2017-11-14T12:31:06-06:00 2016-12-31 462709365 Ubelhart Rogstad & Associates PC 13996 Parkeast Circle Suite 103 Chantilly VA 20151 990 2016-01-01 222912483 ASSOCIATION OF INSURANCE COMPLIANCE PROFESSIONALS ASSO 7034374377 11130 SUNRISE VALLEY DR No 350 RESTON VA 20191 JIM ANTUSH TREASURER 7034374377 2017-11-10 1 KEVIN UBELHART P00431964 7039566570 70.183.3.216 2017-11-10 09:59:10 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 20AA500877F18754EDBEA45235274A2DBA0A7387 2016 2017-02-10 21:41:12Z X MELISSA POMERENE 11130 SUNRISE VALLEY DR No 350 RESTON VA 20191 875728 0 X WWW.AICP.NET X 1988 DE TO PROVIDE EDUCATION AND SPONSOR, CONDUCT OR PARTICIPATE IN RESEARCH AND EDUCATIONAL ACTIVITIES FOR THE BENEFIT OF THE INSURANCE COMMUNITY. 14 14 0 25 0 0 0 0 943281 835819 24725 9485 2266 1881 970272 847185 4000 4500 0 0 0 0 0 0 0 971632 905765 975632 910265 -5360 -63080 904065 892261 129057 171494 775008 720767 The Association of Insurance Compliance Professionals serves the insurance compliance community by promoting relationships, exchanging information, and providing learning opportunities within a dynamic regulatory environment. 0 0 ANNUAL MEETING - TO EDUCATE MEMBERS ABOUT INSURANCE INDUSTRY ISSUES AND TO PROVIDE FOR THE EXCHANGE OF INFORMATION AND IDEAS. PUBLICATIONS - TO EDUCATE MEMBERS AND PROVIDE FOR THE EXCHANGE OF INFORMATION AND IDEAS. CHAPTER EXPENSES - TO ALLOW MEMBERS WHO CANNOT ATTEND THE ANNUAL CONFERENCE TO TAKE ADVANTAGE OF LOCAL NETWORKING AND TOPICAL EDUCATIONAL EVENTS. 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 1 0 0 0 0 0 0 0 X 14 14 0 1 0 0 1 1 0 1 1 0 1 1 1 1 0 1 1 1 0 0 0 X DROHAN MANAGEMENT GROUP 7034374377 11130 SUNRISE VALLEY DR SUITE 350 RESTON VA 20191 X MATTHEW BRASCH PRESIDENT 1.00 X X 0 0 0 LEE DAVIDSON VICE PRESIDENT 1.00 X X 0 0 0 MICHAEL HOLLAR SECRETARY 1.00 X X 0 0 0 DOUG SIMINO TREASURER 1.00 X X 0 0 0 ROGER OSGOOD PAST PRESIDENT 1.00 X X 0 0 0 DAPHNE CROCKETT REGIONAL DIRECTOR 1.00 X 0 0 0 FRED KARLINSKY REGIONAL DIRECTOR 1.00 X 0 0 0 MARYANA GRODNOVA-WARE REGIONAL DIRECTOR 1.00 X 0 0 0 DAVE REYNOLDS REGIONAL DIRECTOR 1.00 X 0 0 0 RONA FINKELSTEIN REGIONAL DIRECTOR 1.00 X 0 0 0 JULIE LEVINE REGIONAL DIRECTOR 1.00 X 0 0 0 MARRYJO ORTIZ REGIONAL DIRECTOR 1.00 X 0 0 0 BRI DAHL REGIONAL DIRECTOR 1.00 X 0 0 0 TRACY STEVENSON REGIONAL DIRECTOR 1.00 X 0 0 0 RICK GUGGOLZ EXECUTIVE DIRECTOR 10.00 X X 0 0 0 RICH FIDEI GENERAL COUNSEL 1.00 X X 0 0 0 0 0 0 0 0 0 0 HYATT REGENCY ORLANDO 9801 INTERNATIONAL DR ORLANDO FL 32819 ANNUAL CONFERENCE 351185 DROHAN MANAGEMENT GROUP INC 11310 SUNRISE VALLEY DR STE 350 RESTON VA 20191 FINANCIAL AND MANAGEMENT SERVICES 170398 2 ANNUAL MEETING 900099 417427 417427 MEMBERSHIP DUES 900099 300586 300586 CHAPTER REVENUES 900099 93296 93296 PUBLICATIONS 900099 24060 24060 CERTIFICATIONS 900099 450 450 835819 18048 18048 19980 28543 -8563 -8563 -8563 OTHER INCOME 900099 1881 1881 1881 847185 837700 0 9485 4500 170398 5500 2413 2759 36063 624032 11899 3324 BANK AND MERCHANT FEES 28256 PUBLICATIONS 8561 COMMITTEE EXPENSES 6761 STORAGE 2644 3155 910265 40768 39432 302262 272039 15735 9500 26529 31637 0 0 0 0 499408 526689 19363 12964 904065 892261 13333 9680 115724 161814 129057 171494 X 775008 720767 775008 720767 904065 892261 -63080 20150 -11311 0 X 0 1 X 0 0 0 1 0 0 X 867335 20150 20150 847185 0 847185 910265 0 910265 0 910265 Part X, Line 2: The Association is exempt from federal income tax under provisions of Section 501(c)(6) of the Internal Revenue code. Accordingly, the accompanying financial statements do not reflect a provision or liability for federal or state income taxes. The Association did not have any unrelated business income for 2016. The Association has determined that it does not have material unrecognized tax benefits or obligations as of December 31, 2016. The Association files a Form 990 with the federal government. Forms 990 filed for 2013 and prior years have passed the statute of limitations for those jurisdictions. Fiscal years ending on or after December 31, 2014 remain subject to examination by federal and state tax authorities. Form 990, Part VI, Section A, line 3 THE SOCIETY HAS DELEGATED CONTROL OVER ALL MANAGEMENT AND FINANCIAL OPERATIONS TO A MANAGEMENT COMPANY WHICH THE SOCIETY OVERSEES. Form 990, Part VI, Section A, line 6 THE ORGANITATION HAS MEMBERS WHO PAY ANNUAL MEMBERSHIP DUES. Form 990, Part VI, Section A, line 7a MEMBERS ARE ABLE TO VOTE DURING THE ELECTION OF THE BOARD OF DIRECTOR MEMBERS. Form 990, Part VI, Section B, line 11b THE 990 IS REVIEWED BY THE STAFF ACCOUNTANT AND THE EXECUTIVE DIRECTOR. IT IS THEN FORWARDED TO THE EXECUTIVE COMMITTEE FOR REVIEW AND ACCEPTANCE. Form 990, Part VI, Section B, line 12c POSSIBLE CONFLICTS OF INTEREST ARE DISCLOSED DURING THE ELECTION PROCESS SO THAT CANDIDATES WITH CONFLICTS OF INTEREST ARE NOT ON THE BALLOT. AN OFFICER TRAINING SESSION IS HELD EACH YEAR AT THE ANNUAL CONFERENCE IN WHICH THE AICP GENERAL COUNSEL PRESENTS CONFLICTS OF INTEREST TRAINING, BACKED UP BY WRITTEN EXAMPLES. SHOULD A BOARD MEMBER DEVELOP A CONFLICT OF INTEREST WHILE IN OFFICE, THEY ARE EXPECTED AND REQUIRED TO REPORT THE SITUATION TO THE BOARD OF DIRECTORS. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.