2017-11-10T09:35:57-06:00 2016-12-31 204759472 LBA HAYNES STRAND PLLC 212 W MATTHEWS ST STE 102 MATTHEWS NC 28105 990PF 2016-01-01 046977585 KERMIT G PHILLIPS II CHARITABLE TRUST AKA PHILLIPS FOUNDATION KERM 3364580806 PO BOX 4034 GREENSBORO NC 27404 ELIZABETH PHILLIPS PRESIDENT 3364580806 2017-11-10 1 DAVID D FRASER P00283556 7048411120 2017-10-19 24.106.171.34 2017-11-10 10:27:02 ES P 269DE40331C24034E88BF2C76B2F362D33DC3722 269DE40331C24034E88BF2C76B2F362D33DC3722 2016 2018-03-14 21:41:22Z X 57358939 X X 892973 892973 -447137 53522941 0 7334 7334 453170 900307 0 0 0 189276 0 189276 7655 0 7655 27745 0 27745 50258 0 50258 200254 177765 22489 16122 0 15508 5751 0 33741 0 33741 81157 13887 67270 611959 191652 413942 4646967 4646967 5258926 191652 5060909 -4805756 708655 293521 293521 3030182 1660819 1660819 2413 1323 2413 2413 341577 0 0 0 898478 875918 28142883 34191126 35693071 176215 176215 176215 176215 1863908 1807339 1807339 23605495 15212033 16340692 523320 14369 514702 508951 508951 57676285 54750895 57358939 2395 4303 2395 4303 X 0 0 0 0 57673890 54746592 57673890 54746592 57676285 54750895 57673890 -4805756 1886466 54754600 8008 54746592 MORGAN STANLEY 017246 SEE ATTACHED 2015-12-02 2016-05-26 56016 65336 -9320 -9320 MORGAN STANLEY 017246 SEE ATTACHED 2014-10-31 2016-05-26 1330477 1774598 -444121 -444121 MORGAN STANLEY 628603 SEE ATTACHED 18561639 18148344 413295 413295 MORGAN STANLEY 628603 SEE ATTACHED 1982121 2026319 -44198 -44198 MORGAN STANLEY 628603 SEE ATTACHED 20048572 19954325 94247 94247 MORGAN STANLEY 628603 SEE ATTACHED 1535329 2186042 -650713 -650713 MORGAN STANLEY 072735 SEE ATTACHED 446965 427406 19559 19559 MORGAN STANLEY 072735 SEE ATTACHED 9906 9029 877 877 MORGAN STANLEY 072750 SEE ATTACHED 2052 1931 121 121 MORGAN STANLEY 072750 SEE ATTACHED 5558 5558 5558 MORGAN STANLEY 628604 SEE ATTACHED 23860 24854 -994 -994 MORGAN STANLEY 628604 SEE ATTACHED 4108852 3982011 126841 126841 MORGAN STANLEY 628605 SEE ATTACHED 147585 142323 5262 5262 MORGAN STANLEY 628605 SEE ATTACHED 1827237 1948498 -121261 -121261 MORGAN STANLEY 628845 SEE ATTACHED 1694115 1700344 -6229 -6229 MORGAN STANLEY 628845 SEE ATTACHED 1702192 1578718 123474 123474 CAPITAL GAINS DIVIDENDS P 40465 40465 40465 -447137 0 3114099 58199075 0.053508 2727587 57230106 0.047660 721187 44472423 0.016216 325000 9485282 0.034264 305070 6512059 0.046847 0.198495 0.039699 51985623 2063777 7087 2070864 5060909 X 7087 0 7087 0 7087 12826 12826 5739 5739 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NC 1 0 0 1 0 1 WWW.PHILLIPSFOUNDATIONNC.ORG LBA HAYNES STRAND PLLC 3362863204 PO BOX 10949 GREENSBORO NC 27404 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHERINE PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 KEITH PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 KERT PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 KEVIN PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 PETER GILCHRIST PO BOX 4034 GREENSBORO NC 27404 PROTECTOR 1.00 0 0 0 CATHERINE BURNETT PO BOX 4034 GREENSBORO NC 27404 CHIEF OPERATING OFFI 40.00 102233 0 0 0 MORGAN STANLEY 333 W SAN CARLOS ST STE 1100 SAN JOSE CA 95110 INVESTMENT MANAGEMENT 177765 0 FAMILY WELLNESS: THE PHILLIPS FOUNDATION SEEKS TO LEVERAGE THE FOUNDATION'S EXISTING GRANT PARTNERSHIPS TO EVOLVE TOWARD UPSTREAM PREVENTION OF SOCIAL ISSUES BY ADDRESSING ROOT PROBLEMS OF FAMILY BREAKDOWN AND DYSFUNCTION THROUGH RESEARCH-BASED TOOLS FOR HEALTHY RELATIONSHIPS AND FAMILY WELLNESS. THIS DIRECT CHARITABLE ACTIVITY CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 0 HOMELESSNESS: THE PHILLIPS FOUNDATION SEEKS TO: IMPROVE ITS APPROACH TO PREVENTING AND ENDING HOMELESSNESS THROUGH LEVERAGING SUCCESSFUL GRANTEE MODELS (SUCH AS HOUSING FIRST AND YV LIFESET); CONVENE WITH PARTNERS TO DEVELOP LARGE SCALE SOLUTIONS; AND FOSTER COLLABORATION AMONG PARTNERS AND PHILLIPS FOUNDATION TO SCALE OUT INITIATIVES MORE BROADLY. THE PHILLIPS FOUNDATION ALSO AIMS TO LEARN FROM ITS GRANTEES HOW THE FOUNDATION'S INVESTMENTS IN THEM CAN BE LEVERAGED MORE FULLY. THIS DIRECT CHARITABLE ACTIVITY CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 0 IMPACT INVESTING: THE PHILLIPS FOUNDATION SEEKS TO CREATE A PLATFORM TO AMPLIFY SOCIAL AND ENVIRONMENTAL VALUE THROUGH FINANCIAL INVESTMENTS, A PRACTICE KNOW AS IMPACT INVESTING. THROUGH A SERIES OF EVENTS, GATHERINGS, AND COLLABORATIONS THAT BRING TOGETHER A VARIETY OF STAKEHOLDERS, THE FOUNDATION WILL MEET THIS MISSION-RELATED GOAL THROUGH ACTIVITIES INCLUDING BUT NOT LIMITED TO: PROVIDING EDUCATIONAL PROGRAMS, CONVENING PARTNERS, FOSTERING COLLABORATION, CREATING DEAL-FLOW, AND EXPLORING OPPORTUNITIES. THIS DIRECT CHARITABLE ACTIVITY CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 13066 0 29907388 3233516 19636378 52777282 0 0 52777282 791659 51985623 2599281 2599281 7087 65888 72975 2526306 0 2526306 0 2526306 5060909 0 5060909 7087 5053822 2526306 1096823 0 0 5060909 1096823 0 0 2526306 1437780 0 0 1437780 0 0 0 0 0 0 0 1437780 1437780 KEITH PHILLIPS X ACTION GREENSBORO 203 S CHURCH ST GREENSBORO NC 27401 PC DOWNTOWN GREENWAY; OPERATIONS AND PROGRAMS SUPPORT 400000 THE SALVATION ARMY 1311 S EUGENE ST PO BOX 5310 GREENSBORO NC 27435 PC SALVATION ARMY OF GREENSBORO BOYS & GIRLS CLUB 200000 TEACH FOR AMERICA INC 100 N ELM STREET SUITE 302 GREENSBORO NC 27401 PC TEACH FOR AMERICA - NC PIEDMONT TRIAD REGION 853226 UNION SQUARE CAMPUS INC 2901 E LEE ST STE 2500 GREENSBORO NC 27401 PC UNION SQUARE CAMPUS 200000 YOUNG MENS CHRISTIAN ASSOCIATION OF GREENSBORO INC 620 GREEN VALLEY RD STE 210 GREENSBORO NC 27408 PC HAYES-TAYLOR YMCA 150000 UNITED WAY OF GREATER GREENSBORO INC 1500 YANCEYVILLE ST GREENSBORO NC 27405 PC FAMILY SUCCESS CENTER PILOT 375000 UNITED WAY OF GREATER GREENSBORO INC 1500 YANCEYVILLE ST GREENSBORO NC 27405 PC PARTNERS ENDING HOMELESSNESS 480000 GREENSBORO CHILDREN'S MUSEUM INC 220 NORTH CHURCH STREET GREENSBORO NC 27401 PC ESTABLISH ENDOWMENT TO SUPPORT MAINTENANCE AND ENHANCED PROGRAMMING 100000 THE COMMUNITY FOUNDATION OF GREATER GREENSBORO INC 330 SOUTH GREENE STREET SUITE 100 GREENSBORO NC 27401 PC SAY YES TO EDUCATION IN GUILFORD COUNTY 500000 YOUTH VILLAGES FOUNDATION INC 8430 UNIVERSITY EXECUTIVE PARK DR SUITE 655 CHARLOTTE NC 28262 PC YOUTH VILLAGES LIFESET IN GUILFORD COUNTY 288741 UNC-G EXCELLENCE FOUNDATION OFFICE OF THE CHANCELLOR UNCG 303 MOSSMAN BLDG GREENSBORO NC 27402 PC HEALTHY RELATIONSHIPS INITIATIVE 100000 THE COMMUNITY FOUNDATION OF GREATER GREENSBORO INC 330 SOUTH GREENE STREET SUITE 100 GREENSBORO NC 27401 PC TANGER PERFORMING ARTS CENTER 1000000 4646967 0 14 892973 525990 7334 18 -447137 7334 445836 0 453170 11 REAL PROPERTY RENTED TO PUBLIC CHARITY AT A NOMINAL AMOUNT 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 50258 0 50258 2014 EQUIPMENT 2014-12-31 11707 3510 SL 5.000000000000 2341 0 2014 FURN & FIXT 2014-12-31 22330 4778 SL 7.000000000000 3190 0 2014 IMPROVE 2014-12-31 2200 330 SL 10.000000000000 220 0 PUBLICLY TRADED SECURITIES - SEE ATTACHED STATEMENT 34191126 35693071 898478 875918 0 0 PRIVATELY HELD INVESTMENTS - SEE ATTACHED STATEMENT AT COST 12631894 13760553 UNREALIZED APPRECIATION AT COST 2579131 2579131 SELF HELP CREDIT UNION AT COST 1008 1008 2014 EQUIPMENT 11707 5851 5856 2014 FURN & FIXT 22330 7968 14362 2014 IMPROVE 2200 550 1650 LEGAL 27745 0 27745 BOOK TAX DIFFERENCES 8008 ADVERTISING PROMOTION AND MARKETING 11347 0 11347 BANK CHARGES 1172 1172 0 BOARD MEETING EXPENSES 571 0 571 DUES SUBSCRIPTIONS & MEMBERSHIPS 9261 0 9261 INSURANCE 750 0 750 OFFICE EXPENSES 25707 0 25707 SPONSORED EVENTS 10878 0 10878 TEMPORARY SERVICES 8756 0 8756 SCHEDULE K-1 EXPENSES - SEE ATTACHMENT 12715 12715 0 OTHER INCOME 7334 7334 7334 UNREALIZED APPRECIATION 1886466 CONSULTING & OUTSIDE SERVICES 20892 0 20892 PAYROLL SERVICE FEES 1097 0 1097 OTHER PROFESSIONAL FEES 500 0 500 INVESTMENT ADVISORY FEES 177765 177765 0 PAYROLL TAXES 15508 0 15508 STATE TAXES 614 0 0 GENERAL GREENE INVESTMENT CO INC 1400 BATTLEGROUND AVE STE 201 GREENSBORO NC 27408 566029430 CASH DISTRIBUTION FROM GENERAL GREENE INVESTMENT CO INC 0 1143396