1100 SEATTLE WA 98101 INVESTMENT MANAGEMENT 50030 0 0 21781663 4798354 0 26580017 0 0 26580017 398700 26181317 1309066 1309066 13247 13247 1295819 0 1295819 0 1295819 1376304 0 1376304 13247 1363057 1295819 1158328 0 0 1376304 1158328 0 0 217976 0 0 0 0 0 0 0 0 1077843 0 0 0 DAYLE E IVERSON 11820 NORTHUP WAY SUITE E200 BELLEVUE WA 98005 4259437185 LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR AIDS RESEARCH, CONTROL OR TREATMENT. NONE NONE FRED HUTCHINSON CANCER RESEARCH CENTER 1100 FAIRVIEW AVE N SEATTLE WA 98109 NONE PUBLIC CHARITY RESEARCH 131880 GLADSTONE INSTITUTES 1650 OWENS STREET SAN FRANCISCO CA 94158 NONE PUBLIC CHARITY RESEARCH 165098 SANFORD BURNHAM PREBYS MEDICAL DISCOVERY INSTITUTE 10901 N TORREY PINES RD LA JOLLA CA 92037 NONE PUBLIC CHARITY RESEARCH 314954 UC DAVIS INSTITUTE FOR REGENERATIVE CURES 4900 BROADWAY STE 1150 SACRAMENTO CA 95820 NONE PUBLIC CHARITY RESEARCH 161353 UC SAN DIEGO AIDS RESEARCH INSTITUTE 9500 GILMAN DRIVE 0005 LA JOLLA CA 92093 NONE PUBLIC CHARITY RESEARCH 246857 UCLA AIDS INSTITUTE 10940 WILSHIRE BLVD STE 960 LOS ANGELES CA 90024 NONE PUBLIC CHARITY RESEARCH 200000 1220142 0 14 5785 14 526398 18 1204296 0 1736479 0 1736479 0 0 0 0 0 0 0 0 0 0 VON HARTEN & COMPANY INC PS 72787 65508 7279 LOVERIDGE HUNT & CO PLLC 8300 7470 830 GENERAL ELECTRIC CAP CP, 5.0%, 8/15/17 100000 101913 WELLS FARGO BANK, 5.6%, 3/15/16 0 0 GENERAL ELECTRIC CAP CP, 4.55%, 3/15/18 100000 103131 AMETEK INC NEW 14094 145800 CTS CORP 23777 89600 CORNING INC 27336 97080 ENERGIZER HLDGS INC 5528 44610 FLOWSERVE CORPORATION 16691 216225 HONEYWELL INTL INC 116505 463400 WATTS WATER TECHNOLOGIES INC 47271 195600 ARCHER DANIELS MIDLAND CO 42019 136950 CHURCH & DWIGHT INC 40977 353520 FLOWERS FOOD INC 28556 179730 CABLEVISION SYS CORP CL A 0 0 SCRIPPS NETWORKS INTERACTIVE 51741 107055 AMERICAN EXPRESS COMPANY 125837 333360 EL PASO ELEC CO 71926 232500 TELEPHONE & DATA SYSTEMS INC 90381 101045 WESTAR ENERGY INC 51251 225400 VIVENDI UNIVERSAL 0 0 SOUTHWEST GAS CORP 113690 383100 TIME WARNER INC 120369 482650 UNITED STATES CELLULAR CORP 89180 131160 CAVCO INDUSTRIES INC 49752 249625 CHEMED CORP NEW 17914 160410 DEERE & CO 25260 82432 GENERAL MILLS INC 119992 308850 LIBERTY GLOBAL PLC (LBTYA) 3897 16060 LIBERTY GLOBAL PLC (LBTYK) 10814 46778 VIACOM INC CL A 173028 192500 AT&T INC 28044 170120 INTERNATIONAL FLAVORS & FRAGRANCES 47588 117830 ITT CORPORATION 0 0 LIBERTY INTERACTIVE CORP (QVCA) 35235 49950 NAVISTAR INTL CORP NEW 54103 94110 PFIZER INC 103514 191957 TREDEGAR INDS INC 44279 72000 VERIZON COMMUNICATIONS INC 175242 320280 CAMPBELL SOUP CO 118257 241880 CRANE CO 64689 144240 GATX CORP 138358 246320 JOHNSON & JOHNSON 130956 230420 WASTE MANAGEMENT INC 113763 212730 3M COMPANY 139291 374997 BANK OF NEW YORK MELLON CO 92946 142140 CHEVRON CORP 108766 176550 DU PONT E I DE NEMOUR & CO 0 0 EXXON MOBIL CORP 86464 108312 GENERAL ELECTRIC CO 172154 274920 IBM CORP 114389 182589 PFIZER INCORPORATED 110033 185136 PROCTER & GAMBLE 119612 176568 UNILEVER PLC 110361 162800 UNITED TECHOLOGIES CORP 109126 219240 WAL-MART STORES INC 0 0 ASCENT CAPITAL GROUP INC - A 27366 24390 COCA-COLA CO 142628 207300 DIEBOLD INC 52112 50300 DISCOVERY COMMUNICATIONS INC - A 5262 20557 DISCOVERY COMMUNICATIONS INC - C 14539 60255 DISH NETWORK CORP 139060 463440 DR PEPPER SNAPPLE GROUP, INC 35952 181340 ECHOSTAR CORP 20851 41112 NCR CORP NEW 64762 202800 PRECISION CASTPARTS CORP 0 0 AT&T INC COM 133507 208397 THE BANK OF NEW YORK MELLON CORP 190670 331660 BOSTON SCIENTIFIC CORPORATION 38891 129780 DANONE SPNS ADR 64212 75480 JP MORGAN CHASE & CO 109272 258870 KAMAN CORP 29480 97860 LEGG MASON INC 126264 149550 NATIONAL FUEL GAS CO 176427 226560 RPC INC 16483 89145 MICROSOFT CORP 95452 292058 NOVARTIS AG SPONS ADR 136974 229446 TOTAL SA ADR 147224 122328 WASTE MANAGEMENT INC 137138 326186 ILLINOIS TOOL WORKS 178370 502086 BAXTER INTERNATIONAL INC 22964 44340 BIGLARI HOLDINGS INC 102479 170352 CURTISS WRIGHT CORP 58447 196720 GRIFFON CORP 46289 104800 JANUS CAP GROUP INC 140162 199050 MILLICOM INTL CELLULAR SA 80210 67760 NORTHERN TR CORP 160099 356200 STATE STREET CORP 186024 310880 AMC NETWORKS INC-A 10813 78510 THE BOEING COMPANY 69912 155680 BRINKS CO 132254 206250 BROWN FORMAN CORP CL A 20366 41625 CINCINNATI BELL INC 72468 111750 FIRSTENERGY CORP 15468 61940 FORTUNE BRANDS HOME & SECURITY INC 40259 160380 INTERNAP NETWORK SERVICES CORP 157491 46200 XYLEM INC 137821 247600 JPMORGAN CHASE & CO 146169 383991 PEPSICO INCORPORATED 151744 245881 TRAVELERS COMPANIES 144614 306050 KINDER MORGAN INC DEL EXP 5/25/17 3821 18 MONDELEZ INTERNATIONAL 93681 221650 LIBERTY VENTURES (LVNTA) 5467 15264 PATTERSON COS INC 170964 205150 SNYDERS-LANCE INC 4608 7668 RYMAN HOSPITALITY INC 68168 178255 INGREDION INC 12216 99968 WELLS FARGO & COMPANY 166196 275550 WEATHERFORD INTERNATIONAL PL 22656 19960 ST JUDE MEDICAL INC 0 0 LIBERTY MEDIA GROUP-A (LMCA) 268 5298 NEWS CORP 17181 28650 TWENTY-FIRST CENTURY FOX INC 127445 280400 CISCO SYSTEMS INC 168824 226650 PRUDENTIAL FINANCIAL 155685 280962 LIBERTY TRIPADVISOR HLDGS INC (LTRPA) 3685 5057 LIBERTY BROADBAND (LBRDA) 638 12246 LIBERTY BROADBAND (LBRDK) 5454 32813 LIBERTY MEDIA GROUP (LMCK) 537 10590 CHEMTURA CORP 23613 33200 INTERPUBLIC GROUP COS INC 39448 46820 KINNEVIK INVESTMENT A-B 0 0 GLAXOSMITHKLINE PLC ADR 0 0 BAXALTA INC 0 0 CST BRANDS INC 67951 96300 EDGEWELL PERSONAL CARE CO 22377 102186 THE MADISON SQUARE GARDEN COMPANY 16509 142868 MSG NETWORKS INC 6429 53750 WAUSAU PAPER CORP 0 0 BLACKROCK INC 150750 190270 MERCK & CO INC 205037 226650 RMR GROUP INC 0 0 UNION PACIFIC CORP 154476 186624 WHOLE FOODS MARKET 153806 147648 HARRIS CORPORATION 41045 51235 TEXTRON INC 27910 38848 HERC HOLDINGS 98592 120480 ITT INC 18512 38570 THE EW SCRIPPS COMPANY 63979 77320 WADDELL & REED FINANCIAL INC CLASS A 106352 97550 ADVANSIX INC 624 3542 COMMERCEHUB, INC (CHUBA) 3950 4503 COMMERCEHUB, INC (CHUBK) 3207 4509 LIBERTY BRAVES GROUP-A 128 1373 LIBERTY BRAVES GROUP-C 1441 4756 INVESTMENT AB KINNEVIK 50559 48059 LIBERTY GLOBAL PLC LILAC (LILA) 530 1427 LIBERTY GLOBAL PLC LILAC (LILAK) 1508 4149 LIBERTY EXPEDIA HOLDINGS INC (LEXEA) 3645 10949 ABBVIE INC 167651 187860 MONSANTO CO 179178 210420 HOSPITALITY PPTYS TRUST SH BEN INT AT COST 157416 155526 LIBERTY PROPERTY TRUST REIT AT COST 182803 221200 HCP INC REIT AT COST 0 0 DUKE REALTY CORP REIT AT COST 0 0 DIGITAL REALTY TRUST INC AT COST 0 0 PROLOGIS INC NEW AT COST 187785 353693 WELLTOWER INC AT COST 125112 254334 HIGHWOODS PPTY AT COST 156180 206591 ALEXANDRIA REAL EST REIT AT COST 171559 244486 ESSEX PROPERTIES TR REIT AT COST 175054 186000 PUBLIC STORAGE REIT AT COST 167622 178800 SIMON PPTY GROUP REIT AT COST 175882 177670 GREENBERG GLUSKER 1588 1429 159 DIVIDENDS RECEIVABLE CONSTRUCTIVELY RECEIVED 1303 3270 3270 LTCG DISTRIBUTION RECEIVABLE CONSTRUCTIVELY RECEIVED 122 1690 1690 TELEPHONE EXPENSE 2366 1183 1183 PAYROLL PROCESSING EXPENSE 1106 277 829 MEMBERSHIP DUES 4113 2056 2057 OFFICE SUPPLIES 523 262 261 BANK CHARGES 183 91 92 ADR FEES 248 248 0 POSTAGE 143 72 71 PARKING 2871 1436 1435 D&O INSURANCE 2250 1125 1125 MEETING EXPENSE 101 50 51 GARLAND CAPITAL MANAGEMENT INC 54858 54858 0 GAMCO INVESTORS INC 142610 142610 0 BNY MELLON NA 22255 22255 0 RSM US WEALTH MANAGEMENT INC 50030 50030 0 PAYROLL TAXES - TRUSTEE & CEO 9161 2290 6871 CALIFORNIA FILING FEES 160 0 160 PAYROLL TAXES - L&I 961 240 721 FEDERAL EXCISE TAX 29000 0 0 FOREIGN TAXES PAID 7611 7611 0 PAYROLL TAXES - PROGRAM OFFICER 2295 574 1721