2017-11-15T11:54:34-06:00 2016-12-31 952089835 BARTLETT PRINGLE & WOLF LLP 1123 CHAPALA ST PO BOX 90860 SANTA BARBARA CA 931900860 990PF 2016-01-01 205174160 THE GILDEA FOUNDATION INC GILD 2134528513 550 SOUTH HOPE STREET NO 550 LOS ANGELES CA 900712612 RICHARD PATTERSON PRESIDENT 2134528513 2017-11-14 1 EILEEN F SHERIDAN P00122103 8059637811 64.88.174.3 2017-11-14 17:09:31 PS P A89A47F7C1FA8E07CDEC3EB8BE632064F7B80FAD B43F5B92E2B691ECFE261B55D14EBD6EEB31E43F 2016 2017-02-10 21:41:12Z X X 1090987 X X 19196 19196 6518 6518 3770 124607 3770 35564 30981 65048 60465 0 0 0 191 181 0 1543 1112 0 1734 1293 0 3000 3000 4734 1293 3000 60314 59172 12087 12087 152909 351085 351085 393837 0 517974 393837 393837 177901 139782 155516 0 89236 84441 187615 72982 84237 0 9784 9784 1036399 1068793 1090987 27920 0 27920 0 X 0 0 0 0 1008479 1068793 1008479 1068793 1036399 1068793 1008479 60314 0 1068793 0 1068793 49.1680 SHS ALLIANZ GI NFJ INTL VAL P 803 798 5 5 5.2280 SHS BLACKROCK STRAT INCM P 51 51 0 0 12.9890 SHS LOOMIS SAYLES INVESTMENT GRADE BD P 146 141 5 5 409 SHS POWERSHARES DB OIL P 3980 2965 1015 1015 425.2570 SHS ALLIANZ GI NFJ INTL P 6949 9248 -2299 -2299 497.2240 SHS BLACKROCK STRAT INCM P 4863 5104 -241 -241 444.4420 SHS JP MORGAN STRATEGIC INCM P 5133 5251 -118 -118 899.1550 SHS LOOMIS SAYLES INVESTMENT GRADE BD P 10133 10851 -718 -718 683 SHS POWERSHARES DB OIL ETF P 6646 7354 -708 -708 191.7930 SHS TEMPLETON GLOBAL TOTAL RETURN ADV P 2231 2629 -398 -398 500 SHS ENERGY TRANSFER PARTNERS LP P 17957 9480 8477 8477 850 SHS ENTERPRISE PRODUCTS LP P 22831 9590 13241 13241 968 SHS KINDER MORGAN INC P 20120 40206 -20086 -20086 313.05 SHS MPLX LP P 10494 8716 1778 1778 1 SH ALPHABET INC - NONVOTING P 689 567 122 122 1 SH ALPHABET INC - VOTING P 705 575 130 130 4 SHS AMAZON.COM INC P 2273 1255 1018 1018 74.629 SHS ANGEL OAK FDS TR P 852 922 -70 -70 57.503 SHS BLACKROCK FUNDS II P 570 591 -21 -21 1 SH INTUITIVE SURGICAL INC P 551 447 104 104 38.047 SHS JP MORGAN TR I P 416 450 -34 -34 47.849 SHS LOOMIS SAYLES FDS P 509 579 -70 -70 31.835 SHS MATTHEWS INTL FUNDS P 688 898 -210 -210 37.026 SHS AMERICAN FUNDS NEW PERSPECTIVE FUND P 1201 1400 -199 -199 20 SHS NIKE INC CLASS B P 1158 769 389 389 CAPITAL GAINS DIVIDENDS P 2658 2658 2658 3770 0 677583 1402623 0.483083 1230807 2758607 0.446170 125785 2776268 0.045307 148001 2910841 0.050845 146418 3056693 0.047901 1.073306 0.214661 1047620 224883 592 225475 3000 1183 0 1183 0 1183 425 750 1175 8 0 0 0 0 0 0 0 0 0 0 0 1 CA DE 1 0 0 0 0 1 N/A SAN PASQUAL FIDUCIARY TRUST COMPANY 2134528513 550 SOUTH HOPE STREET SUITE 550 LOS ANGELES CA 900712612 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD PATTERSON 550 SOUTH HOPE STREET SUITE 550 LOS ANGELES CA 900172612 PRESIDENT; SECRETARY 1.00 0 0 0 NONE 0 NONE 0 0 344735 258041 460798 1063574 0 0 1063574 15954 1047620 52381 52381 1183 1183 51198 0 51198 0 51198 3000 0 3000 0 3000 51198 0 0 7712 1096467 608258 1712437 3000 0 0 0 3000 0 48198 48198 1664239 0 0 0 0 0 0 0 1664239 1055981 608258 X SANTA BARBARA FOUNDATION 1111 CHAPALA ST SUITE 200 SANTA BARBARA CA 93101 NONE PC GENERAL 2000 THE FOUNDATION ROUNDTABLE 1111 CHAPALA ST SUITE 200 SANTA BARBARA CA 93101 NONE PC GENERAL 1000 3000 0 14 19196 14 6518 14 30981 18 3770 FEDERAL RETURN OF PRIVATE FOUNDATION REFUND 14 968 FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN REFUND 14 370 CALIFORNIA EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN REFUND 14 965 MISCELLANEOUS INCOME 14 2280 0 65048 0 65048 0 0 0 0 0 0 0 0 0 0 FORM 990-PF, PART VII-B, QUESTION 1A(2) THE RECENTLY-APPOINTED FOUNDATION OFFICER IS MAKING INQUIRY TO THE PRIOR MANAGEMENT OF THE FOUNDATION CONCERNING A PARTICULAR RECEIVABLE WHICH WAS SHOWN ON THE BOOKS AND RECORDS WHEN HE WAS APPOINTED. IT APPEARS THAT THE RECEIVABLE WAS SET UP AND PAID OFF DURING 2016, AND THAT, WHILE IT DOES NOT APPEAR TO HAVE INVOLVED A DISQUALIFIED PERSON, CONFIRMATION OF THAT FACT IS BEING SOUGHT. THIS RETURN IS BEING FILED IN GOOD FAITH BASED ON THE FACTS AS KNOWN TO THE TAXPAYER AT THIS TIME. BOND FUNDS 89236 84441 CORPORATE STOCKS 61502 73904 EQUITY FUNDS 78280 81612 OTHER INVESTMENTS AT COST 72982 84237 DEPOSITS IN TRANSIT - PATH LOAN 0 9784 9784 ATTORNEY GENERAL 25 0 0 INVESTMENT FEES - WF #8245 1112 1112 0 INSURANCE 61 0 0 LICENSES & FEES 345 0 0 PTP K-1: INCOME 1944 1944 1944 PTP K-1: REDUCTION OF LIABILITIES 27920 27920 27920 CHARLES SCHWAB #4996: NON DIV DISTRIBUTIONS 298 298 298 CHARLES SCHWAB #2816: NON DIV DISTRIBUTIONS 95 95 95 WELLS FARGO #8245: NON DIV DISTRIBUTIONS 724 724 724 FEDERAL RETURN OF PRIVATE FOUNDATION REFUND 968 968 FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN REFUND 370 370 CALIFORNIA EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN REFUND 965 965 MISCELLANEOUS INCOME 2280 2280 PARTNERSHIP LIABILITIES 27920 0 2015 CA EXEMPT ORGANIZATION TAXES 10 0 0 FOREIGN TAXES 181 181 0