2017-11-13T14:37:07-06:00 2016-12-31 420714325 RSM US LLP 4801 MAIN STREET SUITE 400 KANSAS CITY MO 64112 990 2016-01-01 431147836 MARILLAC CENTER INC MARI 9139514300 300 EAST 36TH STREET KANSAS CITY MO 64111 ERIC GIOVANNI TREASURER 9139514300 2017-11-10 1 CONNIE HENDERSON P00156688 8167533000 108.171.131.189 2017-11-10 15:05:49 CS P 43426D2DC3D8343BDE73CC09D9D025F9F6D8D964 C1B378CB84C3DDC52378DD3D13C0D0DBA06926B0 2016 2017-02-10 21:41:12Z X X LYNN LEMKE 8000 WEST 127TH STREET OVERLAND PARK KS 66213 8660102 0 X WWW.MARILLAC.ORG X 1897 MO TO PROVIDE CHILDREN AND FAMILIES HOPE FOR A BRIGHTER TOMORROW. X 13 13 154 75 0 0 457367 452910 11130423 8005394 3158 5088 217115 125514 11808063 8588906 33165 34150 0 0 7332118 5202971 0 0 322667 4698478 4626681 12063761 9863802 -255698 -1274896 9534567 0 1989317 0 7545250 0 X TO PROVIDE CHILDREN AND FAMILIES HOPE FOR A BRIGHTER TOMORROW 0 0 3459300 17948 3640874 MARILLAC'S PSYCHIATRIC RESIDENTIAL TREATMENT FACILITY (PRTF) PROVIDES NON-ACUTE, INPATIENT CARE TO CHILDREN FROM AGES 12 TO 18 WHO ARE CHALLENGED WITH MENTAL AND BEHAVIORAL HEALTH ISSUES. THIS CAN INVOLVE AN EMOTIONAL OR BEHAVIORAL PROBLEM, AND/OR SUBSTANCE USE DISORDER THAT REQUIRES 24-HOUR SUPERVISION AND SPECIALIZED INTERVENTIONS. THIS PROGRAM SERVES THOSE WHO HAVE NOT RESPONDED TO COMMUNITY-BASED OR SHORT-TERM HOSPITALIZATION.CLIENTS ADMITTED TO MARILLAC'S PRTF TYPICALLY HAVE A LONG HISTORY OF COMPLEX ISSUES THAT BENEFIT FROM OUR TRAUMA-INFORMED TREATMENT APPROACH. IN 2016, 115 PRTF CLIENTS WERE ADMITTED. 35% HAD A HISTORY OF BEING PHYSICALLY ABUSED, AND 37% HAD BEEN SEXUALLY ABUSED. 75% HAD A HISTORY OF SUICIDE ATTEMPTS, AND 82% HAD BEEN PHYSICALLY AGGRESSIVE TOWARD OTHERS. BY DISCHARGE, AFTER AN AVERAGE STAY OF 66 DAYS, 57% HAD ACHIEVED DEMONSTRATED SIGNIFICANT IMPROVEMENT IN PROBLEM SEVERITY, AND 50% EXPERIENCED CLINICALLY SIGNIFICANT IMPROVEMENT IN FUNCTIONING. 2106633 13956 3541788 SPACE AND SUPPORT SERVICES FOR PSYCHIATRIC HOSPITALMARILLAC PROVIDES SPACE AND SUPPORT SERVICES TO THE UNIVERSITY OF KANSAS HOSPITAL SYSTEM (UKHS), WHICH OPERATES A PSYCHIATRIC HOSPITAL FOR CHILDREN AND ADOLESCENTS ON THE MARILLAC CAMPUS. UNDER THE AGREEMENT WITH UKHS, MARILLAC PROVIDES SPACE, MAINTENANCE AND CUSTODIAL SERVICES, EXPRESSIVE THERAPY SERVICES, CAFETERIA SERVICES, AND VARIOUS OTHER SUPPORT SERVICES TO ENHANCE UKHS'S OPERATION OF THE PSYCHIATRIC HOSPITAL PROGRAM. MARILLAC AND ITS RELATED ORGANIZATION, CORNERSTONES OF CARE, ALSO OFFER TO UKHS VARIOUS ADMINISTRATIVE AND LEADERSHIP SUPPORT NOT REFLECTED IN THE DIRECT EXPENSE FIGURES NOTED ON THIS SCHEDULE. 1176384 1040 1081843 MARILLAC EAST THERAPEUTIC DAY SCHOOL (IN BLUE SPRINGS, MISSOURI) SERVES STUDENTS FROM KINDERGARTEN THROUGH TWELFTH GRADES. THE STUDENTS SERVED HAVE EMOTIONAL, BEHAVIORAL AND EDUCATIONAL PROBLEMS THAT HAVE PREVENTED THEM FROM BEING SUCCESSFUL IN THE PUBLIC SCHOOL SETTING. THE EDUCATION PROGRAM OPERATES AN EDUCATIONAL PROGRAM TO SERVE THE CHILDREN AND ADOLESCENTS SERVED BY THE PRTF. 432829 1206 168906 MARILLAC PROVIDES OFFICE-BASED PSYCHIATRY AND THERAPY SERVICES ON AN OUTPATIENT BASIS TO CHILDREN AND FAMILIES IN THE COMMUNITY. THESE SERVICES MAY BE PROVIDED ON A STAND-ALONE BASIS OR FOR CONTINUITY OF CARE IN FOLLOW UP TO OTHER SERVICES PROVIDED BY MARILLAC. 432829 1206 168906 7175146 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 1 5 0 1 154 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X X MICHAEL F KERR CPA 8165081718 300 E 36TH STREET KANSAS CITY MO 64111 JESS ADAMS DIRECTOR 2.00 X 0 0 0 BRET BOEGER DIRECTOR 2.00 X 0 0 0 GRIFF DOCKING VICE CHAIR 2.00 X 0 0 0 MICHAEL ENGLE DIRECTOR 2.00 X 0 0 0 BRYAN FARWELL DIRECTOR 2.00 X 0 0 0 RICHARD KEELER DIRECTOR 2.00 X 0 0 0 STEVE LAWRENCE CHAIRMAN 2.00 X 0 0 0 JENNIFER LEVINSON DIRECTOR 2.00 X 0 0 0 ROB MCCASLIN TREASURER 2.00 X 0 0 0 ALLISON MURDOCK DIRECTOR 2.00 X 0 0 0 JAY POWER DIRECTOR 2.00 X 0 0 0 MICHAEL SAMMS DIRECTOR 2.00 X 0 0 0 LARRY SHAFFER DIRECTOR 2.00 X 0 0 0 LYNN LEMKE PRESIDENT/CEO 45.00 X 115882 0 36440 ERIC GIOVANNI CHIEF BUSINESS OFFICER 8.00 42.00 X 0 124617 18647 DR BRIAN BARASH PHYSICIAN 40.00 X 113526 0 17486 229408 124617 72573 2 0 1 0 GREENBUSH SOUTHEAST KANSAS EDUCATION CENTER GIRARD KS 667430189 EDUCATION SERVICES 448123 FAVORITE HEALTHCARE STAFFING INC PO BOX 803356 KANSAS CITY MO 641803356 TEMPORARY HELP SERVICES 175920 UNIVERSITY OF KS HOSPITAL AUTHORITY PO BOX 955772 ST LOUIS MO 631955772 PHYSICIAN SERVICES 125814 3 161304 97390 2809 108106 83301 9278 452910 OTHER PROGRAM FEES 624100 4437833 4437833 GOVERNMENT AGENCIES 624100 3567561 3567561 8005394 5088 5088 17136 97390 71196 -54060 -54060 OTHER MISC. REVENUE 532000 179574 179574 179574 8588906 8184968 0 -48972 34150 34150 283334 283334 4219859 3922365 288400 9094 27687 23980 3700 7 369453 366305 2674 474 302638 264455 37507 676 210773 210773 29501 29501 1748394 602210 888194 257990 77157 1303 48094 27760 188807 167035 14270 7502 744738 232835 509465 2438 467169 449456 13275 4438 23654 17965 5599 90 1229 192 1037 72295 68616 2943 736 191446 184538 5012 1896 84341 74920 9112 309 BAD DEBT EXPENSE 474059 474059 0 0 FOOD SERVICE 201104 201083 15 6 EQUIP RENTAL/MAINTENANC 93571 89054 4072 445 OTHER EXPENSES 11914 526 2582 8806 6529 99 6430 9863802 7175146 2365989 322667 998445 0 0 0 1143694 0 0 0 0 0 39045 0 0 0 7072535 0 0 0 0 0 280848 0 9534567 0 572689 0 96919 0 1208263 0 111446 0 1989317 0 X 7519389 0 25861 0 7545250 0 9534567 0 -1274896 -6270354 X X 0 1 X 1 1 1 X 795162 659875 870735 457367 452910 3236049 10642038 11880554 11846177 11365541 8184968 53919278 58553 40342 10625 21060 17136 147716 11495753 12580771 12727537 11843968 8655014 57303043 0 0 0 57303043 562 316 134 3158 5088 9258 562 316 134 3158 5088 9258 11496315 12581087 12727671 11847126 8660102 57312301 0.99980 0.99460 0.00020 0.00010 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 8588906 0 8588906 0 8588906 9863802 0 9863802 0 9863802 PART X, LINE 2: MARILLAC HAS ADOPTED THE PROVISIONS OF ASC TOPIC 740-10 "ACCOUNTING FOR UNCERTAIN TAX POSITIONS". UNCERTAIN TAX POSITIONS, IF ANY, ARE RECORDED AS A LIABILITY IF A TAX POSITION TAKEN DOES NOT MEET THE MORE-LIKELY-THAN-NOT STANDARD THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. THERE IS NO LIABILITY FOR UNCERTAIN TAX POSITIONS RECORDED AT DECEMBER 31, 2016 OR 2015. ENCHANTED EVENING 109890 97390 12500 1740 24829 29434 4850 10343 EASTER EGG HUNT 4636 4636 114526 97390 17136 1740 24829 29434 4850 10343 71196 -54060 1 CLOTHING 1314 4281 COST CLOTHING TRANSLATION 67 4595 COST TRANSLATION UNREIMBURSED MEDICAL FEES 67 4993 COST FEES CLIENT ACTIVITIES/RECREATION 86 10918 COST ACTIVITIES/RECREATION PERSONAL AND HYGIENE SUPPLIES 1436 5798 COST SUPPLIES BIRTHDAYS AND GIFTS 100 642 COST GIFTS FAMILY ASSISTANCE SUPPLIES 14 889 COST SUPPLIES ALLOWANCES 16 2034 PART I, LINE 2: THE ORGANIZATION KEEPS RECORDS TO ENSURE THE ELIGIBILITY OF THE RECIPIENTS OF GRANTS AND ASSISTANCE TO INDIVIDUALS. X X X 0 0 0 0 0 0 0 0 0 LYNN LEMKE PRESIDENT/CEO 111082 0 0 0 4800 0 3039 0 33401 0 152322 0 0 0 CASH 2016-12-31 532537 CASH 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) ACOUNTS RECEIVABLE 2016-12-31 400334 COST 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) OTHER RECEIVABLES 2016-12-31 56537 COST 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) PREPAID EXPENSES 2016-12-31 25981 COST 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) DUE FROM RELATED AGENCIES 2016-12-31 31566 COST 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) SECURITY DEPOSITS 2016-12-31 70107 COST 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) PROPERTY AND EQUIPMENT 2016-12-31 6905477 COST 431689138 CORNERSTONES OF CARE 300 E 36TH STREET KANSAS CITY MO 64111 501(C)(3) 1 1 0 0 1 1 1 1 0 PART I, LINE 2E: EXPLANATION OF INVOLVEMENT: ERIC GIOVANNI WAS THE CHIEF BUSINESS OFFICER FOR MARILLAC CENTER INC. AND IS NOW THE TREASURER FOR CORNERSTONES OF CARE AS A RESULT OF THE MERGER.JENNIFER LEVINSON WAS A DIRECTOR AT MARILLAC AND IS NOW A DIRECTOR FOR CORNERSTONES OF CARE AS A RESULT OF THE MERGER. FORM 990, PART VI, SECTION A, LINE 6 CORNERSTONES OF CARE IS THE SOLE MEMBER OF MARILLAC, INC. THE BOARD OF DIRECTORS IS APPOINTED BY CORNERSTONES OF CARE WHICH ALSO PROVIDES MANAGEMENT OVERSIGHT. FORM 990, PART VI, SECTION A, LINE 7A CORNERSTONES OF CARE HAS THE POWER TO APPROVE THE SELECTION OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE ACTIONS OF THE BOARD OF DIRECTORS ARE SUBJECT TO APPROVAL BY CORNERSTONES OF CARE. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS OF THE AGENCY RETAINS FINAL RESPONSIBILITY FOR THE PREPARATION AND REVIEW OF THE AGENCIES ANNUAL INFORMATION RETURN (FORM 990) FILED WITH THE INTERNAL REVENUE SERVICE. THE BOARD DELEGATES THE RESPONSIBILITY FOR THE PREPARATION OF THE FORM TO ITS ACCOUNTING FIRM AND THE BOARD AND ALONG WITH APPROPRIATE FINANCIAL MANAGEMENT REVIEW THE DRAFT OF THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AT THE TIME OF HIRE, THE CEO OR HIS/HER DESIGNEE SHALL PROVIDE TO EMPLOYEES A COPY OF THE CONFLICT OF INTEREST POLICY. IN ADDITION, ON AN ANNUAL RECURRING BASIS, THE CEO OR HIS/HER DESIGNEE SHALL PROVIDE TO THE CORPORATE DIRECTORS AND ALL KEY EMPLOYEES (AS IDENTIFIED ON THE IRS FORM 990) APPLICABLE CONFLICT OF INTEREST DISCLOSURE FORMS AND QUESTIONNAIRES AND RELATED POLICY ACKNOWLEDGEMENTS, WHICH SHALL BE COMPLETED TO IDENTIFY ANY RELATIONSHIPS, POSITIONS, OR CIRCUMSTANCES RELATED TO ANY POTENTIAL CONFLICTS OF INTEREST . THE CEO WILL COLLECT THE COMPLETED FORMS AND REVIEW WITH THE BOARD CHAIR, CHIEF BUSINESS OFFICER AND DIRECTOR OF FINANCE & ACCOUNTING ANY RELATED PARTY TRANSACTIONS THAT WERE DISCLOSED, TO ASSESS FOR PRESENCE OF CONFLICT OF INTEREST AND, IF SO, APPROPRIATE STEPS TO MITIGATE. DURING THE COURSE OF BUSINESS, EACH MEMBER OF THE BOARD AND EACH KEY EMPLOYEE SHALL DISCLOSE FULLY AND FRANKLY ANY AND ALL ACTUAL OR POTENTIAL CONFLICTS OR DUALITY OF INTERESTS OF RESPONSIBILITY, WHETHER PERSONAL, INDIVIDUAL, OR BUSINESS, WHICH MAY EXIST OR APPEAR TO EXIST. A DUALITY OF INTEREST BECOMES A CONFLICT OF INTEREST ONLY IF THE CHAIRPERSON OF THE BOARD DECIDES THAT A CONFLICT OF INTEREST EXISTS, BECAUSE THE DUALITY OF INTEREST IS SO SUBSTANTIAL THAT IT COULD COMPROMISE OBJECTIVE DECISIONMAKING OR COULD OTHERWISE BE DETRIMENTAL TO THE ORGANIZATION. IF A CONFLICT OF INTEREST IS DETERMINED TO EXIST, 1) THE INDIVIDUAL POSSESSING THE CONFLICT OF INTEREST, MAY MAKE A PRESENTATION AT THE BOARD OR COMMITTEE MEETING, BUT AFTER SUCH PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND VOTE ON, THE TRANSACTION OR ARRANGEMENT RESULTING IN THE CONFLICT OF INTEREST, 2) THE CHAIRPERSON OF THE BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT, 3)AFTER EXERCISING DUE DILIGENCE, THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER THE ORGANIZATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT WITH REASONABLE EFFORTS FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, 4) IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY ATTAINABLE UNDER CIRCUMSTANCES THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATION'S BEST INTEREST AND FOR ITS OWN BENEFIT AND WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO THE ORGANIZATION. ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT SHALL BE IN CONFORMITY WITH SUCH DETERMINATION. NONDISCLOSURE OF INFORMATION SHALL BE STRICTLY ENFORCED, AND RECORDS OF PROCEEDINGS SHALL BE ENTERED INTO THE MINUTES OF THE BOARD AND ALL COMMITTEES. FORM 990, PART VI, SECTION B, LINE 15A OUR OVERALL EXECUTIVE COMPENSATION STRATEGY IS TO ATTRACT, RETAIN AND MOTIVATE HIGHLY QUALIFIED EXECUTIVES. THE KEY EXECUTIVES FOR 2016 WERE COMPRISED OF THE PRESIDENT AND CEO, THE CHIEF OPERATING OFFICER, THE CHIEF BUSINESS OFFICER AND THE AGENCY PRESIDENTS. THE PRINCIPAL OBJECTIVES OF OUR EXECUTIVE COMPENSATION ARE (1) ATTRACT AND RETAIN HIGHLY-QUALIFIED AND TALENTED INDIVIDUALS AND (2) MOTIVATE THESE INDIVIDUALS TO ACHIEVE OUR SHORT-TERM AND LONG-TERM BUSINESS OBJECTIVES IN ALIGNMENT WITH OUR STRATEGIC PLAN. CORNERSTONES OF CARE'S BOARD OF DIRECTORS OVERSEE THE COMPENSATION OF THE PRESIDENT AND CEO. IN ADDITION, THE BOARD OF DIRECTORS CONSULTS WITH THE PRESIDENT AND CEO ON THE COMPENSATION FOR THE OTHER ABOVE NAMED KEY EXECUTIVES. IN 2014, THE CORNERSTONES OF CARE BOARD OF DIRECTORS REVIEWED COMPETITIVE COMPENSATION DATA AND APPROVED THE BASE SALARY AND SALARY ADJUSTMENT FOR THE PRESIDENT AND CEO. AFTER CONSULTATION WITH THE BOARD OF DIRECTORS, THE PRESIDENT AND CEO DETERMINE APPROPRIATE COMPENSATION AND SALARY INCREASES FOR THE OTHER KEY EXECUTIVES. IN MAY, 2014, THE BOARD OF DIRECTORS CONSIDERED THE COMPETITIVENESS OF SALARIES PAID TO OUR EXECUTIVES BY REVIEWING COMPARATIVE SURVEY DATA OBTAINED FROM THE COMPENSATION CONSULTANT, LOCKTON. LOCKTON PRESENTED THEIR FINDINGS TO THE BOARD OF DIRECTORS ALONG WITH RECOMMENDATIONS FOR INCREASES TO KEY EXECUTIVES' SALARIES TO MOVE TOWARD MORE COMPETITIVE BASE PAY. AFTER REVIEW AND DISCUSSION OF THIS DATA, SALARY ADJUSTMENTS WERE DETERMINED FOR KEY EXECUTIVES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI, LINE 9 MARILLAC CENTER INC. MERGED INTO CORNERSTONES OF CARE, A 501(C)(3) ORGANIZATION, EFFECTIVE JANUARY 1, 2017. OPERATIONS IN MARILLAC CENTER INC. CEASED ON DECEMBER 31, 2016 AND NET ASSETS OF $6,270,354 WERE TRANSFERRED TO CORNERSTONES OF CARE. CORNERSTONES OF CARE 300 EAST 36TH STREET KANSAS CITY MO 64111 431689138 SOCIAL SERVICES MO 501(C)(3) LINE 10 N/A 0 SPOFFORD 9700 GRANDVIEW ROAD KANSAS CITY MO 64137 440546277 TREATMENT MO 501(C)(3) LINE 10 CORNERSTONES OF CARE 0 OZANAM 421 EAST 137TH STREET KANSAS CITY MO 64145 440545442 TREATMENT MO 501(C)(3) LINE 10 CORNERSTONES OF CARE 0 GILLIS CENTER INC 8150 WORNALL ROAD KANSAS CITY MO 64114 431765826 TREATMENT MO 501(C)(3) LINE 10 CORNERSTONES OF CARE 0 MARILLAC FOUNDATION 8000 W 127TH STREET OVERLAND PARK KS 66213 412255451 SUPPORT KS 501(C)(3) LINE 12A, I MARILLAC CENTER INC 1 OZANAM FOUNDATION 421 EAST 137TH STREET KANSAS CITY MO 64145 431623792 SUPPORT MO 501(C)(3) LINE 12A, I OZANAM 0 OZANAM THRIFTMART INC 421 EAST 137TH STREET KANSAS CITY MO 64145 431689299 SUPPORT MO 501(C)(3) LINE 12A, I OZANAM 0 SPOFFORD FOUNDATION 9700 GRANDVIEW ROAD KANSAS CITY MO 64137 431789721 SUPPORT MO 501(C)(3) LINE 12A, I SPOFFORD 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 0 0 MARILLAC FOUNDATION C 2809 CASH