2017-11-14T04:59:27-06:00 2016-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2016-01-01 133666994 CARE FOR THE HOMELESS CARE 2123664459 30 EAST 33RD STREET 5TH FLOOR NEW YORK NY 10016 WILLIAM HERL CHIEF FINANCIAL OFFICER 2123664459 2017-11-09 1 AARON SHAPIRO P01333816 2128674000 38.98.118.70 2017-11-13 21:22:10 ES P D7076C0EC39B17C3336BFEA465ABF20A32036F2A 73A2BDB4DEE3E1301F7FB9DCBA9193E2BC5F7900 2016 2017-02-10 21:41:12Z WILLIAM HERL 30 EAST 33RD STREET 5TH FLOOR NEW YORK NY 10016 12837018 0 X WWW.CAREFORTHEHOMELESS.ORG X 1992 NY DEVELOPING AND IMPLEMENTING HEALTH AND SHELTER PROGRAMS THAT SERVE HOMELESS MEN, WOMEN, AND CHILDREN. 12 12 185 283 0 0 8577234 7500485 2732418 4272804 3834 48850 270208 293792 11583694 12115931 0 0 0 0 6483535 6453603 0 0 377472 4552720 5297604 11036255 11751207 547439 364724 7992713 8722241 1523645 1888449 6469068 6833792 X CARE FOR THE HOMELESS (CFH) FIGHTS HOMELESSNESS BY PROVIDING HIGH-QUALITY AND CLIENT-CENTERED HEALTH CARE, HUMAN SERVICES, AND SHELTER TO HOMELESS INDIVIDUALS AND FAMILIES AND BY ADVOCATING FOR POLICIES THAT AMELIORATE, PREVENT AND END HOMELESSNESS. 0 0 8748201 4272804 SEE SCHEDULE OIN 2016, CFH PROVIDED SERVICES TO 7,736 HOMELESS MEN, WOMEN AND CHILDREN WITH COMPREHENSIVE, HIGH QUALITY HEALTH CARE, SOCIAL SERVICES AND HEALTH EDUCATION. THERE WERE 30,998 ENCOUNTERS AT 24 SITES, INCLUDING HOMELESS FAMILY RESIDENCES, SINGLE ADULT SHELTERS, SOUP KITCHENS, AND DROP-IN CENTERS. OUR CORE SERVICES INCLUDE: PRIMARY CARE, MENTAL HEALTH, SUBSTANCE ABUSE TREATMENT, DENTAL, AND PODIATRY. IN 2016 SERVICES WERE EXPANDED TO INCLUDE VISION SCREENINGS FOR HOMELESS CHILDREN AND FAMILIES. CFH ALSO OPERATED SUSAN'S PLACE, A 200-BED TRANSITIONAL RESIDENCE FOR MENTALLY ILL AND/OR MEDICALLY FRAIL HOMELESS WOMEN. OVER 600 WOMEN RECEIVED A FULL RANGE OF SUPPORTIVE SERVICES DURING THEIR STAY AT SUSAN'S PLACE, IN ORDER TO HELP THEM MOVE TOWARD STABLE HOUSING AND INDEPENDENCE. EACH YEAR APPROXIMATELY 100 WOMEN ARE MOVED OUT OF THE SHELTER SYSTEM AND INTO APPROPRIATE HOUSING. CFH ALSO ACTIVELY ADVOCATES FOR POSITIVE CHANGE IN HEALTH CARE AND HOUSING POLICIES TO ADDRESS THE BARRIERS TO CARE AND TO ACQUIRING ADEQUATE HOUSING, WHICH ULTIMATELY REDUCES THE COST AND IMPACT OF HOMELESSNESS IN NYC. 8748201 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 40 0 185 1 0 0 0 0 0 1 1 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X WILLIAM HERL 2123664459 30 EAST 33RD STREET NEW YORK NY 10016 CARMINE ASPARRO CHAIR (THROUGH JUNE 2016) 2.00 X X 0 0 0 DANIEL BALDWIN CHAIR 2.00 X X 0 0 0 DAVID FLORMAN VICE CHAIR (THROUGH JUNE 2016) 2.00 X X 0 0 0 LINDA RIEFBERG TREASURER (THROUGH JULY 2016) 2.00 X X 0 0 0 TIMOTHY KARCHER TREASURER 2.00 1.00 X X 0 0 0 ARIA FINGER SECRETARY (THROUGH NOVEMBER 2016) 2.00 X X 0 0 0 JIM MUTTON SECRETARY 2.00 1.00 X X 0 0 0 DWAYNE SEYMOUR SECRETARY 2.00 1.00 X X 0 0 0 DELISE DU PONT ACTING CHAIR 2.00 X X 0 0 0 DEREK VAN STRAATEN BOARD MEMBER 0.50 X 0 0 0 BARBARA KNECHT BOARD MEMBER 0.50 X 0 0 0 NOREEN NELSON BOARD MEMBER 0.50 X 0 0 0 TOBY KOREN BOARD MEMBER (THROUGH NOVEMBER 2016) 0.50 1.00 X 0 0 0 DENNIS DICKSTEIN BOARD MEMBER 0.50 X 0 0 0 DANA E SHERWIN FACHE BOARD MEMBER (THROUGH JUNE 2016) 0.50 1.00 X 0 0 0 ALTHEA THOMAS BOARD MEMBER 0.50 X 0 0 0 PAMELA RILEY BOARD MEMBER 0.50 X 0 0 0 LLOYD BAILEY BOARD MEMBER 0.50 X 0 0 0 G ROBERT WATTS EXECUTIVE DIRECTOR 21.00 14.00 X 138958 92638 19911 WILLIAM HERL CHIEF FINANCIAL OFFICER 21.00 14.00 X 102806 68538 15714 TERRENCE BRENNAN COO (THROUGH 7/28/16) 21.00 14.00 X 31636 21090 7318 RONALD LAWSON COO 21.00 14.00 X 14170 9446 0 REGINA OLASIN CHIEF MEDICAL OFFICER 21.00 14.00 X 101362 67575 2999 STEPHEN L RODGERS NURSE PRACTITIONER 35.00 X 188316 0 1350 SONIA GRAY DDS 35.00 X 157770 0 17460 DANIEL DUME-CHARLES PHYSICIAN 35.00 X 156115 0 0 AMY STERNHELL NURSE PRACTITIONER 35.00 X 131346 0 7391 JOY FAVUZZA-TAYLOR NURSE PRACTITIONER 35.00 X 125638 0 1281 1148117 259287 73424 12 0 1 0 THE INSTITUTE FOR FAMILY HEALTH 2006 MADISION AVENUE 5TH FLOOR NEW YORK NY 10035 MEDICAL SERVICES 714546 30 EAST 33RD STREET REALTY LLC 116 EAST 27TH STREET NEW YORK NY 10016 RENT 310724 PAETEC P O BOX 9001013 LOUISVILLE KY 40290 TELECOMMUNICATIONS 223424 LENCO DIAGNOSTIC LABORATORY 1857 86TH STREET BROOKLYN NY 11214 LABORATORY 213489 DEEPTECH NYC LLC 151 WEST 25TH STREET 4THFLOOR NEW YORK NY 10001 COMPUTER CONSULTANTS 177031 7 182291 7033257 284937 7500485 PATIENT SERVICE REVENUE 623000 4272804 4272804 4272804 60491 60491 629408 641049 -11641 -11641 -11641 13959 182291 80038 -66079 -66079 MANAGEMENT FEES 561000 359871 359871 359871 12115931 4272804 0 342642 X 416498 308209 95794 12495 4797039 3439734 1199904 157401 35991 26970 7788 1233 807348 604710 175107 27531 396727 297044 86203 13480 45633 45633 89075 89075 39625 39625 33763 33763 1397223 1116444 175506 105273 171901 13319 151426 7156 994292 868825 106383 19084 360018 290830 62960 6228 377841 206024 155030 16787 84586 74576 9514 496 118491 35541 76130 6820 77112 77112 107921 51083 53350 3488 MEDICAL EXPENSES 1373423 1373423 MEMBERSHIP DUES 26700 1844 24856 11751207 8748201 2625534 377472 325079 202296 1879205 1098725 1047155 2787712 149446 301479 153992 169738 1857125 1099193 776055 757932 979746 1011908 349997 495011 2332038 1897440 7992713 8722241 967189 1421536 109543 20000 446913 446913 1523645 1888449 X 5832223 6245330 636845 588462 6469068 6833792 7992713 8722241 364724 0 X X 0 1 X 1 1 1 X 7302907 7751356 8247242 8577234 7500485 39379224 7302907 7751356 8247242 8577234 7500485 39379224 39379224 129 1648 3712 3834 60491 69814 254946 307661 316580 320482 359871 1559540 41008578 14348164 0.96030 0.96330 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MANAGEMENT FEES RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 39625 0 0 39625 0 PART II-B, LINE 1: OUR STAFF, INCLUDING OUR DIRECTOR OF POLICY, MET WITH GOVERNMENT OFFICIALS, INCLUDING OCCASIONALLY WITH ELECTED OFFICIALS. SOMETIMES CLIENTS ACCOMPANIED US TO ALBANY TO MEET WITH ELECTED OFFICIALS ABOUT GENERAL HOMELESS ISSUES, INCLUDING THE NEED TO MAINTAIN SOME TYPE OF RENTAL SUBSIDY FOR HOMELESS FAMILIES AND INDIVIDUALS LEAVING THE SHELTER SYSTEM FOR APARTMENTS. OUR DISCUSSIONS WITH THE GOVERNMENT OFFICIALS OF EXECUTIVE AGENCIES INVOLVED REGULATIONS AROUND THE IMPLEMENTATION BY THE NYS DEPARTMENT OF HEALTH OF MEDICAID MANAGED CARE FOR HOMELESS PEOPLE. SCHEDULE C PART II-B LINE 1G CFH CONTRACTED WITH A GOVERNMENT RELATIONS FIRM TO ASSIST THEM IN REPRESENTING THE INTERESTS OF HOMELESS PEOPLE BEFORE STATE AND LOCAL GOVERNMENT, PARTICULARLY IN THE AREAS OF HOMELESS HOUSING POLICIES AND THE HEALTHCARE NEEDS OF HOMELESS PEOPLE. 75000 67500 7500 1137856 920570 217286 644269 111123 533146 757932 U.S. GOVERNMENT BONDS 326825 C CORPORATE BONDS 168186 C 495011 DUE FROM RELATED ORGANIZATION 1897440 1897440 DEFERRED RENT 104019 DUE TO THIRD PARTIES 342894 446913 X PART X, LINE 2: CARE FOR THE HOMELESS HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2013 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. GALA 196250 182291 13959 44274 22448 750 12566 196250 182291 13959 44274 22448 750 12566 80038 -66079 X X X X 0 0 0 0 0 0 0 1 0 G ROBERT WATTS EXECUTIVE DIRECTOR 129958 86638 9000 6000 0 0 1470 980 10476 6985 150904 100603 0 0 WILLIAM HERL CHIEF FINANCIAL OFFICER 96806 64538 6000 4000 0 0 1078 718 8351 5567 112235 74823 0 0 REGINA OLASIN CHIEF MEDICAL OFFICER 101362 67575 0 0 0 0 0 0 1800 1199 103162 68774 0 0 STEPHEN L RODGERS NURSE PRACTITIONER 188316 0 0 0 0 0 1350 0 0 0 189666 0 0 0 SONIA GRAY DDS 157770 0 0 0 0 0 0 0 17460 0 175230 0 0 0 DANIEL DUME-CHARLES PHYSICIAN 156115 0 0 0 0 0 0 0 0 0 156115 0 0 0 PART I, LINE 7 G. ROBERT WATTS RECEIVED A BONUS DURING THE YEAR. THE AMOUNT WAS DETERMINED BY THE BOARD. WILLIAM HERL RECEIVED A BONUS DURING THE YEAR. THE AMOUNT WAS DETERMINED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE INDEPENDENT AUDITORS. A COPY OF THE 990 IS REVIEWED EXTENSIVELY BY THE CFO WHO DISCUSSES THE 990 INFORMATION WITH THE PREPARERS UNTIL ALL QUESTIONS AND CONCERNS ARE ADDRESSED. THE FORM 990 AFTER APPROVAL BY THE CFO, SUBSEQUENT TO ANY CHANGES BASED ON DISCUSSIONS WITH THE PREPARERS, IS SENT TO ALL BOARD MEMBERS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C PRIOR TO ELECTION TO THE BOARD OF DIRECTORS (BOARD) OR AS AN OFFICER, AND ANNUALLY THEREAFTER, ALL DIRECTORS AND OFFICERS SHALL DISCLOSE IN WRITING, TO THE BEST OF THEIR KNOWLEDGE, ANY INTEREST INVOLVING ANY INDIVIDUAL OR ENTITY THAT PROVIDES ANY GOODS OR SERVICES TO THE CORPORATION FOR A FEE OR OTHER COMPENSATION. A COPY OF EACH DISCLOSURE STATEMENT SHALL BE AVAILABLE TO ANY DIRECTOR OF CFH ON REQUEST. THE DISCLOSURE STATEMENT SHALL BE A FORM THAT HAS BEEN PREVIOUSLY APPROVED BY THE BOARD. IF, AT ANY TIME DURING HIS OR HER TERM OF SERVICE, A DIRECTOR OR OFFICER HAS ANY INTEREST THAT MAY POSE A CONFLICT OF INTEREST, OR MAY OTHERWISE RELATE TO A POTENTIAL TRANSACTION OR ARRANGEMENT OF CFH, THE DIRECTOR OR OFFICER SHALL PROMPTLY DISCLOSE THE MATERIAL FACTS OF THAT INTEREST IN WRITING TO THE EXECUTIVE COMMITTEE OF CFH. WHEN ANY MATTER IN WHICH A DIRECTOR OR OFFICER HAS AN INTEREST COMES BEFORE THE BOARD OR A COMMITTEE OF THE BOARD IN ANY MANNER, OR WHEN CFH PROPOSES TO CONSIDER A POTENTIAL TRANSACTION OR ARRANGEMENT WITH AN ENTITY IN WHICH A DIRECTOR OR OFFICER HAS AN INTEREST, THEN THE DIRECTOR OR OFFICER SHALL IMMEDIATELY DISCLOSE THE INTEREST TO THE BOARD OR TO THE APPLICABLE COMMITTEE. SUBJECT TO THE BYLAWS OF CFH AND TO APPLICABLE LAW, NO DIRECTOR SHALL VOTE ON ANY MATTER IN WHICH HE OR SHE HAS AN INTEREST; PROVIDED THAT THE FOREGOING SHALL NOT PROHIBIT THE DIRECTOR FROM BEING COUNTED IN DETERMINING THE PRESENCE OF A QUORUM AT ANY MEETING IN WHICH SUCH A VOTE OCCURS. A DIRECTOR OR OFFICER WHO HAS AN INTEREST IN A MATTER MAY NOT BE PRESENT IN THE ROOM DURING, OR PARTICIPATE IN, DISCUSSIONS OF THE BOARD OR OF A COMMITTEE REGARDING SUCH MATTER. NOTWITHSTANDING THE FOREGOING OR ANY OTHER PROVISION OF THIS CONFLICT OF INTEREST POLICY, THE BOARD OR THE APPLICABLE COMMITTEE, BY MAJORITY VOTE, AND AFTER FULL DISCLOSURE OF THE NATURE OF THE INTEREST BY THE DIRECTOR OR OFFICER, MAY PERMIT SUCH PRESENCE AND PARTICIPATION BY THE INTERESTED DIRECTOR OR OFFICER; PROVIDED, HOWEVER, THAT THE INTERESTED DIRECTOR OR OFFICER SHALL HAVE NO RIGHT TO BE PRESENT AT, OR TO PARTICIPATE IN, DISCUSSIONS OR VOTING BY THE BOARD OR COMMITTEE RELATING TO SUCH PERMISSION. WITHOUT LIMITING ANY OTHER PROVISION OF THIS CONFLICT OF INTEREST POLICY, DIRECTORS AND OFFICERS SHALL NOT ATTEMPT TO INFLUENCE OTHER DIRECTORS OR OFFICERS REGARDING MATTERS IN WHICH THEY HAVE AN INTEREST, WITHOUT FIRST DISCLOSING THAT INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE BOARD'S PERSONNEL COMMITTEE AND THE EXECUTIVE COMMITTEE REVIEW THE EXECUTIVE DIRECTOR'S PERFORMANCE, SALARY, AND ANY INCREASE BASED ON COMPARATIVE SALARY DATA OF SIMILAR ORGANIZATIONS. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED ON AN ANNUAL BASIS UTILIZING COMPARABLE DATA AND OTHER MARKET ANALYSIS, BY THE HUMAN RESOURCES MANAGER, CFO AND EXECUTIVE DIRECTOR, AS APPROPRIATE. THIS PROCESS WAS LAST DONE IN 2016. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANT AND OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 396,555. MANAGEMENT AND GENERAL EXPENSES 175,506. FUNDRAISING EXPENSES 105,273. TOTAL EXPENSES 677,334. MEDICAL CREDENTIAL CONSULTANT: PROGRAM SERVICE EXPENSES 46,235. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 46,235. PSYCHIATRIST CONSULTANT: PROGRAM SERVICE EXPENSES 372,342. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 372,342. PSYCHOLOGIST CONSULTANT: PROGRAM SERVICE EXPENSES 65,808. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 65,808. PHARMACY CONSULTANT: PROGRAM SERVICE EXPENSES 21,710. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 21,710. NURSE CONSULTANT: PROGRAM SERVICE EXPENSES 94,370. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 94,370. PODIATRIST CONSULTANT: PROGRAM SERVICE EXPENSES 2,400. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,400. HEALTH SERVICES CONSULTANT: PROGRAM SERVICE EXPENSES 117,024. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 117,024. FORM 990, PART XII, LINE 2C: PROCESS HAS NOT CHANGED FROM THAT OF THE PRIOR YEAR JEROME AVE CARE FOR THE HOMELESS 30 EAST 33RD STREET5 FL NEW YORK NY 10016 562293633 WOMEN'S SHELTER NY 501(C)(3) 7 CARE FOR THE HOMELESS 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0