2017-11-14T10:26:26-06:00 2016-12-31 141442607 BST & CO CPAS LLP 26 COMPUTER DRIVE WEST ALBANY NY 12205 990 2016-01-01 522278213 CENTER FOR INTERNET SECURITY INC CENT 5182663490 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 ALBERT SZESNAT CFO 5182663490 2017-11-06 1 DAWN C DOHERTY P00743270 5184596700 2017-11-06 24.213.242.82 2017-11-06 13:39:53 ES P 295F6B1386C2814350E0CCC37C83D1E0E6B70476 B92BCEB6D7FB6D9F82ECE12465050309FFA55F08 2016 2017-02-10 21:41:12Z JOHN GILLIGAN 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 22125529 0 X WWW.CISECURITY.ORG X 2000 MD THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 12 10 146 153 1449 0 10913990 11216032 8505132 10506105 24167 81418 79571 84341 19522860 21887896 0 0 0 0 11465162 12932902 0 0 0 6865921 7085179 18331083 20018081 1191777 1869815 11847519 16412364 5135829 7673552 6711690 8738812 X THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 0 0 6471501 211666 THE MS-ISAC PROGRAM PROVIDES A COMMON MECHANISM FOR RAISING THE LEVEL OF CYBER SECURITY READINESS AND RESPONSE IN EACH STATE AND WITH LOCAL GOVERNMENTS AND U.S. TERRITORIES AND FOCUSES ON IMPROVING THE OVERALL CYBER SECURITY POSTURE OF STATE, LOCAL, TERRITORIAL, AND TRIBAL (SLTT) GOVERNMENTS. THE MS-ISAC PROGRAM COLLABORATES AND SHARES INFORMATION WITH ITS SLTT GOVERNMENT MEMBERS, PRIVATE SECTOR PARTNERS, AND THE U.S. DEPARTMENT OF HOMELAND SECURITY. WITHIN THE MS-ISAC PROGRAM IS THE INTEGRATED INTELLIGENCE CENTER (IIC), WHICH LEVERAGES TRUSTED RELATIONSHIPS WITH GOVERNMENT AND PRIVATE SECTOR ENTITIES TO GENERATE COORDINATED AND ACTIONABLE INTELLIGENCE PRODUCTS TO IMPROVE THE SECURITY POSTURE OF ALL PARTNERS. 2206337 3320763 THE PARTNER PAID PROGRAM OFFERS SERVICES TO ALL STATE, LOCAL, TRIBAL AND TERRITORIAL GOVERNMENT ENTITIES (SLTT'S), AND PUBLIC AUTHORITIES TO IMPROVE THEIR OVERALL CYBER SECURITY. THESE SERVICES INCLUDE SCANNING, SECURITY ASSESSMENTS, PHISHING EXERCISES, AND OTHER CYBER SECURITY RELATED SERVICES. 2588691 6088726 THE SECURITY BENCHMARKS PROGRAM HELPS ORGANIZATIONS IMPROVE THEIR IT SECURITY POSTURE BY REDUCING RISKS RESULTING FROM INADEQUATE TECHNICAL SECURITY CONTROLS. TO ACCOMPLISH THIS, THE SECURITY BENCHMARKS PROGRAM FACILITATES THE CONSENSUS-BASED DEVELOPMENT OF: (1) BEST PRACTICE STANDARDS FOR SECURITY CONFIGURATION, (2) TOOLS FOR MEASURING INFORMATION SECURITY STATUS, AND (3) RESOURCES FOR MAKING INFORMED SECURITY INVESTMENT DECISIONS. 178890 789397 THE PRODUCT SALES PROGRAM OFFERS AGGREGATE PURCHASING TO SLTT GOVERNMENTS AND RELATED NOT-FOR-PROFIT ENTITIES IN ACHIEVING A GREATER CYBER SECURITY POSTURE THROUGH TRUSTED EXPERT GUIDANCE AND COST-EFFECTIVE PROCUREMENT. THIS PROGRAM ALSO PROVIDES SERVICES SUCH AS VULNERABILITY SCANNING, PENETRATION TESTING, AND OTHER CYBER SECURITY SERVICES FOR PRIVATE ENTITIES AND ORGANIZATIONS THAT WORK WITH SLTT'S MEMBERS. 894126 70165 THE CRITICAL SECURITY CONTROLS PROGRAM IS A RECOMMENDED SET OF ACTIONS FOR CYBER DEFENSE THAT PROVIDE SPECIFIC AND ACTIONABLE WAYS TO THWART THE MOST PERVASIVE ATTACKS. THEY ARE A RELATIVELY SHORT LIST OF HIGH-PRIORITY, HIGHLY EFFECTIVE DEFENSIVE ACTIONS THAT PROVIDE A "MUST DO, DO FIRST" STARTING POINT FOR EVERY ENTERPRISE SEEKING TO IMPROVE THEIR CYBER DEFENSE. 18239 23939 THE WORKFORCE DEVELOPMENT PROGRAM WAS BORNE OUT OF AN UNPRECEDENTED DEMAND FOR HIGHLY-SKILLED PRACTITIONERS CAPABLE OF BUILDING SECURITY INTO NEW AND EXISTING NETWORKS, ASSESSING SECURITY ON A REAL TIME BASIS AS NEW VULNERABILITIES ARE IDENTIFIED AND DISCLOSED, AND ACTING AS FRONT-LINE CYBER DEFENDERS ACROSS VARIOUS INDUSTRIES AND GOVERNMENT AGENCIES. THE CENTER SEEKS TO DEVELOP ASSESSMENT INSTRUMENTS TO RELIABLY PREDICT FUTURE PERFORMANCE AND APTITUDE FOR CYBERSECURITY JOBS, SUPPORTING BOTH THE GROWTH OF THE WORKFORCE AND ITS ABILITY TO DELIVER POSITIVE RESULTS. 1091255 883501 12357784 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 1 19 0 146 1 1 1 0 0 0 0 0 0 0 0 0 X 12 10 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 NY X ALBERT SZESNAT 5182663460 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 JOHN GILLIGAN CHAIRMAN 4.00 X X 0 0 0 DEIRDRE O'CALLAGHAN CHEIF COUNSEL AND SECRETARY 40.00 X X 170014 0 17552 STEVEN SPANO PRESIDENT AND CHIEF OPERATING OFFICER 40.00 X X 472258 0 11649 KAREN EVANS TREASURER/DIRECTOR 1.00 1.00 X X 0 0 0 JANE HOLL LUTE CEO/DIRECTOR (RESIGNED AS CEO 3/31) 40.00 1.00 X X 90107 0 5384 MICHAEL ASSANTE DIRECTOR 1.00 1.00 X 0 0 0 RAMON BARQUIN DIRECTOR 1.00 X 0 0 0 MAUREEN HELMER DIRECTOR 1.00 X 0 0 0 ALAN PALLER DIRECTOR 1.00 1.00 X 0 0 0 FRANKLIN REEDER DIRECTOR 1.00 2.00 X 0 0 0 RICHARD SCHAEFFER DIRECTOR 1.00 1.00 X 0 0 0 PHIL VENABLES DIRECTOR 1.00 X 0 0 0 CLINTON KREITNER DIRECTOR 1.00 X 0 0 0 JACK ARTHUR DIRECTOR 1.00 X 0 0 0 BRUCE MOULTON DIRECTOR 1.00 X 0 0 0 ALBERT R SZESNAT CHEIF FINANCIAL OFFICER 40.00 X 174035 0 8488 THOMAS F DUFFY SR VP OF OPS AND SVCS 40.00 X 187743 0 8724 RICHARD J LICHT CHIEF ADMINISTRATIVE OFFICER 40.00 X 174015 0 8843 KERRY A COFFEY SR VP OF BUSINESS DEV 40.00 X 158238 0 6330 KATHLEEN PATENTREGER SR VP OF PROGRAMS 40.00 X 154238 0 11703 TONY SAGER SR VP AND CHIEF EVANGELIST 40.00 X 175671 0 7027 LAURA J IWAN CHIEF INFORMATION SEC OFFICER 40.00 X 165562 0 6622 BRIAN N CALKIN VP OF OPERATIONS 40.00 X 160605 0 22086 ADAM MONTVILLE SR DIRECTOR SCA 40.00 X 153877 0 22880 KATHRYN BURNS DIRECTOR OF CC DEVELOPMENT 40.00 X 144402 0 17402 2380765 0 154690 38 0 1 0 GILLIGAN GROUP INC 8908 GLADE HILL ROAD FAIRFAX VA 22031 CONSULT/INTERIM CEO 153940 TROY WEB CONSULTING 21 WESTOVER ROAD TROY NY 12180 CONSULTING 151858 CAMBRIDGE GLOBAL ADVISORS 1700 NORTH MOORE AVENUE SUITE 2100 ARLINGTON VA 22209 CONSULTING 121240 3 10767432 448600 11216032 SECURITY BENCHMARKS 900099 6090175 6088726 1449 PARTNER PAID 541519 3320763 3320763 PRODUCT SALES 541519 789397 789397 MS-ISAC 541519 211666 211666 CRITICAL CONTROLS 541519 70165 70165 23939 23939 10506105 70627 70627 248424 237633 10791 10791 10791 MISCELLANEOUS 541300 84341 84341 84341 21887896 10599788 1449 70627 1659231 553077 1106154 9424231 6669416 2754815 285320 209147 76173 790808 517144 273664 773312 531834 241478 12986 12986 55505 55505 539547 206788 332759 261845 191304 70541 231396 87023 144373 3565472 2425423 1140049 556508 2072 554436 914044 784838 129206 518926 518926 130846 130846 HUMAN RESOURCES AND ADM 298007 179718 118289 PROVISION FOR TAXES 97 97 20018081 12357784 7660297 0 7961238 6392192 212068 222749 1624722 1947727 399725 359469 4102028 2238341 1647221 1863687 5623995 2545 2545 11847519 16412364 1101912 2013666 4033917 5659789 97 5135829 7673552 X 6711690 8738812 6711690 8738812 11847519 16412364 1869815 157307 0 X 0 1 X 1 1 1 X 6694048 8751784 9508911 10913990 11216032 47084765 6694048 8751784 9508911 10913990 11216032 47084765 47084765 10822 16760 23167 24167 70627 145543 19198 9233 2680 0 31111 5164 56000 71429 79571 84341 296505 47557924 37347843 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2012 AMOUNT: $ 5,164. 2014 AMOUNT: $ 475. 2016 AMOUNT: $ 537. SHARED SERVICE - 2014 AMOUNT: $ 42,660. 2015 AMOUNT: $ 43,395. 2016 AMOUNT: $ 44,264. AMEX REWARD POINTS - 2013 AMOUNT: $ 56,000. 2014 AMOUNT: $ 23,210. 2015 AMOUNT: $ 5,550. 2016 AMOUNT: $ 3,840. KULA MASTERCARD REWARD POINTS - 2015 AMOUNT: $ 30,626. 2016 AMOUNT: $ 35,700. SPEAKING ENGAGEMENTS - 2014 AMOUNT: $ 5,084. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1187575 588214 599361 2914453 1650127 1264326 1863687 97 97 X 22088903 157307 43700 201007 21887896 0 21887896 20061781 43700 43700 20018081 0 20018081 PART X, LINE 2: WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITION'S TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE CENTER'S TAX POSITIONS, INCLUDING INTEREST AND PENALTIES ATTRIBUTABLE THERETO AND CONCLUDED THAT THE CENTER HAS TAKEN NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN THEIR FINANCIAL STATEMENTS AS OF BOTH DECEMBER 31, 2016 AND 2015. X X X X 0 0 0 0 0 0 0 1 0 DEIRDRE O'CALLAGHAN CHEIF COUNSEL AND SECRETARY 160014 0 10000 0 0 0 6801 0 10751 0 187566 0 0 0 STEVEN SPANO PRESIDENT AND CHIEF OPERATING OFFICE 259008 0 213250 0 0 0 10600 0 1049 0 483907 0 0 0 ALBERT R SZESNAT CHEIF FINANCIAL OFFICER 164035 0 10000 0 0 0 6961 0 1527 0 182523 0 0 0 THOMAS F DUFFY SR VP OF OPS AND SVCS 177743 0 10000 0 0 0 7510 0 1214 0 196467 0 0 0 RICHARD J LICHT CHIEF ADMINISTRATIVE OFFICER 164015 0 10000 0 0 0 6961 0 1882 0 182858 0 0 0 KERRY A COFFEY SR VP OF BUSINESS DEV 148238 0 10000 0 0 0 6330 0 0 0 164568 0 0 0 KATHLEEN PATENTREGER SR VP OF PROGRAMS 144238 0 10000 0 0 0 6169 0 5534 0 165941 0 0 0 TONY SAGER SR VP AND CHIEF EVANGELIST 170671 0 5000 0 0 0 7027 0 0 0 182698 0 0 0 LAURA J IWAN CHIEF INFORMATION SEC OFFICER 160562 0 5000 0 0 0 6622 0 0 0 172184 0 0 0 BRIAN N CALKIN VP OF OPERATIONS 155605 0 5000 0 0 0 6424 0 15662 0 182691 0 0 0 ADAM MONTVILLE SR DIRECTOR SCA 152277 0 1600 0 0 0 6155 0 16725 0 176757 0 0 0 KATHRYN BURNS DIRECTOR OF CC DEVELOPMENT 139402 0 5000 0 0 0 5776 0 11626 0 161804 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS PART I, LINE 7 EACH YEAR THE BOARD APPROVES A BUDGET THAT INCLUDES PERFORMANCE INCENTIVES AND MERIT INCREASES. THE CENTER FOR INTERNET SECURITY, INC. MAY AWARD AN ANNUAL BONUS TO EMPLOYEES BASED UPON THEIR PERFORMANCE DURING THE YEAR. THE BONUS IS A FIXED DOLLAR AMOUNT, WHICH IS DETERMINED AT THE DISCRETION OF MANAGEMENT. ALAN PALLER BOARD MEMBER 76710 SEE PART V 0 ALAN PALLER BOARD MEMBER 718318 SEE PART V 0 JANE LUTE FORMER OFCR/BD MBER 56000 SEE PART V 0 JOHN GILLIGAN BOARD MEMBER 153940 SEE PART V 0 PART IV, LINE 1, COLUMN D: ALAN PALLER IS AN OFFICER AND DIRECTOR FOR SANS. THE ORGANIZATION PAID SANS FOR TRAINING COURSES AND MATERIALS IN THE ORDINARY COURSE OF BUSINESS. THESE TRANSACTIONS WERE ENTERED INTO AT ARMS-LENGTH. PART IV, LINE 2, COLUMN D: ALAN PALLER IS AN OFFICER AND DIRECTOR FOR SANS. THE ORGANIZATION RECEIVED COMMISSIONS FROM SANS FOR TRAINING THAT THE ORGANIZATION PROMOTES TO VARIOUS SLTT'S THROUGH ITS PRODUCT SALES PROGRAM. PART IV, LINE 3, COLUMN D: THE ORGANIZATION PAID JANE LUTE CONSULTING FEES, FOLLOWING MS. LUTE'S RESIGNATION FROM HER CEO POSITION WITH THE ORGANIZATION IN MARCH OF 2016. PART IV, LINE 4, COLUMN D: JOHN GILLIGAN IS THE PRESIDENT OF THE GILLIGAN GROUP, INC., AN IT CONSULTING FIRM. THE ORGANIZATION PAID THE GILLIGAN GROUP, INC. FOR CEO CONSULTING SERVICES. FORM 990, PART VI, SECTION A, LINE 2 THERE IS A BUSINESS RELATIONSHIP BETWEEN MICHAEL ASSANTE, DIRECTOR, AND ALAN PALLER, DIRECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE BOARD OF DIRECTORS, CFO, AND COO, PRIOR TO ITS SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND INTERESTED PARTIES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONAIRE ON AN ANNUAL BASIS. THIS QUESTIONAIRE IS FILED WITH THE CORPORATE SECRETARY. ANY CONFLICTS OF INTEREST DISCLOSED ON THE ANNUAL QUESTIONAIRE IS REVIEWED AND RESOLVED BY THE BOARD ACCORDING TO THE CONFLICT OF INTEREST POLICY. SHOULD ANY CONFLICTS OF INTEREST ARISE DURING THE INTERIM, THE CONFLICT IS BROUGHT TO THE BOARD WHERE IT IS REVIEWED AND RESOLVED ACCORDING TO THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CARRIES OUT THE RESPONSIBILITY OF SETTING THE CEO'S COMPENSATION. THE BOARD APPOINTS A COMPENSATION COMMITTEE WHICH REVIEWS DATA PROVIDED BY MANAGEMENT THAT INCLUDES THE ABBOTT & LANGER NATIONAL NON-PROFIT COMPENSATION SURVEY AND OTHER COMPARABLES. ALL DECISIONS ABOUT THE CEO'S COMPENSATION ARE PRESENTED TO THE BOARD FOR THEIR REVIEW AND RATIFICATION. THE BOARD'S COMPENSATION COMMITTEE ALSO REVIEWS SALARY RANGES FOR ALL EXECUTIVES, BUT DECISIONS ON ALL OTHER EXECUTIVES' COMPENSATION IS THE RESPONSIBILITY OF THE CEO. IN ARRIVING AT THE COMPENSATION DECISIONS, THE CEO IS PRESENTED WITH A JOB DESCRIPTION AND A SALARY SURVEY THAT UTILIZED THE NON-PROFIT COMPENSATION SURVEY AND OTHER AVAILABLE INFORMATION FOR SIMILAR JOBS IN THE INDUSTRY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. NATIONAL BOARD OF INFORMATION SECURITY EXAMINERS OF THE UNITED STATES INC 1700 N MOORE ST SUITE 2100 ARLINGTON VA 22209 272795662 CYBERSECURITY VA 501(C)(3) PUBLIC CHARITY CENTER FOR INTERNET SECURITY INC 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 COUNCIL ON CYBERSECURITY B 54000 ACTUAL EXPENDITURE