2017-11-15T15:37:13-06:00 2017-06-30 BATCHELOR TILLERY & ROBERTS LLP 3605 GLENWOOD AVENUE SUITE 350 RALEIGH NC 27612 990 2016-07-01 591735367 NATIONAL HUMANITIES CENTER % STEPHANIE L TUCKER NATI 9195490661 7 TW ALEXANDER DRIVE RESEARCH TRIANGLE PARK NC 277092256 STEPHANIE L TUCKER CFO 9194060121 2017-11-15 true Jared L Piland P01326291 9197878212 204.16.136.178 69791020173195000010 2017-11-15 P 97EC3D80D93451EA0B75DFF133ABCD8103B31EA9 E0B858E6C74D96FC43A007BF96104F92ABFF0BF0 2016 2017-02-10 21:41:12Z STEPHANIE L TUCKER 7 TW ALEXANDER DR RESEARCH TRIANGLE PARK NC 27709 9609143 false X WWW.NATIONALHUMANITIESCENTER.ORG X 1976 NC THE NATIONAL HUMANITIES CENTER SEEKS TO ENSURE THE CONTINUING STRENGTH OF THE LIBERAL ARTS AND TO AFFIRM THE IMPORTANCE OF THE HUMANITIES BY ENCOURAGING THE EXCHANGE OF IDEAS. 41 41 39 0 0 2401616 2066947 0 0 3391361 3115281 62381 32611 5855358 5214839 1716300 1450717 0 0 2458901 2530937 0 0 272315 1321619 1250003 5496820 5231657 358538 -16818 72298261 76464236 1602659 1066495 70695602 75397741 X THE NATIONAL HUMANITIES CENTER IS THE WORLDS ONLY INDEPENDENT INSTITUTE DEDICATED EXCLUSIVELY TO ADVANCED STUDY IN ALL AREAS OF THE HUMANITIES. THROUGH ITS RESIDENTIAL FELLOWSHIP PROGRAM, THE CENTER PROVIDES SCHOLARS WITH THE RESOURCES NECESSARY TO GENERATE NEW KNOWLEDGE AND TO FURTHER UNDERSTANDING OF ALL FORMS OF CULTURAL EXPRESSION, SOCIAL INTERACTION, AND HUMAN THOUGHT. THROUGH ITS EDUCATION PROGRAMS, THE CENTER STRENGTHENS TEACHING ON THE COLLEGIATE AND PRE-COLLEGIATE LEVELS. THROUGH PUBLIC ENGAGEMENT INTIMATELY LINKED TO ITS SCHOLARLY AND EDUCATIONAL PROGRAMS, THE CENTER PROMOTES UNDERSTANDING OF THE HUMANITIES AND ADVOCATES FOR THEIR FOUNDATIONAL ROLE IN A DEMOCRATIC SOCIETY. false false 2759298 1283017 SCHOLARLY PROGRAMS - THE CENTER IDENTIFIES TALENTED SCHOLARS TO PROVIDE FINANCIAL SUPPORT AND A STIMULATING ENVIRONMENT FOR THE BEST WORK IN THE HUMANITIES. ADDITIONAL SERVICES PROVIDED TO FELLOWS INCLUDE LIBRARY SERVICES, COPYING, EDITING AND DINING. 674421 PUBLIC ENGAGEMENT - Through public engagement intimately linked to its scholarly and educational programs, the Center promotes understanding of the humanities and advocates for their foundational role in a democratic society. THE CENTER COMMUNICATES WITH ITS FELLOWS, TRUSTEES, AND OTHER FRIENDS THROUGH AN ANNUAL REPORT, A NEWSLETTER (NEWS OF THE NATIONAL HUMANITIES CENTER), AND OCCASIONAL PAPERS. THE COMMUNICATIONS DEPARTMENT'S EXPENSES ARE THOSE THAT ARE INCURRED IN CREATING AND DISTRIBUTING THE STATED PUBLICATIONS. 1133885 166700 EDUCATION - THE CENTER DEVELOPS MODEL PROGRAMS THAT REKINDLE TEACHERS' ENTHUSIASM FOR THE HUMANITIES THEY TEACH. 4567604 true true false false false false false false false true true false false false true true true false false false true true true false false false false true true true false false false false false false false false true false false false false false false false false true X 100 0 true 39 true false false false false false false false false false false X 41 41 false false true false false false false true true false false true true true true true true true true false X STEPHANIE L TUCKER 9195490661 7 TW ALEXANDER DR RESEARCH TRIANGLE PARK NC 27709 ROBERT D NEWMAN PRESIDENT & DIRECTOR 40.0 0.0 X X 372909 0 56389 PATRICIA R MORTON CHAIRMAN 0.1 0.0 X X 0 0 0 WILLIAM C JORDAN VICE CHAIRMAN 0.1 0.0 X X 0 0 0 LAWRENCE R RICCIARDI TREASURER 0.1 0.0 X X 0 0 0 THOMAS J SCHERER SECRETARY 0.1 0.0 X X 0 0 0 JAMES H AVERILL TRUSTEE 0.1 0.0 X 0 0 0 PETER A BENOLIEL TRUSTEE 0.1 0.0 X 0 0 0 ELIZABETH BIRKELUND TRUSTEE 0.1 0.0 X 0 0 0 DAVID BLACKBOURN TRUSTEE 0.1 0.0 X 0 0 0 DENNIS CAMPBELL TRUSTEE 0.1 0.0 X 0 0 0 WILLIAM D COHAN TRUSTEE 0.1 0.0 X 0 0 0 JENNIFER DANIELS TRUSTEE 0.1 0.0 X 0 0 0 CEES J DE BRUIN TRUSTEE 0.1 0.0 X 0 0 0 J PORTER DURHAM JR TRUSTEE 0.1 0.0 X 0 0 0 GERALD L EARLY TRUSTEE 0.1 0.0 X 0 0 0 LESLIE FAHRENKOPF FOLEY TRUSTEE 0.1 0.0 X 0 0 0 KEVIN GUTHRIE TRUSTEE 0.1 0.0 X 0 0 0 MICHAEL ANN HOLLY TRUSTEE 0.1 0.0 X 0 0 0 MIRAH HOROWITZ TRUSTEE 0.1 0.0 X 0 0 0 THOMAS L JONES TRUSTEE 0.1 0.0 X 0 0 0 PHILIP S KHOURY TRUSTEE 0.1 0.0 X 0 0 0 KAREN R LAWRENCE TRUSTEE 0.1 0.0 X 0 0 0 RICHARD LEVY TRUSTEE 0.1 0.0 X 0 0 0 JOHN O'HARA JR TRUSTEE 0.1 0.0 X 0 0 0 JANE O NEWMAN TRUSTEE 0.1 0.0 X 0 0 0 C ALLEN PARKER TRUSTEE 0.1 0.0 X 0 0 0 VINCENT E PRICE TRUSTEE 0.1 0.0 X 0 0 0 CAROL QUILLEN TRUSTEE 0.01 0.0 X 0 0 0 HARRIET RITVO TRUSTEE 0.1 0.0 X 0 0 0 CARA W ROBERTSON TRUSTEE 0.1 0.0 X 0 0 0 JOSHUA RUCH TRUSTEE 0.1 0.0 X 0 0 0 DIANA SORENSEN TRUSTEE 0.1 0.0 X 0 0 0 MARGARET SPELLINGS TRUSTEE 0.1 0.0 X 0 0 0 JOAN HINDE STEWART TRUSTEE 0.1 0.0 X 0 0 0 MARK E THIERFELDER TRUSTEE 0.1 0.0 X 0 0 0 BEN VINSON III TRUSTEE 0.1 0.0 X 0 0 0 JONATHAN G WEISS TRUSTEE 0.1 0.0 X 0 0 0 RAYMOND J WIACEK TRUSTEE 0.1 0.0 X 0 0 0 A MORRIS WILLIAMS JR TRUSTEE 0.1 0.0 X 0 0 0 SUSAN WOLF TRUSTEE 0.1 0.0 X 0 0 0 PAULINE R YU TRUSTEE 0.1 0.0 X 0 0 0 STEPHANIE TUCKER CHIEF FINANCIAL OFFICER 40.0 0.0 X 132906 0 13888 HEIDI CAMP VP OF INSTITUTIONAL 40.0 0.0 X 118428 0 39204 624243 0 109481 3 false true false 0 2066947 38211 2066947 0 244126 244126 0 0 0 0 0 7265459 4394304 2871155 2871155 2871155 0 0 0 0 0 0 0 0 0 CONFERENCE FEES 900099 5985 5985 MISCELLANEOUS INCOME 900099 26626 26626 32611 5214839 2903766 244126 851167 851167 448850 448850 150700 150700 0 590287 317020 67708 205559 0 1940650 1835357 96681 8612 0 0 0 0 0 0 0 0 0 137140 88507 40098 8535 37482 31116 4530 1836 73556 63667 3831 6058 73926 64425 4161 5340 0 217345 185830 21734 9781 256212 243631 2066 10515 0 68388 68388 0 0 30961 0 30961 0 0 166779 143877 15794 7108 21432 17598 2585 1249 BOARD EXPENSES 95557 0 95557 0 DINING 7465 7432 0 33 EQUIPMENT RENTAL & MAINTENANCE 17311 14404 2453 454 ANNUAL REPORT & NEWSLETTERS 12017 8412 0 3605 34432 27223 3579 3630 5231657 4567604 391738 272315 X 0 0 480218 1414675 826670 414487 951 2567 0 0 0 0 0 0 0 0 27756 0 5857087 3925760 2034511 1931327 68773083 72685686 155072 15494 0 0 0 0 0 0 72298261 76464236 489822 262649 0 0 0 0 0 0 0 0 0 0 1101520 798053 0 0 11317 5793 1602659 1066495 X 600864 1068006 16972000 20255559 53122738 54074176 70695602 75397741 72298261 76464236 -16818 4718957 X false true X true false X 3166331 2113521 1583028 2401616 2066947 11331443 0 0 3166331 2113521 1583028 2401616 2066947 11331443 1702791 9628652 2713170 7275932 4797385 3391361 3115281 21293129 0 39054 40425 15489 62381 32611 189960 32814532 0.29343 0.30168 X SCHEDULE A, PART II, SECTION C, LINE 17A: FACTS & CIRCUMSTANCES TEST THE CENTER CONTINUES AS A PUBLICLY SUPPORTED ORGANIZATION UNDER THE FOLLOWING CIRCUMSTANCES: 1. HAVING A BOARD OF TRUSTEES DRAWN FROM A WIDE CROSS-SECTION OF UNIVERSITIES AND BUSINESSES ACROSS THE UNITED STATES. 2. THE ANNUAL FELLOWSHIP PROGRAM ALSO DRAWS CANDIDATES FROM EVERY AREA OF THE NATION. 3. IT PROVIDES PRIMARY AND SECONDARY RESOURCES FOR HISTORY AND LITERATURE TEACHERS. 4. IT SPONSORS EXHIBITS, PODCASTS, WEBINARS AND PUBLIC LECTURES. 5. IT MAINTAINS A WEBSITE WHERE ITS RESOURCES ARE PUBLISHED AND CAN BE ACCESSED, AS WELL AS LISTING VARIOUS FUNDRAISING NEEDS AND PROVIDING THE ABILITY TO DONATE ONLINE. 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SCHEDULE D, PART X, LINE 2: UNCERTAIN TAX POSITIONS THE CENTER IS AN EXEMPT ORGANIZATION FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS CLASSIFIED AS OTHER THAN A PRIVATE FOUNDATION. iT IS ALSO EXEMPT FROM NORTH CAROLINA INCOME AND FRANCHISE TAXES UNDER THE NORTH CAROLINA NONPROFIT CORPORATION ACT. true Europe (Including Iceland and Greenland) Grantmaking 124000 South America Grantmaking 25000 Middle East and North Africa Grantmaking 600 East Asia and the Pacific Grantmaking 600 North America Grantmaking 500 150700 150700 Europe (Including Iceland and Greenland) FELLOWSHIP STIPENDS 78000 CHECKS 2 FELLOWSHIP STIPENDS Europe (Including Iceland and Greenland) 1 30000 CHECKS FELLOWSHIP STIPENDS South America 1 25000 CHECKS EDUCATION GRANTS & ASSISTANCE Europe (Including Iceland and Greenland) 11 16000 CHECKS EDUCATION GRANTS & ASSISTANCE East Asia and the Pacific 1 600 CHECKS EDUCATION GRANTS & ASSISTANCE North America 1 500 CHECKS EDUCATION GRANTS & ASSISTANCE Middle East and North Africa 1 600 CHECKS false false false false false false SCHEDULE F, PART I, LINE 2: MONITORING GRANT FUNDS FELLOWSHIP STIPENDS ARE PROVIDED TO INDIVIDUALS TO PARTICIPATE IN THE CENTER'S RESIDENTIAL FELLOWSHIP PROGRAM TO HELP DEFRAY THEIR COSTS WHILE ON SABBATICAL LEAVE. SCHEDULE F, PARTS I & III: REPORTING EXPENDITURES EXPENDITURES ARE REPORTED USING THE ACCRUAL METHOD OF ACCOUNTING. true UNIVERSITY OF UTAH 201 PRESIDENTS CIR SALT LAKE CITY UT 84112 876000525 501(C)(3) 32000 FELLOWSHIP STIPENDS DUKE UNIVERSITY 2200 WEST MAIN STREET DURHAM NC 27705 560532129 501(C)(3) 122000 FELLOWSHIP STIPENDS OHIO UNIVERSITY 1 OHIO UNIVERSITY ATHENS OH 45701 316402113 501(C)(3) 36000 FELLOWSHIP STIPENDS CLAREMONT GRADUATE UNIVERSITY 150 E 10TH STREET CLAREMONT CA 91711 951664100 501(C)(3) 40000 FELLOWSHIP STIPENDS UNIVERSITY OF NORTH CAROLINA-CHAPEL HILL 174 COUNTRY CLUB ROAD CHAPEL HILL NC 27599 566001393 501(C)(3) 141500 FELLOWSHIP STIPENDS COLLEGE OF WILLIAM & MARY SADLER CENTER 200 STADIUM DR WILLIAMSBURG VA 23185 546001718 501(c)(3) 93667 FELLOWSHIP STIPENDS BARNARD COLLEGE 3009 BROADWAY NEW YORK NY 10027 131628149 501(C)(3) 42000 FELLOWSHIP STIPENDS UNIVERSITY OF NOTRE DAME DU LAC 724 GRACE HALL NOTRE DAME IN 46556 360868188 501(C)(3) 50000 FELLOWSHIP STIPENDS UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77004 746001399 501(C)(3) 40000 FELLOWSHIP STIPENDS INDIANA UNIVERSITY 107 S INDIANA AVENUE BLOOMINGTON IN 47405 356018940 501(C)(3) 40000 FELLOWSHIP STIPENDS RUTGERS UNIVERSITY 7 COLLEGE AVENUE NEW BRUNSWICK NJ 08901 226001086 501(C)(3) 25000 FELLOWSHIP STIPENDS UNIVERSITY OF TEXAS AT AUSTIN 110 INNER CAMPUS DRIVE AUSTIN TX 78712 746000203 501(C)(3) 45000 FELLOWSHIP STIPENDS UNIVERSITY OF FLORIDA 207 GRINTER HALL GAINESVILLE FL 326115500 596002052 501(C)(3) 60000 FELLOWSHIP STIPENDS UNIVERSITY OF MISSISSIPPI PO BOX 1848 UNIVERSITY MS 38677 646001159 501(C)(3) 49000 FELLOWSHIP STIPENDS UNIVERSITY OF TENNESSEE 527 ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 501(C)(3) 35000 FELLOWSHIP STIPENDS 15 FELLOWSHIP STIPENDS 11 352850 EDUCATION GRANTS & ASSISTANCE 228 96000 SCHEDULE I, PART I, LINE 2: MONITORING GRANT FUNDS FELLOWSHIP STIPENDS ARE PROVIDED TO INDIVIDUALS TO PARTICIPATE IN THE CENTER'S RESIDENTIAL FELLOWSHIP PROGRAM TO HELP DEFRAY THEIR COSTS WHILE ON SABBATICAL LEAVE. X false false false false false false false false false ROBERT D NEWMAN PRESIDENT & DIRECTOR 372909 0 0 0 0 0 46148 0 12091 0 431148 0 0 0 HEIDI CAMP VP OF INSTITUTIONAL 118428 0 0 0 0 0 16018 0 23977 0 158423 0 0 0 X 6 38211 FAIR MARKET VALUE false true true SCHEDULE M, PART I, LINE 32B: SALE OF NONCASH CONTRIBUTIONS STOCK GIFTS ARE RECEIVED THROUGH A WELLS FARGO BROKERAGE ACCOUNT AND SOLD UPON RECEIPT. SCHEDULE M, PART I, COLUMN (B): REPORTING METHOD THE CENTER IS REPORTING IN COLUMN (B) OF PART I THE NUMBER OF SEPARATE STOCK CONTRIBUTIONS RECEIVED. FORM 990, PART V, LINE 2B: FILING REQUIRED FEDERAL EMPLOYMENT FORMS THE CENTER LEASES EMPLOYEES FROM A THIRD PARTY ADMINISTRATOR. THIS COMPANY IS RESPONSIBLE FOR FILING ALL APPLICABLE FEDERAL EMPLOYMENT TAX RETURNS FOR THE ORGANIZATION'S COMPENSATION. FORM 990, PART VI, SECTION B, LINE 11: FORM 990 REVIEW PROCESS FORM 990 IS FIRST REVIEWED BY THE CHIEF FINANCIAL OFFICER WHO IS A CPA. THE CFO THEN DISCUSSES THIS INFORMATION WITH THE AUDIT COMMITTEE AND PRESENTS THE FORM 990 TO THE FULL BOARD OF DIRECTORS. THE BOARD THEN PROVIDES A RECOMMENDATION TO EITHER ACCEPT OR MAKE CHANGES TO THE DRAFT FORM 990. THE FINAL SIGNED FORM 990 IS THEN SENT TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C: CONFLICT OF INTEREST POLICY THE CENTER HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS PROVIDED TO OFFICERS, TRUSTEES, AND EMPLOYEES ANNUALLY. OFFICERS, TRUSTEES, AND EMPLOYEES ARE REQUIRED TO VERBALLY DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE INTERESTS ARE DISCUSSED DURING BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 15: COMPENSATION COMPENSATION FOR SENIOR STAFF IS APPROVED BY THE PERSONNEL COMMITTEE. COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DECIDED BY THE BOARD CHAIR AND APPROVED BY THE PERSONNEL COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19: DOCUMENTS MADE AVAILABLE TO PUBLIC GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: AUDIT OVERSIGHT THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES EVALUATES THE AUDITING FIRM ANNUALLY AND MAKES RECOMMENDATIONS FOR THE SELECTION OF CURRENT YEAR AUDITORS FOR THE BOARD TO APPROVE. FORM 990, PART VI, SECT A, LINE 4: CHANGES TO GOVERNING DOCUMENTS THE EXECUTIVE COMMITTEE REORGANIZED THE PROVISIONS, ADDRESSED ISSUES NOT COVERED BY PREVIOUS BYLAWS, MODERNIZED THE LANGUAGE, AND INCLUDED THE CONCEPT OF HONORARY TRUSTEES. SIGNIFICANT CHANGES WERE: 1. ADDITION OF A PROVISION TO ALLOW AN OFFICER OF THE BOARD TO REMAIN FOR AN ADDITIONAL YEAR IF HE WOULD OTHERWISE TERM OFF DURING SERVICE AS AN OFFICER. 2. ADDITION OF A PROVISION TO ALLOW THE PRESIDENTS OF UNIVERSITIES TO APPOINT A SUBSTITUTE TRUSTEE TO ALLOW FULLER REPRESENTATION OF THE UNIVERSITY WITHIN THE BOARD'S ACTIVITIES. 3. ADDITION OF A PROVISION TO REMEDY ANY REPEATED ATTENDANCE FAILURES BY TRUSTEES. THE FULL BOARD THEN REVEIWED AND APPROVED THE NEW BYLAWS AT ITS JUNE 2017 MEETING.