2017-02-03T10:38:31-06:00 2016-06-30 161131146 BONADIO & CO LLP 7936 SENECA TURNPIKE CLINTON NY 13323 990 2015-07-01 150532074 UNITED WAY OF THE VALLEY & GREATER UTICA AREA INC UNIT 3157334691 201 LAFAYETTE STREET NO 201 UTICA NY 13502 BRENDA EPISCOPO EXECUTIVE DIRECTOR 3157334691 2017-02-03 1 RICHARD ZWEIFEL P00085938 3157977781 2017-02-03 2015 2021-01-29 14:40:06Z BRENDA EPISCOPO 201 LAFAYETTE STREET NO 201 UTICA NY 13502 2245046 0 X WWW.UNITEDWAYGU.ORG X 1921 NY PROMOTE INDIVIDUAL WELL BEING, STRENGTHEN FAMILIES, AND IMPROVE QUALITY OF LIFE IN OUR COMMUNITY. 20 19 14 1521 0 0 2290131 2125439 0 0 2087 3351 127721 98668 2419939 2227458 1375392 1387397 0 0 547290 599608 0 0 213291 317499 312866 2240181 2299871 179758 -72413 3636270 3501799 651056 612840 2985214 2888959 TO PROMOTE INDIVIDUAL WELL BEING, STRENGTHEN FAMILIES, AND IMPROVE THE QUALITY OF LIFE IN OUR COMMUNITY. 0 0 1869443 1387397 87607 THE MISSION OF UWVGU IS TO MOBILIZE THE CARING POWER OF THE VALLEY & GREATER UTICA AREA BY CONNECTING PEOPLE, RESOURCES AND IDEAS TO CREATE A THRIVING COMMUNITY. COMMUNITY INVESTMENT FUNDING INCLUDES COLLABORATIVE PARTNERSHIPS AND COALITIONS, ASSESSMENT OF COMMUNITY NEEDS AND FUND DISTRIBUTION TO SUPPORT PROGRAMS. THE UWVGU FUNDED 31 AGENCIES IN THE TWELVE MONTH PERIOD ENDING 6/30/16. OUR FOCUS AREAS ARE HEALTH, EDUCATION, INCOME AND COMMUNITY SAFETY NET. 1869443 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 6 0 1 14 1 0 0 0 0 0 0 0 0 0 0 X 20 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X SANDRA HOYLAND 3157334691 201 LAFAYETTE STREET UTICA NY 13502 GREGORY M MORRA PRESIDENT 1.00 X X 0 0 0 AMBER J CLARKE TREASURER 1.00 X X 0 0 0 ROBERT DANOVITZ CHAIR 1.00 X X 0 0 0 EDWARD M BARONE III DIRECTOR 1.00 X 0 0 0 EVE VAN DE WAL CHAIR 1.00 X X 0 0 0 MARK S LEWANDROWSKI DIRECTOR 1.00 X 0 0 0 WILLIAM F PERROTTI DIRECTOR 1.00 X 0 0 0 JOHN H HOBIKA JR DIRECTOR 1.00 X 0 0 0 DONALD CARBONE DIRECTOR 1.00 X 0 0 0 STEPHEN T SURACE DIRECTOR 1.00 X 0 0 0 PATRICK J COSTELLO DIRECTOR 1.00 X 0 0 0 MAIMUN N KHAN DIRECTOR 1.00 X 0 0 0 BRENDA EPISCOPO SECRETARY/EXECUTIVE DIRECTOR 40.00 X X 90654 0 13985 MATTHEW A NICHOLL DIRECTOR 1.00 X 0 0 0 FELIX CANO DIRECTOR 1.00 X 0 0 0 FRANK DILORENZO CHAIR 1.00 X X 0 0 0 MARY CLARE HATCH-PENNELLO DIRECTOR 1.00 X 0 0 0 JACKIE ROMANO CHAIR 1.00 X X 0 0 0 ERIN M GIGLIOTTI CHAIR 1.00 X X 0 0 0 DR CATHLEEN MCCOLGIN FIRST VICE PRESIDENT 1.00 X X 0 0 0 90654 0 13985 0 0 0 0 0 1967699 157740 2125439 3719 3719 10190 10558 -368 -368 -368 18091 7030 11061 11061 MANAGEMENT FEES 561000 64486 64486 MISC 561000 23121 23121 87607 2227458 87607 0 14412 1387397 1387397 104640 23775 68463 12402 406315 196015 66787 143513 20102 8041 7237 4824 31566 12846 11232 7488 36985 17125 11916 7944 949 812 82 55 14100 12071 1217 812 7062 6046 610 406 124800 112842 7175 4783 2125 850 765 510 78693 55557 13882 9254 2843 1167 1005 671 4682 1873 1686 1123 7523 4342 1909 1272 10165 4066 3659 2440 21052 9071 5517 6464 2207 882 795 530 4410 1764 1588 1058 CAMPAIGN SUPPLIES 26694 10677 9610 6407 MEMBERSHIP DUES & SUBSC 5561 2224 2002 1335 2299871 1869443 217137 213291 999455 967964 567999 655947 1018268 912452 10876 9341 46059 46059 2207 0 1037465 956095 3636270 3501799 55980 76664 10994 12636 584082 523540 651056 612840 X 2365031 2284242 345030 329564 275153 275153 2985214 2888959 3636270 3501799 X -72413 -23842 X 0 1 X 1 0 X 2158705 768506 2267002 2290131 2073493 9557837 2158705 768506 2267002 2290131 2073493 9557837 9557837 4124 1378 4586 2761 3718 16567 77702 86203 138457 118738 87607 508707 10083111 0.94790 0.95400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 551967 -16192 535775 557848 10756 16637 551967 502295 180 68917 13544 557848 478364 23931 502295 416613 6024 55727 478364 0.51360 0.48640 1 0 39344 39344 0 6715 6715 0 0 INTEREST IN ASSETS HELD BY THIRD PARTY 943459 CUSTODIAL FUNDS 12636 956095 CAMPAIGN DESIGNATIONS PAYABLE 509305 DEFERRED REVENUE 14235 523540 1726815 74880 -23842 51038 1675777 4671 547010 551681 2227458 1823070 74880 74880 1748190 4671 547010 551681 2299871 PART IV, LINE 2B: THE UNITED WAY IS SERVING AS A CUSTODIAN FOR FUNDS FOR EVENTS TO BE HELD BY OUTSIDE ORGANIZATIONS IN A SUBSEQUENT YEAR. PART V, LINE 4: THE ENDOWMENT FUNDS ARE CURRENTLY HELD BY THE COMMUNITY FOUNDATION OF HERKIMER & ONEIDA COUNTIES, INC. THESE FUNDS CONSIST OF DONOR-RESTRICTED CONTRIBUTIONS AND AMOUNTS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS. THE BOARD DESIGNATED PORTION ALONG WITH EARNINGS ARE USED TO COVER OPERATING OR OTHER COSTS AS NEEDED AT THE DISCRETION OF THE BOARD OF DIRECTORS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN AGENCY FUND INVESTMENT -23,842. PART XI, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 547,010. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 547,010. HOCKEY NITE 5465 5465 288 414 2655 5465 5465 288 414 2655 3357 2108 1 AIDS COMMUNITY RESOURCES 401 COLUMBIA STREET UTICA NY 13502 55650 FUNDED PARTNER AMERICAN RED CROSS OF THE MOHAWK VALLEY 1415 GENESEE STREET UTICA NY 13502 21040 FUNDED PARTNER BOYS AND GIRLS' CLUB OF THE MOHAWK VALLEY 755 LANSING STREET UTICA NY 13502 36888 FUNDED PARTNER CATHOLIC CHARITIES OF HERKIMER COUNTY 61 WEST STREET ILION NY 13357 50218 FUNDED PARTNER CATHOLIC CHARITIES OF ONEIDA AND MADISON COUNTIES 1408 GENESEE STREET UTICA NY 13502 11040 FUNDED PARTNER CENTER FOR FAMILY LIFE & REC 502 COURT STREET SUITE 402 UTICA NY 13502 20512 FUNDED PARTNER CNY LABOR AGENCY 270 GENESEE STREET UTICA NY 13502 41108 FUNDED PARTNER COUNTRY PANTRY (KIRKLAND) 5476 EUREKA ROAD ROME NY 13440 16000 FUNDED PARTNER FOOD BANK OF CENTRAL NEW YORK 7066 INTERSTATE ISLAND ROAD SYRACUSE NY 13209 5500 FUNDED PARTNER FOOTHILLS RURAL COMMUNITY MINISTRY 7835 CHURCH STREET HOLLAND PATENT NY 13354 15700 FUNDED PARTNER JOHN BOSCO HOUSE INC 425 LAFAYETTE STREET UTICA NY 13502 21464 FUNDED PARTNER JOHNSON PARK CENTER 26 JOHNSON PARK UTICA NY 13501 98065 FUNDED PARTNER LEGAL AID SOCIETY OF MID-NEW YORK 255 GENESEE STREET UTICA NY 13501 22000 FUNDED PARTNER MULTI-CULTURAL ASSOC FOR MED INTERPRET 309 GENESEE STREET UTICA NY 13501 10512 FUNDED PARTNER NEIGHBORHOOD CENTER OF UTICA 293 GENESEE STREET UTICA NY 13501 55441 FUNDED PARTNER ONEIDA HERKIMER MADISON BOCES CORE 4747 MIDDLE SETTLEMENT ROAD NEW HARTFORD NY 13413 9075 FUNDED PARTNER PARKWAY SENIOR CENTER 220 MEMORIAL PARKWAY UTICA NY 13501 33559 FUNDED PARTNER PETER MAURIN HOUSE INC 130 EAGLE STREET UTICA NY 13501 22040 FUNDED PARTNER RESOURCE CENTER FOR INDEPENDENT LIVING 409 COLUMBIA STREET UTICA NY 13502 118530 FUNDED PARTNER SALVATION ARMY OF UTICA 14 CLINTON PLACE UTICA NY 13501 11040 FUNDED PARTNER SALVATION ARMY OF HERKIMER 431 N PROSPECT ST HERKIMER NY 13350 8539 FUNDED PARTNER THE PEACEMAKER PROGRAM 502 COURT STREET SUITE 234 UTICA NY 13502 12408 FUNDED PARTNER THEA BOWMAN HOUSE 731 LAFAYETTE STREET UTICA NY 13502 83720 FUNDED PARTNER UTICA SAFE SCHOOLS HEALTHY STUDENTS PARTNERSHIP INC 106 MEMORIAL PARKWAY 208 UTICA NY 13501 12075 FUNDED PARTNER WOMEN'S EMPLOYMENT AND RESOURCE CENTER 185 GENESEE STREET UTICA NY 13501 10047 FUNDED PARTNER YMCA OF THE MOHAWK VALLEY 83 E MAIN ST MOHAWK NY 13407 28317 FUNDED PARTNER YWCA OF THE MOHAWK VALLEY 1000 CORNELIA STREET UTICA NY 13502 69681 FUNDED PARTNER MOHAWK VALLEY COMMUNITY ACTION AGENCY 9882 RIVER ROAD UTICA NY 13502 11040 FUNDED PARTNER MOHAWK VALLEY RESOURCE CENTER FOR 309 GENESEE STREET UTICA NY 13501 44517 FUNDED PARTNER ON POINT FOR COLLEGE INC 1654 W ONONDOGA BLVD SYRACUSE NY 13204 10047 FUNDED PARTNER RICHFIELD SPRINGS COMMUNITY CENTER PO BOX 108 RICHFIELD SPRINGS NY 13439 5471 FUNDED PARTNER UCDCNY VETERN'S OUTREACH CENTER 726 WASHINGTON STREET UTICA NY 13502 16040 FUNDED PARTNER FORM 990, PART VI, SECTION B, LINE 11 LINE 11A EXPLANATION - AUDIT COMMITTEE REVIEWS THE UNITED WAY'S 990 WITH MANAGEMENT AND THEN THE BOARD OF DIRECTORS WILL REVIEW AND APPROVE PRIOR TO FILING AND RELEASING IT TO THE PUBLIC. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL STAFF, BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE ANY CONFLICT OF INTEREST BY SIGNING "CODE OF ETHICS" QUESTIONNAIRES. THE AUDIT COMMITTEE CHAIR THEN REVIEWS THE QUESTIONNAIRES FOR CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 OUR COMPENSATION PHILOSOPHY STATEMENT STATES THAT THE POLICY OF THE UNITED WAY OF THE VALLEY & GREATER UTICA AREA IS TO PROVIDE COMPENSATION THAT IS FAIR, REASONABLE AND CONSISTENT WITH COMPENSATION PAID IN THE NON-PROFIT SECTOR FOR POSITIONS OF COMPARABLE WORTH, COMPLEXITY AND RESPONSIBILITY. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS SHALL DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR UNDER THE GUIDELINES SET FORTH IN THE COMPENSATION POLICY USING THE FOLLOWING PROCESS: 1) ANNUAL BENCHMARKING 2) SALARY RANGES - THREE BROADBAND LEVELS A) DIRECTOR LEVEL B) PROFESSIONAL/SUPPORT LEVEL C) ADMINISTRATIVE 3) PERFORMANCE REVIEWS FORM 990, PART VI, SECTION C, LINE 19 THE UNITED WAY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST AT THE UNITED WAY OFFICES. IN ADDITION, THE FINANCIAL STATEMENTS AS FILED WITH THE CHARITIES BUREAU ARE AVAILABLE ON THAT AGENCY'S WEB SITE AND THE UNITED WAY'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST IN AGENCY FUND INVESTMENT -23,842.