2017-10-20T08:17:23-05:00 2016-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 650N BETHESDA MD 208142930 990 2016-01-01 453859544 ADVANCED ENERGY ECONOMY INC ADVA 2023801950 1000 VERMONT AVENUE NW NO 3 FL WASHINGTON DC 20005 ELIZABETH L GILCHRIST SVP/SECRETARY-TREASURER 2023801950 2017-10-20 1 AMY BOLAND CPA P01329488 3019519090 2016 2022-09-23 18:48:47Z GRAHAM RICHARD 1000 VERMONT AVENUE NW NO 3 FL WASHINGTON DC 20005 6080550 0 X WWW.AEE.NET X 2011 DC SEE PART III, LINE 1. 19 19 47 19 0 0 4127046 3982625 1349338 1933763 416 -1248 26426 163678 5503226 6078818 110000 110100 0 0 4107526 4683884 0 0 0 2642282 2614123 6859808 7408107 -1356582 -1329289 2977974 1909388 1459624 1720327 1518350 189061 X THE MISSION OF ADVANCED ENERGY ECONOMY IS TO TRANSFORM PUBLIC POLICY TO ENABLE RAPID GROWTH OF ADVANCED ENERGY BUSINESSES. 0 0 EDUCATION AND COMMUNICATIONS: AS THE BUSINESS VOICE OF ADVANCED ENERGY, AEE USES A WIDE VARIETY OF COMMUNICATIONS AND MARKETING PLATFORMS TO EDUCATE THE PUBLIC AND BUILD AWARENESS OF THE ADVANCED TECHNOLOGIES THAT COMPANIES ARE CURRENTLY EMPLOYING TO PROVIDE SECURE, CLEAN AND AFFORDABLE ENERGY, AND HIGHLIGHTING THE RESULTING ECONOMIC BENEFITS TO THE STATES AND REGIONS IN WHICH THOSE COMPANIES ARE OPERATING. MEMBERSHIP: AEE PROVIDES A FORUM THROUGH WHICH ADVANCED ENERGY BUSINESSES CAN CONVENE, COLLABORATE AND TAKE ACTION ON POLICY ISSUES AND ECONOMIC OPPORTUNITIES THAT IMPACT COMPANIES ACROSS THE ENTIRE SECTOR, REGARDLESS OF THE BUSINESS MODEL OR TECHNOLOGIES THAT THEY MAY EMPLOY. POLICY: AEE CONVENES, CONNECTS, AND ENGAGES POLICY MAKERS, STAKEHOLDERS AND THE PUBLIC TO TAKE ACTION ON POLICIES THAT PROMOTE A WORLD THAT RUNS ON SECURE, CLEAN AND AFFORDABLE ENERGY. IN ADDITION TO ITS ADVOCACY WORK ON ENERGY ISSUES AT A FEDERAL LEVEL, AEE HAS DEVELOPED A COALITION OF STATE AND REGIONAL PARTNER ORGANIZATIONS COVERING 25 STATES THAT WORK WITH AEE AND ITS MEMBER COMPANIES TO ADVOCATE FOR STATE LEGISLATIVE AND REGULATORY POLICIES THAT SUPPORT THE RAPID GROWTH OF ADVANCED ENERGY BUSINESSES. REGIONAL DEVELOPMENT PUBLIC UTILITIES COMMISSION ENGAGEMENT INDUSTRY ANALYSIS CLEAN POWER PLAN STRATEGIC PARTNERSHIPS 21ST CENTURY ELECTRICITY SYSTEM 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 30 0 1 47 1 0 0 0 0 1 1 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X ELIZABETH L GILCHRIST 2023801951 1000 VERMONT AVE NW 3RD FL WASHINGTON DC 20005 X HEMANT TANEJA CHAIR 3.00 X 0 0 0 DOYLE BENEBY DIRECTOR 1.00 X 0 0 0 CHRIS BROWN DIRECTOR 1.00 X 0 0 0 ANDRE DEVILBISS DIRECTOR 1.00 X 0 0 0 BILL DICROCE DIRECTOR 1.00 X 0 0 0 DOUG EGAN DIRECTOR 1.00 X 0 0 0 DEB FRODL DIRECTOR 1.00 X 0 0 0 TIM HEALY DIRECTOR 1.00 X 0 0 0 JIM HUGHES DIRECTOR 1.00 X 0 0 0 MARTY LAGOD DIRECTOR 1.00 X 0 0 0 ALEX LASKEY DIRECTOR 1.00 X 0 0 0 TERRILL LAUGHTON DIRECTOR 1.00 X 0 0 0 DAN'L LEWIN DIRECTOR 1.00 X 0 0 0 NAIMISH PATEL DIRECTOR 1.00 X 0 0 0 MARY RHINEHART DIRECTOR 1.00 X 0 0 0 KEVIN SELF DIRECTOR 1.00 X 0 0 0 PRASANNA VENKATESAN DIRECTOR 1.00 X 0 0 0 HOWARD WENGER DIRECTOR 1.00 X 0 0 0 TED WHITE DIRECTOR 1.00 X 0 0 0 GRAHAM RICHARD PRESIDENT & CEO 34.00 X 382009 0 26121 ELIZABETH GILCHRIST SVP/SECRETARY-TREASURER 35.00 X 198067 0 16402 STEVE CHADIMA SR. VP, EXTERNAL AFFAIRS 38.00 X 217123 0 18055 HEATHER O'NEILL SR. VP, STRATEGIC PARTNERSHIPS 31.00 X 179557 0 10607 MALCOLM WOOLF SR. VP, POLICY & GOV'T AFFAIRS 27.00 X 158858 0 19313 MATT AIELLO SR. DIR., MARKETING 40.00 X 153215 0 5342 LAURA BARTSCH VP, MEMBERSHIP 40.00 X 151066 0 27235 1439895 0 123075 15 0 1 0 VAN NESS FELDMAN LLP 1050 THOMAS JEFFERSON NW WASHINGTON DC 20007 POLICY ANALYSIS/ADV. 178325 AKIN GUMP STRAUSS HAUER & FELD LLP 1333 NEW HAMPSHIRE AVE NW WASHINGTON DC 20036 POLICY ANALYSIS/ADV. 146000 2 3982625 3982625 MEMBERSHIP DUES 900099 1863175 1863175 REGISTRATION FEES 900099 70588 70588 1933763 319 319 70678 70678 18000 0 18000 18000 18000 165 1732 -1567 -1567 -1567 MISCELLANEOUS 900099 75000 75000 75000 6078818 2002874 0 93319 110100 622599 3449478 98825 257143 255839 1630 38196 136778 706322 163979 99545 162060 346618 306749 339047 200226 9795 DUES & SUBSCRIPTIONS 65176 PAC ADMIN. EXPENSES 20000 PAYROLL SERVICE FEES 10416 BUSINESS REGISTRATIONS 3832 3754 7408107 21990 1551061 1280632 60000 16500 55542 143204 216449 873030 809927 237059 63103 1008160 233662 2977974 1909388 642675 550064 573434 944665 243515 225598 1459624 1720327 X 1518350 109995 79066 1518350 189061 2977974 1909388 -1329289 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED AEE ACTION FUND 1000 VERMONT AVENUE NW 3RD FLOOR WASHINGTON DC 20005 455070082 20000 0 0 1 3402062 289442 -13572 275870 306186 -30316 PART I-C, LINE 5: EXPENSES REPORTED IN PART I-C, LINE 5 ARE INDIRECT EXPENSES FOR ADMINISTRATIVE FUNCTIONS PAID BY THE FILING ORGANIZATION AND ARE NOT CONSIDERED POLITICAL EXPENDITURES PURSUANT TO REG. SECTIONS 1.527-2(C)(2) AND 1.527-6(B). 19547 14637 4910 124752 73728 51024 728731 721562 7169 63103 DEPOSITS 60000 DUE FROM ADVANCED ENERGY ECONOMY 4 6120 DUE FROM ADVANCED ENERGY ECONOMY INSTITUTE 167542 233662 DEFERRED RENT ABATEMENT 225598 225598 X 6081130 2312 2312 6078818 0 6078818 7410419 2312 2312 7408107 0 7408107 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2016, THE ORGANIZATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE COMBINED FINANCIAL STATEMENTS. 1 FLORIDA FOR SOLAR INC 610 SOUTH BOULEVARD TAMPA FL 33606 812177319 501(C)(6) 10000 POLLING IN FL CONSTITUTIONAL AMENDMENT CAMPAIGN ALLIANCE FOR CLEAN ENERGY NEW YORK 194 WASHINGTON AVENUE STE 320 ALBANY NY 12210 421691177 501(C)(3) 10000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY ARKANSAS ADVANCED ENERGY ASSOCIATION 124 WEST CAPITOL AVENUE LITTLE ROCK AR 72201 453724039 501(C)(6) 10000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY CLEAN ENERGY PROJECT 817 S MAIN STREET LAS VEGAS NV 89101 262791337 501(C)(3) 15000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY COLORADO CLEANTECH INDUSTRY ASSOCIATION 14062 DENVER WEST PARKWAY BLDG 52 RM 300 GOLDEN CO 80401 263530463 501(C)(6) 10000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY INTERWEST ENERGY ALLIANCE 341 EAST ALAMEDA ST SANTA FE NM 87501 542084551 501(C)(6) 10000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY MICHIGAN ENERGY INNOVATION BUSINESS COUNCIL 120 N WASHINGTON SQ SUITE 805 LANSING MI 48933 453631792 501(C)(6) 20000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY RENEWABLE ENERGY ALASKA PROJECT 308 G STREET STE 225 ANCHORAGE AK 99501 260484527 501(C)(3) 10000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY SOUTH CAROLINA CLEAN ENERGY BUSINESS ALLIANCE 2519 DEVINE STREET COLUMBIA SC 29205 453570558 501(C)(3) 10000 BUILDING THE CAPACITY TO REPRESENT AND ADVOCATE FOR ADVANCED ENERGY POLICY 4 5 PART I, LINE 2: GRANTEES ARE REQUIRED TO SUBMIT A PROPOSAL DETAILING THE ACTIVITIES FOR WHICH FUNDING IS REQUESTED, TOGETHER WITH A DETAILED BUDGET. THEY ARE REQUIRED TO REPORT REGULARLY ON THE EXPENDITURES OF GRANT FUNDS RECEIVED, THE ACTIVITIES THAT WERE FUNDED, AND THE RESULTS ACHIEVED. X 1 1 X X X 0 0 0 GRAHAM RICHARD PRESIDENT & CEO 382009 0 0 0 0 0 6689 0 19432 0 408130 0 0 0 ELIZABETH GILCHRIST SVP/SECRETARY-TREASURER 198067 0 0 0 0 0 5942 0 10460 0 214469 0 0 0 STEVE CHADIMA SR. VP, EXTERNAL AFFAIRS 217123 0 0 0 0 0 6514 0 11541 0 235178 0 0 0 HEATHER O'NEILL SR. VP, STRATEGIC PARTNERSHIPS 179557 0 0 0 0 0 5387 0 5220 0 190164 0 0 0 MALCOLM WOOLF SR. VP, POLICY & GOV'T AFFAIRS 158858 0 0 0 0 0 4766 0 14547 0 178171 0 0 0 MATT AIELLO SR. DIR., MARKETING 153215 0 0 0 0 0 4596 0 746 0 158557 0 0 0 LAURA BARTSCH VP, MEMBERSHIP 151066 0 0 0 0 0 4532 0 22703 0 178301 0 0 0 PART I, LINE 1A GRAHAM RICHARD RECEIVES A $4,000 PER MONTH HOUSING ALLOWANCE WHICH IS REFLECTED IN HIS PAYCHECK EACH MONTH. PART I, LINE 1B CEO'S HOUSING ALLOWANCE IS PART OF HIS EMPLOYMENT CONTRACT WITH THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE INDEPENDENT CPA FIRM, AND REVIEWED BY THE CEO. A COPY OF THE FINAL 990 WAS PROVIDED TO THE FULL BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C AT ANNUAL MEETING CONFLICT OF INTEREST SITUATIONS ARE MONITORED. IN CASE A CONFLICT OF INTEREST ARISES, THE INTERESTED PERSON WILL RECUSE HIMSELF FROM VOTING. FORM 990, PART VI, SECTION B, LINE 15A THE SALARY OF THE CEO WAS SET BY THE BOARD OF DIRECTORS DURING NEGOTIATIONS FOR A THREE YEAR EMPLOYMENT CONTRACT ENTERED INTO ON 12/4/2014. COMPENSATION WAS REVIEWED IN JANUARY 2016 AT THE TIME OF THE CEO'S PERFORMANCE APPRAISAL BY THE BOARD, AND WAS INCREASED. COMPARABLE DATA WAS USED TO DETERMINE THE COMPENSATION OF THE CEO AND THIS PROCESS WAS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. PART VII, SECTION A: ADVANCED ENERGY ECONOMY INSTITUTE, ADVANCED ENERGY ECONOMY 4, AND ADVANCED ENERGY ECONOMY, INC. PARTICIPATE IN A COMMON PAYMASTER ARRANGEMENT FOR EMPLOYEES. AMOUNTS REPORTED ON PART VII REFLECT PAYMENTS FOR SERVICES ALLOCABLE TO THE FILING ORGANIZATION.