2017-11-15T16:26:33-06:00 2016-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2016-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 ALICE GREENWALD PRESIDENT/CEO 2123128800 2017-11-15 1 GARRETT M HIGGINS P00543209 2122862600 2017-11-13 65.51.112.58 2017-11-15 17:07:36 ES P 5FBDCBD040DC1AD11941E9056BDD8F8313149616 EABB674C3E6C355F7E1537161DFD3A2F2A375A93 2016 2017-02-10 21:41:12Z 911 MEMORIAL ALICE GREENWALD 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 92781065 0 X WWW.911MEMORIAL.ORG X 2003 NY SEE SCHEDULE O 52 51 474 798 0 0 17044358 16316460 61853013 66963811 757990 1308 4092141 4500169 83747502 87781748 0 0 0 0 22246773 23948189 48000 203345 4123882 85739205 86863694 108033978 111015228 -24286476 -23233480 738516252 713185850 33253831 32251476 705262421 680934374 X SEE SCHEDULE O 0 0 73885915 5918968 OPERATIONS:THE 9/11 MEMORIAL CONTINUED OPERATING AS A WORLD-CLASS, TOP NYC DESTINATION, OPEN DAILY, YEAR-ROUND. THE MEMORIAL HAS WELCOMED OVER 30 MILLION LIFETIME VISITORS THROUGH THE END OF 2016 WITH MORE THAN 6.5 MILLION VISITORS IN 2016 ALONE. THE 9/11 MEMORIAL MUSEUM WELCOMED 3.1 MILLION VISITORS IN 2016, RAISING THE LIFETIME VISITOR TOTAL TO ROUGHLY 7.5 MILLION PEOPLE THROUGH THE END OF 2016. MUSEUM LIFETIME VISITATION IS EXPECTED TO EXCEED 10 MILLION IN 2017. SEE SCHEDULE O FOR CONTINUATIONVISITORS CONTINUE TO TRAVEL TO THE MUSEUM FROM ALL 50 STATES, AS WELL AS FROM EVERY CORNER OF THE WORLD, WITH VISITORS HAILING FROM OVER 160 COUNTRIES. IN 2016, THE 9/11 MEMORIAL MUSEUM RANKED THIRD ON TRIP ADVISOR'S LIST OF TOP MUSEUMS IN THE UNITED STATES AND RANKED SIXTH ON TRIP ADVISOR'S LIST OF TOP MUSEUMS IN THE WORLD. THE 9/11 MEMORIAL AND THE 9/11 MEMORIAL MUSEUM RANKED SECOND ON TRIP ADVISOR'S "TOP THINGS TO DO" IN NEW YORK CITY BEHIND CENTRAL PARK. 18212429 66963811 MUSEUM & PUBLIC PROGRAMS:THE CALENDAR YEAR 2016 MARKED THE 9/11 MEMORIAL MUSEUM'S SECOND FULL YEAR OF OPERATION. IN ADDITION TO SERVING MILLIONS OF VISITORS THROUGH ITS CORE EXHIBITIONS, THE MUSEUM PRESENTED A FULL SEASON OF PUBLIC PROGRAMS, PUBLISHED AN OFFICIAL COMPANION BOOK TO THE MUSEUM THAT WAS RELEASED IN CONJUNCTION WITH THE 15TH ANNIVERSARY OF THE 9/11 ATTACKS, AND MAINTAINED CONTINUAL OBJECT AND EXHIBITION ROTATIONS, WHICH WERE NECESSARY BECAUSE OF CONSERVATION REQUIREMENTS AND LOAN TERMINATIONS. THE ROTATION PROCESS ALSO PROVIDED THE OPPORTUNITY TO FEATURE MORE OF THE PERMANENT COLLECTION. SEE SCHEDULE O FOR CONTINUATION CONSTRUCTION: SOME PUNCH LIST WORK CONTINUED ON BUILDING SYSTEMS THROUGHOUT 2016. 92098344 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 1 55 0 474 1 0 0 0 0 0 1 1 0 0 0 0 X 52 51 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X MARVIN SUCHOFF CFAO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 MICHAEL R BLOOMBERG CHAIRMAN 2.50 0.10 X X 0 0 0 ANDREW M SENCHAK TREASURER 2.50 0.10 X X 0 0 0 RICHARD H BAGGER DIRECTOR 2.50 0.10 X 0 0 0 VIRGINIA S BAUER DIRECTOR 2.50 0.10 X 0 0 0 DAVID BEAMER DIRECTOR 2.50 0.10 X 0 0 0 PAULA GRANT BERRY DIRECTOR 2.50 0.10 X 0 0 0 FRANK BISIGNANO DIRECTOR 2.50 0.10 X 0 0 0 DEBRA BURLINGAME DIRECTOR 2.50 0.10 X 0 0 0 JOHN P CAHILL DIRECTOR 2.50 0.10 X 0 0 0 RUSSELL L CARSON DIRECTOR 2.50 0.10 X 0 0 0 KENNETH I CHENAULT DIRECTOR 2.50 0.10 X 0 0 0 RIC CLARK DIRECTOR/TRUSTEE AS OF MAY 2016 2.50 0.10 X 0 0 0 KEATING CROWN DIRECTOR 2.50 0.10 X 0 0 0 BILLY CRYSTAL DIRECTOR 2.50 0.10 X 0 0 0 ROBERT DE NIRO DIRECTOR 2.50 0.10 X 0 0 0 SAMUEL A DIPIAZZA JR DIRECTOR 2.50 0.10 X 0 0 0 RICHARD EDELMAN DIRECTOR 2.50 0.10 X 0 0 0 CHRISTINE A FERER DIRECTOR 2.50 0.10 X 0 0 0 ANNE M FINUCANE DIRECTOR 2.50 0.10 X 0 0 0 MAURICE R GREENBERG DIRECTOR 2.50 0.10 X 0 0 0 DR VARTAN GREGORIAN DIRECTOR 2.50 0.10 X 0 0 0 PATRICIA E HARRIS DIRECTOR 2.50 0.10 X 0 0 0 GERALD L HASSELL DIRECTOR/TRUSTEE UNTIL FEBRUARY 2016 2.50 0.10 X 0 0 0 LEE A IELPI DIRECTOR 2.50 0.10 X 0 0 0 ROBERT IGER DIRECTOR 2.50 0.10 X 0 0 0 MONICA IKEN DIRECTOR 2.50 0.10 X 0 0 0 ROBERT WOOD JOHNSON IV DIRECTOR 2.50 0.10 X 0 0 0 THOMAS S JOHNSON DIRECTOR 2.50 0.10 X 0 0 0 ROBERT KASDIN DIRECTOR 2.50 0.10 X 0 0 0 ANTHOULA KATSIMATIDES DIRECTOR 2.50 0.10 X 0 0 0 PETER M LEHRER DIRECTOR 2.50 0.10 X 0 0 0 HOWARD W LUTNICK DIRECTOR 2.50 0.10 X 0 0 0 J KEVIN MCCARTHY DIRECTOR/TRUSTEE AS OF FEBRUARY 2016 2.50 0.10 X 0 0 0 JULIE MENIN DIRECTOR 2.50 0.10 X 0 0 0 IRA M MILLSTEIN DIRECTOR 2.50 0.10 X 0 0 0 HOWARD MILSTEIN DIRECTOR 2.50 0.10 X 0 0 0 JOSEPH MOINIAN DIRECTOR/TRUSTEE AS OF NOVEMBER 2016 2.50 0.10 X 0 0 0 PAUL NAPOLI DIRECTOR 2.50 0.10 X 0 0 0 EMILY K RAFFERTY DIRECTOR 2.50 0.10 X 0 0 0 KEVIN M RAMPE DIRECTOR 2.50 0.10 X 0 0 0 SCOTT RECHLER DIRECTOR 2.50 0.10 X 0 0 0 DR JUDITH RODIN DIRECTOR 2.50 0.10 X 0 0 0 THOMAS H ROGER DIRECTOR 2.50 0.10 X 0 0 0 JANE ROSENTHAL DIRECTOR 2.50 0.10 X 0 0 0 E JOHN ROSENWALD JR DIRECTOR 2.50 0.10 X 0 0 0 AVI SCHICK DIRECTOR 2.50 0.10 X 0 0 0 JERRY I SPEYER DIRECTOR 2.50 0.10 X 0 0 0 CRAIG ROBERTS STAPLETON DIRECTOR 2.50 0.10 X 0 0 0 JON STEWART DIRECTOR 2.50 0.10 X 0 0 0 ANNE M TATLOCK DIRECTOR 2.50 0.10 X 0 0 0 DANIEL R TISHMAN DIRECTOR 2.50 0.10 X 0 0 0 SETH WAUGH DIRECTOR 2.50 0.10 X 0 0 0 CARL WEISBROD DIRECTOR 2.50 0.10 X 0 0 0 JOSEPH DANIELS PRESIDENT/CEO THRU DEC. 31, 2016 40.00 0.10 X 492183 0 57325 ALLISON BLAIS COO & SECRETARY 40.00 0.10 X 282310 0 55189 IRENE MATH CFO 40.00 0.10 X 229338 0 35669 ALICE GREENWALD EVP FOR PRGM DIR. OF MUSEUM, CEO/PRES. AS OF 1/17 40.00 X 421544 0 39263 ERNIE BLUNDELL EVP OF OPERATIONS 40.00 X 270880 0 36377 LUIS F MENDES EVP OF FACILITIES, DESIGN & CONSTRUCTION 40.00 X 223533 0 46085 LAWRENCE MANNION SVP/CHIEF OF SECURITY 40.00 X 193149 0 41007 EDWARD SIDOR VP OF FACILITIES, DESIGN & CONSTRUCTION 40.00 X 169061 0 26974 CATHY BLANEY EVP OF INSTITUTIONAL ADVANCEMENT 40.00 X 164081 0 18164 JERMEY FRAZIER EVP OF COMMUNICATIONS & MARKETING 40.00 X 209404 0 46319 HEIDI HAYDEN CHIEF PEOPLE OFFICER 40.00 X 198764 0 35101 NOELLE LILIEN GENERAL COUNSEL 40.00 X 194215 0 47615 CLIFFORD CHANIN SVP OF EDUCATION & PUBLIC PROGRAMS 40.00 X 197702 0 35905 JOSEPH WEINKAM SVP OF GVMT AND COMMUNITY AFFAIRS 40.00 X 191873 0 46439 3438037 0 567432 35 0 1 0 ABM FACILITY SERVICES LOCKBOX 787401 PHILADELPHIA PA 19178 LABOR AND ENGINEERING SERVICES 16414874 ANDREWS INTERNATIONAL INC PO BOX 935461 ATLANTA GA 31193 SECURITY SERVICES 10084438 PRESIDIO NETWORKED SOLUTIONS PO BOX 677638 DALLAS DALLAS TX 75267 TECHNOLOGY SERVICES 428680 NYC COMMEMORATION PROJECT INC 1990 BUNDY DRIVE LOS ANGELES CA 90025 ANNIVERSARY PRODUCTION SERVICES 400000 GRAVITY MEDIA 114 WEST 26TH STREET 8TH FLOOR NEW YORK NY 10001 ADVERTISING SERVICES 388039 28 2777114 8569457 4969889 302803 16316460 MUSEUM ADMISSIONS & SERVICE FEES 611710 61330801 61330801 MUSEUM & MEMORIAL TOURS 611710 4276924 4276924 MEMBERSHIP 900099 1328508 1328508 CIVIC PROGRAMS & OTHER 900099 27578 27578 66963811 22283 22283 109044 109044 80170 86 80084 80084 80084 220719 241694 -20975 -20975 -20975 173325 2777114 1865296 -1691971 -1691971 8811209 2892241 5918968 5918968 REBATES/REIMBURSEMENTS 900099 69146 69146 FILMING FEES 900099 5280 5280 CASH FOUND ON PROPERTY 900099 1728 1728 7890 7890 84044 87781748 72882779 0 -1417491 2802131 1773301 764159 264671 16890357 12858282 2293279 1738796 982202 746520 135017 100665 1643866 1270346 232261 141259 1629633 1211812 259130 158691 215281 30703 180209 4369 601701 124016 474441 3244 120250 78163 6012 36075 203345 203345 2008276 986763 978243 43270 903801 464644 277011 162146 3636567 2625216 350436 660915 2213778 1775430 372262 66086 17856 16372 683 801 6644345 4651833 1835491 157021 331016 161531 20710 148775 179573 109797 28123 41653 47221 47221 38692073 34591554 3999862 100657 3560787 3468851 57683 34253 JANITORIAL & ENGINEERIN 12371308 10480993 1867054 23261 SECURITY 10418710 10418710 EQUIP REPAIRS & MAINT 3344150 2834573 491519 18058 COMMEMORATIVE EVENTS 1064675 1064675 492326 354259 122196 15871 111015228 92098344 14793002 4123882 15539943 4389789 4068408 30152179 24154901 15587015 2329009 3095362 1502949 891071 3226177 3057485 807021837 152764534 685937888 654257303 253000 251621 1503977 1504025 738516252 713185850 21448388 20237263 1834313 2167136 7500000 7500000 2471130 2347077 33253831 32251476 X 685380854 664519013 19881567 16415361 705262421 680934374 738516252 713185850 X -23233480 -11314 -1083253 X X 0 1 X 1 0 X 73475877 77461405 87241531 17044358 16316460 271539631 73475877 77461405 87241531 17044358 16316460 271539631 3605800 267933831 106784 49369 45879 267388 211497 680917 1056611 410425 894416 43962 84044 2489458 274710006 215931433 0.97530 0.98660 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FEMA REIMBURSEMENTS - 2014 AMOUNT: $ 888,964. MEDIA GUIDE FEES - JURY DUTY/EXPENSE REIMBURSEMENTS - 2012 AMOUNT: $ 3,370. 2013 AMOUNT: $ 15,474. CASH FOUND ON PROPERTY - 2012 AMOUNT: $ 3,241. 2013 AMOUNT: $ 1,332. 2014 AMOUNT: $ 2,735. 2015 AMOUNT: $ 999. 2016 AMOUNT: $ 1,728. INSURANCE REIMBURSEMENTS - 2012 AMOUNT: $ 1,050,000. 2013 AMOUNT: $ 393,619. REBATES/REIMBURSEMENTS - 2015 AMOUNT: $ 36,459. 2016 AMOUNT: $ 69,146. FILMING FEES - 2015 AMOUNT: $ 2,000. 2016 AMOUNT: $ 5,280. MISCELLANEOUS - 2014 AMOUNT: $ 2,717. 2015 AMOUNT: $ 4,504. 2016 AMOUNT: $ 7,890. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 160763 160763 106730583 106891346 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 272247 102639 154311 160763 689960 250000 250000 250000 250000 1000000 1500000 X X X X 0 711185171 103429339 607755832 29916550 10564252 19352298 36596055 18815568 17780487 29324061 19955375 9368686 654257303 DEFERRED RENT 1915822 DUE TO PORT AUTHORITY 431255 2347077 X 88013342 -11314 1326161 -1083253 231594 87781748 0 87781748 112341389 1326161 1326161 111015228 0 111015228 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS AND MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: SIGNIFICANT USE OF COLLECTION ITEMS: PUBLIC EXHIBITION (I) THE MUSEUM CURRENTLY DISPLAYS APPROXIMATELY 900 OBJECTS IN ITS PUBLIC EXHIBITION SPACES, WHICH INCLUDES ITEMS ON LOAN AS WELL AS 650 OBJECTS FROM ITS PERMANENT COLLECTION. ANNUAL ROTATIONS OF COLLECTION OBJECTS ARE REGULARLY SCHEDULED FOR VARIOUS INSTALLATIONS THROUGHOUT THE MUSEUM. SCHOLARLY RESEARCH (II) THE MUSEUM WELCOMES RESEARCHERS BY APPOINTMENT AND FACILITATED 20 EXTERNAL RESEARCH REQUESTS IN 2016 WHICH INCLUDED EITHER AN ON-SITE VISIT TO THE MUSEUM'S COLLECTIONS, CONCENTRATED CONSULTATION BY PHONE WITH PROFESSIONAL STAFF, OR STUDY OF ACCESSIONED MATERIALS CATALOGUED IN THE MUSEUM'S COLLECTIONS DATABASE, FACILITATED BY IN-HOUSE CATALOGUERS. A SEPARATE E-MAIL SYSTEM IMPLEMENTED IN 2014 FOR ADDRESSING GENERAL COLLECTION QUERIES CONTINUES TO FACILITATE RAPID RESPONSES TO MORE READILY ANSWERED PUBLIC INQUIRIES. IN ADDITION, THE MUSEUM INAUGURATED ITS SCHOLARLY FELLOWS PROGRAM IN 2015, WITH FUNDING PROVIDED BY THE ANDREW W. MELLON FOUNDATION. THE FIRST CLASS OF 9/11 MEMORIAL MUSEUM MELLON FELLOWS (TWO POST-DOCTORAL PROFESSIONALS SELECTED FROM A COMPETITIVE POOL OF 21 APPLICANTS) BEGAN THEIR ON-SITE INDEPENDENT PROJECTS IN THE FALL OF 2015, PURSUING RESEARCH ON THE TOPICS OF COMMUNAL HOSPITALITY IN RESPONSE TO LARGE-SCALE DISASTERS AND MOTIVATIONS FOR MILITARY ENLISTMENT FOLLOWING 9/11. THEY WILL REMAIN RESIDENT SCHOLARS THROUGH THE FALL OF 2017. PRESERVATION FOR FUTURE GENERATIONS (III) THE MUSEUM ACTIVELY WORKS TO CONSERVE ITS COLLECTION THROUGH PROACTIVE, BEST-PRACTICE STANDARDS FOR THE CORRECT HANDLING AND STORAGE OF MUSEUM COLLECTIONS OF DIVERSE MEDIA. FOR EXAMPLE, NEW ACQUISITIONS ARE REHOUSED AND STORED USING ARCHIVAL MATERIALS. ENVIRONMENTAL AND SECURITY CONTROLS ARE ALSO IN PLACE IN STORAGE AND EXHIBITION SPACES TO ENSURE THE SAFETY OF THE COLLECTION. ADDITIONALLY, ONLY TRAINED AND AUTHORIZED PERSONNEL MAY HANDLE COLLECTION OBJECTS. IN 2016, CONSERVATORS PREPARED THE NATIONAL TRIBUTE QUILT FOR EXHIBITION, VACUUMING THE MONUMENTALLY-SIZED QUILT, AND CREATING A STABLE MOUNTING SYSTEM ALLOWING IT TO BE DISPLAYED SAFELY. ADDITIONALLY, IN 2016 THE MUSEUM CONTINUED THE SYSTEMATIC REHOUSING OF ITS LARGE OBJECT HOLDINGS USING ARCHIVAL MATERIALS AND CUSTOMIZED MOUNTS AS PART OF THE WALL-TO-WALL COLLECTIONS INVENTORY CURRENTLY UNDERWAY. LOAN OR EXCHANGE PROGRAMS (IV) IN 2016, THE MUSEUM FINALIZED FIVE LOANS FROM ITS COLLECTIONS, TO NATO, THE MUSEUM OF THE CITY OF NEW YORK, THE CIA MUSEUM, NEW YORK UNIVERSITY'S INSTITUTE OF FINE ARTS, AND THE FRAZIER HISTORY MUSEUM. ADDITIONALLY, THE MUSEUM SECURED 28 NEW INCOMING LOANS FOR DISPLAY IN EXHIBITIONS. THE ORGANIZATION CONTINUES TO BUILD ITS PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY (REVISED IN 2016) TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THAT DOCUMENT IS REVIEWED AND UPDATED AS NEEDED ON A ONCE EVERY TWO-YEAR BASIS. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. FURTHERMORE, THE MUSEUM'S COLLECTIONS ARE USED IN EDUCATIONAL AND PUBLIC PROGRAMS AND WIDE-RANGING WEB-BASED CONTENT COMMUNICATIONS FOR THE BENEFIT OF VISITORS. IN 2016, THE ORGANIZATION SPENT $69,481 ON ACQUISITIONS OF COLLECTION ITEMS. THIS INCLUDED AN ANNUAL PURCHASE OF A SINGULAR, LIFE-SIZED POLAROID PORTRAIT BY TIME-LIFE PHOTOGRAPHER JOE MCNALLY FROM HIS 2001 SERIES, "FACES OF GROUND ZERO, AND A THIRD PARTIAL PAYMENT FOR WOLFGANG STAEHLE'S UNIQUE TIME-LAPSED FILM THAT IS BEING ACQUIRED FROM ITS CREATOR OVER SIX ANNUAL PURCHASE INSTALLMENTS, WHICH WILL CONCLUDE IN 2020. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS FROM DISPOSAL OF EQUIPMENT -1,083,253. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INTERNATIONAL TRUST PROGRAM 90733 EUROPE 0 0 PROGRAM SERVICES INTERNATIONAL TRUST PROGRAM 63126 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES INTERNATIONAL TRUST PROGRAM 22778 0 0 0 0 0 0 176637 0 176637 0 0 0 0 0 0 PART I, LINE 3, COLUMN (F): TOTAL EXPENDITURES WERE ACCOUNTED FOR USING THE ACCRUAL METHOD. X X X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 1128224 24000 1104224 THE PARKSIDE GROUP 131 NASSAU STREET SUITE 440 NEW YORK NY 10038 DIRECT MAIL 0 28109 179345 -151236 1156333 203345 952988 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 2427962 2257197 170765 305063 716591 5K RUN/WALK 443477 443477 838386 2 79000 76440 2560 5256 2950439 2777114 173325 305063 1560233 1865296 -1691971 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAVE A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES AND SPACE ADVERTISEMENTS. TLC RECEIVED A MONTHLY RETAINER FEE OF $2,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. IN ADDITION TO THE $24,000 OF CONSULTANT FEES PAID, TLC ALSO RECEIVED ADDITIONAL AMOUNTS OF $501,388 AS REIMBURSEMENT FOR POSTAGE AND PRINTING EXPENSES INCURRED. THE PARKSIDE GROUP AND THE ORGANIZATION HAVE A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING PROJECTS, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES AND OTHER FUNDRAISING COLLATERAL. THE PARKSIDE GROUP IS PAID PER PROJECT FOR ALL MAILING, COPY CREATION, PRODUCTION OF COLLATERAL, AND OTHER SERVICE FEES INCURRED. THE PARKSIDE GROUP WAS PAID A TOTAL OF $179,345 AS PAYMENT FOR PRODUCTION AND MAILING OF COLLATERAL. FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31,2016 THE MEMORIAL CONDUCTED THREE SUCCESSFUL FUNDRAISING EVENTS GENERATING CONTRIBUTION REVENUE TOTALING $2,777,114. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. THIS RESULTED IN A LOSS FROM FUNDRAISING EVENTS IN THE AMOUNT OF $1,691,971 BUT AN OVERALL NET GAIN OF $1,085,143. X X X X 0 0 0 0 0 0 0 0 0 JOSEPH DANIELS PRESIDENT/CEO THRU DEC. 31, 2016 491643 0 0 0 540 0 26500 0 30825 0 549508 0 0 0 ALLISON BLAIS COO & SECRETARY 282052 0 0 0 258 0 26500 0 28689 0 337499 0 0 0 IRENE MATH CFO 228827 0 0 0 511 0 22252 0 13417 0 265007 0 0 0 ALICE GREENWALD EVP FOR PRGM DIR. OF MUSEUM, CEO/PRES. AS OF 1/17 418574 0 0 0 2970 0 26500 0 12763 0 460807 0 0 0 ERNIE BLUNDELL EVP OF OPERATIONS 270610 0 0 0 270 0 9519 0 26858 0 307257 0 0 0 LUIS F MENDES EVP OF FACILITIES, DESIGN & CONSTRUCTION 222700 0 0 0 833 0 21115 0 24970 0 269618 0 0 0 LAWRENCE MANNION SVP/CHIEF OF SECURITY 189620 0 0 0 3529 0 19565 0 21442 0 234156 0 0 0 EDWARD SIDOR VP OF FACILITIES, DESIGN & CONSTRUCTION 168744 0 0 0 317 0 17081 0 9893 0 196035 0 0 0 CATHY BLANEY EVP OF INSTITUTIONAL ADVANCEMENT 163764 0 0 0 317 0 16500 0 1664 0 182245 0 0 0 JERMEY FRAZIER EVP OF COMMUNICATIONS & MARKETING 209206 0 0 0 198 0 18090 0 28229 0 255723 0 0 0 HEIDI HAYDEN CHIEF PEOPLE OFFICER 198336 0 0 0 428 0 20500 0 14601 0 233865 0 0 0 NOELLE LILIEN GENERAL COUNSEL 193943 0 0 0 272 0 18090 0 29525 0 241830 0 0 0 CLIFFORD CHANIN SVP OF EDUCATION & PUBLIC PROGRAMS 196545 0 0 0 1157 0 19999 0 15906 0 233607 0 0 0 JOSEPH WEINKAM SVP OF GVMT AND COMMUNITY AFFAIRS 191610 0 0 0 263 0 19600 0 26839 0 238312 0 0 0 SEE PART V PART V PART V X 7500000 7500000 0 1 1 7500000 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: MICHAEL BLOOMBERG(B) RELATIONSHIP WITH ORGANIZATION: BOARD MEMBER, CHAIRMAN(C) PURPOSE OF LOAN: OPERATIONAL SUPPORT X 1899 X 1 251629 FAIR MARKET VALUE X EQUIP/SUPPLIES 9 51174 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B). FORM 990, PART I, LINE 1 THE MISSION OF THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM IS CENTERED ON MEMORIALIZATION THROUGH COMMEMORATION AND EDUCATION OF THE IMPORTANT HISTORY AROUND THE TERRORIST ATTACKS OF 9/11. THE MEMORIAL OPENED ON SEPTEMBER 11, 2011, MARKING THE 10TH ANNIVERSARY OF THE 9/11 ATTACKS AND THE MUSEUM OPENED ON MAY 21, 2014. THE MEMORIAL AND MUSEUM CONTINUE TO BE ONE OF OUR NATION'S MOST VISITED SITES, AS PEOPLE FROM ALL OVER THE WORLD COME TO HONOR THOSE WHO WERE KILLED ON SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 AND REFLECT ON THE COMPASSION AND HUMANITY EVIDENCED IN THE AFTERMATH OF THE ATTACKS. IN 2016, THE 9/11 MEMORIAL & MUSEUM WELCOMED VISITORS FROM ACROSS THE SPECTRUM, INCLUDING SOME OF THE MOST INFLUENTIAL POLITICAL, MILITARY, AND CULTURAL FIGURES THROUGHOUT THE WORLD. THESE VISITORS INCLUDED THE PRIME MINISTERS OF AUSTRALIA, SINGAPORE AND NORWAY, THE MAYORS OF LONDON AND TURKEY, AND PRESIDENTS OF POLAND, ITALY, NIGER AND SRI LANKA, ALL OF WHOM CAME TO PAY THEIR RESPECTS. THE MUSEUM ALSO HOSTED OVER 40 MEMBERS OF THE UNITED STATES CONGRESS, MORE THAN 13,000 9/11 FAMILY MEMBERS, 4,000 9/11 RESCUE AND RECOVERY WORKERS AND NEARLY 60,000 VETERANS AND ACTIVE AND RETIRED MEMBERS OF THE MILITARY, AS WELL AS FACILITATED OVER 200 REENLISTMENT AND PROMOTIONAL CEREMONIES ON THE MEMORIAL, REINFORCING THE STRONG BOND BETWEEN THE MEMORIAL AND THOSE WHO CHOOSE TO DEFEND OUR NATION. 15-YEAR COMMEMORATION CEREMONY 2016 MARKED THE 15-YEAR ANNIVERSARY OF THE 2001 ATTACKS. THROUGHOUT THE YEAR, THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM COMMEMORATED THIS MILESTONE ANNIVERSARY WITH THE OPENING OF ITS FIRST MAJOR SPECIAL EXHIBITION (RENDERING THE UNTHINKABLE: ARTISTS RESPOND TO 9/11), ROBUST PUBLIC PROGRAMMING, NATIONAL EDUCATION INITIATIVES, STAKEHOLDER TRIBUTES, AND THE DISPLAY OF NEWLY-ACQUIRED ARTIFACTS CONVEYING POWERFUL STORIES. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE MEMORIAL MISSION: -REMEMBER AND HONOR THE THOUSANDS OF INNOCENT MEN, WOMEN, AND CHILDREN MURDERED BY TERRORISTS IN THE HORRIFIC ATTACKS OF FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001. -RESPECT THIS PLACE MADE SACRED THROUGH TRAGIC LOSS. -RECOGNIZE THE ENDURANCE OF THOSE WHO SURVIVED, THE COURAGE OF THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS, AND THE COMPASSION OF ALL WHO SUPPORTED US IN OUR DARKEST HOURS. -MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. THE MEMORIAL MUSEUM MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM AT THE WORLD TRADE CENTER BEARS SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE MUSEUM HONORS THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT FURTHER RECOGNIZES THE THOUSANDS WHO SURVIVED AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL AND INTERNATIONAL LEVELS, THE MUSEUM ATTESTS TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRMS AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: DURING 2016, MUSEUM VISITORS HELPED TO GROW THE DIGITAL RESOURCES USED IN THE CORE EXHIBITIONS WITH APPROXIMATELY 2,000 NEW VIDEO RECORDINGS OF REFLECTIONS ABOUT 9/11, NEARLY 2,750 AUDIO RECORDINGS ABOUT THEIR DAY-OF-9/11 OR AFTERMATH EXPERIENCES, MORE THAN 230 AUDIO RECORDINGS FOR THE IN MEMORIAM MEMORIAL EXHIBITION, NEARLY 225,000 SIGNATURES AND MESSAGES IN THE DIGITAL GUEST BOOK, ALMOST 2,000 NEW PROFILES IN THE REGISTRY OF RESCUE AND RECOVERY WORKERS, AND APPROXIMATELY 130 NEW PROFILES IN THE REGISTRY OF PUBLIC MEMORIALS CREATED AROUND THE WORLD IN COMMEMORATION OF 9/11. DRAWING FROM THESE VISITOR CONTRIBUTIONS, THE MUSEUM CONTINUALLY ADDED TO THE EXHIBITIONS, INCLUDING MORE THAN 30 NEW VOICES IN THE INSTALLATION REFLECTING ON 9/11 AND NEARLY 300 UPDATED PROFILES IN THE MEMORIAL EXHIBITION. THANKS TO DONATIONS FROM THE FAMILY, FRIENDS, AND COWORKERS OF THE VICTIMS OF THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993, THE MUSEUM UPDATED 37 IMAGES IN THE MEMORIAL EXHIBITION'S "WALL OF FACES" THAT PRESENTS PORTRAITS OF THE VICTIMS, AND ADDED FIVE IMAGES FOR INDIVIDUALS FOR WHOM A PORTRAIT HAD NOT BEEN PREVIOUSLY OBTAINED. IN 2016, THE MUSEUM INSTALLED A NEW PHOTOGRAPHY EXHIBITION, HOPE AT GROUND ZERO: FEMA PHOTOGRAPHS BY ANDREA BOOHER. THE MUSEUM ALSO MOUNTED ITS INAUGURAL TEMPORARY EXHIBITION RENDERING THE UNTHINKABLE: ARTISTS RESPOND TO 9/11, WHICH FOCUSED ON ARTISTIC RESPONSES TO THE TERRORIST ATTACKS BY 13 NEW YORK CITY ARTISTS. A NEW EXHIBIT IN THE MUSEUM'S PAVILION FEATURED THE FAMED AMERICAN FLAG THAT WAS HOISTED BY FIREFIGHTERS AT THE WORLD TRADE CENTER SITE ON THE AFTERNOON OF 9/11 AND CAPTURED IN ICONIC PHOTOGRAPHS FROM THE DAY BEFORE DISAPPEARING OVERNIGHT, ONLY TO BE FOUND NEARLY 15 YEARS LATER. FOR THE 15TH ANNIVERSARY OF THE 9/11 ATTACKS, THE MUSEUM AGAIN PRODUCED THE TRIBUTE IN LIGHT, THE ICONIC ANNUAL MEMORIAL THAT DOMINATES THE LOWER MANHATTAN SKYLINE FROM DUSK ON SEPTEMBER 11 TO DAWN ON SEPTEMBER 12. PUBLIC PROGRAMS AND EDUCATIONAL OFFERINGS GREATLY INCREASED DURING THE SECOND FULL YEAR OF THE MUSEUM'S OPERATION. NEARLY 128,000 VISITORS TOOK GUIDED TOURS OF THE MUSEUM. TOURS OF THE MEMORIAL SERVED NEARLY 50,000 VISITORS. WEEKLY YOUTH AND FAMILY PROGRAMS SAW OVER 4,542 PARTICIPANTS IN 71 PROGRAMS, AND OVER 5,866 STUDENTS TOOK PART IN 286 STUDENT WORKSHOPS IN THE EDUCATION CENTER. TWO FULL SEASONS OF EVENING PUBLIC PROGRAMS IN THE MUSEUM'S AUDITORIUM FOCUSED PRINCIPALLY ON DEEPENING UNDERSTANDING OF CURRENT EVENTS IN THE MIDDLE EAST AND THEIR CONNECTION TO TERROR THREATS, AND IN TOTAL THE MUSEUM HOSTED 28 PROGRAMS AND 3,427 ATTENDEES IN 2016. ATTENDANCE AT MULTIPLE DAILY SCREENINGS OF THE MUSEUM-PRODUCED FILMS FACING CRISIS: AMERICA UNDER ATTACK AND FACING CRISIS: A CHANGED WORLD TOTALED 469,868, AND 299 LIVE, WEEKDAY TALKS BROUGHT 32,539 VISITORS TO THE AUDITORIUM. WE LAUNCHED A CIVIC TRAINING PROGRAM, WHICH PROVIDES AN IN-DEPTH EXPLORATION OF 9/11 FOR OFFICERS AND AGENTS FROM LAW ENFORCEMENT, INTELLIGENCE AND MILITARY GROUPS TO RECOGNIZE THE SPECIAL CONNECTIONS BETWEEN 9/11 AND THEIR WORK. EACH PROGRAM IS GEARED TOWARD MEETING THE UNIQUE NEEDS AND INTERESTS OF THE AGENCY IN ATTENDANCE. IN 2016, WE HOSTED 30 OF THESE PROGRAMS. SUPPORTING THE PUBLIC-FACING ACTIVITY OF THE MUSEUM WERE ONGOING EFFORTS TO BUILD, MAINTAIN, CATALOGUE, AND MAKE ACCESSIBLE ARTIFACTS FROM THE PERMANENT COLLECTION. THROUGH DONATIONS, STRATEGIC PURCHASE, AND PROFESSIONALLY CONDUCTED INTERVIEWS, THE MUSEUM CONTINUED ACTIVE GROWTH OF ITS PERMANENT COLLECTION WITH NEW OBJECTS, DOCUMENTS, AND ORAL TESTIMONIES. BY THE END OF 2016, THE MUSEUM'S ACQUISITIONS NUMBERED MORE THAN 13,500 THREE-DIMENSIONAL OBJECTS, 42,500 PRINT AND DIGITAL IMAGES, 330 MOVING IMAGES, AND 3,300 ORAL HISTORIES. NOTABLE INCOMING GIFTS IN 2016 INCLUDED: THE LONG MISSING AMERICAN FLAG RAISED AT GROUND ZERO ON THE LATE AFTERNOON OF SEPTEMBER 11, 2001 BY THREE NEW YORK CITY FIREFIGHTERS, CAPTURED IN AN ICONIC PHOTOGRAPH BY TOM FRANKLIN; A PAIR OF GLOVES THAT BELONGED TO FBI SPECIAL AGENT RICHARD STALLING, WORN WHILE SEARCHING FOR SURVIVORS AND EVIDENCE AT THE PENTAGON ON 9/11; AND AN ARCHIVE OF 12,414 PHOTOGRAPHIC NEGATIVES TAKEN BY NYPD PERSONNEL ASSIGNED TO THE DEPARTMENT'S TECHNICAL ASSISTANCE RESPONSE UNIT, MANY CAPTURED FROM HELICOPTERS CLEARED TO FLY OVER THE WORLD TRADE CENTER SITE FROM SEPTEMBER 11, 2001 THROUGH FALL OF 2002. TWO SIGNIFICANT OUTGOING LOANS FACILITATED IN 2016 INCLUDED A SAMPLING OF HARD HATS AND A SCULPTURAL COLLAGE CREATED BY YONKERS, N.Y. FIREFIGHTER AND VISUAL ARTIST JEF CAMPION BORROWED BY THE NYU INSTITUTE OF FINE ARTS CONSERVATION CENTER FOR INSTRUCTIONAL USE IN THEIR ADVANCED OBJECT TREATMENT PROGRAM, AND A SECTION OF RECOVERED WORLD TRADE CENTER STEEL MADE AVAILABLE TO THE NORTH ATLANTIC TREATY ORGANIZATION (NATO) FOR OUTDOOR DISPLAY AT THE NEW NATO HEADQUARTERS IN BRUSSELS, BELGIUM, SCHEDULED TO OPEN IN 2017. ADDITIONALLY, 21 INCOMING LOANS WERE SECURED FROM ARTISTS AND COLLECTING INSTITUTIONS FOR THE MUSEUM'S FIRST SPECIAL EXHIBITION, RENDERING THE UNTHINKABLE, WHILE SEVEN OTHER INCOMING LOANS WERE FINALIZED FOR ROTATION INTO THE MUSEUM'S PERMANENT AND TEMPORARY DISPLAYS. INSIDE THE COLLECTION, THE MUSEUM'S ONLINE COLLECTIONS CATALOG, LAUNCHED IN NOVEMBER 2016 WITH AN INITIAL PRESENTATION OF 650 ENTRIES. THE WEB-BASED CATALOG HAD GROWN TO 750 ENTRIES BY YEAR'S END. IN ADDITION TO MEETING THE GOAL OF ADDING 50 NEW OBJECT RECORDS EACH MONTH TO THIS CATALOG PORTAL, COLLECTIONS STAFF ADVANCED PLANS TO INCORPORATE ORAL HISTORIES AND OTHER CONTENT ELEMENTS INTO THE SITE. IN 2016, CATALOGUE STAFF FIELDED SIX EXTERNAL RESEARCH REQUESTS, MOST ARRIVING THROUGH THE NEW INSIDE THE COLLECTION "ASK A QUESTION" FEATURE, WHILE THE MUSEUM'S CURATORS, ORAL HISTORIANS AND CONSERVATORS ADDRESSED SEVERAL DOZEN QUERIES FOR DEEPER-LEVEL COLLECTIONS INFORMATION FROM OUTSIDE SCHOLARS AND PEERS IN THE MUSEUM, LIBRARY AND PUBLIC HISTORY FIELDS. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL BLOOMBERG AND PATRICIA HARRIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. EACH OF THESE COMMITTEES REVIEW THE DRAFT AND THE AUDIT COMMITTEE IS RESPONSIBLE FOR APPROVING THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW AND THE BOARD HAS AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C SINCE ITS INCEPTION, THE ORGANIZATION HAS ENFORCED AND ACTIVELY MONITORED ITS BOARD-APPROVED CONFLICT OF INTEREST POLICY. IN 2014, THE MEMORIAL'S EXISTING POLICY WAS UPDATED TO COMPLY WITH THE REQUIREMENTS OF THE NEW YORK NONPROFIT REVITALIZATION ACT OF 2013. THE POLICY MANDATES THAT ALL EMPLOYEES AND MEMBERS OF THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. EMPLOYEES AND MEMBERS OF THE BOARD HAVE BEEN REQUIRED TO COMPLETE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRES ANNUALLY SINCE THE ORGANIZATION'S INCEPTION. THE QUESTIONNAIRE MUST ALSO BE COMPLETED ON AN INTERIM BASIS IF NECESSARY DUE TO EMERGING CONFLICTS. THE MEMBERS OF THE GOVERNING BODY'S SIGNED CONFLICT OF INTEREST QUESTIONNAIRES ARE FILED WITH THE GENERAL COUNSEL OF THE MEMORIAL. EMPLOYEES' CONFLICT OF INTEREST FORMS ARE FILED WITH THE CHIEF PEOPLE OFFICER. COPIES OF ALL COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES ARE PROVIDED TO THE MEMBERS OF THE AUDIT AND NOMINATING, COMPENSATION AND GOVERNANCE COMMITTEE MEMBERS. IF A CONFLICT IS REPORTED, THE GENERAL COUNSEL IS CONSULTED IN THE EVENT A RELATED-PARTY TRANSACTION IS CONTEMPLATED, THE TRANSACTION IS EVALUATED AND APPROVED BY A MAJORITY OF THE INDEPENDENT MEMBERS OF THE NOMINATING, GOVERNANCE, AND COMPENSATION COMMITTEE BEFORE ANY SUCH CONTRACT CAN BE EXECUTED BY THE MEMORIAL. THE AFFECTED MEMBER OF THE GOVERNING BODY IS NOT ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION HAS ESTABLISHED A COMPENSATION POLICY FOR ITS NOMINATING, GOVERNANCE, AND COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE PRESIDENT/CEO AND TOP MANAGEMENT OFFICIALS. THE APPROVING COMMITTEE, WHICH IS FREE FROM CONFLICTS OF INTEREST, REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMMITTEE USES A VARIETY OF INFORMATION TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT, INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2016. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990, FORM 1023 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT 200 LIBERTY STREET, 16TH FL., NEW YORK, NY 10281 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. FORM 990, PART XI, LINE 9: LOSS FROM DISPOSAL OF EQUIPMENT -1,083,253. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WTC 200 LIBERTY PLAZA 16TH FLOOR NEW YORK NY 10281 611745872 TO OWN AND MAINTAIN A MUSEUM AT THE MEMORIAL SITE NY 501(C)(3) LINE 10 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0