2017-12-19T16:15:06-06:00 2017-04-30 271728945 PKF O'CONNOR DAVIES LLP 665 Fifth Avenue New York NY 10022 990 2016-05-01 200366717 The Intrepid Fallen Heroes Fund INTR 6463815130 ONE INTREPID SQ-W 46TH ST 12TH AVE New York NY 10036 david a winters PRESIDENT 6463815130 2017-12-19 1 Garrett M Higgins P00543209 2122862600 2017-12-19 4.15.211.182 2017-12-19 16:15:03 ES P 7BA56FF327DF6CE66E5B3B670A4D710D6BB1380E FAE1802FB5B3A5637C116FEC3188EF56F319A123 2016 2018-03-14 21:41:22Z DAVID A WINTERS ONE INTREPID SQ-W 46TH ST 12TH AVE New York NY 10036 9204280 0 X www.fallenheroesfund.org X 2003 NY The Intrepid Fallen Heroes Fund supports the men and women of the Armed Forces and their families. 14 14 5 23 0 0 9528117 8997489 0 0 72164 69519 0 -50216 9600281 9016792 19124630 223919 0 0 553159 554370 0 0 547297 521395 466286 20199184 1244575 -10598903 7772217 13681379 20813779 1544502 909973 12136877 19903806 X The Intrepid Fallen Heroes Fund provides services in support of military personnel severely injured in support of our nation, to improve the medical care provided to them and enhance their ability to return to military service or a productive civilian life. 0 0 266538 172181 Construction of Intrepid Spirit Centers:The Intrepid Fallen Heroes Fund is leading efforts to support service members suffering the terrible effects of traumatic brain injury (TBI), which afflicts hundreds of thousands of military personnel. The Fund is building a series of nine specially-designed treatment facilities, called Intrepid Spirit centers, at military bases around the nation, within which service members receive the most advanced and proven care to address the complex symptoms of TBI, with the goal of returning these men and women to their duties in the armed forces. (Continued on Schedule O).Five Intrepid Spirit centers are already open and serving America's brave service members, and they have achieved a success rate of returning more than 92% of patients to work and family. Two more centers are under construction with an additional two to follow. 51738 51738 Other program services:In Fiscal 2017 a support grant was given to the Center for the Intrepid (CFI) in San Antonio, Texas to assist with facility and equipment upgrades. CFI, which is on the grounds of Brooke Army Medical Center, is a world class treatment facility serving those military who have suffered loss of limbs and severe burns. (Continued on Schedule O).In October 2016, a $10,000 support grant was given to a British non-profit, Walking With the Wounded, which treats and assists British military personnel who have suffered severe injuries in the wars in Iraq and Afghanistan. The Intrepid Fallen Heroes Fund has a long history of supporting British service members, who were included in the Fund's original program of providing grants to families of military personnel who had been killed while serving in uniform. 318276 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 7 0 5 1 0 0 0 0 0 1 1 0 0 0 0 X 14 14 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OK OH OR PA RI SC TN UT VA WI WA WV X X X thomas j alletto TreasurerChief Financial Officer 6463815130 one intrepid Square w 46th St 12th New York NY 10036 Richard T Santulli chairman 1.00 X X 0 0 0 david A Winters preSIDENT 20.00 3.00 X X 0 0 0 daniel askey trustee 1.00 X 0 0 0 amanda bowman trustee 1.00 X 0 0 0 James Carrier Trustee 1.00 X 0 0 0 Gen'l Richard A Cody Trustee 1.00 X 0 0 0 Martin L Edelman trustee 1.00 X 0 0 0 Frank Fertitta III trustee 1.00 X 0 0 0 Lorenzo Fertitta trustee 1.00 X 0 0 0 brian D Finn trustee 1.00 X 0 0 0 Winston Fisher Trustee 1.00 0.10 X 0 0 0 Honorable Raymond Kelly trustee 1.00 X 0 0 0 georGEtte mosbacher TRustee until Nov. 2016 1.00 X 0 0 0 joseph Perella trustee 1.00 X 0 0 0 aNTHony Sichenzio MD trustee 1.00 X 0 0 0 ThOMas J alletto cfo/treasurer 40.00 2.00 X 121840 0 12084 LIsA Yaconiello vp/secretary 40.00 X 135208 0 8950 257048 0 21034 2 0 0 0 Robins & Morton 400 Shades Creek Parkway Birmingham AL 35209 Contractor - Fort Hood Intrepid Spirit C 2789198 W M Jordan Company Inc 11010 Jefferson Avenue Newport News VA 236011337 contractor - Fort Bragg Intrepid Spirit 1563841 smithgroupjjr 1700 new york avenue nw washington DC 20006 architecture 540882 Plaza Construction Corp PO Box 26199 New York NY 100876199 Contractor - Intrepid Spirit Center Prog 293715 Social Factor Inc 1101 E 6th Street Austin TX 78702 Digital Social Media Consultant 207358 5 33142 494439 8469908 106143 8997489 71810 71810 103852 106143 -2291 -2291 -2291 31129 494439 81345 -50216 -50216 9016792 0 0 19303 213919 213919 10000 10000 281352 42215 130547 108590 231361 40712 85924 104725 5282 793 2450 2039 36375 5458 16878 14039 46960 46960 41000 41000 31149 9803 21346 250088 11580 238508 53480 5567 47913 12507 2955 9552 21502 21502 regulatory fees 5179 5179 Other expenses 3836 3836 Film and video expenses 585 585 1244575 318276 379002 547297 2000 544449 12112124 16449147 1247151 162577 35455 24754 0 0 284649 3632852 13681379 20813779 106992 61733 10000 1427510 848240 1544502 909973 X 11586877 18203388 550000 1700418 12136877 19903806 13681379 20813779 X 7772217 -5288 X X 0 1 X 1 0 X 7316525 11378367 10266859 9528117 8997489 47487357 7316525 11378367 10266859 9528117 8997489 47487357 5362942 42124415 167787 105084 89470 73591 71810 507742 47995099 0.87770 0.90930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 CONSTRUCTION IN PROGRESS 3632690 Due from to IMF 162 3632852 construction costs payable 848240 848240 X 9186642 169850 169850 9016792 0 9016792 1419713 169850 5288 175138 1244575 0 1244575 Part X, Line 2: The Fund recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. Management has determined that the Fund had no uncertain tax positions that would require financial statement recognition or disclosure. The Fund is no longer subject to audits by the applicable taxing jurisdictions for fiscal years prior to 2014. Part XII, Line 2d - Other Adjustments: Adjustment made for uncollectible pledges 5,288. 0 0 0 0 0 0 0 0 0 Europe general support for program service activities 10000 check 1 0 0 0 0 0 0 0 Team Extreme 515436 494439 20997 782 20215 A. Bowman Event 10132 10132 10132 1 29268 20948 525568 494439 31129 40182 41163 81345 -50216 1 department of defense 1400 defense pentagon washington DC 203011400 US government 172180 book value Intrepid Spirit Centers in Texas and North Carolina To build a comprehensive health care facility for military personnel with traumatic brain injury. Center For the Intrepid 3851 Roger Brooke Dr San Antonio TX 78234 us government 41739 book value CFI - equipment and facility upgrade costs. To assist with equipment and facility upgrade costs. 2 0 Part I, Line 2: grant recipients have met the eligibility requirements to receive the grant and accordingly all funds paid to and received by them are unrestricted in nature. X 16 106143 avg. selling price 0 0 0 0 Part I, Column (b): The organization is reporting the number of contributors in Schedule M, Part I COlumn (B). Form 990, Part VI, Section A, line 2 Winston Fisher, A TRUSTEE OF THE INTREPID FALLEN HEROES FUND, AND MARTIN EDELMAN, A TRUSTEE OF THE INTREPID FALLEN HEROES FUND, HAVE BUSINESS RELATIONSHIPS WITH ONE ANOTHER AS PARTNERS AT FISHER BROTHERS. Frank Fertitta who is a trustee of the Intrepid Fallen Heroes Fund has a family relationship with Lorenzo Fertitta who is also a trustee of the Intrepid Fallen Heroes Fund. Form 990, Part VI, Section B, line 11b The Organization has its Form 990 prepared by an outside accounting firm and has established the following review process to ensure that the information reported is complete and accurate. When the Form 990 has been prepared, reviewed and approved by audit committee and is ready to be filed with the Internal Revenue Service, it is submitted electronically to members of the organization's governing body for any comments prior to its submission. The governing body is provided with one week to review the prepared Form 990 and provide their comments. Any comments are then grouped, summarized and provided to the compliance officer or committee in charge of filing the return for their review. Each issue is documented and addressed until the return is finalized and approved for filing. Form 990, Part VI, Section B, line 12c The Intrepid Fallen Heroes Fund currently has in place a conflict of interest policy which it annually monitors and enforces. The board currently mandates that all members of management and the governing body annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy is submitted to the corporate compliance officer who reviews the signed attestations for potential or actual conflicts. If a potential or actual conflict of interest exists, the corporate compliance officer will notify member of management or the governing body about such conflict and investigate the conflict. The results of the investigation will be summarized and documented by the corporate compliance officer and be reported to the governing body. If the corporate compliance officer establishes that an actual conflict exists, the member of management or the governing body will be notified immediately and will not be allowed to vote or be a part of any decisions about any such transactions that have to do with the conflict until such time there is no longer a conflict. Form 990, Part VI, Section B, line 15 The intrepid fallen heroes fund has established a written compensation policy for their Board to follow in establishing the compensation for the CEO, Executive Director, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the Board and that the Board should be free of conflicts of interest. In addition, the Board reviews appropriate and adequate data to determine the reasonableness of compensation being considered. The Board uses a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The Board's decision regarding the amount of compensation paid must be adequately documented in a contemporaneously written format, documented with the date of the decision, the members present during the decision and those who voted on it, the full terms of the transaction that was approved and the comparable data used and relied upon to make the decision. This policy and process for determining compensation for executives and key employees was last undertaken in FY17. Form 990, Part VI, Section C, line 19 The intrepid Fallen Heroes Fund makes its Form 990 available for public inspection as required under section 6104 of the Internal Revenue Code by posting it on their website as well as guidestar.org and other similar websites. In addition Forms 990 as well as the financial statements, conflict of interest policy and governing documents are available upon written request. Form 990, Part XI, line 9: Adjustment made for uncollectable pledges -5,288. FORM 990, PART XII, LINE 2C The Organization has an Audit Committee that is comprised of members of the Board of Trustees, the Fund's President and CFO. This Committee reviews all financial reports and statements, tax returns, and audit reports throughout the fiscal year; supervises the audit process and selection of the independent auditor. This process has not changed from the prior fiscal year. Intrepid Relief Fund One intrepid square W46th St 12th A New York NY 10036 136894054 to provide support for programs assisting wounded military personnel NY 501(c)(3) Line 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0