2017-11-15T19:15:55-06:00 2016-12-31 521186096 RUBINO & COMPANY CHARTERED 6903 ROCKLEDGE DRIVE SUITE 1200 BETHESDA MD 208171818 990 2016-01-01 042730934 FAMILIES USA FOUNDATION INC FAMI 2026283030 1225 NEW YORK AVENUE NW No 800 WASHINGTON DC 20005 FREDERICK ISASI EXECUTIVE DIRECTOR 2026283030 2017-11-15 1 PATRICIA A O'MALLEY CPA P00285909 3015643636 23.24.109.106 2017-11-15 16:35:57 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7D90D555DB8810B67C63656D42146D15BF616F9F 2016 2018-03-14 21:41:22Z FREDERICK ISASI 1225 NEW YORK AVENUE NW No 800 WASHINGTON DC 20005 22017307 0 X WWW.FAMILIESUSA.ORG X 1981 MA ENSURE ACCESS TO HIGH QUALITY, AFFORDABLE HEALTH CARE FOR ALL AMERICANS. 12 11 76 1 0 0 1107211 1907596 357544 306933 1695156 1066271 -2278 78401 3157633 3359201 0 0 0 0 5774790 6500338 0 0 653195 3784324 3522269 9559114 10022607 -6401481 -6663406 40153209 34284495 2150808 3299902 38002401 30984593 X TO ENSURE THE BEST HEALTH AND HEALTH CARE ARE EQUALLY ACCESSIBLE TO ALL. 0 0 1676814 MEDICAID - THE FOUNDATION PROVIDED ASSISTANCE AND TECHNICAL SUPPORT TO STATE-BASED ORGANIZATIONS ON ISSUES RELATED TO EXPANDING AND STRENGTHING THE MEDICAID PROGRAM. THIS INCLUDED PROVIDING EXTENSIVE TECHNICAL ASSISTANCE IN PERSON, AT OUR ANNUAL CONFERENCE, AND DURING TELECONFERENCES 1541824 308576 ENROLLMENT.NAVIGATORS AND ASSISTERS - THE FOUNDATION FOSTERED AND SUPPORTED A NATIONAL "NAVIGATOR AND ENROLLMENT ASSISTER COMMUNITY" BY PROVIDING THOSE ENGAGED IN ENROLLING CONSUMERS IN HEALTH INSURANCE MARKETPLACE HEALTH PLANS WITH THE TOOLS, RESOURCES, AND KKNOWLEDGE OF "BEST PRACTICES" NEEDED TO BE EFFECTIVE IN THEIR JOBS. THIS INCLUDED OPERATING THE "ENROLLMENT ASSISTER RESOURCE CENTER" AS ON ONLINE CLEARINGHOUSE OF INFORMATION AS WELL AS PROVIDING EXPERT-LEVEL TECHNICAL ASSISTANCE AND WEB-BASED AND IN-PERSON TRAINING TO NAVIGATOR PROGRAMS ON FEDERAL POLICIES AND REGULATIONS THAT AFFECT CONSUMERS IN THE MARKETPLACES. 1353574 HEALTH SYSTEM TRANSFORMATION - THE FOUNDATION PREPARED AND DISSEMINATED A WIDE RANGE OF REPORTS, BLOGS, SOCIAL MEDIA POSTINGS, INFOGRAPHICS, AND OTHER RESOURCES FOR VARIOUS AUDIENCES INCLUDING THE MEDIA, STATE, AND NATIONAL CONSUMER ADVOCATES, AND THE GENERAL PUBLIC. PUBLICATIONS COVERED A RANGE OF ISSUES RELATING TO IMPROVING HEALTH CARE AFFORDABILITY AND QUALITY, REDUCING HEALTH DISPARITIES, AND FURTHERING HEALTH EQUITY. 1342809 RESEARCH AND DEVELOPMENT - IN 2014, WE GROUPED OUR WORK TO IMPROVE UPON PRIVATE INSURANCE REFORMS IN THE AFFORDABLE CARE ACT AS "RESEARCH AND DEVELOPMENT" TO IMPROVE THE AFFORDABILITY OF PLANS BY REDUCING DEDUCTIBLES, DESIGNING A MODEL SILVER PLAN, AND ENSURING THE ADEQUACY OF PROVIDER NETWORKS 696191 OTHER PROGRAMS 2039000 6611212 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 31 0 1 76 1 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 AL AZ AR CA CT DE FL GA HI ID IL IN IA KS KY MD MA MI MN MS MT NE NH NJ NM NY NC ND OK OR PA RI SC SD TN TX VT VA WV WI WY X JON OLSON 2026283030 1225 NEW YORK AVE NW 800 WASHINGTON DC 20005 PHILIPPE VILLERS PRES/TREAS/DIR 20.00 X X 0 0 15822 L TONI LEWIS DIRECTOR 1.00 X 0 0 0 JOHN MCDONOUGH DIRECTOR 1.00 X 0 0 0 ROBERT CRITTENDENMD DIRECTOR 1.00 X 0 0 0 SISTER SIMONE CAMPBELL DIRECTOR 1.00 X 0 0 0 MELANIE TOWNSEND DIGGS DIRECTOR 1.00 X 0 0 0 SAM KARP DIRECTOR 1.00 X 0 0 0 JAMES KIMMEY MD DIRECTOR 1.00 X 0 0 0 RUSHIKA FERNANDOPULLE MD DIRECTOR 1.00 X 0 0 0 ANDREW WEBBER DIRECTOR 1.00 X 0 0 0 SHANNON BROWNLEE DIRECTOR 1.00 X 0 0 0 RONALD POLLACK VP/EXECUTIVE DIRECTOR 40.00 X 245335 0 56815 CRAIG OBEY DEPUTY EXECUTIVE DIRECTOR 40.00 X 182687 0 1862 DELMA PLUMMER DIR. FINANCE & ADMIN 40.00 X 191744 0 29598 MELISSA ROSENBLATT SECRETARY 40.00 X 126464 0 19503 MICHELLE WILLIAMS TREASURER 40.00 X 93573 0 29520 JOE DITRE DIR OF ENTERPRISE & INNOVATION 40.00 X 171509 0 11178 DAVID LEMMON DIR OF COMMUNICATIONS/MEDIA 40.00 X 164930 0 21796 RACHEL KLEIN DIR ORGANIZATIONAL STGY 40.00 X 207764 0 31446 MATTHEW FARREY DIR OF DEVELOPMENT 40.00 X 152967 0 16538 JAMES WILLARD DIR OF CAMPAIGNS, OUTREACH 40.00 X 137941 0 31894 1674914 0 265972 16 0 1 0 0 271 1907325 1907596 CONF REGISTRATION 541900 222920 222920 CONTRACT SERVICES 900099 81925 81925 HONORARIA 541900 2088 2088 306933 590003 590003 158126 81368 76758 76758 76758 19053006 18574789 1949 478217 -1949 476268 476268 MISCELLANOUS INCOME 900099 1643 1643 1643 3359201 308576 0 1143029 1024378 734503 209259 80616 4241530 3088986 813503 339041 129785 105508 12589 11688 734467 585538 115164 33765 370178 281631 60649 27898 40215 40215 100392 100392 171709 171709 576071 351799 201729 22543 9787 2704 7083 452270 307827 47770 96673 190602 154195 35724 683 1182763 1182763 244871 170932 59722 14217 317408 315818 60 1530 2328 2328 173750 173750 41200 41200 FOREIGN TAXES 18903 18903 G&A ALLOCATION 0 511771 -536312 24541 10022607 6611212 2758200 653195 431830 683533 286311 387281 141718 116384 18811 0 337097 204410 1856484 132677 511752 1723807 38337701 31088358 87989 80722 40153209 34284495 836641 809402 107522 28278 1206645 2462222 2150808 3299902 X 37277244 29851784 725157 1132809 38002401 30984593 40153209 34284495 -6663406 -354402 0 X X 0 1 X 1 0 X 3713529 2402351 2157969 1107211 1907596 11288656 3713529 2402351 2157969 1107211 1907596 11288656 5764594 5524062 1537541 1178443 1014502 1042925 748129 5521540 6935 5913 581 6616 20045 16830241 2763643 0.32820 0.24140 X THE ORGANIZATION IS PUBLICLY SUPPORTED, AND, ALTHOUGH THE ONE-THIRD SUPPORT TEST FOR THE CURRENT TAX YEAR IS NOT MET, THE ORGANIZATION CLEARLY SATISFIES THE CRITERIA FOR MEETING THE FACTS AND CIRCUMSTANCES TEST UNDER INCOME TAX REGULATION SEC. 1.170A-9(E)(3). FURTHERMORE, BASED UPON SUCCESSFUL FUNDRAISING EFFORTS, THE ORGANIZATION ANTICIPATES AN EVEN GREATER PUBLIC SUPPORT PERCENTAGE IN THE FUTURE.UNDER THE FACTS AND CIRCUMSTANCES TEST, THE ORGANIZATION MEETS: (1) THE TEN-PERCENT-OF-SUPPORT REQUIREMENT AND (2) THE ATTRACTION OF PUBLIC SUPPORT REQUIREMENT. THE ORGANIZATION MEETS THE TEN-PERCENT-OF-SUPPORT REQUIREMENT SINCE IT RECEIVED 32.82 PERCENT OF ITS SUPPORT FROM CONTRIBUTIONS MADE DIRECTLY BY THE GENERAL PUBLIC OVER THE PERIOD IN QUESTION. THIS CONSTITUTES SUBSTANTIAL PUBLIC SUPPORT. FURTHER, THE ORGANIZATION MEETS THE ATTRACTION OF PUBLIC SUPPORT REQUIREMENT.FAMILIES USA FOUNDATION, INC. OUTREACH IS 100% TARGETED TO THE GENERAL PUBLIC, PRIVATE INDIVIDUALS, AND FOUNDATIONS. THIS INCLUDES OUR CURRENT LIST OF SUPPORTERS, AND OUTREACH TO OTHER SMALL AND HIGH DOLLAR DONORS THAT WE HAVE RECENTLY BEGUN TARGETING IN OUR FUNDRAISING EFFORTS. WE HAVE EXPANDED THE SCOPE OF OUR FUNDRAISING EFFORTS IN THE LAST YEAR AND BELIEVE OUR NEW EFFORTS WILL PRODUCE MORE CONTRIBUTIONS THAN IN PREVIOUS YEARS. IN ADDITION TO MEETING THE TWO REQUIREMENTS DISCUSSED ABOVE, PUBLIC SUPPORT OF THE ORGANIZATION IS EVIDENCED BY A DISCUSSION OF THE OTHER RELEVANT PUBLIC SUPPORT FACTORS DESCRIBED IN SECTION 1.170A-9(E)(3) OF THE INCOME TAX REGULATIONS, AS FOLLOWS:(1) PERCENTAGE OF FINANCIAL SUPPORT FACTOR. AS INDICATED ABOVE, THE ORGANIZATION RECEIVED 32.82 PERCENT OF ITS SUPPORT FROM CONTRIBUTIONS MADE DIRECTLY BY THE GENERAL PUBLIC. THIS IS REASONABLY CLOSE TO THE ONE-THIRD SUPPORT STANDARD, AND SIGNIFICANTLY ABOVE THE 10 PERCENT STANDARD REQUIRED TO MEET THE FACTS AND CIRCUMSTANCES TEST.(2) SOURCES OF SUPPORT FACTOR. THE DEVELOPMENT OF BROADER, MORE FAR-REACHING PROGRAMS FOR SOLICITING ADDITIONAL PUBLIC SUPPORT, AS DISCUSSED ABOVE, MAY HELP THE ORGANIZATION TO ATTRACT EVEN MORE PUBLIC SUPPORT IN THE FUTURE.(3) REPRESENTATIVE GOVERNING BODY FACTOR. THE ORGANIZATION IS GOVERNED BY A BOARD OF DIRECTORS COMPOSED OF INDIVIDUALS WHO HAVE A BROAD RANGE OF SPECIAL KNOWLEDGE AND EXPERTISE IN THE PARTICULAR FIELD IN WHICH THE ORGANIZATION IS OPERATING, EDUCATING THE PUBLIC ON MATTERS.(4) AVAILABILITY OF PUBLIC FACILITIES OR SERVICES - PUBLIC PARTICIPATION IN PROGRAMS OR POLICIES. THE ORGANIZATION HAS PURSUED AND ACCOMPLISHED A WIDE VARIETY OF PUBLIC EDUCATION OBJECTIVES, AND HAS BEEN AT THE FOREFRONT OF EDUCATION ABOUT CONTEMPORARY CHALLENGES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 419 5188 5607 10017000 10022607 651130 162783 0 0 546840 574134 627956 651130 2400060 3600090 11448 47120 4685 5607 68860 136710 143534 156989 162783 600016 900024 343 582 415 419 1759 1495413 16619 1478794 303213 112142 191071 57858 3916 53942 1723807 CAPITAL LEASE OBLIGATION 36569 DEFERRED LEASE INCENTIVE 2425653 2462222 X 2889401 -354402 945 74269 -279188 3168589 171709 18903 190612 3359201 9907209 945 74269 75214 9831995 171709 18903 190612 10022607 Part X, Line 2: The Foundation is exempt from federal income taxes, except as to unrelated business activities, under Section 501(c)(3) of the Internal Revenue Code. Accordingly, no provision for income taxes was required as of December 31, 2016 and 2015, since the Foundation had no unrelated business income. However, tax years ended December 31, 2013 through 2015 remain open to examination by the taxing jurisdiction to which the Foundation is subject, and they have not been extended beyond the applicable statute of limitations. Part XI, Line 2d - Other Adjustments: REIMBURSEMENTS PAID BY RELATED ORGANIZATIONS FOR EXPENSES 74,269. Part XI, Line 4b - Other Adjustments: FOREIGN INV TAXES PAID 18,903. Part XII, Line 2d - Other Adjustments: REIMBURSEMENTS PAID BY RELATED ORGANIZATION(S) FOR EXPENSES 74,269. Part XII, Line 4b - Other Adjustments: FOREIGN INV TAXES PAID 18,903. X 1 1 X X X 1 0 0 0 0 0 0 0 0 RONALD POLLACK VP/EXECUTIVE DIRECTOR 245335 0 0 0 0 0 34948 0 21867 0 302150 0 0 0 CRAIG OBEY DEPUTY EXECUTIVE DIRECTOR 182687 0 0 0 0 0 0 0 1862 0 184549 0 0 0 DELMA PLUMMER DIR. FINANCE & ADMIN 108791 0 0 0 82953 0 12707 0 16891 0 221342 0 0 0 JOE DITRE DIR OF ENTERPRISE & INNOVATION 104232 0 0 0 67277 0 0 0 11178 0 182687 0 0 0 DAVID LEMMON DIR OF COMMUNICATIONS/MEDIA 97385 0 0 0 67545 0 6637 0 15159 0 186726 0 0 0 RACHEL KLEIN DIR ORGANIZATIONAL STGY 105012 0 0 0 102752 0 10422 0 21024 0 239210 0 0 0 MATTHEW FARREY DIR OF DEVELOPMENT 152967 0 0 0 0 0 6249 0 10289 0 169505 0 0 0 JAMES WILLARD DIR OF CAMPAIGNS, OUTREACH 137941 0 0 0 0 0 5011 0 26883 0 169835 0 0 0 Part I, Line 1a SEVERED EMPLOYEES JOE DITRE, RACHEL KLEIN, AND DELMA PLUMMER RECEIVED GROSSED-UP PAYMENTS EQUALING SIX MONTHS OF HEALTH INSURANCE COSTS. Part I, Line 1b SEVERANCE PAYMENTS MUST BE APPROVED BY THE BOARD OF DIRECTORS. Part I, Line 4a DELMA PLUMMER RECEIVED SEVERANCE PAYMENT. X 2 70362 SELLING PRICE 0 0 0 Form 990, Part VI, Section A, line 6 UNDER THE ORGANIZATION'S BYLAWS, THERE ARE THREE MEMBERS OF THE CORPORATION. SOME OF THE MEMBERS ARE ALSO DIRECTORS WITH THE RIGHT TO PARTICIPATE IN THE ORGANIZATION'S GOVERNANCE. Form 990, Part VI, Section A, line 7a UNDER THE ORGANIZATION'S BYLAWS, MEMBERS OF THE CORPORATION ELECT THE MEMBERS OF THE BOARD OF DIRECTORS UNTIL SUCH TIME AS THE TWO ORIGINAL MEMBERS OF THE CORPORATION HAVE DIED. Form 990, Part VI, Section B, line 11b THE BOARD OF DIRECTORS DELEGATED TO THE AUDIT AND FINANCE COMMITTEE THE AUTHORITY TO REVIEW THE DRAFT OF THE FORM 990 PRIOR TO ITS FILING. THE AUDIT AND FINANCE COMMITTEE RECEIVES BY EMAIL THE DRAFT FORM AND ARE ASKED TO RESPOND IN WRITING TO ADRESS ANY QUESTIONS OR CONCERNS. WHEN THE FORM 990 IS FILED, A COPY OF IT IS PROVIDED TO THE BOARD OF DIRECTORS ALONG WITH A COPY OF THE AUDITED FINANCIAL STATEMENTS. Form 990, Part VI, Section B, line 12c CONFLICT OF INTEREST DISCLOSURE FORMS ARE FILED ANNUALLY WITH SENIOR DIRECTOR OF OPERATIONS BY THE APPROPRIATE OFFICERS, DIRECTORS AND KEY EMPLOYEES. SENIOR DIRECTOR OF OPERATIONS MONITORS AND ENFORCES COMPLIANCE CONSISTENT WITH THE APPROVED CONFLICT OF INTEREST POLICY. Form 990, Part VI, Section B, line 15a THE COMPENSATION OF THE EXECUTIVE DIRECTOR IS DETERMINED BY THE PRESIDENT AND THE TWO CHAIRS OF THE PERSONNEL AND AUDIT AND FINANCE COMMITTEES (BOTH INDEPENDENT PERSONS). THE DECISION IS EXPLAINED IN A WRITTEN DOCUMENT SUBMITTED BY THE PRESIDENT. FOR OTHER EMPLOYEES, THE EXECUTIVE DIRECTOR DETERMINES THE COMPENSATION. A PERIODIC SALARY COMPARABILITY SURVEY IS CONDUCTED TO ASSIST WITH THE DETERMINATIONS. A COMPENSATION SURVEY WAS LAST CONDUCTED JANUARY 2013. Form 990, Part VI, Section C, line 19 UPON WRITTEN REQUEST, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FORM 990 AVAILABLE TO THE PUBLIC. GENERALLY THE ORGANIZATION DOES NOT MAKE ITS FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XII, LINE 2C THE BOARD OF DIRECTORS DELEGATED TO THE AUDIT AND FINANCE COMMITTEE THE AUTHORITY TO REVIEW THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECT THE INDEPENDENT AUDITOR. THIS PROCEDURE IS THE SAME AS IN THE PRIOR YEAR. FAMILIES USA ACTION 1225 NEW YORK AVENUE 800 WASHINGTON DC 20005 521632583 HEALTH CARE REFORM DC 501(C)(4) n/A N/A 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 FAMILIES USA ACTION C 200000 FMV FAMILIES USA ACTION Q 74269 FMV