2017-02-07T13:47:21-06:00 2016-09-30 953416914 GIVEN & COMPANY AN ACCTY CORP 3029 WILSHIRE BLVD 200 SANTA MONICA CA 904032376 990PF 2015-10-01 953905760 HARRY & YVONNE LENART CHARITABLE FOUNDATION HARR 3108287547 3029 WILSHIRE BLVD NO 200 SANTA MONICA CA 90403 ROBERT H GIVEN TRUSTEE 3108287547 2017-01-26 1 PETER GOLDBERG P00020952 3108287547 2015 2021-01-29 14:40:06Z X 3319046 X X 86473 86473 63555 811464 63555 150028 150028 0 0 0 10207 5104 5103 19003 9502 9501 4843 133 0 11909 11834 75 45962 26573 14679 159800 159800 205762 26573 174479 -55734 123455 29462 37695 37695 71091 344966 348775 890291 915535 1299696 512599 195997 206728 1403919 1357435 1426152 2907362 2851628 3319046 0 0 X 0 0 0 0 2907362 2851628 2907362 2851628 2907362 2851628 2907362 -55734 0 2851628 0 2851628 MEDTRONIC INC 2013-12-18 2015-10-30 7252 7621 -369 -369 CNR FIXED INCOME OPPORT CL N 2014-01-08 2015-11-19 15000 16035 -1035 -1035 SPDR S & P BIOTECH ETF 2015-06-02 2015-11-23 15985 18267 -2282 -2282 POLARIS INDS INC 2013-12-18 2015-11-25 15768 20906 -5138 -5138 LIONS GATE ENTERTAINMENT CORP 2014-09-10 2015-11-25 17717 16904 813 813 HOST HOTELS & RESORTS INC REIT 2014-12-03 2015-12-03 10017 14306 -4289 -4289 THIRD AVENUE REAL ESTATE #446 2015-03-27 2015-12-21 8762 10000 -1238 -1238 THIRD AVENUE REAL ESTATE #446 2015-12-08 2015-12-21 485 497 -12 -12 AFFIL MGRS GROUP INC 2014-02-07 2015-12-22 11107 13123 -2016 -2016 AFFIL MGRS GROUP INC 2014-02-21 2015-12-22 4760 5586 -826 -826 MYLAN NV 2011-07-12 2016-01-13 3988 1943 2045 2045 MYLAN NV 2012-07-06 2016-01-13 15950 6923 9027 9027 COMCAST CORP NEW CL A 2015-08-11 2016-01-19 8314 9122 -808 -808 WALT DISNEY COMPANY 2015-08-11 2016-01-19 5423 6011 -588 -588 EOG RES INC 2015-09-18 2016-02-08 10665 11800 -1135 -1135 CITIGROUP INC 2013-02-28 2016-02-12 8083 9115 -1032 -1032 ORACLE CORP 2011-06-10 2016-02-12 7034 6293 741 741 TWEEDY BROWNE GLOBAL VALUE FD #001 2014-09-12 2016-02-23 50000 60216 -10216 -10216 CALIFORNIA RESOURCES CORP 2013-01-07 2016-03-29 0 0 CALIFORNIA RESOURCES CORP 2013-01-07 2016-04-04 12 4 8 8 CALIFORNIA RESOURCES CORP 2015-05-22 2016-04-04 7 2 5 5 WHITEWAVE FOODS CO CL A 2013-02-28 2016-05-05 11229 3858 7371 7371 WHITEWAVE FOODS CO CL A 2014-09-10 2016-05-05 10208 9253 955 955 CERNER CORP 2015-08-14 2016-05-11 12871 15357 -2486 -2486 PRUDENTIAL FINANCIAL INC 2007-12-19 2016-06-06 789 948 -159 -159 PRUDENTIAL FINANCIAL INC 2008-01-24 2016-06-06 2368 2417 -49 -49 PRUDENTIAL FINANCIAL INC 2011-06-10 2016-06-06 6314 4739 1575 1575 PRUDENTIAL FINANCIAL INC 2011-06-22 2016-06-06 4341 3366 975 975 PRUDENTIAL FINANCIAL INC 2011-07-12 2016-06-06 3552 2806 746 746 PRUDENTIAL FINANCIAL INC 2012-07-06 2016-06-06 8287 5042 3245 3245 SCHWAB CHARLES CORP 2015-03-06 2016-06-09 5665 5918 -253 -253 EDWARDS LIFESCIENCES CORP 2014-04-22 2016-06-09 1524 602 922 922 EDWARDS LIFESCIENCES CORP 2014-06-18 2016-06-09 9142 3701 5441 5441 GOLDMAN SACHS GROUP INC 2012-10-16 2016-06-09 18898 15045 3853 3853 STARBUCKS CORP 2014-02-07 2016-06-09 6677 4465 2212 2212 WABTEC CORP 2013-01-31 2016-06-09 8993 5388 3605 3605 CVS/CAREMARK CORP 2014-03-03 2016-06-10 5825 4376 1449 1449 WELLS FARGO & CO 2011-07-12 2016-06-10 7315 4027 3288 3288 HEXCEL CORP 2015-08-11 2016-07-21 8740 11295 -2555 -2555 GILEAD SCIENCES INC 2011-06-22 2016-07-26 17403 4030 13373 13373 GILEAD SCIENCES INC 2011-07-12 2016-07-26 3916 938 2978 2978 FORTIVE CORP 2012-04-10 2016-08-02 5576 3098 2478 2478 FORTIVE CORP 2013-05-21 2016-08-02 970 539 431 431 CNR EMERGING MKTS FD CL Y 2014-03-05 2016-08-10 30000 25936 4064 4064 CNR FIXED INCOME OPPORT CL N 2014-01-08 2016-08-10 10000 10795 -795 -795 SPDR S & P BIOTECH ETF 2015-06-02 2016-08-12 20119 25415 -5296 -5296 GENERAL ELEC CAP CORP MED TERM 5.550% 05/04/2020 2011-10-12 2015-10-30 113000 104871 8129 8129 GENERAL ELEC CAP CORP MED TERM 5.550% 05/04/2020 2012-08-15 2015-10-30 10170 10360 -190 -190 GOLDMAN SACHS GLOBAL 5.25% 07/27/2021 2011-10-13 2016-01-04 110500 99164 11336 11336 LOWER COLO RIV AUTH TEX REV 6.000% 01/01/2017 2013-08-27 2016-01-04 5000 5000 0 0 ATLANTA GA DOWNTOWN DEV 6.875% 02/01/2021 2012-01-31 2016-02-01 5000 5771 -771 -771 ST LOUIS CNTY MO MTG 8.125% 08/01/2020 2014-02-03 2016-02-01 5000 5000 0 0 MISSOURI ENVIRONMENTAL IMPT & ENERGY 4.250% 07/01/2027 2016-01-19 2016-07-01 5000 5000 0 0 ST LOUIS CNTY MO MTG 8.125% 08/01/2020 2014-02-03 2016-08-01 5000 5000 0 0 GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/2021 2011-10-12 2016-08-17 102659 91826 10833 10833 COPANO ENERGY 7.125% 04/01/2021 2013-07-29 2016-09-30 7249 7738 -489 -489 THIRD AVENUE REAL ESTATE #446 - LTCG DISTRIBUTIONS P 2015-12-09 396 396 396 CNR CORPORATE BOND FD - LTCG DISTRIBUTIONS P 2015-12-17 735 735 735 TWEEDY BROWNE GLOBAL VALUE FD #001 - LTCG DISTRIBUTIONS P 2015-12-29 4704 4704 4704 MEDTRONIC INC-ADJ P 151 -151 -151 63555 0 178772 3513894 0.050876 160084 3372691 0.047465 126210 3024579 0.041728 34084 2775647 0.012280 7833 1160911 0.006747 0.159096 0.031819 3259346 103709 1235 104944 174479 X 1235 0 1235 0 1235 4823 4823 3588 3588 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 CO-TRUSTEE 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 CO-TRUSTEE 0.05 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 3235904 73077 0 3308981 0 0 3308981 49635 3259346 162967 162967 1235 1235 161732 0 161732 0 161732 174479 0 174479 1235 173244 161732 0 0 7825 7825 174479 0 0 0 161732 12747 0 0 20572 0 0 0 0 0 0 0 20572 7825 12747 X AMERICAN TECHNION SOCIETY 55 E 59TH ST NEW YORK NY 10022 N/A PUBLIC CHARITY SCIENCE & TECHNOLOGY RESEARCH 10000 ARTHRITIS FOUNDATION 800 W SIXTH ST 1010 LOS ANGELES CA 90017 N/A PUBLIC CHARITY MEDICAL RESEARCH 25000 ASANTE FOUNDATION 2825 E BARNETT RD MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 7500 AUTOIMMUNE ENCEPHALITIS ALLIANCE 920 URBAN AVE DURHAM NC 27701 N/A PUBLIC CHARITY MEDICAL RESEARCH 2500 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION 18111 NORDHOFF ST NORTHRIDGE CA 913308321 N/A SCHOOL EDUCATIONAL 1000 CAMP KESEM P O BOX 452 CULVER CITY CA 90232 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLVD 2416 LOS ANGELES CA 90048 N/A PUBLIC CHARITY MEDICAL RESEARCH 7500 CROHN'S & COLITIS FOUNDATION 10350 SANTA MONICA BLVD 120 LOS ANGELES CA 90025 N/A PUBLIC CHARITY MEDICAL RESEARCH 1000 FACING HISTORY AND OURSELVES 350 S BIXEL ST 160 LOS ANGELES CA 90017 N/A PUBLIC CHARITY EDUCATIONAL 5000 FAMILY NURTURING CENTER 212 N OAKDALE MEDFORD OR 97501 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 FRIENDS OF ELNET 10573 W PICO BLVD 369 LOS ANGELES CA 90064 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 FRIENDS OF ROBINSON GARDENS 1008 ELDEN WAY BEVERLY HILLS CA 90201 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 GREATER LOS ANGELES ZOO ORGANIZATION 5333 ZOO DRIVE LOS ANGELES CA 90027 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 GREENSPRINGS RURAL FIRE DISTRICT 11471 HIGHWAY 66 ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 HOLLY THEATRE 315 S FRONT ST MEDFORD OR 97501 N/A PUBLIC CHARITY COMMUNITY SERVICE 12500 ISRAEL DEFENSE FORCES 6505 WILSHIRE BLVD 625 LOS ANGELES CA 90048 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 JEWISH VOCATIONAL SERVICES SCHOLARSHIP PROGRAM 6505 WILSHIRE BLVD 200 LOS ANGELES CA 90048 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 KCET 2900 W ALAMEDA AVE BURBANK CA 915054267 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 OREGON WILD 5825 N GREELEY AVE PORTLAND OR 97217 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 PACIFIC CREST TRAIL 1331 GARDEN HIGHWAY SACRAMENTO CA 95833 N/A PUBLIC CHARITY ENVIRONMENTAL 2000 PACIFIC FOREST TRUST 1001-A OREILLY AVE SAN FRANCISCO CA 94129 N/A PUBLIC CHARITY ENVIRONMENTAL 5000 PALISADES ENRICHMENT PROGRAMS 800 VIA DE LA PAZ PACIFIC PALISADES CA 90272 N/A SCHOOL EDUCATIONAL 2000 PALM SPRINGS AIR MUSEUM 745 N GENE AUTRY TRAIL PALM SPRINGS CA 92262 N/A PUBLIC CHARITY COMMUNITY SERVICE 2500 PBS SO CAL P O BOX 33816 LOS ANGELES CA 90033 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 PLANNED PARENTHOOD LA 400 W 30TH ST LOS ANGELES CA 90007 N/A PUBLIC CHARITY MEDICAL RESEARCH 10000 SCIENCE WORKS HANDS-ON MUSEUM 1500 E MAIN ST ASHLAND OR 97520 N/A PUBLIC CHARITY EDUCATIONAL 18000 STAND WITH US P O BOX 341069 LOS ANGELES CA 90034 N/A PUBLIC CHARITY COMMUNITY SERVICE 2500 THE RAPE FOUNDATION 1223 WILSHIRE BLVD 410 SANTA MONICA CA 90403 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 UNITED STATES NAVAL ACADEMY 291 WOOD RD ANNAPOLIS MD 21402 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 UPSTART CROW STUDIOS 855 W 1ST AVE 1 EUGENE OR 97402 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 VISTA DEL MAR 3200 MOTOR AVE LOS ANGELES CA 90034 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 WELLS BRING HOPE 16563 PARK LANE CR LOS ANGELES CA 90049 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 900102798 N/A PUBLIC CHARITY COMMUNITY SERVICE 3800 WOMEN'S GUILD CEDARS-SINAI 8700 BEVERLY BLVD 2416 LOS ANGELES CA 90048 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 159800 0 14 86473 18 63555 0 150028 0 150028 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 19003 9502 9501 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, AN ACCOUNTANCY CORPORATION, THE SUM OF $19,003 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION AND BOOKKEEPING. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES. THE FOUNDATION PAID LOEB & LOEB, A LIMITED LIABILITY COMPANY, THE SUM OF $10,207 FOR VARIOUS SERVICES TO THE FOUNDATION. THESE SERVICES INCLUDED LEGAL AND TRUST ADMINISTRATIVE FUNCTIONS FOR THE FOUNDATION. STANFORD K. RUBIN, A TRUSTEE OF THE FOUNDATION, IS A PARTNER OF LOEB & LOEB, LLP AND AS SUCH RECEIVED COMPENSATION BY LOEB & LOEB, LLP FOR HIS SERVICES. NO COMPENSATION WAS DIRECTLY PAID BY THE FOUNDATION TO ROBERT H. GIVEN OR STANFORD K. RUBIN IN THEIR CAPACITY AS TRUSTEES OR OFFICERS OF THE FOUNDATION. GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/21 21133 22916 GENERAL ELEC CAP CORP INTERNOTES 5.900% 09/15/2020 8939 9228 GENERAL ELEC CAP CORP MED TERM 6.000% 08/07/2019 8857 9040 JP MORGAN CHASE & CO 6.000% 01/15/18 51244 52826 JP MORGAN CHASE & CO 6.300% 04/23/19 5326 5570 MORGAN STANLEY GLOBAL MED TERM 6.625% 04/01/18 100498 107148 ADOBE SYSTEMS 11761 18995 ADVANSIX INC 141 141 ALPHABET INC CL A 12859 31358 ALPHABET INC CL C 10346 22541 AMERICAN INTL GROUP INC 26406 26703 AMERICAN WTR WKS CO INC 10909 29188 APPLE INC 28080 65569 BANKUNITED INC 19846 16459 BLACKROCK INC CL A 13284 14498 BOEING COMPANY 15439 15809 CELGENE CORP COM 16673 32195 CHEVRON CORP 26761 26759 CINTAS CORP 12994 13512 CISCO SYSTEMS INC 16206 16812 CME GROUP INC 23533 25085 COLGATE PALMOLIVE CO 23392 24096 COMCAST CORP NEW CL A 16396 31512 COSTCO WHOLESALE CORP 22174 27452 CVS/CAREMARK CORP 17883 33816 DANAHER CORP 11167 21165 ECOLAB INC 12294 12781 EDWARDS LIFESCIENCES CORP 11836 35565 EXXON MOBILE CORP 26431 28802 FACEBOOK INC 16882 38481 GILEAD SCIENCES INC 5536 15033 HCA HOLDINGS INC 17308 18151 HOME DEPOT INC 12982 47612 HONEYWELL INTL INC 26350 29006 JOHNSON & JOHNSON 20883 22445 JP MORGAN CHASE & CO 20153 33628 LILLY ELI & CO 17089 18460 LOCKHEED MARTIN CORP 13182 13185 MAGNA INTERNATIONAL INC 14409 21475 MASTERCARD INC CL A 10373 20354 MEDTRONIC INC 8002 9072 MICROSOFT CORP 17261 32256 NORTHROP GRUMMAN CORP 14370 13907 NXP SEMICONDUCTORS NV 16652 23972 OCCIDENTAL PETROLEUM CORP 15799 14949 P G & E CORP 13209 15293 PEPSICO INC 25928 32087 PULTE GROUP INC 23000 23346 SCHLUMBERGER LTD N A ADR 20522 19267 SCHWAB CHARLES CORP 21491 21783 STARBUCKS CORP 11533 16783 SYNCHRONY FINANCIAL 19388 17360 TEXTRON INC 10488 14708 THERMO FISHER CORP 12493 31811 TIME WARNER CABLE INC 11318 12737 UNION PACIFIC CORP 10174 19506 UNITEDHEALTH GROUP INC 31854 33600 VERIZON COMMUNICATIONS 11787 16374 VISA INC CL A 17629 26464 WABTEC CORP 9371 16330 WALT DISNEY COMPANY 19442 19965 WELLS FARGO & CO 11866 19483 0 0 344966 348775 CNR CORPORATE BOND FD AT COST 324847 317664 CNR EMERGING MKTS FD CL N AT COST 109064 134001 CNR FIXED INCOME OPPORT CL N AT COST 178424 170472 CNR GOVT BD FD AT COST 141054 140128 ISHARES CORE S & P MIDCAP AT COST 18587 29395 ISHARES TR INTL PFD STK ETF AT COST 50380 48597 ISHARES TR S & P US PFD STK INDEX FD AT COST 50287 49375 SPDR S & P BIOTECH ETF AT COST 99279 82863 STONE RIDGE RNS RISK PREM FD INT AT COST 130013 136373 TWEEDY BROWNE GLOBAL VALUE FD #001 AT COST 102735 96778 VANGUARD HIGH DIVIDEND YIELD AT COST 75971 97389 VANGUARD SMALL-CAP ETF AT COST 52294 97744 VOYA GLOBAL REAL ESTATE FUND AT COST 24500 25373 LOEB & LOEB 10207 5104 5103 REGISTRY OF CHARITABLE TRUST 75 0 75 INVESTMENT FEES 11834 11834 0 IRS 4700 0 0 FRANCHISE TAX BOARD 10 0 0 FOREIGN TAXES PAID 133 133 0