2017-02-15T00:00:00-06:00 2016-11-30 942767324 SEEBA & ASSOCIATES INCCPAS 1825 HAMILTON AVE SAN JOSE CA 951255624 990PF 2015-12-01 451656663 LIVING ROCK FOUNDATION LIVI 9704975001 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 ALEX BRUBAKER VICE PRESIDENT 9704975001 2017-02-16 1 DAVID A SEEBA CPA P00747048 4082647800 2015 2021-01-29 14:40:06Z X 4919491 X 339000 X 175210 175210 126740 3064108 126740 640950 301950 218515 0 67807 20411 0 6334 75653 0 23476 36972 0 11473 16601 2961 4232 3804 0 5393 0 1673 28250 0 8766 406471 3673 398429 812070 6634 522190 316000 316000 1128070 6634 838190 -487120 295316 92464 195303 195303 44554 106073 106073 18900 41363 18900 18900 4723434 3502731 3983737 2686 607631 607631 30929 23082 11651 7847 7847 432 0 0 4916584 4438485 4919491 539 0 539 X 4916584 4437946 4916584 4437946 4916584 4438485 4916584 -487120 8483 4437947 1 4437946 22448.98 SHARES OF BLACKROCK HIGH YIELD BD PORT CL INSTL P 2016-06-03 2016-07-20 168791 165229 3562 3562 32219.711 SHARES OF DFA COMMODITY STRATEGY PORT P 2015-11-20 2016-01-25 163651 178200 -14549 -14549 2856.081 SHARES OF DFA EMERGING MKTS CORE EQTY PORT INSTL P 2015-01-14 2016-04-21 49072 51051 -1979 -1979 1684.208 SHARES OF DFA EMERGING MKTS CORE EQTY PORT INSTL P 2015-01-14 2016-07-15 29920 31844 -1924 -1924 1394.928 SHARES OF DFA EMERGING MKTS CORE EQTY PORT INSTL P 2015-01-14 2016-09-13 25000 26404 -1404 -1404 54.041 SHARES OF DFA EMERGING MKTS CORE EQTY PORT INSTL P 2015-06-08 2016-04-21 929 929 0 0 4.487 SHARES OF DFA EMERGING MKTS CORE EQTY PORT INSTL P 2015-06-13 2016-07-15 80 80 0 0 31.186 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2014-06-09 2016-04-21 591 591 0 0 31.186 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2014-06-14 2016-08-19 598 687 -89 -89 139.484 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-12-11 2016-04-21 2645 2645 0 0 121.29 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-12-11 2016-04-21 2300 2300 0 0 30.071 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2014-09-09 2016-04-21 570 570 0 0 34.884 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2015-06-08 2016-04-21 661 661 0 0 30.071 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2014-09-14 2016-08-19 576 630 -54 -54 139.484 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-12-16 2016-08-19 2674 2719 -45 -45 121.29 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-12-16 2016-08-19 2325 2365 -40 -40 34.884 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2015-06-08 2016-08-19 669 704 -35 -35 42.452 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-12-11 2016-04-21 805 805 0 0 42.452 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-12-16 2016-08-19 814 828 -14 -14 23.88 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2015-09-09 2016-04-21 453 453 0 0 2.729 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-03-08 2016-08-19 52 47 5 5 111.353 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2014-12-15 2016-04-21 2111 2005 106 106 62.731 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2011-01-28 2016-08-19 1203 1090 113 113 164.209 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2014-12-15 2016-04-21 3113 2957 156 156 154.748 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2013-06-10 2016-08-19 2966 2655 311 311 1674.675 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2011-01-28 2016-04-21 31751 29091 2660 2660 1727.922 SHARES OF DFA INTL SMALL CAP VALUE PORT INSTL P 2012-12-18 2016-08-19 33123 27242 5881 5881 3194.244 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2011-01-28 2016-04-21 42494 43989 -1495 -1495 2523.739 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2011-02-02 2016-06-01 32565 39291 -6726 -6726 1946.522 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2011-01-28 2016-11-29 26000 30035 -4035 -4035 625.731 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2011-01-28 2016-06-01 8074 9720 -1646 -1646 374.557 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2014-07-02 2016-06-01 4833 5908 -1075 -1075 374.557 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2014-06-27 2016-04-21 4983 4983 0 0 88.275 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2014-09-14 2016-06-01 1139 1159 -20 -20 88.275 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2014-09-09 2016-04-21 1174 1174 0 0 161.225 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2015-12-16 2016-06-01 2080 2080 0 0 101.376 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2015-09-09 2016-04-21 1349 1349 0 0 12.304 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2015-09-14 2016-06-01 159 159 0 0 89.072 SHARES OF DFA TAX MANAGED INTL VALUE PORTFOLIO P 2015-09-09 2016-06-01 1149 1149 0 0 37.865 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2015-06-08 2016-04-21 952 952 0 0 30.765 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2015-03-09 2016-04-21 773 792 -19 -19 41.079 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2014-09-09 2016-04-21 1033 1045 -12 -12 6.31 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2015-03-09 2016-09-27 164 160 4 4 44.615 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2014-06-09 2016-04-21 1122 1116 6 6 37.865 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2015-06-08 2016-09-27 986 974 12 12 38.87 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2014-03-10 2016-04-21 977 934 43 43 55.338 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2014-12-16 2016-04-21 1391 1347 44 44 41.976 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2015-09-09 2016-09-27 1093 1017 76 76 874.133 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2012-12-18 2016-09-27 22757 15162 7595 7595 1740.534 SHARES OF DFA TAX MANAGED US MARKETWIDE VALUE PORT P 2012-12-18 2016-04-21 43753 30190 13563 13563 24.304 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2015-06-08 2016-04-21 741 741 0 0 21.943 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2015-06-08 2016-07-15 696 736 -40 -40 11.354 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-06-13 2016-04-21 346 346 0 0 27.463 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2015-09-09 2016-04-21 838 838 0 0 11.354 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-06-18 2016-07-15 360 387 -27 -27 9.349 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-03-10 2016-04-21 285 285 0 0 358.032 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-12-16 2016-04-21 10920 10920 0 0 9.349 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-03-15 2016-07-15 297 313 -16 -16 2.361 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2015-06-13 2016-07-15 75 81 -6 -6 27.463 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2015-09-14 2016-07-15 872 873 -1 -1 36.135 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-12-16 2016-04-21 1102 1102 0 0 36.135 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-12-21 2016-07-15 1147 1120 27 27 20.843 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2015-09-14 2016-11-16 720 625 95 95 358.032 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2014-12-21 2016-07-15 11362 11096 266 266 97.552 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2012-12-13 2016-04-21 2975 2214 761 761 215.126 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2012-12-13 2016-04-21 6561 4883 1678 1678 478.519 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2011-01-28 2016-07-15 15185 10260 4925 4925 428.116 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2011-01-28 2016-11-16 14780 9179 5601 5601 695.211 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2011-01-28 2016-04-21 21204 14906 6298 6298 1148.169 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2012-12-18 2016-04-21 35020 26850 8170 8170 1131.609 SHARES OF DFA TAX MANAGED US TARGETED VALUE PORTFOLIO P 2011-01-28 2016-11-29 40000 24263 15737 15737 13497.904 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-03-27 2016-06-03 153988 178864 -24876 -24876 2570.21 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-03-27 2016-06-01 29282 34059 -4777 -4777 76.875 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-06-30 2016-06-01 876 1028 -152 -152 76.352 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-07-31 2016-06-03 871 1003 -132 -132 72.455 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-08-29 2016-06-03 827 958 -131 -131 76.498 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-09-30 2016-06-03 873 987 -114 -114 74.876 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-10-31 2016-06-03 854 964 -110 -110 82.326 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-05-29 2016-06-03 939 1048 -109 -109 73.398 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-11-28 2016-06-03 837 937 -100 -100 75.676 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-04-30 2016-06-03 863 961 -98 -98 85.008 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-06-30 2016-06-01 968 968 0 0 82.03 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-03-31 2016-06-03 936 1030 -94 -94 88.426 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-07-31 2016-06-01 1007 1075 -68 -68 69.381 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-02-27 2016-06-03 792 876 -84 -84 83.259 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-12-31 2016-06-03 950 1032 -82 -82 92.463 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-12-12 2016-06-03 1055 1133 -78 -78 79.587 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-01-30 2016-06-03 908 984 -76 -76 85.008 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-07-29 2016-09-13 1008 1070 -62 -62 91.949 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-08-31 2016-06-01 1048 1109 -61 -61 98.949 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-10-30 2016-06-01 1127 1174 -47 -47 101.846 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-09-30 2016-06-01 1160 1194 -34 -34 106.737 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-09-17 2016-11-29 1262 1262 0 0 21.09 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-12-12 2016-06-03 241 258 -17 -17 21.09 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2014-12-12 2016-06-03 241 258 -17 -17 103.741 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-11-30 2016-06-01 1182 1197 -15 -15 150.436 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-10-31 2016-11-29 1778 1793 -15 -15 17.837 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2015-08-29 2016-09-13 212 222 -10 -10 51.078 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-09-17 2016-11-29 604 607 -3 -3 106.737 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-08-31 2016-09-13 1266 1266 0 0 57.442 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-08-31 2016-09-13 681 682 -1 -1 118.889 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-05-31 2016-06-01 1354 1357 -3 -3 72.879 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-05-31 2016-06-01 830 832 -2 -2 88.982 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-04-29 2016-06-01 1014 1014 0 0 2229.778 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-07-20 2016-11-29 26356 26181 175 175 1840.603 SHARES OF HOTCHKIS & WILEY HIGH YIELD FD CL I P 2016-07-20 2016-09-13 21826 21612 214 214 3561.684 SHARES OF LAZARD EMRG MKTS DEBT PORT INST P 2016-06-03 2016-07-15 30000 28818 1182 1182 20418.539 SHARES OF LAZARD EMRG MKTS DEBT PORT INST P 2016-06-03 2016-08-29 173124 165207 7917 7917 18282.648 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-08-16 2016-06-03 133995 165119 -31124 -31124 2369.351 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-08-16 2016-04-21 17610 17610 0 0 4045.209 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2016-04-26 2016-06-03 29648 30000 -352 -352 3501.707 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2016-04-22 2016-06-03 25664 25961 -297 -297 105.322 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-08-30 2016-06-03 772 965 -193 -193 98.203 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-07-01 2016-06-03 720 909 -189 -189 100.501 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-05-31 2016-06-03 737 925 -188 -188 105.322 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-08-29 2016-04-21 783 783 0 0 98.203 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-06-30 2016-04-21 730 730 0 0 100.501 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-05-30 2016-04-21 747 747 0 0 99.597 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-08-01 2016-06-03 730 909 -179 -179 99.597 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2014-07-31 2016-04-21 740 740 0 0 83.875 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-11-01 2016-06-03 615 777 -162 -162 83.875 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-10-31 2016-04-21 623 623 0 0 55.223 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-10-01 2016-06-03 405 501 -96 -96 55.223 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-09-30 2016-04-21 410 410 0 0 98.42 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2015-04-30 2016-04-21 732 732 0 0 105.511 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2015-05-29 2016-04-21 784 784 0 0 107.82 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2015-07-01 2016-06-03 790 790 0 0 107.82 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2015-06-30 2016-04-21 801 801 0 0 26.159 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-10-01 2016-06-03 192 238 -46 -46 26.159 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2013-09-30 2016-04-21 194 194 0 0 113.592 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2015-08-01 2016-06-03 833 833 0 0 113.592 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2015-07-31 2016-04-21 844 844 0 0 112.218 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2016-04-29 2016-06-03 822 841 -19 -19 10.105 SHARES OF PIMCO EMERG MKTS FULL SPECTRUM BD INSTL P 2016-04-29 2016-06-03 74 76 -2 -2 64.078 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2014-10-31 2016-04-21 624 641 -17 -17 51.641 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2014-11-30 2016-04-21 503 517 -14 -14 4.612 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2014-11-02 2016-04-21 45 47 -2 -2 36.672 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2016-03-31 2016-04-21 357 354 3 3 22.661 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2016-02-29 2016-04-21 221 209 12 12 28.506 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2016-01-29 2016-04-21 278 257 21 21 45.816 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2015-11-30 2016-04-21 446 416 30 30 46.143 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2015-12-31 2016-04-21 449 417 32 32 69.572 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2015-08-31 2016-04-21 678 635 43 43 29074.792 SHARES OF PIMCO FOREIGN BOND FD UNHEDGED INSTL CL P 2007-08-17 2016-04-21 283164 278163 5001 5001 3661.457 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2016-04-26 2016-09-13 36114 36191 -77 -77 102.474 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2014-12-15 2015-12-23 1012 1034 -22 -22 59.082 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2015-03-01 2015-12-23 583 583 0 0 52.882 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2014-11-19 2015-12-23 522 527 -5 -5 56.824 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2015-03-07 2016-04-21 561 561 0 0 31.704 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2014-11-27 2016-04-21 313 313 0 0 28.01 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2014-11-17 2015-12-23 276 283 -7 -7 88.322 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2016-04-29 2016-09-13 871 871 0 0 83.012 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2015-11-30 2015-12-23 819 819 0 0 2510.947 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2009-03-11 2015-12-23 24786 23192 1594 1594 13492.583 SHARES OF PIMCO LOW DURATION FUND INSTL CL P 2009-03-11 2016-04-21 133282 124624 8658 8658 23648.761 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-11-25 2016-04-21 240720 242512 -1792 -1792 2781.055 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-11-25 2016-06-01 28349 28707 -358 -358 1637.357 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-12-16 2016-11-29 16409 16505 -96 -96 226.65 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-06-29 2016-11-29 2271 2312 -41 -41 196.138 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-10-31 2016-11-29 1966 2016 -50 -50 128.718 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2014-12-18 2015-12-15 1343 1343 0 0 119.525 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-01-30 2015-12-15 1247 1247 0 0 125.836 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-09-30 2016-11-29 1261 1261 0 0 115.397 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-02-28 2015-12-15 1204 1204 0 0 241.149 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-12-03 2016-06-01 2458 2494 -36 -36 272.941 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-04-05 2016-11-29 2735 2771 -36 -36 99.696 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-04-02 2015-12-15 1040 1040 0 0 128.718 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2014-12-19 2016-04-21 1310 1310 0 0 119.525 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-01-31 2016-04-21 1217 1217 0 0 115.397 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-03-01 2016-04-21 1175 1175 0 0 85.178 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-05-03 2015-12-15 889 889 0 0 227.701 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-01-29 2016-11-29 2282 2311 -29 -29 278.948 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-12-01 2016-11-29 2796 2825 -29 -29 119.525 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-02-05 2016-06-01 1218 1245 -27 -27 128.718 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2014-12-24 2016-06-01 1312 1339 -27 -27 88.809 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2014-12-16 2015-12-15 927 927 0 0 115.397 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-03-06 2016-06-01 1176 1202 -26 -26 99.696 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-04-03 2016-04-21 1015 1015 0 0 85.178 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-05-04 2016-04-21 867 867 0 0 99.696 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-04-08 2016-06-01 1016 1037 -21 -21 88.809 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2014-12-17 2016-04-21 904 904 0 0 85.178 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-05-09 2016-06-01 868 886 -18 -18 88.809 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2014-12-22 2016-06-01 905 919 -14 -14 278.948 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2015-11-30 2015-12-15 2910 2910 0 0 273.511 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-12-09 2016-09-27 2831 2831 0 0 25.414 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-06-29 2016-11-29 255 255 0 0 2906.583 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-11-25 2016-07-15 30000 30003 -3 -3 226.65 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 2016-05-31 2016-06-01 2310 2310 0 0 4.657 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-12-03 2016-06-01 47 48 -1 -1 2141.66 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-11-25 2016-09-27 22165 22107 58 58 3107.727 SHARES OF PIMCO TOTAL RETURN FUND INSTL CL P 1998-11-25 2015-12-15 32425 32079 346 346 28.435 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2015-03-20 2015-12-15 5383 5507 -124 -124 24.997 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2015-06-19 2015-12-15 4733 4733 0 0 3.667 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2015-03-23 2016-04-21 708 696 12 12 24.997 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2015-06-22 2016-08-19 5050 4751 299 299 27.185 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2015-09-18 2016-11-29 5553 4909 644 644 197.745 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2012-12-18 2016-08-19 39950 26526 13424 13424 284.609 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2012-12-18 2015-12-15 53884 38179 15705 15705 364.461 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2012-12-18 2016-11-29 74447 48890 25557 25557 902.729 SHARES OF VANGUARD 500 INDEX FD ADMIRAL SHRS P 2012-12-18 2016-04-21 174292 121096 53196 53196 1.233 SHARES OF VANGUARD 500 INDEX FD INVESTOR SHS P 2016-06-20 2016-07-15 246 237 9 9 360.304 SHARES OF VANGUARD 500 INDEX FD INVESTOR SHS P 2016-04-26 2016-06-01 70000 69593 407 407 260.974 SHARES OF VANGUARD 500 INDEX FD INVESTOR SHS P 2016-04-26 2016-07-15 52071 50407 1664 1664 42.268 SHARES OF VANGUARD SMALL CAP GWTH INDEX FD ADM P 2014-12-19 2016-09-13 1911 1868 43 43 510.771 SHARES OF VANGUARD SMALL CAP GWTH INDEX FD ADM P 2012-11-06 2016-09-13 23089 15680 7409 7409 120.318 SHARES OF VANGUARD INTL GROWTH FD ADMIRAL SHARE P 2014-12-22 2016-04-21 8203 8360 -157 -157 352.813 SHARES OF VANGUARD INTL GROWTH FD ADMIRAL SHARE P 2012-12-18 2016-09-13 25000 21519 3481 3481 613.079 SHARES OF VANGUARD INTL GROWTH FD ADMIRAL SHARE P 2012-12-18 2016-04-21 41797 37393 4404 4404 126740 0 469774 5764712 0.081491 760739 6565112 0.115876 482803 6725562 0.071786 572899 6710584 0.085372 175272 7073399 0.024779 0.379304 0.075861 5175786 392640 2953 395593 838190 X 2953 0 2953 0 2953 2151 2151 1 803 0 0 0 0 0 0 0 0 0 0 1 1 CO MD 1 0 0 0 0 1 WWW.LIVINGROCKFOUNDATION.ORG ALEX BRUBAKER 9704975001 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KENNETH A ELDRED 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 CHAIRMAN/TRUSTEE 20.00 7598 25803 0 ROBERTA E ELDRED 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 PRESIDENT/TRUSTEE 2.00 0 0 0 ALEX BRUBAKER 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 VICE PRESIDENT/TRUSTEE 40.00 116417 17617 0 KARY ELDRED 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 TRUSTEE 20.00 31500 3162 0 MONICA ELDRED 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 TRUSTEE 2.00 0 0 0 JUSTIN ELDRED 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 TREASURER/TRUSTEE 40.00 63000 24524 0 RACHEL ELDRED 1544 OXBOW DRIVE SUITE 200 MONTROSE CO 81401 TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 THE FOUNDATION IS INVOLVED IN ESTABLISHING AND OPERATING THE AUBURN HOUSE OF PRAYER NEAR THE AUBURN COLLEGE CAMPUS. THE AHOP REACHES OUT TO COLLEGE STUDENTS AND INVOLVES THEM IN PRAYER FOR THEIR COMMUNITY, THE NATION, AND THE WORLDWIDE SPREAD OF THE GOSPEL. THE FOUNDATION PAYS THE EXPENSES NOT COVERED BY AHOP DONATIONS, INCLUDING RENT, A PROJECT CONSULTANT, UTILITIES, WEBSITE AND ADVERTISING COSTS. 114060 THE FOUNDATION SUPPORTS THE ACTIVITIES OF LIVING STONES FOUNDATION CHARITABLE TRUST (A $15M VOLUNTEER-RUN PUBLIC CHARITY WHICH MAKES $2M-$3M OF ANNUAL GRANTS) BY PROVIDING PERSONNEL FOR PART-TIME SECRETARIAL, MANAGEMENT, AND ALTERNATIVE INVESTMENT IDENTIFICATION FUNCTIONS. 282400 0 5007677 246928 0 5254605 0 0 5254605 78819 5175786 258789 258789 2953 2953 255836 0 255836 0 255836 838190 0 838190 2953 835237 255836 0 0 242382 156927 435787 185486 1020582 838190 0 0 0 255836 582354 0 0 1602936 0 0 0 0 0 0 0 1602936 242382 156927 435787 185486 582354 KENNETH A ELDRED ROBERTA E ELDRED X EMMAUS MINISTRIES 921 W WILSON AVENUE CHICAGO IL 60640 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 12000 FOUNDATION FOR FAMILIES 2975 RUSSETT ROAD PETOSKEY MI 49770 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 20000 HERITAGE ACADEMY 858 UNIVERSITY AVENUE LOS ALTOS CA 94024 NONE SCHOOL EDUCATIONAL SUPPORT 20000 JEWISH VOICE MINISTRIES INTERNATIONAL PO BOX 81439 PHOENIX AZ 85046 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 1000 OPTIONS UNITED 690 VISTA DEL SOL CAMARILLO CA 93010 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 40000 WELCOME HOME MONTROSE INC 11 SOUTH PARK AVENUE MONTROSE CO 81401 NONE OTHER PUBLIC CHARITY CHARITABLE SUPPORT 20000 YOUNG LIFE 236 SOUTH 3RD STREET BOX 350 MONTROSE CO 81401 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 25000 ANTIOCH MINISTRIES INTERNATIONAL 505 N 20TH ST WACO TX 76707 NONE CHURCH CHARITABLE AND RELIGIOUS SUPPORT 50000 BETHANY WORLD PRAYER CENTER 10877 REIGER ROAD BATON ROUGE LA 70809 NONE CHURCH CHARITABLE AND RELIGIOUS SUPPORT 100000 THE SENTINEL GROUP PO BOX 2255 LYNNWOOD WA 98036 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 5000 SHARING MINISTRIES 121 N RIO GRANDE MONTROSE CO 81401 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 10000 NEW BEGINNINGS CHURCH 2000 FORUM PARKWAY BEDFORD TX 76021 NONE CHURCH CHARITABLE AND RELIGIOUS SUPPORT 1000 PARALYZED VETERANS OF AMERICA 801 18TH ST NW WASHINGTON DC DC 20006 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 5000 VOICE OF EVANGELISM-PERRY STONE MINISTRIES PO BOX 3595 CLEVELAND OH 37320 NONE OTHER PUBLIC CHARITY CHARITABLE AND RELIGIOUS SUPPORT 2000 TRINITY REFORMED PRESBYTERIAN CHURCH 2705 SUNNYSIDE RD MONTROSE CO 81401 NONE CHURCH CHARITABLE AND RELIGIOUS SUPPORT 5000 316000 0 14 175210 18 126740 0 301950 0 301950 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION 2372 0 736 ACCOUNTING & BOOKKEEPING 34600 0 10737 3 LCD TV'S FOR OFFICE 2011-05-30 1447 1277 SL 5.000000000000 170 0 AVAYA IPO 500 SERVER SYSTEM 2011-07-01 11216 9907 SL 5.000000000000 1309 0 OFFICE SHREDDER 2011-07-15 1013 634 SL 7.000000000000 145 0 WINDOW BLINDS 2011-07-01 1828 1153 SL 7.000000000000 261 0 HEXAGON TABLE, BOOKCASE, 3 ARM CHAIRS 2011-09-01 622 378 SL 7.000000000000 89 0 LEASEHOLD IMPROVEMENTS 2011-07-01 11293 4987 SL 10.000000000000 1129 0 ASUS ZENBOOK PRIME ULTRABOOK LAPTOP 2013-06-14 716 286 SL 5.000000000000 143 0 PRINTER/COPIER/SCANNER/FAX 2013-06-17 122 48 SL 5.000000000000 24 0 APPLE MACBOOK PRO 2013-11-20 1470 588 SL 5.000000000000 294 0 DELL LATITUDE 2015-10-23 1202 20 SL 5.000000000000 240 0 VARIOUS MUTUAL FUNDS 3502731 3983737 CEMOF II AT COST 37877 37877 RIVERSTONE GLOBAL ENERGY AT COST 39754 39754 LEGACY VENTURES VIII LLC AT COST 30000 30000 CORTLAND PARTNERS III AT COST 500000 500000 3 LCD TV'S FOR OFFICE 1447 1447 0 AVAYA IPO 500 SERVER SYSTEM 11216 11216 0 OFFICE SHREDDER 1013 779 234 WINDOW BLINDS 1828 1414 414 HEXAGON TABLE, BOOKCASE, 3 ARM CHAIRS 622 467 155 LEASEHOLD IMPROVEMENTS 11293 6116 5177 ASUS ZENBOOK PRIME ULTRABOOK LAPTOP 716 429 287 PRINTER/COPIER/SCANNER/FAX 122 72 50 APPLE MACBOOK PRO 1470 882 588 DELL LATITUDE 1202 260 942 PREPAID EXPENSES 432 0 ROUNDING 1 WORKERS COMPENSATION INSURANCE 222 0 69 PAYROLL & 401K ADMIN FEES 740 0 230 BANK CHARGES 103 0 32 COMPUTER EXPENSES 453 0 141 DUES & SUBSCRIPTIONS 1008 0 313 OFFICE AND POSTAGE EXPENSE 337 0 105 PROJECT SUPPORT - AHOP 114060 0 114060 INVESTMENT EXPENSES AND ADR FEES 3673 3673 0 INSURANCE 3096 0 961 PROJECT SUPPORT-LSFCT 282400 0 282400 MEETING/MEALS 228 0 71 TAXES & LICENSES 151 0 47 UNREALIZED GAIN ON INVESTMENT 8483 PAYROLL TAXES 13630 0 4229 STATE FILING FEES 10 0 3 FEDERAL TAXES 2961 2961 0