2017-02-15T09:13:33-06:00 2016-06-30 010720052 MORRISON BROWN ARGIZ & FARRA LLC 1450 BRICKELL AVENUE 18TH FLOOR MIAMI FL 33131 990 2015-07-01 590949880 ST THOMAS UNIVERSITY INC STTH 3056286704 16401 NW 37TH AVENUE MIAMI GARDENS FL 33054 TERRENCE O'CONNOR VP FOR ADMINISTRATION AND CFO 3056286704 2017-02-13 1 RICK COVERT P00124528 3053735500 2015 2021-01-29 14:40:06Z TERRENCE O'CONNOR 16401 NW 37TH AVENUE MIAMI GARDENS FL 33054 64225835 0 X WWW.STU.EDU X 1961 FL ST. THOMAS UNIVERSITY IS A CATHOLIC UNIVERSITY WITH RICH CULTURAL AND INTERNATIONAL DIVERSITY COMMITTED TO THE ACADEMIC AND PROFESSIONAL SUCCESS OF ITS STUDENTS WHO BECOME ETHICAL LEADERS IN OUR GLOBAL COMMUNITY. 26 24 1349 220 0 0 8756218 12981906 47972272 48078121 953538 982426 653622 493825 58335650 62536278 31380 0 0 0 35952507 37957394 0 0 1370298 19220556 21167408 55204443 59124802 3131207 3411476 85647071 89401630 39760599 41263094 45886472 48138536 ST. THOMAS UNIVERSITY IS A CATHOLIC UNIVERSITY WITH RICH CULTURAL AND INTERNATIONAL DIVERSITY COMMITTED TO THE ACADEMIC AND PROFESSIONAL SUCCESS OF ITS STUDENTS WHO BECOME ETHICAL LEADERS IN OUR GLOBAL COMMUNITY. 0 0 41162824 45351550 ST. THOMAS UNIVERSITY WAS ACCEPTED AS A MEMBER OF THE SOUTHERN ASSOCIATION OF COLLEGES AND SCHOOLS AND FIRST ACCREDITED BY THE COMMISSION ON COLLEGES IN 1968. ST THOMAS IS ACCREDITED TO AWARD BACHELORS, MASTERS AND JURIS DOCTOR DEGREES. THE FALL 2015 FTE (IPED DEFINITION) ENROLLMENT SHOWS A TOTAL OF 1,708 UNDERGRADUATE STUDENTS INCLUDING DUAL ENROLLMENT HIGH SCHOOL STUDENTS, 917 GRADUATE STUDENTS, AND 641 LAW STUDENTS. TUITION FOR ACADEMIC YEAR 2015-2016 WAS $28,710 FOR FULL TIME UNDERGRADUATE STUDENTS AND $39,178 FOR FULL TIME LAW STUDENTS. GRADUATE TUITION RANGED BETWEEN $521 AND $912 PER CREDIT. CERTAIN PROGRAMS WERE OFFERED AT A DISCOUNTED RATE. 4378951 3092771 ST. THOMAS UNIVERSITY PROVIDES THE OPPORTUNITY FOR COMMUNITY LIVING BASED UPON THE CATHOLIC PHILOSOPHY OF MUTUAL RESPECT FOR THE RIGHTS OF EACH INDIVIDUAL. THE RESIDENCE HALL ARRANGEMENTS ENCOURAGE AUTONOMY, THE DEVELOPMENT OF INTERPERSONAL RELATIONSHIPS, ALONG WITH THE CONVINIENCE OF RESIDING ON CAMPUS. ST. THOMAS UNIVERSITY HAD 303 STUDENTS LIVING ON CAMPUS DURING FALL 2015 AND 304 DURING SPRING 2016. DURING SUMMER, IN COOPERATING WITH A LANUAGE ACADEMY, ST. THOMAS UNIVERSITY PROVIDES ROOM AND BOARD TO STUDENTS LEARNING ENGLISH. 2152942 HUMAN RIGHTS INSTITUTE - THE INSTITUTE IS FUNDED BY THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES PROVIDING IMMIGRATION LEGAL SERVICES TO QUALIFIED CUSTOMERS FREE OF CHARGE. ST. THOMAS UNIVERSITY IS REIMBURSED BY THE STATE OF FLORIDA DEPARTMENT OF CHILDREN AND FAMILIES (PASS THROUGH AGENCY) VIA CHURCH WORLD SERVICES. ST. THOMAS UNIVERSITY IS REIMBURSED BASED ON A NEGOTIATED FEE FOR SERVICES UP TO THE AMOUNT OF EXPENSES INCURRED. IN ADDITION TO REPORTING THE NUMBER OF CLIENTS SERVED, ST. THOMAS UNIVERSITY REPORTS OPERATIONAL EXPENSES OF THE HUMAN RIGHTS INSTITUTE ON A QUARTERLY BASIS. APPROXIMATELY 3,954 CLIENTS WERE SERVED IN FISCAL YEAR 2016. 47694717 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 0 0 0 1 70 0 1 1349 1 0 1 SP 0 0 0 1 1 0 0 0 0 0 X 26 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 FL X MARIBEL SMITH 3056286704 16401 NW 37TH AVENUE MIAMI GARDENS FL 33054 WINI AMATURO TRUSTEE 1.00 X 0 0 0 ANITA BRITT TRUSTEE 1.00 X 0 0 0 REV MSGR FRANKLYN M CASALE PRESIDENT 35.00 X X 92018 0 60248 BOB DICKINSON TRUSTEE 1.00 X 0 0 0 JOHN J DOONER TRUSTEE 1.00 X 0 0 0 CONSTANCE M FERNANDEZ TRUSTEE 1.00 X 0 0 0 PAUL A GARCIA TRUSTEE 1.00 X 0 0 0 GARY GOLDBLOOM TRUSTEE 1.00 X 0 0 0 RAY GONZALEZ TRUSTEE 1.00 X 0 0 0 CYRUS M JOLLIVETTE SECRETARY OF THE BOARD 1.00 X 0 0 0 JOSEPH P LACHER TRUSTEE 1.00 X 0 0 0 VICTOR H MENDELSON TRUSTEE 1.00 X 0 0 0 DOMINICK F MINIACI TRUSTEE 1.00 X 0 0 0 DOMINGO R MOREIRA TRUSTEE 1.00 X 0 0 0 MARIO MURGADO TRUSTEE 1.00 X 0 0 0 JOSE NAVARRO TRUSTEE 1.00 X 0 0 0 ALEX PENELAS TRUSTEE 1.00 X 0 0 0 MARCOS A PEREZ TRUSTEE 1.00 X 0 0 0 PETER PRIETO TRUSTEE 1.00 X 0 0 0 JORGE RICO TRUSTEE 1.00 X 0 0 0 LOURDES RIVAS TRUSTEE 1.00 X 0 0 0 ROBERT SANCHEZ TRUSTEE 1.00 X 0 0 0 ROGER D SHAY TRUSTEE 1.00 X 0 0 0 GREGORY T SWIENTON TRUSTEE 1.00 X 0 0 0 MARIO TRUEBA TRUSTEE 1.00 X 0 0 0 MAUREEN SHEA TRUSTEE 1.00 X 0 0 0 MICHAEL T FAY TRUSTEE 1.00 X 0 0 0 IRMA BECERRA-FERNANDEZ PROVOST & CHIEF ACADEMIC OFFICER 35.00 X 282356 0 81770 TERRENCE O'CONNOR VP OF ADMINISTRATION/CHIEF FINANCIAL OFFICER 35.00 X 196047 0 55037 HILDA FERNANDEZ VICE PRESIDENT/UNIVERSITY ADVANCEMENT 35.00 X 159069 0 44329 ALFREDO GARCIA LS DEAN 35.00 X 253441 0 71659 ROY BALLESTE LAW LIBRARY DIRECTOR 35.00 X 232103 0 67217 SOMNATH BHATTACHARYA DEAN, SCHOOL OF BUSINESS 35.00 X 219764 0 63643 ALFRED LIGHT PROFESSOR 35.00 X 211550 0 61264 SIEGFRIED WIESSNER PROFESSOR OF LAW 35.00 X 195120 0 56506 DOUGLAS E RAY PROFESSOR 35.00 X 191480 0 55453 2032948 0 617126 20 0 1 0 HOTCHALK INC 1999 S BASCOM AVENUE SUITE 600 CAMPBELL CA 95008 ONLINE PLATFORM 4976912 ARAMARK CAMPUS DINING SERVICES 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICES 955542 METZ CULINARY MANAGEMENT 2 WOODLAND DRIVE DALLAS PA 18612 FOOD SERVICES 751640 G4S SECURE SOLUTIONS INC PO BOX 277469 ATLANTA GA 30384 SECURITY 667977 ALL GO CONSTRUCTION SYSTEMS INC 4970 SW 72ND AVENUE SUITE 109 MIAMI FL 33155 CONSTRUCTION 562123 20 119707 3288395 9573804 608805 12981906 TUITION AND FEES, NET 611710 44985350 44985350 ROOM AND BOARD 611710 2947111 2947111 ROOM AND BOARD ESL PROGRAM 611710 145660 145660 48078121 897088 897088 3885 3885 126928 2105 124823 124823 124823 1696194 1610856 85338 85338 85338 75513 119707 76596 -1083 -1083 COMMISSION AND FEES 611710 154460 154460 MISCELLANEOUS ATHLETIC REVENUE 611710 36018 36018 FINANCIAL AID OVERHEAD 611710 29728 29728 145994 145994 366200 62536278 48444321 0 1110051 1331082 712384 415389 203309 29664979 25057702 3923831 683446 1275008 1055316 190479 29213 3583767 2990556 510201 83010 2102558 1730650 318095 53813 128129 128129 107525 107525 44821 44821 397588 106049 276525 15014 971036 234648 730596 5792 1684943 1007385 598358 79200 1153430 332352 821078 2893988 2667297 218583 8108 1611163 1527804 38595 44764 2000 2000 1213857 1135741 76368 1748 3458606 3239368 208062 11176 688939 256744 429197 2998 CONTRACT SERVICES 1473026 1185330 239580 48116 FOOD SERVICES 1460230 1450361 9869 TEXTBOOKS 963530 963530 LIBRARY MATERIALS 658108 658108 2256489 1381392 774506 100591 59124802 47694717 10059787 1370298 87228 236395 465792 190788 6956929 11969851 1779567 1772977 455 8495 286365 299824 90707154 45276295 45477247 45430859 26937362 25961316 3139871 3133174 516255 397951 85647071 89401630 6491096 8228392 8660 1166930 29005000 28070000 346000 62000 3909843 3735772 39760599 41263094 X 23258117 19677667 16309614 21994017 6318741 6466852 45886472 48138536 85647071 89401630 3411476 -1159412 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 573146 X X HELD AS INVESTMENT 1 24933675 1120070 -163954 1696059 0 35937 24157795 22615394 1999976 676013 322270 0 35438 24933675 19496006 165050 3530524 305060 243854 27272 22615394 18005267 510239 1906287 254390 585369 86028 19496006 18620954 223772 -32231 156150 577493 73585 18005267 0.28000 0.27000 0.45000 1 0 183254 1703889 1887143 61596635 24722437 36874198 16021773 13861667 2160106 573146 10628457 6692191 4509412 45430859 CAPITAL LEASES 195245 DEPOSITS IN CUSTODY 267563 ANNUITY LIABILITY 181506 PERKINS LOAN 3091458 3735772 X 61410746 -1159412 78701 -1080711 62491457 44821 44821 62536278 59158682 0 59158682 44821 -78701 -33880 59124802 PART X, LINE 2: THE UNIVERSITY IS INCLUDED IN THE OFFICIAL CATHOLIC DIRECTORY, WHICH ENTITLES IT TO AN EXEMPTION FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, ACCORDINGLY, GENERALLY WOULD NOT INCUR INCOME TAXES. AS A RESULT, THE FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION FOR INCOME TAXES. THE UNIVERSITY RECOGNIZES AND MEASURES TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN ITS TAX RETURN BASED ON THEIR TECHNICAL MERIT AND ASSESSES THE LIKELIHOOD THAT THE POSITIONS WILL BE SUSTAINED UPON EXAMINATION BASED ON THE FACTS, CIRCUMSTANCES AND INFORMATION AVAILABLE AT THE END OF EACH PERIOD. INTEREST AND PENALTIES ON TAX LIABILITIES, IF ANY, WOULD BE RECORDED IN INTEREST EXPENSE AND OTHER NON-INTEREST EXPENSE, RESPECTIVELY. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES AND RENTAL EXPENSES PART XII, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES AND RENTAL EXPENSES PART III, LINE 4 COLLECTION OF DONATED ART WORK. PROCEEDS FROM SALES TO BE USED FOR SUPPORTING ST. THOMAS UNIVERSITY CAPITAL CAMPAIGN. PART V, LINE 4 ENDOWMENT EARNINGS ARE USED TO FUND SCHOLARSHIPS AND OTHER EDUCATIONAL PURPOSES. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ST. THOMAS UNIVERSITY ADMITS STUDENTS OF ANY SEX, RACE, COLOR, NATIONAL AND ETHNIC ORIGIN TO ALL RIGHTS, PRIVILEGES, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE UNIVERSITY. IT DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL OR ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, AND ATHLETIC AND OTHER SCHOOL-ADMINISTERED PROGRAMS. SCHEDULE E, PART I, LINE 6 TOTAL FEDERAL AWARDS $56,718,765, COMPOSED OF $53,502,429 STUDENT FINANCIAL AID CLUSTER AND $3,216,336 OF OTHER FEDERAL GRANT CONTRACTS. TOTAL STATE AWARDS OF $1,988,512 IN STUDENT FINANCIAL AID. CRAB DINNER 54580 13500 41080 8009 21031 412 783 GOLF TOURNAMENT 140640 106207 34433 34905 1373 880 9203 195220 119707 75513 42914 22404 1292 9986 76596 -1083 X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 REV MSGR FRANKLYN M CASALE PRESIDENT 92018 0 0 0 0 0 6441 0 53807 0 152266 0 0 0 IRMA BECERRA-FERNANDEZ PROVOST & CHIEF ACADEMIC OFFICER 282356 0 0 0 0 0 19765 0 62005 0 364126 0 0 0 TERRENCE O'CONNOR VP OF ADMINISTRATION/CHIEF FINANCIAL 190047 0 0 0 6000 0 13303 0 41734 0 251084 0 0 0 HILDA FERNANDEZ VICE PRESIDENT/UNIVERSITY ADVANCEMEN 153069 0 0 0 6000 0 10715 0 33614 0 203398 0 0 0 ALFREDO GARCIA LS DEAN 247441 0 0 0 6000 0 17321 0 54338 0 325100 0 0 0 ROY BALLESTE LAW LIBRARY DIRECTOR 232103 0 0 0 0 0 16247 0 50970 0 299320 0 0 0 SOMNATH BHATTACHARYA DEAN, SCHOOL OF BUSINESS 219764 0 0 0 0 0 15383 0 48260 0 283407 0 0 0 ALFRED LIGHT PROFESSOR 211550 0 0 0 0 0 14808 0 46456 0 272814 0 0 0 SIEGFRIED WIESSNER PROFESSOR OF LAW 195120 0 0 0 0 0 13658 0 42848 0 251626 0 0 0 DOUGLAS E RAY PROFESSOR 191480 0 0 0 0 0 13404 0 42049 0 246933 0 0 0 PART I, LINE 1A CAR ALLOWANCE FOR THE VICE PRESIDENTS AND HOUSING ALLOWANCE FOR THE PRESIDENT. A HIGHER EDUCATION FACILITIES FINANCING AUTHORITY 900058227 34073TBC0 2015-06-17 29005000 REFINANCING BOND SERIES 2009 - FINANCING THE COST OF CERTAIN PROJECTS 0 0 0 A 29005000 473790 623357 27907853 2034 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 0 0 0 0 0 0 A 0 DOMINIC MINIACI PARAMOUNT REFRESHME BOARD MEMBER 35073 LEASE OF COFFEE MACHINES 0 SCHEDULE L, PART IV MR. DOMINIC MINIACI IS A MEMBER OF THE BOARD OF TRUSTEES AND HIS FAMILY BUSINESS, PARAMOUNT REFRESHMENTS, HAS A CONTRACT WITH ST. THOMAS UNIVERSITY ON A COMPETITIVE BID PROCESS. ST. THOMAS UNIVERSITY PAID PARAMOUNT REFRESHMENTS $35,073 DURING FISCAL YEAR 2016. X 3 608805 FMV AT TIME OF DONATION X SILENT AUCTION 47 8010 SALE PRICE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE RETURN IS EMAILED TO MEMBERS OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST STATEMENT IS SENT OUT BY HUMAN RESOURCES AT THE BEGGINING OF EACH SCHOOL YEAR. IT IS MANDATORY FOR ALL TRUSTEES, OFFICERS, FACULTY AND ADMINISTRATION TO SIGN THE STATEMENT, AND IF APPLICABLE, TO DISCLOSE INFORMATION WHICH MAY BE CONSIDERED A CONFLICT OF INTEREST. IN THE CASE OF FACULTY AND ADMINISTRATION, IT IS UP TO THE DEPARTMENT VP OR THE PROVOST TO HAVE A CONVERSATION WITH THE EMPLOYEE, TO DETERMINE IF THE CONFLICT DOES EXIST AND TO COME UP WITH SOLUTIONS TO RESOLVE THE CONFLICT. THE SIGNED STATEMENTS ARE MAINTAINED IN THE OFFICE OF HUMAN RESOURCES. FAILURE TO SUBMIT A CONFLICT OF INTEREST STATEMENT MAY CONSTITUTE CAUSE FOR DISMISSAL. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE OFFICERS AND KEY EMPLOYEES MAY BE DETERMINED BY USE OF COMPENSATION SURVEYS AND MARKET ANALYSIS. GENERALLY, SALARIES ARE ESTABLISHED BY THE PRESIDENT OF THE UNIVERSITY OR THE DEPARTMENT DEANS WITH THE CONSENT OF THE PRESIDENT. A WRITTEN EMPLOYMENT CONTRACT IS GIVEN TO THE EMPLOYEES. OFFICER COMPENSATION IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 SUCH DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 SUCH DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.